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Review
Motivational Interviewing in Improving Oral Health: A
Systematic Review of Randomized Controlled Trials
Xiaoli Gao,* Edward Chin Man Lo,* Shirley Ching Ching Kot,* and Kevin Chi Wai Chan*
Background: The control and management of many oral
health conditions highly depend on one’s daily self-care
practice and compliance to preventive and curative mea-
sures. Conventional (health) education (CE), focusing on
disseminating information and giving normative advice, is
insufficient to achieve sustained behavioral changes. A
counseling approach, motivational interviewing (MI), is po-
tentially useful in changing oral health behaviors. This sys-
tematic review aims to synthesize the evidence on the
effectiveness of MI compared with CE in improving oral
health.
Methods: Four databases (PubMed MEDLINE, Web of
Science, Cochrane Library, and PsycINFO) were searched
to identify randomized controlled trials that evaluated the ef-
fectiveness of MI compared with CE in changing oral health
behaviors and improving oral health of dental patients and
the public. The scientific quality of the studies was rated,
and their key findings were qualitatively synthesized.
Results: The search yielded 221 potentially relevant pa-
pers, among which 20 papers (on 16 studies) met the eligi-
bility criteria. The quality of the studies varied from 10 to 18
out of a highest possible score of 21. Concerning peri-
odontal health, superior effect of MI on oral hygiene was
found in five trials and was absent in two trials. Two trials
targeting smoking cessation in adolescents failed to gener-
ate a positive effect. MI outperformed CE in improving at
least one outcome in four studies on preventing early child-
hood caries, one study on adherence to dental appoint-
ments, and two studies on abstinence of illicit drugs and
alcohol use to prevent the reoccurrence of facial injury.
Conclusions: Reviewed randomized controlled trials
showed varied success of MI in improving oral health. The
potential of MI in dental health care, especially on improv-
ing periodontal health, remains controversial. Additional
studies with methodologic rigor are needed for a better un-
derstanding of the roles of MI in dental practice. J Periodontol
2014;85:426-437.
KEY WORDS
Dental caries; health behavior; motivational interviewing;
periodontal diseases; randomized controlled trials.
T
he control and management of
many oral health conditions highly
depend on one’s daily self-care
and compliance to preventive and cura-
tive measures. Under the current biop-
sychosocial model of health care, there
is little dispute that empowering people
to adopt healthy behaviors should be
incorporated as part of the treatment
plan for dental patients and oral health
programs for a community.1,2
Two positive behaviors are of par-
ticular relevance to periodontal health,
namely smoking cessation3 and self-
maintenance of oral hygiene (by brush-
ing and interdental cleaning).4 Both be-
haviors are essential for preventing
occurrence and controlling progression
of periodontal diseases4,5 and are the
prerequisites for treatment success of
periodontal diseases.6,7 Without patients’
adherence to these two behaviors, even
the most meticulous periodontal therapy
is likely to be ineffective.2,7
Diligent efforts are made by peri-
odontists and dental hygienists in edu-
cating their patients to adhere to plaque-
control measures and quitting smoking.
Nevertheless, the rate of patient com-
pliance in long-term therapy appeared
to be low.8,9 Similar dilemmas also exist
in other disciplines of dentistry for
managing other oral health problems.10
Conventionally, patient education fo-
cuses on disseminating information and
giving normative advice. Although pa-
tients’ knowledge may be improved,* Faculty of Dentistry, The University of Hong Kong, Hong Kong.
doi: 10.1902/jop.2013.130205
Volume 85 • Number 3
426
such knowledge gain does not translate into sus-
tained changes in their oral health behaviors.10 A
typical consultation session is often an exercise in
overt persuasion. However, what appears to be
a convincing line of reasoning to the dental pro-
fessional falls on deaf ears or results in patients’
resistance to change.11 The fruitless efforts of con-
ventional education (CE) have led initially enthusi-
astic dental professionals to a state of burnout and
created skepticism toward such attempts.12
Facing such a clinical dilemma, researchers and
practitioners actively looked for solutions. A col-
laborative counseling method, motivational inter-
viewing (MI), started to emerge in dentistry in recent
years. MI is a ‘‘client-centered directive method for
enhancing intrinsic motivation to change by ex-
ploring and resolving ambivalence.’’13 Clients assess
their own behaviors, present arguments for change,
and choose a behavior on which to focus, whereas
the counselor helps to create, by skillful questioning
and reflection, an acceptable resolution that triggers
change.13 Such a client-centered approach is in
clear contrast to CE, in which professionals are the
active participants in presenting problems and of-
fering solutions, whereas clients are normally ex-
cluded from problem definition and decision-
making.11,13
MI has been found to be effective in treating a
broad range of health-related lifestyle problems, such
as substance abuse, diet disorder, lack of physical
exercise, and poor adherence to medication regi-
mens.14-17 Although reported effect size varied
across studies, and some equivocal findings re-
mained in some studies, current evidence in ag-
gregation supports the effectiveness of MI in eliciting
positive health behaviors.14,15 Despite the sizeable
evidence collected in medical research, the potential
of MI in dental health care is understood to a much
lesser extent. To the best of the authors’ knowledge,
no systematic review on dental MI has been pub-
lished. In a narrative review involving many health
conditions, the authors identified two dental MI
studies (reported in four papers) and acknowledged
oral health was an emerging area for MI.18 However,
without a systematic search of databases, this re-
view might have only captured a small segment of
the reported evidence. Moreover, papers included in
this narrative review were published before 2007.
The latest evidence collected in the past 5 years was
not synthesized.
MI started to be included in the latest editions of
clinical textbooks in periodontology,19 showing the
interest of periodontal experts in this promising
method. To assist professionals’ consideration of
incorporating MI into their dental practice, this
systematic review aims to synthesize the current
evidence collected from randomized controlled tri-
als on the effectiveness of MI compared with CE in
changing oral health behaviors and improving oral
health of dental patients and the public.
MATERIALS AND METHODS
This systematic review was conducted in accor-
dance with the PRISMA (Preferred Reporting Items
for Systematic Reviews and Meta-Analyses) guide-
lines on transparent reporting of systematic reviews
and meta-analyses.20 Under the structure of a PICOS
question, the participants (dental patients or the
public), interventions (MI), comparisons (CE), out-
comes (oral health or related behaviors), and study
design (randomized controlled trial) were determined
to define the scope of this review. No review regis-
tration was attempted.
Four electronic databases (PubMed MEDLINE,
Web of Science, Cochrane Library, and PsycINFO)
were searched in December 2012. Potentially rel-
evant reports were retrieved through combinations
of medical subject headings (MeSH) and key words
as follows: (motivational interviewing/interview OR
motivational intervention OR motivational counsel-
ing OR transtheoretical model OR stages of change
OR readiness to/for change) AND (dental OR
dentistry OR oral health OR oral disease/condition).
A paper was retrieved if the following applied: 1) the
combination of key words appeared anywhere in the
paper; 2) it was written in English; and 3) it was
published from 1977 to 2012. Papers in other lan-
guages were excluded because of the authors’ dif-
ficulty in assessing them. The starting year was set
as 5 years before MI was officially introduced,21 so
that possible early studies would not be missed.
Both final printed versions and early electronic
publications were included.
‘‘Transtheoretical model’’ and related key words
(stages of change and readiness for/to change) were
included, because these terms were often used in-
terchangeably with MI by researchers, although the
founders of MI indicated some demarcations be-
tween these interrelated theories.22 Papers retrieved
through these key words were carefully scrutinized in
the later stage of paper selection and were discarded
if they were found to be irrelevant to MI. Because MI
is a new area in dental research with a limited
number of studies and no systematic review pub-
lished, all MI trials on improving oral health are in-
cluded in this review. Therefore, the search terms
‘‘dental,’’ ‘‘dentistry,’’ ‘‘oral health,’’ ‘‘oral disease,’’
and ‘‘oral condition’’ were chosen instead of terms on
particular behaviors (e.g., smoking, oral hygiene) or
diseases (e.g., periodontitis, caries).
To be included in this review, a paper must fulfill
all of the following criteria: 1) the paper is a report
J Periodontol • March 2014 Gao, Lo, Kot, Chan
427
on an interventional study adopting a randomized
controlled trial design; 2) MI is explicitly used as an
active element of at least one of the interventions;
3) comparison is made between MI and CE (in-
formation giving and normative advice); 4) the
study targets at least one oral health–related be-
havior for the purpose of preventing dental diseases
or maintaining/improving oral health; and 5) the
outcome measures are oral health (status of the
teeth, oral cavity, and related tissues) or related
behaviors. Studies among dental patients and the
public were both included. No limit was set on the
length of follow-up of the studies. Commentaries,
editorials, and case reports were excluded. All pa-
pers retrieved were screened by title and abstracts.
Those that were clearly ineligible were excluded.
Full-text papers that were potentially eligible were
obtained. Additional articles were identified by hand
search in the reference lists of these papers. The
full articles of these reports were carefully assessed
for eligibility.
