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Electoral Processes
IDEA Electoral Processes
Electoral Technology
Peter Wolf
International IDEA
Asia Election Technology Dialogues 2016
Electoral Processes
International IDEA
 Intergovernmental Organization
 29 member states
 4 key areas:
Electoral processes
Constitution building
Political parties
Democracy and development
Electoral Processes
Electoral processes @ IDEA
Areas of expertise
Elections and technology
 Media and elections
 Electoral system design
 Electoral management design
 Direct democracy
 Voting from abroad
 Electoral justice
 Electoral legal frameworks
 Voter turnout
 Elections and conflict
Electoral Processes
Provide guidance and good practices for the
introduction and maintenance of new
technologies. Focus on:
Transparency
Credibility
Sustainability
Elections Tech @ IDEA
Focus
Electoral Processes
Development of comparative
knowledge resources
Engaging in policy and reform
discussions
Elections Tech @ IDEA
How?
Electoral Processes
Elections Tech @ IDEA
Types of resources
 Publications: guides, handbooks policy
papers
 Global database on the use of ICTs in
Elections
 Training course
 Online network
Electoral Processes
Publications on ICTs & Elections
Electoral Processes
Selected Issues: EMD
Electoral cycles and ICT innovation cycles
Electoral Processes
Selected Issues: E-voting
Electoral Processes
The Use of
Open Source Technology
in Elections
(2014)
Certification of ICTs in Elections
(2015)
Electoral Processes
Key electoral tasks conducted
electronically
 Verify voter eligibility
 Interpretation of ballots
 Vote casting, counting
 Result tabulation and transmission
Electoral Processes
Many advantages:
reduction of mistakes and fraud
faster results
convenience for voters
Key electoral tasks electronic
Electoral Processes
But: as one cannot “see, touch, or feel
bits and bytes” and such tasks cannot
be directly observed
Key electoral tasks electronic
Electoral Processes
Questions
• What can be done to ensure all stakeholdes that
technology delivers the required functionalities?
- is secure
- is accurate
- does not disenfranchise voters
- protects the secrecy of the vote
- protects data privacy
- correctly implements legal requirements
• How can trust and transparency be established?
Electoral Processes
The Use of Open Source
Technology in Elections
Source Code:
instructions executed by an ICT
system in a human readable format
Open Source Technology:
based on source codes that can be
freely viewed, used, shared, modified
Electoral Processes
Open Source and Elections
Many potential benefits
 Transparency, accountability
 Local ownership and capacity
 Maintainability and sustainability
Recurring demand, especially where need for
transparency is high.
But: few available systems and implementations
Electoral Processes
Global Survey of EMBs
Data from 106 countries
Electoral Processes
Reasons for limited use:
Supply
 fragmented market, no global election OST
community
 vendors prefer current, ”closed source”
business models, have few incentives to
change
 worry about intellectual property
Electoral Processes
Reasons for limited use:
Demand
 more from civil society than from EMBs
 limited awareness, common misconsceptions
(’insecure’, ’immature’, unprofessional’)
 lack of successful examples
 OST considered a technical detail
Electoral Processes
Certification of ICTs in Elections
“a systematic process carried out
by an accredited body to evaluate
whether
a given election technology
satisfies previously established
standards and/or legal
requirements.”
Electoral Processes
Why Certification of
ICTs?
 Quality Assurance
 Establish trust through an external actor
 Enhance citizen confidence and election integrity
 Ensure technology delivers the required functionality
 Get confirmation of technology reliability and security
 Demonstrate compliance with ”best international
practice”
 Legal requirement
Electoral Processes
Elections as a Special
Case
In other sectors certification is common and builds on
Well-defined technical standards
Establised standardization bodies to set those
standards
Certification bodies
Long, flexible timeframes for standard setting and
certification
Electoral Processes
Practice Varies Greatly
between EMBs
 What gets certified?
