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Introduction to Coagulation Testing 
Ellinor I. Peerschke, Ph.D., F.A.H.A. 
Vice Chair, Laboratory Medicine 
Head, Laboratory Hematology & Coagulation Service 
MSKCC
Coagulation Screening Tests 
 PT 
 APTT 
 Fibrinogen 
 Thrombin Time 
 HIT screen 
 PFA-100 
 Platelet Function 
 Von Willebrand’s 
Disease
Coagulation Cascade
Preanalytical Variables 
 Specimen Collection 
 3.2% sodium citrate 
 9:1 volume of blood to anticoagulant 
 Hct 25% or 50% may affect results
Preanalytical Variables 
 Stability 
 PT (good up to 72 h, closed tube at RT) 
 APTT (good up to 4 h, closed tube at RT) 
 Special tests – plasma must be frozen at –80C, 
if not assayed within 4 h of collection 
 Specimen Processing 
 Preparation of Platelet Poor Plasma 
• Plt  10,000/ ml 
• Centrifugation (10 – 20 min, 1000g) 
• Assays performed on Plasma
Plasma vs Serum 
 Plasma 
 Anticoagulated 
• Only citrate is 
acceptable 
 Common 
Abbreviations: 
 PPP – platelet poor plasma 
 NPP – normal pool plasma 
 PNP – pooled normal 
plasma 
 Serum 
 Not anticoagulated 
 Consumption of 
coagulation factors, 
particularly fibrinogen, 
F V, F VIII, F II
Analytical Variables 
 Types of Assays 
 clot based 
 chromogenic 
 antigen assays
Screening Tests of 2o Hemostasis 
 PT 
 APTT 
 Fibrinogen 
 Thrombin Time
INR correlation between analytical 
systems
Monitoring Heparin 
 Clot based assays: 
 aPTT (sec) 
 aPTT reagent sensitivity varies 
 aPTT Ratio (1.5 – 2.5 x) 
• use median value of normal range 
• use patient’s baseline aPTT
Monitoring Heparin Therapy 
Using the APTT 
 APTT response to heparin therapy may 
be exaggerated 
 Numerous factors may elevate the APTT: 
• Concomitant warfarin therapy 
• Lupus anticoagulant 
• Factor deficiency 
• Liver disease
Monitoring Heparin Therapy 
Using the APTT 
 APTT response to anticoagulants may be blunted 
 Factor VIII and fibrinogen elevate 
• Can shorten the APTT in a clinically significant manner 
• Increase in factor VIII from 100% to 250% can shorten APTT by 
10% 
 Under-estimates level of anticoagulation 
 Cause of in vitro drug “resistance”
Monitoring Heparin (LMWH) 
 Chromogenic assays 
 Anti Xa assay= Heparin Assay 
• Specify anticoagulant 
• Need separate assay for Fondaparinux 
 Role of AT III
200 
150 
100 
50 
0 
0 0,2 0,4 0,6 0,8 1 
aPTT [sec] 
UFH: Correlation of APTT and 
Anti-FXa poor; 
LMWH: very low sensitivity 
Fondaparinux: insensitive 
UFH 
LMWH 
Monitoring Heparin 
Therapy 
APTT 
 Responsiveness varies with 
reagent, instrument, drug 
 Standardization attempts 
(INR like) have failed
Direct Oral Anticoagulants 
aI Ia 
aXa
DOACs 
Dabigatran 
etexilate 
Rivaroxaban Apixaban 
Target Thrombin F Xa F Xa 
Prodrug  Converted via 
esterase catalyzed 
hydrolysis to 
dabigatran 
No No 