If more than one paper was generated from the
same study, they are all included in this review but
grouped under a single study. The methodologic
quality of the eligible studies was rated by calcu-
lating the number of affirmative answers to 21
quality items according to a scoring tool developed
for reviewing interventional studies in oral health.23
A score of 21 indicates the
highest quality, whereas a score
of 0 indicates the poorest qual-
ity. The papers were screened,
selected, and rated on quality
independently by two reviewers
(SCCK and KCWC). Disagree-
ments were resolved by discus-
sions. Whenever a consensus
could not be reached, the judg-
ment of a third reviewer (XG)
was considered. Data on study
sample (number of participants,
age, sex, ethnicity, socioeco-
nomic status, etc.), methodo-
logic details and possible bias
(group allocation, masking, de-
livery of interventions, outcome
measures, length of follow-up,
etc.), outcomes and summary
measures (risk ratio and differ-
ence in means), and main find-
ings were extracted and entered
into a template record form.
Risk of bias of each study was
specified as remarks in the form.
Authors were contacted when
there was any doubt or ambi-
guity during the data extraction.
The studies were qualitatively synthesized. Quan-
titative synthesis (meta-analysis) for generating an
estimate on the effect size was not possible because
of the great heterogeneity of studies in target be-
haviors and conditions, timing of outcome assess-
ment, and observed outcomes.
RESULTS
Number of Studies and Their Methodologic
Quality
The search of the four databases and the bibliogra-
phies of papers yielded 221 papers, after excluding
duplicate papers retrieved from more than one data-
base (Fig. 1). Through the screening by titles and
abstracts, 117 papers were excluded (52 not related
to oral health; 46 not related to MI; 31 on professional
education; 33 observational studies; nine case reports;
two study protocols; and five commentaries; reasons
were not mutually exclusive). The full articles of the
remaining 104 reports were carefully assessed.
Eighty-four papers were further excluded (18 not re-
lated to oral health; 29 not related to MI; four on
professional education; two qualitative studies; 30
observational studies; two interventional studies
without comparison group; two case reports; three
commentaries; and one review). The remaining 20
papers, on 16 studies, are included in this review.
Figure 1.
Flowchart of literature search and selection.
Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3
428
Table1.
QualityofStudies
QualityItems
Stewart
etal.,
199634
Almomani
etal.,
200935
Jo¨nssonetal.,
2009,
36
2010,
37
201238
Godard
etal.,
201139
Stenman
etal.,
201240
Brand
etal.,
201341
Lalic
etal.,
201242
Weinsteinetal.,
2004,
12
2006
24
;
Harrison
etal.,200725
Freudenthal
andBowen,
201026
Ismail
etal.,
201127
Harrison
etal.,
201228
Skaret
etal.,
200329
Lando
etal.,
200730
Hedman
etal.,
201031
Goodall
etal.,
200832
Shetty
etal.,
201133
1)Wastheresearch
goalclearly
defined?
YYYYYYYYYYYYYYYY
2)Wasthe
interventionfully
describedforthe
intervention
group?
YYYYYYYYYYYNYYNY
3)Wasthe
interventionfully
describedforthe
controlgroup?
YYYYYYYYYYYYYYYY
4)Wasthestudy
populationclearly
defined?
YYYYYYYYYYYYYYYY
5)Wasitstatedhow
manyparticipants
wereattained?
YYYYYYYYYYYYYYYY
6)Werethesubjects
clearlydefined?
YYYYYYYYYYYYYNYY
7)Wasthemethod
ofallocationor
similaritybetween
groupsdescribed?
YYYYYYNYYYYNYYYY
8)Weregroups
comparedonany
variables?
YYYYYYNYYYYYYYYY
9)Werethe
outcome
measuresclearly
defined?
YYYYYYYYYYYYYYYY
10)Werethe
outcome
measures
objective?
NYYYYYYYNYYNNNNN
11)Werethe
outcome
measurestested
forvalidity?
NNNNNNNNNNNNNNNN
12)Werethe
outcome
measurestested
forreliability?
NYNNNYNYNYNNNNNN
13)Werethe
outcome
assessorsmasked?
YNYYYYNYNYYYNYYY
J Periodontol • March 2014 Gao, Lo, Kot, Chan
429
The quality of the 16 studies varied
from 10 to 18 out of a highest pos-
sible quality score of 21 (Table 1).
Nine studies had a quality score of 15
or above. In nine studies, at least one
objective outcome measure was
adopted instead of solely relying on
self-reported behaviors and percep-
tions. Outcome assessors were
masked in 12 studies. Sample size
was justified in seven studies. In 11
studies, the dropout rate was <10% or
was accounted for.
Study Characteristics
The sample size in these studies
varied from 50 to 1,021 (Tables 2
through 4). Samples were drawn from
various age groups and involved
dental patients, special-needs groups
(adults with mental illness), disad-
vantaged communities (low-income
families and ethnic minorities), or
people in certain occupational sec-
tors (veterans and children of medical
staff). In nine studies, MI was delivered
in addition to CE (additive design).
The ‘‘conventional education’’ often
took the form of information/advice
given through printed materials,
videos, and/or talks,12,24-33 whereas
studies targeting oral hygiene for
better periodontal health incorporated
oral hygiene instruction or demon-
stration34-42 and some other ele-
ments, such as viewing of bacteria in
plaque under microscope34 and re-
minder and telephone follow-ups.35
In four studies, each participant
joined more than one MI session,
whereas in 11 studies, a single MI
session was conducted. The number of
sessions was unclear in one study.32
The MI sessions lasted 5 to 90 min-
utes. Post-MI follow-up phone calls
were made in four studies. The MI
counselors were dentists or dental
hygienists (six studies), psychologists
or social workers (four studies),
community workers (three studies),
researchers (two studies), or in-
dividuals with unknown background
(one study). In 15 of 16 studies,
counselors were trained on MI before
delivering the intervention. MI sessions
were recorded and reviewed in eight
Table1.(continued)
QualityofStudies
QualityItems
Stewart
etal.,
1996
34
Almomani
etal.,
2009
35
Jo¨nssonetal.,
2009,
36
2010,
37
2012
38
Godard
etal.,
2011
39
Stenman
etal.,
2012
40
Brand
etal.,
2013
41
Lalic
etal.,
2012
42
Weinsteinetal.,
2004,12
200624
;
Harrison
etal.,2007
25
Freudenthal
andBowen,
2010
26
Ismail
etal.,
2011
27
Harrison
etal.,
2012
28
Skaret
etal.,
2003
29
Lando
etal.,
2007
30
Hedman
etal.,
2010
31
Goodall
etal.,
2008
32
Shetty
etal.,
2011
33
14)Werethe
participants
masked?
NNNNNNNNNNYNNNNN
15)Wasthestatistical
analysis
appropriate?
YYYYYYNYYYYNYNYN
16)Wasthesample
sizeforeach
groupgiven?
YYYYYYYYYYYYYYYY
17)Wasthere
asamplesize
justification?
NYYYYYNYNNYNNNNN
18)Wasthestatistical
significance
defined?
YYYYYYYYYYYYYYYY
19)Wasdropout
rategiven?
YYYYYYNYYYYYYYYY
20)Wasdropout
rate<10%?
YYYNNYNNYNNNNYNN
21)Weredropouts
accountedfor?
YNYYYNNYNYNNYYNN
Totalqualityscore*16171817171810181417171114141313
*Thepossiblerangeforthetotalqualityscoreis0to21.Ascoreof21indicatesthehighestquality,whereasascoreof0indicatesthepoorestquality.
23
Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3
430
Table2.
MIinImprovingPeriodontalHealthThroughOralHygieneMeasures
ReferencenSample
Target
Behavior
Comparison
Groups*DoseofMI
Counselor
Background
Counselor
TrainingonMI
Fidelity
Measure
†
Follow-upAttrition
Outcome
MeasuresMainFindings
Stewart
etal.,
1996
34
117Maleadults;
veterans;
dental
patients
Brushing,
flossing
MI(37);CE
(40);control
(40)
Foursessions
(40minutes
each)
Clinical
psychologist
UnknownNone4weeks0%Dental
knowledge;
self-efficacy
(oralhygiene)
Knowledgeimprovementinboth
interventiongroups;
significantlygreaterflossing
self-efficacyimprovementin
MIgroupthantheothertwo
groups(P<0.05)
Almomani
etal.,
2009
35
60Adultswith
severemental
illness;from
community
BrushingMI+CE(30);
CE(30)
Onesession
(15to20
minutes)
Doctoral
psychology
student
Trained(unclear)Audio-recorded,
reviewed,
andfeedback
4and8weeks7.0%PI;autonomous
regulation;
dental
knowledge
Greaterimprovementsin
knowledgeandplaque
reductionupto8weeksinMI
+CEgroup(P<0.05);plaque
reductionupto4weeksinCE
group;improvedautonomous
regulationinbothgroups
Jo¨nsson
etal.,
2009,
36
2010,
37
201238
113Adultpatients
with
moderateto
advanced
periodontitis
Brushing,
interdental
cleaning
MI(57);CE(56)Multiple
sessions
(median=9)
Dental
hygienists
Trained(8hours)Video-recorded
andreviewed
3and12months4.4%Oralhygiene
behaviors;PI;
GI;BOP;PD;
treatment
success;self-
perceivedoral
health
GreaterimprovementswithMIin
frequencyofinterdental
cleaning,certaintyin
maintainingthebehavior
change,GI,PI,BOP,treatment
successrate(61%versus34%)
(allP<0.05);thedifferences
weregreateronproximalsites;
nobetween-groupdifference
inpocketclosureand
reductionofPD;incremental
costpersuccessfultreatment
caseof€191.09
(approximatelyUS$250)
Godard
etal.,
2011
39
51Adultpatients
with
moderateto
severe
periodontitis
Brushing,
flossing,
interdental
brushing
MI+CE(24);
CE(27)
Onesession
(15to20
minutes)
Two
periodontists
Trained(unclear)None1month13.7%PI;satisfactionof
dentalvisit
Greaterplaquereductionand
patientsatisfactioninMI+CE
group(bothP<0.05)
Stenman
etal.,
2012
40‡
44Adultpatients
with
moderate
periodontitis
Brushing,
flossing
MI+CE(22);
CE(22)
Onesession
(20to90
minutes)
Clinical
psychologist
ExperiencedAudio-recorded
andratedby
MITI
2,4,12,and26
weeks
11.4%Gingivalbleeding;
PI
Non-significantdifferencein
gingivalbleedingandplaque,
full-mouthoronproximalsites
atanyexaminationintervals
J Periodontol • March 2014 Gao, Lo, Kot, Chan
431
studies, including two studies that adopted a fidelity
scale, MI Treatment Integrity (MITI), to measure
counselors’ adherence to MI principles. Participants
were followed up over varied periods of time (up to
2.5 years). The participant attrition rate over the
study period ranged from 0% to 62%.