Electoral Processes
Practice Varies Greatly
between EMBs
 What gets certified?
 Who establishes the standards?
Electoral Processes
Practice Varies Greatly
between EMBs
 What gets certified?
 Who establishes the standards?
 How are standards and requirements derived?
Electoral Processes
Practice Varies Greatly
between EMBs
 What gets certified?
 Who establishes the standards?
 How are standards and requirements derived?
 Who certifies, who is an ’independet third party’?
Electoral Processes
Practice Varies Greatly
between EMBs
 What gets certified?
 Who establishes the standards?
 How are standards and requirements derived?
 Who certifies, who is an ’independet third party’?
 Different models: certification, review or expert opinions
Electoral Processes
Practice Varies Greatly
between EMBs
 What gets certified?
 Who establishes the standards?
 How are standards and requirements derived?
 Who certifies, who is an ’independet third party’?
 Different models: certification, review or expert opinions
 Transparency of the certification process
Electoral Processes
Biometrics (forthcoming)
Global trend towards biometrics in elections
Voter registration and verification in polling stations
Needs and expectations
Shortcomings and limitations
Sustainability and synergies
Electoral Processes
ICT Database
Related to publications
Global comparative data
Continuously updated
5 topics
31 questions
Electoral Processes
Increasing use of election ICTs
 60% of EMBs use tabulation technologies
Electoral Processes
Increasing use of election ICTs
 60% of EMBs use tabulation technologies
 55% of EMBs use voter registration technologies
Electoral Processes
Increasing use of election ICTs
 60% of EMBs use tabulation technologies
 55% of EMBs use voter registration technologies
 35% of use biometrics for voter registeration
Electoral Processes
Increasing use of election ICTs
 60% of EMBs use tabulation technologies
 55% of EMBs use voter registration technologies
 35% of use biometrics for voter registeration
 25% of EMBs use biometrics for voter verification
Electoral Processes
Increasing use of election ICTs
 60% of EMBs use tabulation technologies
 55% of EMBs use voter registration technologies
 35% of use biometrics for voter registeration
 25% of EMBs use biometrics for voter verification
 20% of EMBs use electronic voting systems
Electoral Processes
Training: MEPA – Tech Module
http://www.mepa.dirpolis.sssup.it
Electoral Processes
ACE: Online Community, Q&A
http://aceproject.org
Electoral Processes
THANK YOU!

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electoral technology - peter wolf

  • 1. Electoral Processes IDEA Electoral Processes Electoral Technology Peter Wolf International IDEA Asia Election Technology Dialogues 2016
  • 2. Electoral Processes International IDEA  Intergovernmental Organization  29 member states  4 key areas: Electoral processes Constitution building Political parties Democracy and development
  • 3. Electoral Processes Electoral processes @ IDEA Areas of expertise Elections and technology  Media and elections  Electoral system design  Electoral management design  Direct democracy  Voting from abroad  Electoral justice  Electoral legal frameworks  Voter turnout  Elections and conflict
  • 4. Electoral Processes Provide guidance and good practices for the introduction and maintenance of new technologies. Focus on: Transparency Credibility Sustainability Elections Tech @ IDEA Focus
  • 5. Electoral Processes Development of comparative knowledge resources Engaging in policy and reform discussions Elections Tech @ IDEA How?
  • 6. Electoral Processes Elections Tech @ IDEA Types of resources  Publications: guides, handbooks policy papers  Global database on the use of ICTs in Elections  Training course  Online network
  • 8. Electoral Processes Selected Issues: EMD Electoral cycles and ICT innovation cycles
  • 10. Electoral Processes The Use of Open Source Technology in Elections (2014) Certification of ICTs in Elections (2015)
  • 11. Electoral Processes Key electoral tasks conducted electronically  Verify voter eligibility  Interpretation of ballots  Vote casting, counting  Result tabulation and transmission
  • 12. Electoral Processes Many advantages: reduction of mistakes and fraud faster results convenience for voters Key electoral tasks electronic
  • 13. Electoral Processes But: as one cannot “see, touch, or feel bits and bytes” and such tasks cannot be directly observed Key electoral tasks electronic
  • 14. Electoral Processes Questions • What can be done to ensure all stakeholdes that technology delivers the required functionalities? - is secure - is accurate - does not disenfranchise voters - protects the secrecy of the vote - protects data privacy - correctly implements legal requirements • How can trust and transparency be established?