Bioavailability 6.5% 80% ~ 66% 
Peak 2h 2.5 – 4 h 3 h 
½ life 12-14h 7-13h 8-13h 
Routine monitoring No No No 
Dosing Fixed, BID Fixed, BID Fixed, BID 
Elimination 80% renal 67% renal, 33% 
fecal 
25% renal, 75% 
fecal
PT (Recombiplastin): MSKCC 
Dabigatran Rivaroxaban 
25 
20 
15 
10 
5 
0 
0 100 200 300 400 500 600 
PT (sec) 
(Recombiplastin) 
Dabigatran (ng/ml) 
45 
40 
35 
30 
25 
20 
15 
10 
5 
0 
0 100 200 300 400 500 
PT (sec) Recombiplastin 
Rivaroxaban (ng/ml)
APTT (SynthasIL): MSKCC 
Dabigatran Rivaroxaban 
100 
90 
80 
70 
60 
50 
40 
30 
20 
10 
0 
0 100 200 300 400 500 600 
APT (sec) SynthasIL 
Dabigatran (ng/ml) 
70 
60 
50 
40 
30 
20 
10 
0 
0 100 200 300 400 500 
APT (sec) SynthasIL 
Rivaraxaban (ng/ml)
APTT (Actin FS): MSKCC 
Dabigatran Rivaroxaban 
80 
70 
60 
50 
40 
30 
20 
10 
0 
0 100 200 300 400 500 
APT Sec) (Actin FS) 
Rivaroxaban (ng/ml) 
90 
80 
70 
60 
50 
40 
30 
20 
10 
0 
0 100 200 300 400 500 600 
APT (sec) Actin FS 
Dabigatran (ng/ml)
Thrombin Time: MSKCC 
Dabigatran 
ng/ml Sec 
0 24.9 
55 300 
182 300 
268 300 
303 300 
355 300 
480 300 
550 300 
Rivaroxaban 
ng/ml Sec 
0 30.5 
140 28.5 
190 30.6 
230 32.3 
260 29.2 
370 30.7 
460 33.0
Thrombin Time 
 Evaluates 3rd Stage of Coagulation 
 Dysfibrinogenemia (follow with Reptilase Time) 
 Thrombin: FPA  FPB 
 Reptilase: FPA 
 Need fibrinogen result for interpretation 
 (Hypofibrinogenemia/DIC) 
 better alternatives: fibrinogen, D-dimers 
 Heparin Contamination
Fibrinogen 
Assay and 
Thrombin Time 
 3rd Stage of Coagulation 
Neither assay 
measures 
crosslinked fibrin 
To measure F XIII 
activity- F XIII 
assay or 
quantitative F XIII 
antigen
Sensitivity of Screening Tests 
 PT/APTT : prolonged by single factor 
deficiency 30% (variable) 
 PT: highly sensitive to multiple Vit K 
dependent factor deficiencies 
 APTT: more sensitive to heparin 
– Variably sensitive to LMWH
Short PT/APTT 
 In vitro sample activation 
 problematic venopuncture 
 under anticoagulation/low Hct 
 High F VIII (APTT) 
 FEIBA, r F VIIa
D-dimers vs FDPs 
 D-dimer = crosslinked 
degradation product 
 FPD = fibrinogen or 
fibrin degradation 
product 
 primary fibrinolysis 
tPA 
uPA 
SK 
Fibrinolysis
Quantitative D-dimer Assays 
 MoAb to D-dimers on microbeads 
 Agglutination of beads in the presence of 
D-dimers 
 Reference Range: 230 ng/ml 
 Rule out thrombotic event: 
 NPV 100% 
 Specificity 49%
Elevated D-dimers 
 Recent thrombosis 
 DIC 
 Inflammatory conditions 
 Cancer
Interpretation of Prolonged PT 
and/or APTT Results 
 Factor Deficiency 
 Single vs multiple deficiencies 
 Circulating Anticoagulant 
 Lupus-like anticoagulant 
 Specific factor inhibitor 
 Paraproteins 
 Anticoagulants: UFH, LMWH, 
Direct Oral Anticoagulants
Mixing Studies 
 Patient Results 
 PNP 
 Patient : PNP 
 Interpretation: What is correction? 