MI in Improving Periodontal Health Through Oral
Hygiene Measures
MI was delivered for improving periodontal health
through reinforcing oral hygiene measures in seven
studies (Table 2).34-36,39-42 MI outperformed CE in five
studies with greater improvement in at least one out-
come measure.34-36,39,42 In the remaining two studies,
no significant difference was found between groups.40,41
Targeting adult patients with moderate to severe
periodontitis, two trials revealed superior effect of
MI on improving patient behaviors/perceptions and
at least one clinical indicator (plaque index, gin-
gival index, bleeding on probing [BOP], and/or
treatment success rate),37,39 whereas in the third
study, no significant between-group difference was
found in gingival bleeding and plaque, full-mouth or
in proximal sites at any examination intervals.40 In
adult patients who were in maintenance stage after
periodontal treatment, no additional improvement
was detected in their clinical outcome (BOP, plaque
control, and probing depth) when MI was combined
with CE.41 Cost-effective analysis was applied in
one of the trials and revealed an additional cost of
€191.09 (approximately US $250) per successful
non-surgical periodontal treatment case.38
Among adolescent patients wearing fixed or-
thodontic appliances, no significant between-group
difference existed in plaque reduction; however, the
decrease in gingivitis lasted longer with MI (up to 6
months) compared with the conventional approach
(only at 1-month follow-up).42 MI also outperformed
CE in enhancing self-efficacy in flossing among
a group of male veterans34 and in improving the
brushing outcome of adults with severe mental
illness.35
MI in Preventing Early Childhood Caries
MI was delivered to mothers and other caregivers in
four studies for preventing early childhood caries
(mainly in infants) (Table 3). The behaviors addressed
were infant feeding practice and diet,12,26-28 oral
hygiene measures,12,26-28 and dental visit.12,27,28 In
the first trial by Weinstein et al.,12 combining MI with
CE significantly reduced the number of new caries
lesions in 1 year (0.71 versus 1.91; P <0.01) and the
chance of new caries in 2 years (odds ratio = 0.35,
95% confidence interval [CI] = 0.15 to 0.83; hazard
ratio = 0.54, 95% CI = 0.35 to 0.84).24,25 However, in
additional trials performed by other researchers, sig-
nificant between-group difference was absent in
Table2.(continued)
MIinImprovingPeriodontalHealthThroughOralHygieneMeasures
ReferencenSample
Target
Behavior
Comparison
Groups*DoseofMI
Counselor
Background
Counselor
TrainingonMI
Fidelity
Measure†
Follow-upAttrition
Outcome
MeasuresMainFindings
Brandetal.,
2013
41‡
56Treatedadult
patients
under
maintenance;
withsignsof
inflammation
Brushing,
interdental
cleaning
MI+CE(29);
CE(27)
Onesession
(15to20
minutes)
Non-dental
(background
unknown)
ExperiencedAudio-recorded
andcoded
6and12months5.4PI;BOP;
percentageof
pockets;self-
regulation;
motivation/
readiness/
confidence;
knowledgeof
periodontal
health
Significantimprovementinboth
groupsinBOP,PI,andPD(allP
<0.001);nobetween-group
differencesateither6or12
weeks
Lalicetal.,
201242
99Adolescentswith
fixed
orthodontic
appliances
Brushing,
interdental
cleaning
MI+CE(48);
CE(51)
Onesession
(40minutes)
TwodentistsTrained(unclear)Audio-recorded1and6monthsUnknownGingival
inflammation,
oralhygiene
status
Non-significantbetween-group
differenceinplaquereduction;
significantdecreaseofgingivitis
inbothgroupsafter1month
andonlyinMIgroupafter6
months
MITI=MITreatmentIntegrity(afidelityscale);PI=plaqueindex;GI=gingivalindex;BOP=bleedingonprobing;PD=probingdepth.
*CEineachstudy:information/advicegivingcoupledwithoralhygieneinstruction36-42
;intensiveeducationinvolvingmultipleelements(talks,slides,oralhygieneinstruction,plusviewingofplaqueunder
microscope
34
;talks,pamphlets,instructiononusingmechanicaltoothbrush,reminder,telephonecalls
35
).
†MeasurestakentoassesstheMIfidelity(i.e.,howwelltheinterventionfollowedtheMIprinciples).
‡StudiesthatshowednosuperioreffectofMIinanyoutcomemeasure.
Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3
432
Table3.
MIinPreventingEarlyChildhoodCaries
ReferencenSample
Target
Behavior
Comparison
Groups*DoseofMI
Counselor
Background
CounselorTraining
onMI
Fidelity
Measure
†
Follow-upAttrition
Outcome
MeasuresMainFindings
Weinstein
etal.,
2004,
12
2006;
24
Harrison
etal.,
200725
240SouthAsian
immigrants;
infants(6to
18months)
andmothers
Diet,oral
hygiene,
anddental
visit
MI+CE(122);
CE(118)
Onesession(45
minutes);six
phonecalls
andtwo
postcard
reminders
Laycommunity
workers
Trained(15-page
protocol;10-
hourworkshop)
Audio-recorded
andreviewed
1and2years15.0%Parental
behaviors;
cariesin
children
MI+CEgrouphadfewernew
carieslesionsin1year(0.71
versus1.91;P<0.01)and
lowerchanceofnewcaries
in2years(oddsratio=0.35,
95%CI=0.15to0.83;
hazardratio=0.54,95%CI=
0.35to0.84)
Freudenthal
and
Bowen,
201026
72Mothersand
childrenin
ahealthand
nutrition
programfor
low-income
families
Dietandoral
hygiene
MI(40);CE(32)Onesession(20
to30
minutes)and
phonecalls
after1and2
weeks
ResearcherTrained(workshop/
workbook)
None4weeks5.6%Mothers’
readiness
tochange;
parental
behaviors
Morefrequenttoothcleaning
(P=0.001)andlessuseof
sharedutensils(P=0.035);
nosignificantchangeinother
behaviors(snacks/drinks,
sweetsforrewardor
behavioralmodification,and
bottleuse);changein
‘‘valuingdentalhealth’’was
statisticallysignificantbutnot
clinicallysignificant
Ismailetal.,
201127
1,021African-
American
children(0to
5years)and
caregivers
fromlow-
income
families)
Diet,oral
hygiene,
anddental
visit
MI+CE(506);
CE(515)
Onesession(40
minutes);
phonecall
within6
months,and
printedgoals
withchild’s
photo
Master’sdegree-level
therapistsfrom
community
Trained(2-day
course;
supervisionfor
4weeks)
Audio-recorded,
reviewed,
feedback,and
ratedbyMITI
6monthsand
2years
58.7%Cariesin
children;
parental
behaviors
Greaterbehaviorimprovements
withMI:(after6months)
morelikelytocheckthechild
forprecavitiesandensuring
thatthechildbrushesat
bedtime;(after2years)
morelikelytoensurethat
childbrushedatbedtimeyet
werenotmorelikelyto
ensurethatchildbrushed
twiceperday;non-significant
between-groupdifferencein
newnon-cavitated(4.0
versus4.1)andcavitated
lesions(2.5versus2.3)(both
P>0.05).
Harrison
etal.,
201228
272Indigenous
communityin
Canada;
expectantor
newmothers
Diet,oral
hygiene,
anddental
visit
MI+CE(131);
CE(141)
Onetoseven
sessions
(duration
unknown)
Communityhealth
representatives
Trained(unclear)NoneTo30months
ofage
11.4Cariesin
children
Nosignificantdifferencein
enamelcaries;substantially
lessdentincaries(35%
versus60%)inMI+CE
group,especiallywithfouror
moreMIsessions;slightly
differentqualityoflife
AllstudiesinthistableshowedsuperioreffectofMIinatleastoneoutcomemeasure.
CI=confidenceinterval;MITI=MITreatmentIntegrity(afidelityscale).