  • 15. Electoral Processes The Use of Open Source Technology in Elections Source Code: instructions executed by an ICT system in a human readable format Open Source Technology: based on source codes that can be freely viewed, used, shared, modified
  • 16. Electoral Processes Open Source and Elections Many potential benefits  Transparency, accountability  Local ownership and capacity  Maintainability and sustainability Recurring demand, especially where need for transparency is high. But: few available systems and implementations
  • 17. Electoral Processes Global Survey of EMBs Data from 106 countries
  • 18. Electoral Processes Reasons for limited use: Supply  fragmented market, no global election OST community  vendors prefer current, ”closed source” business models, have few incentives to change  worry about intellectual property
  • 19. Electoral Processes Reasons for limited use: Demand  more from civil society than from EMBs  limited awareness, common misconsceptions (’insecure’, ’immature’, unprofessional’)  lack of successful examples  OST considered a technical detail
  • 20. Electoral Processes Certification of ICTs in Elections “a systematic process carried out by an accredited body to evaluate whether a given election technology satisfies previously established standards and/or legal requirements.”
  • 21. Electoral Processes Why Certification of ICTs?  Quality Assurance  Establish trust through an external actor  Enhance citizen confidence and election integrity  Ensure technology delivers the required functionality  Get confirmation of technology reliability and security  Demonstrate compliance with ”best international practice”  Legal requirement
  • 22. Electoral Processes Elections as a Special Case In other sectors certification is common and builds on Well-defined technical standards Establised standardization bodies to set those standards Certification bodies Long, flexible timeframes for standard setting and certification
  • 23. Electoral Processes Practice Varies Greatly between EMBs  What gets certified?
  • 24. Electoral Processes Practice Varies Greatly between EMBs  What gets certified?  Who establishes the standards?
  • 25. Electoral Processes Practice Varies Greatly between EMBs  What gets certified?  Who establishes the standards?  How are standards and requirements derived?
  • 26. Electoral Processes Practice Varies Greatly between EMBs  What gets certified?  Who establishes the standards?  How are standards and requirements derived?  Who certifies, who is an ’independet third party’?
  • 27. Electoral Processes Practice Varies Greatly between EMBs  What gets certified?  Who establishes the standards?  How are standards and requirements derived?  Who certifies, who is an ’independet third party’?  Different models: certification, review or expert opinions
  • 28. Electoral Processes Practice Varies Greatly between EMBs  What gets certified?  Who establishes the standards?  How are standards and requirements derived?  Who certifies, who is an ’independet third party’?  Different models: certification, review or expert opinions  Transparency of the certification process
  • 29. Electoral Processes Biometrics (forthcoming) Global trend towards biometrics in elections Voter registration and verification in polling stations Needs and expectations Shortcomings and limitations Sustainability and synergies
  • 30. Electoral Processes ICT Database Related to publications Global comparative data Continuously updated 5 topics 31 questions
  • 31. Electoral Processes Increasing use of election ICTs  60% of EMBs use tabulation technologies
  • 32. Electoral Processes Increasing use of election ICTs  60% of EMBs use tabulation technologies  55% of EMBs use voter registration technologies
  • 33. Electoral Processes Increasing use of election ICTs  60% of EMBs use tabulation technologies  55% of EMBs use voter registration technologies  35% of use biometrics for voter registeration
  • 34. Electoral Processes Increasing use of election ICTs  60% of EMBs use tabulation technologies  55% of EMBs use voter registration technologies  35% of use biometrics for voter registeration  25% of EMBs use biometrics for voter verification
  • 35. Electoral Processes Increasing use of election ICTs  60% of EMBs use tabulation technologies  55% of EMBs use voter registration technologies  35% of use biometrics for voter registeration  25% of EMBs use biometrics for voter verification  20% of EMBs use electronic voting systems
  • 36. Electoral Processes Training: MEPA – Tech Module http://www.mepa.dirpolis.sssup.it