 Factor deficiency vs. circulating anticoagulants 
 APTT Actin FS 
 Lupus anticoagulant insensitive reagent 
 Normal result rules out a significant factor 
deficiency
Case Study 
 23 Y Female, newly diagnosed Hodgkins 
Lymphoma with widespread metastatic 
disease to bones, liver, spleen, and 
lymphadenopathy 
 Scheduled for possible right pleural biopsy 
and mediastinal lymph node biopsy 
 PT: 22.1 sec (9.4 – 12.8 sec) 
 APTT: 79.6 sec (23.8-36.3 sec)
Mixing Studies 
 PT MIX 
 Immediate 
 PT patient: 22.1 sec 
 NPP: 10.7 sec 
 MIX: 12.2 sec 
 Incubated 
 PT patient: 22.5 sec 
 NPP: 10.8 sec 
 Mix 12.4 sec 
 APTT MIX 
 Immediate 
 APTT patient: 79.6 sec 
 NPP: 33.4 sec 
 MIX 58.2 sec 
 Incubated 
 APTT patient: 82.9 sec 
 NPP: 33.4 sec 
 Mix: 57.9 sec
Additional Studies 
 APTT Actin FS: 39.7 sec (29.1 sec) 
 Factor sensitive 
 Lupus anticoagulant insensitive 
 Thrombin Time: 22.9 sec (17-24 sec) 
 Conclusion 
 Suspect common pathway factor deficiency 
 Suspect lupus anticoagulant
Confirmatory Assays 
 Factor Assays 
 Factor VII: 31% 
 Factor X: 49% 
 Factor V: 97% 
 Factor VIII: 166% 
 Factor IX: 39% 
 Factor XI: 67% 
 Lupus Anticoagulant 
Studies 
 DRVVT Ratio: 2.0 
(1.2) 
 Positive
Clot Based 
Specific Factor Assays 
 PT or APTT based 
 Constituents 
 Patient plasma 
 Factor deficient plasma 
 Assay Principle 
 Patient plasma reconstitutes factor deficient 
plasma 
 Pooled normal plasma/assayed reference 
plasma is used for quantitation
Effect of anticoagulants on factor assays 
 Heparin 
 Direct thrombin or Xa inhibitors – 
 all clot based assays are invalid 
 falsely DECREASED Factors I - XII 
 falsely INCREASED anticoagulation factors
Detection of Lupus 
Anticoagulant 
 No single screening test 
 Requires a panel of screening and confirmatory 
assays demonstrating neutralization of lupus 
anticoagulant with excess phospholipid 
 Dilute Russel Viper Venom Time 
 APTT based tests 
• Silica Clotting Time (IL) 
• StaClot LA (Stago) 
 Results affected by anticoagulation therapy
Sensitivity of Screening APTT to Lupus Anticoagulant 
 A normal APTT does not rule out the 
presence of a lupus anticoagulant 
 Most commercial APTT reagents are moderately 
sensitive to LA 
 Proficiency Testing Survey data 
 ~20% False Negative on samples with low titer LAC
HIT Testing 
 Screening ELISA 
 Antibodies to heparin-PF4 complexes 
• IgG titers 
– IgG titer (OD) more specific 
– Involved in platelet activation 
• Specificity: heparin spike 
• High Negative Predictive Value 
• Poor specificity (false positives) 
– Improves with consideration of pre-test probability
4T Scoring System for Pretest Probability 
2 1 0 
Thrombocytopenia 50% fall in plt or plt 
nadir of 20K-100K 
30-50% fall in 
plt or plt nadir 
10K-19K 
30% fall in plt or 
plt nadir of 10K 
Timing 5-10 d post heparin 
1 day if previous 
heparin within 100 
days 
unclear or plt 
fall after 10 
days 
Plt fall 5 days and 
without recent 
heparin 
Thrombosis New thrombosis, skin 
necrosis 
Progressive or 
recurrent 
thrombosis, 
some skin 
lesions e.g. 
erythema 
None 
Other causes of 
Thrombocytopenia 
Score 3:  5% chance of HIT 
Score 4-5: Intermediate risk 
Score  6: Very high risk of HIT 
None Possible Other causes clearly 
identified 
(Lo GK, Juhl D, Warkentin TE, Sigouin CS, Eichler P, Greinacher A. Evaluation of pretest clinical 
score (4 T’s) for the diagnosis of heparin-induced thrombocytopenia in two clinical settings. J Thromb 
Haemost 2006; 4: 759–65.)