*CEinallstudiesinthistablewasinformation/advicegiving(printedmaterials,videos,and/ortalks)
†MeasurestakentoassesstheMIfidelity(i.e.,howwelltheinterventionfollowedtheMIprinciples).
J Periodontol • March 2014 Gao, Lo, Kot, Chan
433
Table4.
MIinChangingOtherOralHealthBehaviors
ReferencenSample
Target
Behavior
Comparison
Groups*DoseofMI
Counselor
Background
Counselor
TrainingonMI
Fidelity
Measure†
Follow-upAttrition
Outcome
MeasuresMainFindings
Dentalavoidance
Skaretetal.,
200329
50Adolescents
whomissed
dental
appointments
inthepast4
years
Avoidance
ofdental
care
MI(12);response
card(13);MI+
responsecard
(12);CE(13)
(allbyphone)
OnesessionDentistTrained
(unclear)
NoneAfter
intervention
62.0%Beliefsabout
theprogram
Questionnairescompletedby
participantsshowedthatMI
groupstendedtoperceive
dentaltreatmentaseasierand
thinktheinterviewerlikedto
talktothem(bothP<0.05)
Smoking
Landoetal.,
200730‡
344Adolescents;
dependents
ofmedical
staff
SmokingMI+CE(175);CE
(169)
Onesession(5
to40minutes;
phonecallsin
6months)
Twodental
hygienists
Trained(20
hours)
None3and12
months
34.6%Smoking
outcome
Nodifferencesinsmoking
prevalencebetweengroups;
firmconclusionscannotbe
drawnbecauseofproblemsin
recruitingparticipantsand
limitedimplementationofthe
MIintervention
Hedmanetal.,
201031‡
301Adolescentsat
highriskof
oraldiseases
SmokingMI(103);CE(91);
control(107)
Onesession(10
minutes)
DentalhygienistsTrained(2
days)
None8to10months0%Tobaccouse;
attitudes
toward
tobaccouse
Nochangeinsmoking;minimal
changesinattitude;veryfew
smokersatbaseline
Alcohol/druguse
Goodalletal.,
200832
194Hazardous
drinkerswith
facialtrauma;
outpatients
(oral
maxillofacial
department)
Alcoholuse
disorder
MI(96);CE(98)UnclearResearchnurseTrained(detail
unclear)
None3and12
months
31.0%AlcoholuseGreaterreductioninnumberof
drinkingdays(P=0.007)and
numberofheavydrinking
days(P=0.03)inMIgroup;
thosewithhighalcoholuse
disordersshowedthemost
degreeofchange
Shettyetal.,
201133
218Substanceusers
withfacial
injuries;
outpatients
(oral
maxillofacial
department)
Illicitdrugs/
alcohol
use
MI(118);CE(100)Twosessions;(15
to60minutes
each;4-to6-
weekinterval)
Master’sdegree
insocialwork
Trained(by
acertified
MItrainer
and
practitioner)
Audio-
recorded,
reviewed,
and
randomly
audited
6and12
months
50.5%Changesin
substance
usepatterns
Marginallygreater(P=0.054)
andgreater(Pvalue
unknown)declineindruguse
after6and12monthsinthe
MIgroup,especiallyinthose
withgreaterdrug
dependency,awarenessof
theirdrugproblem,and
willingnesstochange;no
significantbetween-group
differenceinalcoholuse
*CEinallstudiesinthistablewasinformation/advicegiving(printedmaterials,videos,and/ortalks).
†MeasurestakentoassesstheMIfidelity(i.e.,howwelltheinterventionfollowedtheMIprinciples).
‡StudiesthatshowednosuperioreffectofMIinanyoutcomemeasure.
Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3
434
children’s caries increment,27,28 although MI seemed
to reduce the caries severity (fewer decayed teeth at
or beyond the dentin level).28 Behaviorwise, some
positive changes were associated with MI, such as less
use of shared utensils,26 more frequent cleaning of
child’s teeth,26 brushing at bedtime,27 and checking
the child for ‘‘precavities.’’27 No changes were found
in children’s use of nursing bottle and snacking habits.
MI in Solving Other Oral Health Problems
MI was also attempted to tackle dental avoidance
(one study), smoking (two studies), and abuse of
drug and alcohol causing facial injuries (two studies)
(Table 4). In a group of adolescents who missed at
least one dental appointment in the past 4 years,
those who joined MI tended to perceive dental
treatment as easier and think the interviewer liked to
talk to them compared with other groups.29 How-
ever, the quality of this study was compromised by
its small sample size (50 participants in four
groups), high attrition rate (62%), lack of measures
on actual behavioral change, and short follow-up
(immediately after intervention). On smoking pre-
vention and cessation, both studies targeted ado-
lescents and showed no difference between MI and
CE.30,31 Authors of both papers acknowledged the
challenges they encountered (e.g., problems in re-
cruiting participants, limited implementation of the
MI intervention, and few smokers at baseline) and
the difficulty to draw firm conclusions from their
data. Among outpatients seeking treatment for fa-
cial trauma in an oral and maxillofacial department,
MI outperformed CE in treating alcohol abuse in one
study,32 whereas another study detected no be-
tween-group difference in alcohol abstinence but
a greater effect of MI in reducing illicit drug use.33
DISCUSSION
A sound number of randomized controlled trials were
reported on the effectiveness of MI in maintaining or
advancing oral health. Most studies demonstrated
superiority of MI over CE in improving at least one
outcome, except for two trials targeting oral hygiene
of periodontal patients40,41 and two trials on smok-
ing.30,31 In the reviewed trials, periodontal health
appears to be a focus area to which current attempts
on MI are directed, followed by prevention of early
childhood caries. This is understandable because
periodontal diseases and dental caries are the most
prevalent oral health problems, and their manage-
ment would benefit greatly from adoption of positive
behaviors.
The current evidence on the effect of MI on im-
proving periodontal health is contradictory. In some
trials, MI outperformed CE and improved oral hy-
giene to a greater extent.34-39,42 In some other trials,
however, such superior effect was absent.40,41 It is
worth noting that, among the five trials that showed
a superior effect of MI, the follow-up period was
often no more than 8 weeks,34,35,39 except for two
trials that followed the participants for >6 months42
and 12 months,38 respectively. Conversely, in the
two studies reporting the absence of a superior effect
of MI, the follow-up period was relatively long (26
weeks40 and 12 months,41 respectively). This has
cast additional doubts on the effectiveness of MI in
improving periodontal health.
Smoking is a target behavior for which MI was
originally intended. Despite numerous medical studies
delivering MI to smokers, only two trials were reported
on MI for smoking cessation in dental settings, and
both trials failed to show a significant effect.30,31
Because obvious flaws existed in the design and im-
plementation of these two studies, it remains pre-
mature to deny the potential of MI in empowering
dental patients to quit smoking. Meanwhile, because
both studies targeted adolescents,30,31 the findings
cannot be extrapolated to other age groups.
Smoking is a common risk factor for both systemic
and dental conditions, and a dental visit is consid-
ered a ‘‘teachable moment’’ for engaging patients in
smoking cessation.43 As urged by the American
Academy of Periodontology,44 the US Surgeon
General,45 and the American Dental Association,46
engaging patients in smoking cessation is essential
for periodontal management. Additional studies with
a larger sample size and rigorous design would fa-
cilitate a better understanding on the potential of MI
in smoking counseling in a dental setting.
Although the effect of MI on preventing caries in
infants appears to be encouraging, positive changes
in clinical outcome only existed in some studies.24-28
For behavioral changes, positive changes were
found mainly in oral hygiene practice but not in
dietary habit and use of nursing bottle. In addition,
evidence on caries prevention through MI has yet to
be collected from other age groups, and many other
possible target behaviors and conditions are to be
explored with dental MI, such as controlling soft
drinks to avoid dental erosion, proper cleaning of
dentures and orthodontic appliances, stopping digit
sucking to avoid misalignment of teeth, quitting
chewing areca nut or tobacco to reduce the risk of
mucosal lesions and oral cancer, and improving
medication compliance. MI interventions targeting
these behaviors may be unique niche areas for
dental research.
The reviewed trials on dental MI exhibit varied
methodologic quality. Some gold-standard methods,
such as allocation concealment and intention-to-
treat analysis, were adopted only in some tri-
als.25,37,39 Although certain efforts were made to
J Periodontol • March 2014 Gao, Lo, Kot, Chan
435
monitor the quality of MI, only two studies included
the fidelity scale MITI, which is a coding system to
measure how well the intervention follows the MI
principles, and the rating appears to be relatively
low.27,40 In the process of review, some studies were
excluded because the intervention was purely direct
advice giving and explicitly deviated from the fun-
damental principles of MI, although testing MI was
stated as an objective in those studies.47,48
Reported trials on dental MI differ in their number
of MI sessions, time spent on each session, and
background of counselors (dentists, dental auxilia-
ries, psychologists, social workers, or community
laypeople). It remains unclear how MI effect may
differ among these options. Answering this question
in future research will facilitate better understanding
of the practicality and cost-effectiveness of MI in the
dental context. In addition, the reviewed studies
focused on observing behavioral and clinical out-
comes. Incorporating some psychologic measures,
such as stage of change, self-rating on importance
and confidence, and self-efficacy, would help to
mine out the possible effect moderators and medi-
ators and may shed light on the mechanism of
action. In a recent dental MI trial, the incorporation
of variables of this kind (substance abuse severity,
problem awareness, and willingness to change) into
the analysis exemplified such an attempt.33
A limitation of this systematic review is that only
papers published in English were included because
of difficulties in assessing reports in other lan-
guages. Because MI is new to dentistry, this review
included randomized controlled trials with short
and long follow-up periods, so that early evidence
in this area can be synthesized. Readers are rec-
ommended to refer to the length of follow-up listed
in the tables, so that the findings of the trials can
be better interpreted.