  • 37. Electoral Processes ACE: Online Community, Q&A http://aceproject.org

Editor's Notes

  1. IDEA published 2 ICT related resources at the end of last year: The OST guide And a Global Database on the use of ICTs in elections
  2. IDEA published 2 ICT related resources at the end of last year: The OST guide And a Global Database on the use of ICTs in elections
  3. IDEA published 2 ICT related resources at the end of last year: The OST guide And a Global Database on the use of ICTs in elections
  4. First a simple and brief elanation of Source Codes and Open Source: Source codes are the instructions executed by an ICT system in a human readable format For who are they important: for those who build ICT systems – they write this code, but also for all who want to develop an indepth understanding of how a certain piece of technology works, what exactly it does, what quality it has, etc. Without source codes ICT systems remain ’black boxes’ even for experts Open Source Software is software where the source code is ”free” to some extent How free depends on the exact licence: free to use by anybody, free to be modified, free to be shared, free to be viewed and analysed are all possible options. In some cases the freedom of OS can be greatly limited, but at the very least the codes of the system can be viewed and analysed by anybody interested. - Important is ”free” does neccessarily mean not mean ”free of charge”. Especially for professional use also open source software alwasys needs to be maintained and developed, serviced by somebody – in some cases this is done by volunteers, but in many cases those services are paid for
  5. Why is Opens Source technology relevant in elections? A key benefit is the added transparency it adds: there are no secrets around open source software, everybody interested can analyze and understand it. One EMB told us they use OS simply because they consider ”OS the most democratic technology” Especially because of the added transparency, in some cases also because of local ownership and of cost reasons, OS in Election has been a recurring demand over many years. This is especially true in field of electronic voting, but also voter registration and voter authentication in polling stations or when countries find it important to develop their own electoral technology. But while there are many arguments for OS it turns out there are few available systems and implementations
  6. Last year we surveyed over 100 EMBs. Only 21 told us they use OS, a few more at least considered it, but 68EMBs told us they have not even considered it as an option. Clearly OST in elections is possible as EMBs from Nigeria to Norway, and from Egypt to New Zealand are using it. For our publication we invited academics, vendors, opens source developers and EMBs to look into the reasons for this low uptake inspite of many possible advantages and what would need to change this.
  7. What we found is challenges both on the supply and the demand side: Elections are a fragmented marked that needs many different local solutions and no OST community has evolved to serve these needs comprehensively Vendors servicing this marked greatly prefer ”closed source” models, not least because they would need to change from mostly providing products to providing services around products. And they seem reluctant to do so as the closed, ”proprietory” system works well for them now. Significant worry of vendors is loosing intellectual property on their solutions – something that is not neccessarily the case, especially with ajusted OS licenses. All of these factors lead to vendors often charging more for providing open systems But: experience from countries such as Norway have shown that when EMBs demand OST, vendors are willing to provide it.
  8. This leads to the second problem: the demand from EMBs. Currently it seems the demand comes often from civil society, less so directly from the EMB This is also not least due to an awareness issue: many are not aware of the issue at all, others who know OST sometimes have popular misconsceptsions such as: OST is insecure, immature, unprofessional – none of which is true if developed in a professional manner Some EMBs also stated a lack of successful examples that lead the way – even though at lease a few exist by now Sometimes there is also a worry that too much openness may lead to exposure to criticism Finally the choice of OST is often considered a technical detail and not ranking high in feasibility studies and procurement.