ConfirmatoryHIT/T Testing 
 Serotonin Release Assay 
 Gold standard 
• Send-out test 
• Use to clarify ELISA test result 
– intermediate positives (O.D. 0.8 and  1.0), or 
– high positives (O.D. 1.0) not responsive to heparin spike
Questions?

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Introd to coag testing for fellows mskcc 2014

  • 1. Introduction to Coagulation Testing Ellinor I. Peerschke, Ph.D., F.A.H.A. Vice Chair, Laboratory Medicine Head, Laboratory Hematology & Coagulation Service MSKCC
  • 2. Coagulation Screening Tests PT APTT Fibrinogen Thrombin Time HIT screen PFA-100 Platelet Function Von Willebrand’s Disease
  • 4. Preanalytical Variables Specimen Collection 3.2% sodium citrate 9:1 volume of blood to anticoagulant Hct 25% or 50% may affect results
  • 5. Preanalytical Variables Stability PT (good up to 72 h, closed tube at RT) APTT (good up to 4 h, closed tube at RT) Special tests – plasma must be frozen at –80C, if not assayed within 4 h of collection Specimen Processing Preparation of Platelet Poor Plasma • Plt 10,000/ ml • Centrifugation (10 – 20 min, 1000g) • Assays performed on Plasma
  • 6. Plasma vs Serum Plasma Anticoagulated • Only citrate is acceptable Common Abbreviations: PPP – platelet poor plasma NPP – normal pool plasma PNP – pooled normal plasma Serum Not anticoagulated Consumption of coagulation factors, particularly fibrinogen, F V, F VIII, F II
  • 7. Analytical Variables Types of Assays clot based chromogenic antigen assays
  • 8. Screening Tests of 2o Hemostasis PT APTT Fibrinogen Thrombin Time
  • 9.
  • 10. INR correlation between analytical systems
  • 11.
  • 12. Monitoring Heparin Clot based assays: aPTT (sec) aPTT reagent sensitivity varies aPTT Ratio (1.5 – 2.5 x) • use median value of normal range • use patient’s baseline aPTT
  • 13. Monitoring Heparin Therapy Using the APTT APTT response to heparin therapy may be exaggerated Numerous factors may elevate the APTT: • Concomitant warfarin therapy • Lupus anticoagulant • Factor deficiency • Liver disease
  • 14. Monitoring Heparin Therapy Using the APTT APTT response to anticoagulants may be blunted Factor VIII and fibrinogen elevate • Can shorten the APTT in a clinically significant manner • Increase in factor VIII from 100% to 250% can shorten APTT by 10% Under-estimates level of anticoagulation Cause of in vitro drug “resistance”
  • 15. Monitoring Heparin (LMWH) Chromogenic assays Anti Xa assay= Heparin Assay • Specify anticoagulant • Need separate assay for Fondaparinux Role of AT III
  • 16. 200 150 100 50 0 0 0,2 0,4 0,6 0,8 1 aPTT [sec] UFH: Correlation of APTT and Anti-FXa poor; LMWH: very low sensitivity Fondaparinux: insensitive UFH LMWH Monitoring Heparin Therapy APTT  Responsiveness varies with reagent, instrument, drug  Standardization attempts (INR like) have failed
  • 18. DOACs Dabigatran etexilate Rivaroxaban Apixaban Target Thrombin F Xa F Xa Prodrug  Converted via esterase catalyzed hydrolysis to dabigatran No No Bioavailability 6.5% 80% ~ 66% Peak 2h 2.5 – 4 h 3 h ½ life 12-14h 7-13h 8-13h Routine monitoring No No No Dosing Fixed, BID Fixed, BID Fixed, BID Elimination 80% renal 67% renal, 33% fecal 25% renal, 75% fecal