CONCLUSIONS
This systematic review shows a growing interest of
dental professionals in MI and suggests some po-
tentials of applying MI for better oral health. Recent
randomized controlled trials showed varied success
of MI in improving oral health. The potential of MI
in dental health care, especially on improving peri-
odontal health, remains controversial. Additional
studies with methodologic rigor and targeting various
age groups and behaviors are needed for a better
understanding of the roles of MI in dental practice.
ACKNOWLEDGMENTS
This review was supported by the General Research
Fund (#106120135; HKU 766012M), granted by the
Research Grants Council of Hong Kong. The authors
report no conflicts of interest related to this study.
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J Periodontol • March 2014 Gao, Lo, Kot, Chan
437

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Motivational interviewing in improving oral health a

  • 1. Review Motivational Interviewing in Improving Oral Health: A Systematic Review of Randomized Controlled Trials Xiaoli Gao,* Edward Chin Man Lo,* Shirley Ching Ching Kot,* and Kevin Chi Wai Chan* Background: The control and management of many oral health conditions highly depend on one’s daily self-care practice and compliance to preventive and curative mea- sures. Conventional (health) education (CE), focusing on disseminating information and giving normative advice, is insufficient to achieve sustained behavioral changes. A counseling approach, motivational interviewing (MI), is po- tentially useful in changing oral health behaviors. This sys- tematic review aims to synthesize the evidence on the effectiveness of MI compared with CE in improving oral health. Methods: Four databases (PubMed MEDLINE, Web of Science, Cochrane Library, and PsycINFO) were searched to identify randomized controlled trials that evaluated the ef- fectiveness of MI compared with CE in changing oral health behaviors and improving oral health of dental patients and the public. The scientific quality of the studies was rated, and their key findings were qualitatively synthesized. Results: The search yielded 221 potentially relevant pa- pers, among which 20 papers (on 16 studies) met the eligi- bility criteria. The quality of the studies varied from 10 to 18 out of a highest possible score of 21. Concerning peri- odontal health, superior effect of MI on oral hygiene was found in five trials and was absent in two trials. Two trials targeting smoking cessation in adolescents failed to gener- ate a positive effect. MI outperformed CE in improving at least one outcome in four studies on preventing early child- hood caries, one study on adherence to dental appoint- ments, and two studies on abstinence of illicit drugs and alcohol use to prevent the reoccurrence of facial injury. Conclusions: Reviewed randomized controlled trials showed varied success of MI in improving oral health. The potential of MI in dental health care, especially on improv- ing periodontal health, remains controversial. Additional studies with methodologic rigor are needed for a better un- derstanding of the roles of MI in dental practice. J Periodontol 2014;85:426-437. KEY WORDS Dental caries; health behavior; motivational interviewing; periodontal diseases; randomized controlled trials. T he control and management of many oral health conditions highly depend on one’s daily self-care and compliance to preventive and cura- tive measures. Under the current biop- sychosocial model of health care, there is little dispute that empowering people to adopt healthy behaviors should be incorporated as part of the treatment plan for dental patients and oral health programs for a community.1,2 Two positive behaviors are of par- ticular relevance to periodontal health, namely smoking cessation3 and self- maintenance of oral hygiene (by brush- ing and interdental cleaning).4 Both be- haviors are essential for preventing occurrence and controlling progression of periodontal diseases4,5 and are the prerequisites for treatment success of periodontal diseases.6,7 Without patients’ adherence to these two behaviors, even the most meticulous periodontal therapy is likely to be ineffective.2,7 Diligent efforts are made by peri- odontists and dental hygienists in edu- cating their patients to adhere to plaque- control measures and quitting smoking. Nevertheless, the rate of patient com- pliance in long-term therapy appeared to be low.8,9 Similar dilemmas also exist in other disciplines of dentistry for managing other oral health problems.10 Conventionally, patient education fo- cuses on disseminating information and giving normative advice. Although pa- tients’ knowledge may be improved,* Faculty of Dentistry, The University of Hong Kong, Hong Kong. doi: 10.1902/jop.2013.130205 Volume 85 • Number 3 426
  • 2. such knowledge gain does not translate into sus- tained changes in their oral health behaviors.10 A typical consultation session is often an exercise in overt persuasion. However, what appears to be a convincing line of reasoning to the dental pro- fessional falls on deaf ears or results in patients’ resistance to change.11 The fruitless efforts of con- ventional education (CE) have led initially enthusi- astic dental professionals to a state of burnout and created skepticism toward such attempts.12 Facing such a clinical dilemma, researchers and practitioners actively looked for solutions. A col- laborative counseling method, motivational inter- viewing (MI), started to emerge in dentistry in recent years. MI is a ‘‘client-centered directive method for enhancing intrinsic motivation to change by ex- ploring and resolving ambivalence.’’13 Clients assess their own behaviors, present arguments for change, and choose a behavior on which to focus, whereas the counselor helps to create, by skillful questioning and reflection, an acceptable resolution that triggers change.13 Such a client-centered approach is in clear contrast to CE, in which professionals are the active participants in presenting problems and of- fering solutions, whereas clients are normally ex- cluded from problem definition and decision- making.11,13 MI has been found to be effective in treating a broad range of health-related lifestyle problems, such as substance abuse, diet disorder, lack of physical exercise, and poor adherence to medication regi- mens.14-17 Although reported effect size varied across studies, and some equivocal findings re- mained in some studies, current evidence in ag- gregation supports the effectiveness of MI in eliciting positive health behaviors.14,15 Despite the sizeable evidence collected in medical research, the potential of MI in dental health care is understood to a much lesser extent. To the best of the authors’ knowledge, no systematic review on dental MI has been pub- lished. In a narrative review involving many health conditions, the authors identified two dental MI studies (reported in four papers) and acknowledged oral health was an emerging area for MI.18 However, without a systematic search of databases, this re- view might have only captured a small segment of the reported evidence. Moreover, papers included in this narrative review were published before 2007. The latest evidence collected in the past 5 years was not synthesized. MI started to be included in the latest editions of clinical textbooks in periodontology,19 showing the interest of periodontal experts in this promising method. To assist professionals’ consideration of incorporating MI into their dental practice, this systematic review aims to synthesize the current evidence collected from randomized controlled tri- als on the effectiveness of MI compared with CE in changing oral health behaviors and improving oral health of dental patients and the public. MATERIALS AND METHODS This systematic review was conducted in accor- dance with the PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) guide- lines on transparent reporting of systematic reviews and meta-analyses.20 Under the structure of a PICOS question, the participants (dental patients or the public), interventions (MI), comparisons (CE), out- comes (oral health or related behaviors), and study design (randomized controlled trial) were determined to define the scope of this review. No review regis- tration was attempted. Four electronic databases (PubMed MEDLINE, Web of Science, Cochrane Library, and PsycINFO) were searched in December 2012. Potentially rel- evant reports were retrieved through combinations of medical subject headings (MeSH) and key words as follows: (motivational interviewing/interview OR motivational intervention OR motivational counsel- ing OR transtheoretical model OR stages of change OR readiness to/for change) AND (dental OR dentistry OR oral health OR oral disease/condition). A paper was retrieved if the following applied: 1) the combination of key words appeared anywhere in the paper; 2) it was written in English; and 3) it was published from 1977 to 2012. Papers in other lan- guages were excluded because of the authors’ dif- ficulty in assessing them. The starting year was set as 5 years before MI was officially introduced,21 so that possible early studies would not be missed. Both final printed versions and early electronic publications were included. ‘‘Transtheoretical model’’ and related key words (stages of change and readiness for/to change) were included, because these terms were often used in- terchangeably with MI by researchers, although the founders of MI indicated some demarcations be- tween these interrelated theories.22 Papers retrieved through these key words were carefully scrutinized in the later stage of paper selection and were discarded if they were found to be irrelevant to MI. Because MI is a new area in dental research with a limited number of studies and no systematic review pub- lished, all MI trials on improving oral health are in- cluded in this review. Therefore, the search terms ‘‘dental,’’ ‘‘dentistry,’’ ‘‘oral health,’’ ‘‘oral disease,’’ and ‘‘oral condition’’ were chosen instead of terms on particular behaviors (e.g., smoking, oral hygiene) or diseases (e.g., periodontitis, caries). To be included in this review, a paper must fulfill all of the following criteria: 1) the paper is a report J Periodontol • March 2014 Gao, Lo, Kot, Chan 427