  9. First a simple and brief elanation of Source Codes and Open Source: Source codes are the instructions executed by an ICT system in a human readable format For who are they important: for those who build ICT systems – they write this code, but also for all who want to develop an indepth understanding of how a certain piece of technology works, what exactly it does, what quality it has, etc. Without source codes ICT systems remain ’black boxes’ even for experts Open Source Software is software where the source code is ”free” to some extent How free depends on the exact licence: free to use by anybody, free to be modified, free to be shared, free to be viewed and analysed are all possible options. In some cases the freedom of OS can be greatly limited, but at the very least the codes of the system can be viewed and analysed by anybody interested. - Important is ”free” does neccessarily mean not mean ”free of charge”. Especially for professional use also open source software alwasys needs to be maintained and developed, serviced by somebody – in some cases this is done by volunteers, but in many cases those services are paid for
  10. Why are EMBs certifiying their technologies
  11. Because elections are so differet from other sectors and industries, there is no single ’best practice’ approach countries are taking towards cerification The Certification guide: - helps answering the questions above - details benefits and challenges - helps plannig and implementing certification according to the local context an based on different international experiences - provides a Quality Assurance Framework with an overview of the steps involved in certification
  12. Because elections are so differet from other sectors and industries, there is no single ’best practice’ approach countries are taking towards cerification The Certification guide: - helps answering the questions above - details benefits and challenges - helps plannig and implementing certification according to the local context an based on different international experiences - provides a Quality Assurance Framework with an overview of the steps involved in certification
  13. Because elections are so differet from other sectors and industries, there is no single ’best practice’ approach countries are taking towards cerification The Certification guide: - helps answering the questions above - details benefits and challenges - helps plannig and implementing certification according to the local context an based on different international experiences - provides a Quality Assurance Framework with an overview of the steps involved in certification
  14. Because elections are so differet from other sectors and industries, there is no single ’best practice’ approach countries are taking towards cerification The Certification guide: - helps answering the questions above - details benefits and challenges - helps plannig and implementing certification according to the local context an based on different international experiences - provides a Quality Assurance Framework with an overview of the steps involved in certification
  15. Because elections are so differet from other sectors and industries, there is no single ’best practice’ approach countries are taking towards cerification The Certification guide: - helps answering the questions above - details benefits and challenges - helps plannig and implementing certification according to the local context an based on different international experiences - provides a Quality Assurance Framework with an overview of the steps involved in certification
  16. Because elections are so differet from other sectors and industries, there is no single ’best practice’ approach countries are taking towards cerification The Certification guide: - helps answering the questions above - details benefits and challenges - helps plannig and implementing certification according to the local context an based on different international experiences - provides a Quality Assurance Framework with an overview of the steps involved in certification
  17. More detailed discussions of the various issues mentioned in this presentation are available in IDEAs publications on Electoins and Technology, including: The technology chapter of the Electoral Managament Design Handbook The policy paper on Electronic Voting A guide on the use of Open Source technology in electoins Finally, a guide on the Certification of Election Technology is planned for publication in November
  18. More detailed discussions of the various issues mentioned in this presentation are available in IDEAs publications on Electoins and Technology, including: The technology chapter of the Electoral Managament Design Handbook The policy paper on Electronic Voting A guide on the use of Open Source technology in electoins Finally, a guide on the Certification of Election Technology is planned for publication in November
  19. MEPA targets mid/upper level professionals that want to acquire specific knowledge and skills to work as election administrator and/or as part of Election Management Bodies (EMBs). By choosing MEPA, practitioners gain access to a broad group of alumni spread across the world. Becoming part of this community is a lifetime goal
  20. MEPA targets mid/upper level professionals that want to acquire specific knowledge and skills to work as election administrator and/or as part of Election Management Bodies (EMBs). By choosing MEPA, practitioners gain access to a broad group of alumni spread across the world. Becoming part of this community is a lifetime goal