  • 19. PT (Recombiplastin): MSKCC Dabigatran Rivaroxaban 25 20 15 10 5 0 0 100 200 300 400 500 600 PT (sec) (Recombiplastin) Dabigatran (ng/ml) 45 40 35 30 25 20 15 10 5 0 0 100 200 300 400 500 PT (sec) Recombiplastin Rivaroxaban (ng/ml)
  • 20. APTT (SynthasIL): MSKCC Dabigatran Rivaroxaban 100 90 80 70 60 50 40 30 20 10 0 0 100 200 300 400 500 600 APT (sec) SynthasIL Dabigatran (ng/ml) 70 60 50 40 30 20 10 0 0 100 200 300 400 500 APT (sec) SynthasIL Rivaraxaban (ng/ml)
  • 21. APTT (Actin FS): MSKCC Dabigatran Rivaroxaban 80 70 60 50 40 30 20 10 0 0 100 200 300 400 500 APT Sec) (Actin FS) Rivaroxaban (ng/ml) 90 80 70 60 50 40 30 20 10 0 0 100 200 300 400 500 600 APT (sec) Actin FS Dabigatran (ng/ml)
  • 22. Thrombin Time: MSKCC Dabigatran ng/ml Sec 0 24.9 55 300 182 300 268 300 303 300 355 300 480 300 550 300 Rivaroxaban ng/ml Sec 0 30.5 140 28.5 190 30.6 230 32.3 260 29.2 370 30.7 460 33.0
  • 23. Thrombin Time Evaluates 3rd Stage of Coagulation Dysfibrinogenemia (follow with Reptilase Time) Thrombin: FPA FPB Reptilase: FPA Need fibrinogen result for interpretation (Hypofibrinogenemia/DIC) better alternatives: fibrinogen, D-dimers Heparin Contamination
  • 24. Fibrinogen Assay and Thrombin Time 3rd Stage of Coagulation Neither assay measures crosslinked fibrin To measure F XIII activity- F XIII assay or quantitative F XIII antigen
  • 25. Sensitivity of Screening Tests PT/APTT : prolonged by single factor deficiency 30% (variable) PT: highly sensitive to multiple Vit K dependent factor deficiencies APTT: more sensitive to heparin – Variably sensitive to LMWH
  • 26. Short PT/APTT In vitro sample activation problematic venopuncture under anticoagulation/low Hct High F VIII (APTT) FEIBA, r F VIIa
  • 27. D-dimers vs FDPs D-dimer = crosslinked degradation product FPD = fibrinogen or fibrin degradation product primary fibrinolysis tPA uPA SK Fibrinolysis
  • 28. Quantitative D-dimer Assays MoAb to D-dimers on microbeads Agglutination of beads in the presence of D-dimers Reference Range: 230 ng/ml Rule out thrombotic event: NPV 100% Specificity 49%
  • 29. Elevated D-dimers Recent thrombosis DIC Inflammatory conditions Cancer
  • 30. Interpretation of Prolonged PT and/or APTT Results Factor Deficiency Single vs multiple deficiencies Circulating Anticoagulant Lupus-like anticoagulant Specific factor inhibitor Paraproteins Anticoagulants: UFH, LMWH, Direct Oral Anticoagulants
  • 31. Mixing Studies Patient Results PNP Patient : PNP Interpretation: What is correction? Factor deficiency vs. circulating anticoagulants APTT Actin FS Lupus anticoagulant insensitive reagent Normal result rules out a significant factor deficiency
  • 32. Case Study 23 Y Female, newly diagnosed Hodgkins Lymphoma with widespread metastatic disease to bones, liver, spleen, and lymphadenopathy Scheduled for possible right pleural biopsy and mediastinal lymph node biopsy PT: 22.1 sec (9.4 – 12.8 sec) APTT: 79.6 sec (23.8-36.3 sec)