  • 3. on an interventional study adopting a randomized controlled trial design; 2) MI is explicitly used as an active element of at least one of the interventions; 3) comparison is made between MI and CE (in- formation giving and normative advice); 4) the study targets at least one oral health–related be- havior for the purpose of preventing dental diseases or maintaining/improving oral health; and 5) the outcome measures are oral health (status of the teeth, oral cavity, and related tissues) or related behaviors. Studies among dental patients and the public were both included. No limit was set on the length of follow-up of the studies. Commentaries, editorials, and case reports were excluded. All pa- pers retrieved were screened by title and abstracts. Those that were clearly ineligible were excluded. Full-text papers that were potentially eligible were obtained. Additional articles were identified by hand search in the reference lists of these papers. The full articles of these reports were carefully assessed for eligibility. If more than one paper was generated from the same study, they are all included in this review but grouped under a single study. The methodologic quality of the eligible studies was rated by calcu- lating the number of affirmative answers to 21 quality items according to a scoring tool developed for reviewing interventional studies in oral health.23 A score of 21 indicates the highest quality, whereas a score of 0 indicates the poorest qual- ity. The papers were screened, selected, and rated on quality independently by two reviewers (SCCK and KCWC). Disagree- ments were resolved by discus- sions. Whenever a consensus could not be reached, the judg- ment of a third reviewer (XG) was considered. Data on study sample (number of participants, age, sex, ethnicity, socioeco- nomic status, etc.), methodo- logic details and possible bias (group allocation, masking, de- livery of interventions, outcome measures, length of follow-up, etc.), outcomes and summary measures (risk ratio and differ- ence in means), and main find- ings were extracted and entered into a template record form. Risk of bias of each study was specified as remarks in the form. Authors were contacted when there was any doubt or ambi- guity during the data extraction. The studies were qualitatively synthesized. Quan- titative synthesis (meta-analysis) for generating an estimate on the effect size was not possible because of the great heterogeneity of studies in target be- haviors and conditions, timing of outcome assess- ment, and observed outcomes. RESULTS Number of Studies and Their Methodologic Quality The search of the four databases and the bibliogra- phies of papers yielded 221 papers, after excluding duplicate papers retrieved from more than one data- base (Fig. 1). Through the screening by titles and abstracts, 117 papers were excluded (52 not related to oral health; 46 not related to MI; 31 on professional education; 33 observational studies; nine case reports; two study protocols; and five commentaries; reasons were not mutually exclusive). The full articles of the remaining 104 reports were carefully assessed. Eighty-four papers were further excluded (18 not re- lated to oral health; 29 not related to MI; four on professional education; two qualitative studies; 30 observational studies; two interventional studies without comparison group; two case reports; three commentaries; and one review). The remaining 20 papers, on 16 studies, are included in this review. Figure 1. Flowchart of literature search and selection. Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3 428
  • 4. Table1. QualityofStudies QualityItems Stewart etal., 199634 Almomani etal., 200935 Jo¨nssonetal., 2009, 36 2010, 37 201238 Godard etal., 201139 Stenman etal., 201240 Brand etal., 201341 Lalic etal., 201242 Weinsteinetal., 2004, 12 2006 24 ; Harrison etal.,200725 Freudenthal andBowen, 201026 Ismail etal., 201127 Harrison etal., 201228 Skaret etal., 200329 Lando etal., 200730 Hedman etal., 201031 Goodall etal., 200832 Shetty etal., 201133 1)Wastheresearch goalclearly defined? YYYYYYYYYYYYYYYY 2)Wasthe interventionfully describedforthe intervention group? YYYYYYYYYYYNYYNY 3)Wasthe interventionfully describedforthe controlgroup? YYYYYYYYYYYYYYYY 4)Wasthestudy populationclearly defined? YYYYYYYYYYYYYYYY 5)Wasitstatedhow manyparticipants wereattained? YYYYYYYYYYYYYYYY 6)Werethesubjects clearlydefined? YYYYYYYYYYYYYNYY 7)Wasthemethod ofallocationor similaritybetween groupsdescribed? YYYYYYNYYYYNYYYY 8)Weregroups comparedonany variables? YYYYYYNYYYYYYYYY 9)Werethe outcome measuresclearly defined? YYYYYYYYYYYYYYYY 10)Werethe outcome measures objective? NYYYYYYYNYYNNNNN 11)Werethe outcome measurestested forvalidity? NNNNNNNNNNNNNNNN 12)Werethe outcome measurestested forreliability? NYNNNYNYNYNNNNNN 13)Werethe outcome assessorsmasked? YNYYYYNYNYYYNYYY J Periodontol • March 2014 Gao, Lo, Kot, Chan 429
  • 5. The quality of the 16 studies varied from 10 to 18 out of a highest pos- sible quality score of 21 (Table 1). Nine studies had a quality score of 15 or above. In nine studies, at least one objective outcome measure was adopted instead of solely relying on self-reported behaviors and percep- tions. Outcome assessors were masked in 12 studies. Sample size was justified in seven studies. In 11 studies, the dropout rate was <10% or was accounted for. Study Characteristics The sample size in these studies varied from 50 to 1,021 (Tables 2 through 4). Samples were drawn from various age groups and involved dental patients, special-needs groups (adults with mental illness), disad- vantaged communities (low-income families and ethnic minorities), or people in certain occupational sec- tors (veterans and children of medical staff). In nine studies, MI was delivered in addition to CE (additive design). The ‘‘conventional education’’ often took the form of information/advice given through printed materials, videos, and/or talks,12,24-33 whereas studies targeting oral hygiene for better periodontal health incorporated oral hygiene instruction or demon- stration34-42 and some other ele- ments, such as viewing of bacteria in plaque under microscope34 and re- minder and telephone follow-ups.35 In four studies, each participant joined more than one MI session, whereas in 11 studies, a single MI session was conducted. The number of sessions was unclear in one study.32 The MI sessions lasted 5 to 90 min- utes. Post-MI follow-up phone calls were made in four studies. The MI counselors were dentists or dental hygienists (six studies), psychologists or social workers (four studies), community workers (three studies), researchers (two studies), or in- dividuals with unknown background (one study). In 15 of 16 studies, counselors were trained on MI before delivering the intervention. MI sessions were recorded and reviewed in eight Table1.(continued) QualityofStudies QualityItems Stewart etal., 1996 34 Almomani etal., 2009 35 Jo¨nssonetal., 2009, 36 2010, 37 2012 38 Godard etal., 2011 39 Stenman etal., 2012 40 Brand etal., 2013 41 Lalic etal., 2012 42 Weinsteinetal., 2004,12 200624 ; Harrison etal.,2007 25 Freudenthal andBowen, 2010 26 Ismail etal., 2011 27 Harrison etal., 2012 28 Skaret etal., 2003 29 Lando etal., 2007 30 Hedman etal., 2010 31 Goodall etal., 2008 32 Shetty etal., 2011 33 14)Werethe participants masked? NNNNNNNNNNYNNNNN 15)Wasthestatistical analysis appropriate? YYYYYYNYYYYNYNYN 16)Wasthesample sizeforeach groupgiven? YYYYYYYYYYYYYYYY 17)Wasthere asamplesize justification? NYYYYYNYNNYNNNNN 18)Wasthestatistical significance defined? YYYYYYYYYYYYYYYY 19)Wasdropout rategiven? YYYYYYNYYYYYYYYY 20)Wasdropout rate<10%? YYYNNYNNYNNNNYNN 21)Weredropouts accountedfor? YNYYYNNYNYNNYYNN Totalqualityscore*16171817171810181417171114141313 *Thepossiblerangeforthetotalqualityscoreis0to21.Ascoreof21indicatesthehighestquality,whereasascoreof0indicatesthepoorestquality. 23 Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3 430
  • 6. Table2. MIinImprovingPeriodontalHealthThroughOralHygieneMeasures ReferencenSample Target Behavior Comparison Groups*DoseofMI Counselor Background Counselor TrainingonMI Fidelity Measure † Follow-upAttrition Outcome MeasuresMainFindings Stewart etal., 1996 34 117Maleadults; veterans; dental patients Brushing, flossing MI(37);CE (40);control (40) Foursessions (40minutes each) Clinical psychologist UnknownNone4weeks0%Dental knowledge; self-efficacy (oralhygiene) Knowledgeimprovementinboth interventiongroups; significantlygreaterflossing self-efficacyimprovementin MIgroupthantheothertwo groups(P<0.05) Almomani etal., 2009 35 60Adultswith severemental illness;from community BrushingMI+CE(30); CE(30) Onesession (15to20 minutes) Doctoral psychology student Trained(unclear)Audio-recorded, reviewed, andfeedback 4and8weeks7.0%PI;autonomous regulation; dental knowledge Greaterimprovementsin knowledgeandplaque reductionupto8weeksinMI +CEgroup(P<0.05);plaque reductionupto4weeksinCE group;improvedautonomous regulationinbothgroups Jo¨nsson etal., 2009, 36 2010, 37 201238 113Adultpatients with moderateto advanced periodontitis Brushing, interdental cleaning MI(57);CE(56)Multiple sessions (median=9) Dental hygienists Trained(8hours)Video-recorded andreviewed 3and12months4.4%Oralhygiene behaviors;PI; GI;BOP;PD; treatment success;self- perceivedoral health GreaterimprovementswithMIin frequencyofinterdental cleaning,certaintyin maintainingthebehavior change,GI,PI,BOP,treatment successrate(61%versus34%) (allP<0.05);thedifferences weregreateronproximalsites; nobetween-groupdifference inpocketclosureand reductionofPD;incremental costpersuccessfultreatment caseof€191.09 (approximatelyUS$250) Godard etal., 2011 39 51Adultpatients with moderateto severe periodontitis Brushing, flossing, interdental brushing MI+CE(24); CE(27) Onesession (15to20 minutes) Two periodontists Trained(unclear)None1month13.7%PI;satisfactionof dentalvisit Greaterplaquereductionand patientsatisfactioninMI+CE group(bothP<0.05) Stenman etal., 2012 40‡ 44Adultpatients with moderate periodontitis Brushing, flossing MI+CE(22); CE(22) Onesession (20to90 minutes) Clinical psychologist ExperiencedAudio-recorded andratedby MITI 2,4,12,and26 weeks 11.4%Gingivalbleeding; PI Non-significantdifferencein gingivalbleedingandplaque, full-mouthoronproximalsites atanyexaminationintervals J Periodontol • March 2014 Gao, Lo, Kot, Chan 431
  • 7. studies, including two studies that adopted a fidelity scale, MI Treatment Integrity (MITI), to measure counselors’ adherence to MI principles. Participants were followed up over varied periods of time (up to 2.5 years). The participant attrition rate over the study period ranged from 0% to 62%. MI in Improving Periodontal Health Through Oral Hygiene Measures MI was delivered for improving periodontal health through reinforcing oral hygiene measures in seven studies (Table 2).34-36,39-42 MI outperformed CE in five studies with greater improvement in at least one out- come measure.34-36,39,42 In the remaining two studies, no significant difference was found between groups.40,41 Targeting adult patients with moderate to severe periodontitis, two trials revealed superior effect of MI on improving patient behaviors/perceptions and at least one clinical indicator (plaque index, gin- gival index, bleeding on probing [BOP], and/or treatment success rate),37,39 whereas in the third study, no significant between-group difference was found in gingival bleeding and plaque, full-mouth or in proximal sites at any examination intervals.40 In adult patients who were in maintenance stage after periodontal treatment, no additional improvement was detected in their clinical outcome (BOP, plaque control, and probing depth) when MI was combined with CE.41 Cost-effective analysis was applied in one of the trials and revealed an additional cost of €191.09 (approximately US $250) per successful non-surgical periodontal treatment case.38 Among adolescent patients wearing fixed or- thodontic appliances, no significant between-group difference existed in plaque reduction; however, the decrease in gingivitis lasted longer with MI (up to 6 months) compared with the conventional approach (only at 1-month follow-up).42 MI also outperformed CE in enhancing self-efficacy in flossing among a group of male veterans34 and in improving the brushing outcome of adults with severe mental illness.35 MI in Preventing Early Childhood Caries MI was delivered to mothers and other caregivers in four studies for preventing early childhood caries (mainly in infants) (Table 3). The behaviors addressed were infant feeding practice and diet,12,26-28 oral hygiene measures,12,26-28 and dental visit.12,27,28 In the first trial by Weinstein et al.,12 combining MI with CE significantly reduced the number of new caries lesions in 1 year (0.71 versus 1.91; P <0.01) and the chance of new caries in 2 years (odds ratio = 0.35, 95% confidence interval [CI] = 0.15 to 0.83; hazard ratio = 0.54, 95% CI = 0.35 to 0.84).24,25 However, in additional trials performed by other researchers, sig- nificant between-group difference was absent in Table2.(continued) MIinImprovingPeriodontalHealthThroughOralHygieneMeasures ReferencenSample Target Behavior Comparison Groups*DoseofMI Counselor Background Counselor TrainingonMI Fidelity Measure† Follow-upAttrition Outcome MeasuresMainFindings Brandetal., 2013 41‡ 56Treatedadult patients under maintenance; withsignsof inflammation Brushing, interdental cleaning MI+CE(29); CE(27) Onesession (15to20 minutes) Non-dental (background unknown) ExperiencedAudio-recorded andcoded 6and12months5.4PI;BOP; percentageof pockets;self- regulation; motivation/ readiness/ confidence; knowledgeof periodontal health Significantimprovementinboth groupsinBOP,PI,andPD(allP <0.001);nobetween-group differencesateither6or12 weeks Lalicetal., 201242 99Adolescentswith fixed orthodontic appliances Brushing, interdental cleaning MI+CE(48); CE(51) Onesession (40minutes) TwodentistsTrained(unclear)Audio-recorded1and6monthsUnknownGingival inflammation, oralhygiene status Non-significantbetween-group differenceinplaquereduction; significantdecreaseofgingivitis inbothgroupsafter1month andonlyinMIgroupafter6 months MITI=MITreatmentIntegrity(afidelityscale);PI=plaqueindex;GI=gingivalindex;BOP=bleedingonprobing;PD=probingdepth. *CEineachstudy:information/advicegivingcoupledwithoralhygieneinstruction36-42 ;intensiveeducationinvolvingmultipleelements(talks,slides,oralhygieneinstruction,plusviewingofplaqueunder microscope 34 ;talks,pamphlets,instructiononusingmechanicaltoothbrush,reminder,telephonecalls 35 ). †MeasurestakentoassesstheMIfidelity(i.e.,howwelltheinterventionfollowedtheMIprinciples). ‡StudiesthatshowednosuperioreffectofMIinanyoutcomemeasure. Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3 432
  • 8. Table3. MIinPreventingEarlyChildhoodCaries ReferencenSample Target Behavior Comparison Groups*DoseofMI Counselor Background CounselorTraining onMI Fidelity Measure † Follow-upAttrition Outcome MeasuresMainFindings Weinstein etal., 2004, 12 2006; 24 Harrison etal., 200725 240SouthAsian immigrants; infants(6to 18months) andmothers Diet,oral hygiene, anddental visit MI+CE(122); CE(118) Onesession(45 minutes);six phonecalls andtwo postcard reminders Laycommunity workers Trained(15-page protocol;10- hourworkshop) Audio-recorded andreviewed 1and2years15.0%Parental behaviors; cariesin children MI+CEgrouphadfewernew carieslesionsin1year(0.71 versus1.91;P<0.01)and lowerchanceofnewcaries in2years(oddsratio=0.35, 95%CI=0.15to0.83; hazardratio=0.54,95%CI= 0.35to0.84) Freudenthal and Bowen, 201026 72Mothersand childrenin ahealthand nutrition programfor low-income families Dietandoral hygiene MI(40);CE(32)Onesession(20 to30 minutes)and phonecalls after1and2 weeks ResearcherTrained(workshop/ workbook) None4weeks5.6%Mothers’ readiness tochange; parental behaviors Morefrequenttoothcleaning (P=0.001)andlessuseof sharedutensils(P=0.035); nosignificantchangeinother behaviors(snacks/drinks, sweetsforrewardor behavioralmodification,and bottleuse);changein ‘‘valuingdentalhealth’’was statisticallysignificantbutnot clinicallysignificant Ismailetal., 201127 1,021African- American children(0to 5years)and caregivers fromlow- income families) Diet,oral hygiene, anddental visit MI+CE(506); CE(515) Onesession(40 minutes); phonecall within6 months,and printedgoals withchild’s photo Master’sdegree-level therapistsfrom community Trained(2-day course; supervisionfor 4weeks) Audio-recorded, reviewed, feedback,and ratedbyMITI 6monthsand 2years 58.7%Cariesin children; parental behaviors Greaterbehaviorimprovements withMI:(after6months) morelikelytocheckthechild forprecavitiesandensuring thatthechildbrushesat bedtime;(after2years) morelikelytoensurethat childbrushedatbedtimeyet werenotmorelikelyto ensurethatchildbrushed twiceperday;non-significant between-groupdifferencein newnon-cavitated(4.0 versus4.1)andcavitated lesions(2.5versus2.3)(both P>0.05). Harrison etal., 201228 272Indigenous communityin Canada; expectantor newmothers Diet,oral hygiene, anddental visit MI+CE(131); CE(141) Onetoseven sessions (duration unknown) Communityhealth representatives Trained(unclear)NoneTo30months ofage 11.4Cariesin children Nosignificantdifferencein enamelcaries;substantially lessdentincaries(35% versus60%)inMI+CE group,especiallywithfouror moreMIsessions;slightly differentqualityoflife AllstudiesinthistableshowedsuperioreffectofMIinatleastoneoutcomemeasure. CI=confidenceinterval;MITI=MITreatmentIntegrity(afidelityscale). *CEinallstudiesinthistablewasinformation/advicegiving(printedmaterials,videos,and/ortalks) †MeasurestakentoassesstheMIfidelity(i.e.,howwelltheinterventionfollowedtheMIprinciples). J Periodontol • March 2014 Gao, Lo, Kot, Chan 433