  • 33. Mixing Studies PT MIX Immediate PT patient: 22.1 sec NPP: 10.7 sec MIX: 12.2 sec Incubated PT patient: 22.5 sec NPP: 10.8 sec Mix 12.4 sec APTT MIX Immediate APTT patient: 79.6 sec NPP: 33.4 sec MIX 58.2 sec Incubated APTT patient: 82.9 sec NPP: 33.4 sec Mix: 57.9 sec
  • 34. Additional Studies APTT Actin FS: 39.7 sec (29.1 sec) Factor sensitive Lupus anticoagulant insensitive Thrombin Time: 22.9 sec (17-24 sec) Conclusion Suspect common pathway factor deficiency Suspect lupus anticoagulant
  • 35. Confirmatory Assays Factor Assays Factor VII: 31% Factor X: 49% Factor V: 97% Factor VIII: 166% Factor IX: 39% Factor XI: 67% Lupus Anticoagulant Studies DRVVT Ratio: 2.0 (1.2) Positive
  • 36. Clot Based Specific Factor Assays PT or APTT based Constituents Patient plasma Factor deficient plasma Assay Principle Patient plasma reconstitutes factor deficient plasma Pooled normal plasma/assayed reference plasma is used for quantitation
  • 37. Effect of anticoagulants on factor assays Heparin Direct thrombin or Xa inhibitors – all clot based assays are invalid falsely DECREASED Factors I - XII falsely INCREASED anticoagulation factors
  • 38. Detection of Lupus Anticoagulant  No single screening test  Requires a panel of screening and confirmatory assays demonstrating neutralization of lupus anticoagulant with excess phospholipid Dilute Russel Viper Venom Time APTT based tests • Silica Clotting Time (IL) • StaClot LA (Stago) Results affected by anticoagulation therapy
  • 39. Sensitivity of Screening APTT to Lupus Anticoagulant A normal APTT does not rule out the presence of a lupus anticoagulant Most commercial APTT reagents are moderately sensitive to LA Proficiency Testing Survey data ~20% False Negative on samples with low titer LAC
  • 40. HIT Testing Screening ELISA Antibodies to heparin-PF4 complexes • IgG titers – IgG titer (OD) more specific – Involved in platelet activation • Specificity: heparin spike • High Negative Predictive Value • Poor specificity (false positives) – Improves with consideration of pre-test probability
  • 41. 4T Scoring System for Pretest Probability 2 1 0 Thrombocytopenia 50% fall in plt or plt nadir of 20K-100K 30-50% fall in plt or plt nadir 10K-19K 30% fall in plt or plt nadir of 10K Timing 5-10 d post heparin 1 day if previous heparin within 100 days unclear or plt fall after 10 days Plt fall 5 days and without recent heparin Thrombosis New thrombosis, skin necrosis Progressive or recurrent thrombosis, some skin lesions e.g. erythema None Other causes of Thrombocytopenia Score 3: 5% chance of HIT Score 4-5: Intermediate risk Score 6: Very high risk of HIT None Possible Other causes clearly identified (Lo GK, Juhl D, Warkentin TE, Sigouin CS, Eichler P, Greinacher A. Evaluation of pretest clinical score (4 T’s) for the diagnosis of heparin-induced thrombocytopenia in two clinical settings. J Thromb Haemost 2006; 4: 759–65.)
  • 42. ConfirmatoryHIT/T Testing Serotonin Release Assay Gold standard • Send-out test • Use to clarify ELISA test result – intermediate positives (O.D. 0.8 and 1.0), or – high positives (O.D. 1.0) not responsive to heparin spike