  • 9. Table4. MIinChangingOtherOralHealthBehaviors ReferencenSample Target Behavior Comparison Groups*DoseofMI Counselor Background Counselor TrainingonMI Fidelity Measure† Follow-upAttrition Outcome MeasuresMainFindings Dentalavoidance Skaretetal., 200329 50Adolescents whomissed dental appointments inthepast4 years Avoidance ofdental care MI(12);response card(13);MI+ responsecard (12);CE(13) (allbyphone) OnesessionDentistTrained (unclear) NoneAfter intervention 62.0%Beliefsabout theprogram Questionnairescompletedby participantsshowedthatMI groupstendedtoperceive dentaltreatmentaseasierand thinktheinterviewerlikedto talktothem(bothP<0.05) Smoking Landoetal., 200730‡ 344Adolescents; dependents ofmedical staff SmokingMI+CE(175);CE (169) Onesession(5 to40minutes; phonecallsin 6months) Twodental hygienists Trained(20 hours) None3and12 months 34.6%Smoking outcome Nodifferencesinsmoking prevalencebetweengroups; firmconclusionscannotbe drawnbecauseofproblemsin recruitingparticipantsand limitedimplementationofthe MIintervention Hedmanetal., 201031‡ 301Adolescentsat highriskof oraldiseases SmokingMI(103);CE(91); control(107) Onesession(10 minutes) DentalhygienistsTrained(2 days) None8to10months0%Tobaccouse; attitudes toward tobaccouse Nochangeinsmoking;minimal changesinattitude;veryfew smokersatbaseline Alcohol/druguse Goodalletal., 200832 194Hazardous drinkerswith facialtrauma; outpatients (oral maxillofacial department) Alcoholuse disorder MI(96);CE(98)UnclearResearchnurseTrained(detail unclear) None3and12 months 31.0%AlcoholuseGreaterreductioninnumberof drinkingdays(P=0.007)and numberofheavydrinking days(P=0.03)inMIgroup; thosewithhighalcoholuse disordersshowedthemost degreeofchange Shettyetal., 201133 218Substanceusers withfacial injuries; outpatients (oral maxillofacial department) Illicitdrugs/ alcohol use MI(118);CE(100)Twosessions;(15 to60minutes each;4-to6- weekinterval) Master’sdegree insocialwork Trained(by acertified MItrainer and practitioner) Audio- recorded, reviewed, and randomly audited 6and12 months 50.5%Changesin substance usepatterns Marginallygreater(P=0.054) andgreater(Pvalue unknown)declineindruguse after6and12monthsinthe MIgroup,especiallyinthose withgreaterdrug dependency,awarenessof theirdrugproblem,and willingnesstochange;no significantbetween-group differenceinalcoholuse *CEinallstudiesinthistablewasinformation/advicegiving(printedmaterials,videos,and/ortalks). †MeasurestakentoassesstheMIfidelity(i.e.,howwelltheinterventionfollowedtheMIprinciples). ‡StudiesthatshowednosuperioreffectofMIinanyoutcomemeasure. Effectiveness of Motivational Interviewing for Oral Health Volume 85 • Number 3 434
  • 10. children’s caries increment,27,28 although MI seemed to reduce the caries severity (fewer decayed teeth at or beyond the dentin level).28 Behaviorwise, some positive changes were associated with MI, such as less use of shared utensils,26 more frequent cleaning of child’s teeth,26 brushing at bedtime,27 and checking the child for ‘‘precavities.’’27 No changes were found in children’s use of nursing bottle and snacking habits. MI in Solving Other Oral Health Problems MI was also attempted to tackle dental avoidance (one study), smoking (two studies), and abuse of drug and alcohol causing facial injuries (two studies) (Table 4). In a group of adolescents who missed at least one dental appointment in the past 4 years, those who joined MI tended to perceive dental treatment as easier and think the interviewer liked to talk to them compared with other groups.29 How- ever, the quality of this study was compromised by its small sample size (50 participants in four groups), high attrition rate (62%), lack of measures on actual behavioral change, and short follow-up (immediately after intervention). On smoking pre- vention and cessation, both studies targeted ado- lescents and showed no difference between MI and CE.30,31 Authors of both papers acknowledged the challenges they encountered (e.g., problems in re- cruiting participants, limited implementation of the MI intervention, and few smokers at baseline) and the difficulty to draw firm conclusions from their data. Among outpatients seeking treatment for fa- cial trauma in an oral and maxillofacial department, MI outperformed CE in treating alcohol abuse in one study,32 whereas another study detected no be- tween-group difference in alcohol abstinence but a greater effect of MI in reducing illicit drug use.33 DISCUSSION A sound number of randomized controlled trials were reported on the effectiveness of MI in maintaining or advancing oral health. Most studies demonstrated superiority of MI over CE in improving at least one outcome, except for two trials targeting oral hygiene of periodontal patients40,41 and two trials on smok- ing.30,31 In the reviewed trials, periodontal health appears to be a focus area to which current attempts on MI are directed, followed by prevention of early childhood caries. This is understandable because periodontal diseases and dental caries are the most prevalent oral health problems, and their manage- ment would benefit greatly from adoption of positive behaviors. The current evidence on the effect of MI on im- proving periodontal health is contradictory. In some trials, MI outperformed CE and improved oral hy- giene to a greater extent.34-39,42 In some other trials, however, such superior effect was absent.40,41 It is worth noting that, among the five trials that showed a superior effect of MI, the follow-up period was often no more than 8 weeks,34,35,39 except for two trials that followed the participants for >6 months42 and 12 months,38 respectively. Conversely, in the two studies reporting the absence of a superior effect of MI, the follow-up period was relatively long (26 weeks40 and 12 months,41 respectively). This has cast additional doubts on the effectiveness of MI in improving periodontal health. Smoking is a target behavior for which MI was originally intended. Despite numerous medical studies delivering MI to smokers, only two trials were reported on MI for smoking cessation in dental settings, and both trials failed to show a significant effect.30,31 Because obvious flaws existed in the design and im- plementation of these two studies, it remains pre- mature to deny the potential of MI in empowering dental patients to quit smoking. Meanwhile, because both studies targeted adolescents,30,31 the findings cannot be extrapolated to other age groups. Smoking is a common risk factor for both systemic and dental conditions, and a dental visit is consid- ered a ‘‘teachable moment’’ for engaging patients in smoking cessation.43 As urged by the American Academy of Periodontology,44 the US Surgeon General,45 and the American Dental Association,46 engaging patients in smoking cessation is essential for periodontal management. Additional studies with a larger sample size and rigorous design would fa- cilitate a better understanding on the potential of MI in smoking counseling in a dental setting. Although the effect of MI on preventing caries in infants appears to be encouraging, positive changes in clinical outcome only existed in some studies.24-28 For behavioral changes, positive changes were found mainly in oral hygiene practice but not in dietary habit and use of nursing bottle. In addition, evidence on caries prevention through MI has yet to be collected from other age groups, and many other possible target behaviors and conditions are to be explored with dental MI, such as controlling soft drinks to avoid dental erosion, proper cleaning of dentures and orthodontic appliances, stopping digit sucking to avoid misalignment of teeth, quitting chewing areca nut or tobacco to reduce the risk of mucosal lesions and oral cancer, and improving medication compliance. MI interventions targeting these behaviors may be unique niche areas for dental research. The reviewed trials on dental MI exhibit varied methodologic quality. Some gold-standard methods, such as allocation concealment and intention-to- treat analysis, were adopted only in some tri- als.25,37,39 Although certain efforts were made to J Periodontol • March 2014 Gao, Lo, Kot, Chan 435
  • 11. monitor the quality of MI, only two studies included the fidelity scale MITI, which is a coding system to measure how well the intervention follows the MI principles, and the rating appears to be relatively low.27,40 In the process of review, some studies were excluded because the intervention was purely direct advice giving and explicitly deviated from the fun- damental principles of MI, although testing MI was stated as an objective in those studies.47,48 Reported trials on dental MI differ in their number of MI sessions, time spent on each session, and background of counselors (dentists, dental auxilia- ries, psychologists, social workers, or community laypeople). It remains unclear how MI effect may differ among these options. Answering this question in future research will facilitate better understanding of the practicality and cost-effectiveness of MI in the dental context. In addition, the reviewed studies focused on observing behavioral and clinical out- comes. Incorporating some psychologic measures, such as stage of change, self-rating on importance and confidence, and self-efficacy, would help to mine out the possible effect moderators and medi- ators and may shed light on the mechanism of action. In a recent dental MI trial, the incorporation of variables of this kind (substance abuse severity, problem awareness, and willingness to change) into the analysis exemplified such an attempt.33 A limitation of this systematic review is that only papers published in English were included because of difficulties in assessing reports in other lan- guages. Because MI is new to dentistry, this review included randomized controlled trials with short and long follow-up periods, so that early evidence in this area can be synthesized. Readers are rec- ommended to refer to the length of follow-up listed in the tables, so that the findings of the trials can be better interpreted. CONCLUSIONS This systematic review shows a growing interest of dental professionals in MI and suggests some po- tentials of applying MI for better oral health. Recent randomized controlled trials showed varied success of MI in improving oral health. The potential of MI in dental health care, especially on improving peri- odontal health, remains controversial. Additional studies with methodologic rigor and targeting various age groups and behaviors are needed for a better understanding of the roles of MI in dental practice. ACKNOWLEDGMENTS This review was supported by the General Research Fund (#106120135; HKU 766012M), granted by the Research Grants Council of Hong Kong. The authors report no conflicts of interest related to this study. REFERENCES 1. Engel GL. The need for a new medical model: A challenge for biomedicine. Science 1977;196:129- 136. 2. Shumaker ND, Metcalf BT, Toscano NT, Holtzclaw DJ. 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