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Making the Case for Using
Longitudinal Data for Evaluating
    Effectiveness of Teacher
   Professional Development
            Programs
 Nina de las Alas, Council of Chief State School Officers
  Chris Thorn, University of Wisconsin-Madison, WCER



            NCES 2008 Summer Data Conference
               Hyatt Regency Bethesda Hotel
               Bethesda, MD - July 31, 2008
Overview of Presentation

   Discuss recently completed Cross-Study
   Highlight results & recommendations
   Discuss Teacher Incentive Fund projects
   Group discussion on using longitudinal data
    for evaluating PD
Cross-State Review of 25 PD
               Initiatives
   Began in 2005
   To assist ed leaders in all states by providing a
    cross-state analysis of quality of professional
    development (PD) using a common rubric
    developed from recent research on program
    effectiveness
   Drew from prior research and evaluation in Local
    Systemic Initiative, Eisenhower PD Program
   Conducted in phases (I & II)
Logic Model
High Quality PD?              Teacher Knowledge        Instructional
                                  and Skills?           Practices?
 Content-focused
     Active                                             Questions:
   Coherence                                             Efficient
    Duration                       Questions:            methods?
   Colleagues                Valid, adequate tools?   Measure change?
   Follow-up

Appropriate Measures ?
What’s Implemented ?

              How to Improve with Data?                  Effects on Students?
                Formative Evaluation                    Measures of Achievement
                                                          Cohorts over time
                   Collect, Report, Use                  Student unit records
                    Feedback methods                       Linked to teachers

                    How to build skills                 Treatment vs. control?
                     in use of data?                        Data systems?
Sample of States, Programs

 14 states responded -- CO, DE, FL, ID,
  IN, KY, MA, ME, NJ, NC, OH, OR,
  SC, WI
 Directors nominated two high quality
  PD programs in Math or Science
 Voluntary sample of 27 programs from
  14 states
Phase I Research Questions
 What is the quality of professional
  development across the nominated
  sample of programs, and what is the
  extent of variation in quality?
 What are the main program
  characteristics contributing to high
  ratings for quality that can be identified
  and replicated in future program design
  and development?
Phase I Approach
   Developed a rubric
   Had expert teams of
    3-4 reviewers
    analyzed program
    quality and
    evaluation design
    for 25 programs
    using rubric
   Findings of each
    program review
    aggregated by
    criterion and
    indicator
Phase II Research Questions
   What evaluations were completed and what
    findings were reported?
   What were the types of major findings from the
    evaluations? How were they measured? What
    measures of outcomes were used in the PD
    evaluations?
   What conclusions can be drawn about the
    adequacy and usefulness of the evaluations and
    reports? What are the cross-report
    recommendations that are useful to state leaders
    and evaluators?
Phase II Approach
   Collected 41 evaluation
    reports from 25 programs
    (Spring 2005-Spring 2007)
   Devised a findings &
    results review sheet that
    collected data according to
    four categories of
    outcomes:
      quality of
       implementation of PD
      gain in teacher
       knowledge & skills
      change in instructional
       practices
      improvement in student
       achievement
Analysis of Quality of PD Programs in
   M/S: Cross-State Study Initial
      Findings (as of Dec. ’06)
Findings
  Programs are more content focused (than in ‘90s)
  Active learning in most programs
  Coherence with standards (but school
   curriculum?)
  Most not school-based, but do use follow-up
   activities
  Evaluation designs broad – use of Tools (see list)
  More focus on Formative Program evaluation, less
   on measurable effects of PD but progress since
   90s
  Problem of little feedback to decision-makers
Phase I Findings


Analysis of the Quality of Professional
Development Programs for Mathematics
         and Science Teachers:
 Findings from a Cross-State Study
 (Blank, de las Alas, & Smith, 2007)
Programs’ Ratings on Content Focus
                                             (N=25 Programs)
                14

                                                                                 High Scores (4s or 5s)
                12                                                               Medium Scores (3s)
                                                                                 Low Scores (1s or 2s)


                10
# of Programs




                 8


                 6


                 4


                 2


                 0
                     Provides study of content      Provides study of       Addresses identified
                               area              pedagogical content area     teacher needs
Active Learning in PD across Programs
                                                (N= 25 Programs)

                25




                20
# of Programs




                15

                                                                                                               Yes
                                                                                                               No

                10




                5




                0

                      Model or lead    Plan lessons                    Develop,                    Engage in
                       instruction,                   Coaching or      review or   Observe other    learning
                     present or lead                  mentoring in       score       teachers       network
                       discussion                      classroom     assessments
Programs' Ratings for Coherence
                                    (N=25 Programs)
                25




                20
# of Programs




                15

                                                                                                Yes
                                                                                                No

                10




                5




                0
                      Consistent     Aligned with       Meets teacher       Consistent with
                      with school   state or district   certification or   state rules for HQ
                      curriculum       standards          licensure             teachers
                      or learning
                         goals
Program Ratings for Collective Participation
                                          (N=25 Programs)
                25




                20
# of Programs




                15

                                                                                            Yes
                                                                                            No

                10




                5




                0


                     Participating with        Participating with      Participating with
                     teachers from the      teachers in same dept.   teachers from same
                       same school              or content area           grade span
Examples of Duration of Programs

                       Planned Time for Professional Development

Northeast Front Range                120 hours
Rocky Mountain Middle School         120 hours
DMT                                  135 hours
M4                                   100 hours
MS*TEAMS                             119 hours
MATHS                                100 hours
Lesley/MassInsight                   270 hours
Nash-Rocky Mount                     209 hours
High Desert                          at least 100 hours
South Carolina Coaching Initiative   170 hours
NW Wisconsin                         100-120 hours
R&R                                  154 hours for mentor teachers
Summary of Program Evaluation Design
                   (N=23 Programs, as of Dec. 2006)

                25


                20
# of Programs




                15

                10


                5


                0
                     Quality of PD    Teacher    Instructional     Student       Other     Evaluation
                      Activities      Content    Practices or    Achievement   Outcomes   Design Total
                                     Knowledge    Curriculum
Other Outcomes (N=23 Programs)
                7




                6




                5
# of Programs




                4




                3




                2




                1




                0
                    No. of HQ Teachers   Prof. Learning   Effects on IHE   Teacher Placement & Hi-Level Student Dev. Of Leadership
                                          Community          Partners          Retention      Course Enrollment      Cadre
Programs’ Ratings on Reporting of Evaluation
          Results (N=23 Programs)
                 16



                 14



                 12



                 10
 # of Programs




                                                                                                      Yes
                 8
                                                                                                      No


                 6



                 4



                 2



                 0
                      Participant                    District/State                  General Public
                                       School                         Grant Donors
                       Teachers                        Officials
                                    Administrators
Phase II Findings


 Cross-State Analysis of Evaluations of
Professional Development for Mathematics
          and Science Teachers
   (Blank, de las Alas, & Smith, 2008)
Results from Review of Evaluation
               Study Reports
                (N=41 Reports, as of Feb. 2008)

   Data on quality of implementation of PD activities – 14
    reports
   Data on gains in teacher knowledge – 24 reports
   Data on change in instructional practices of the teachers
    participating in PD – 13 reports
   Data on student achievement for teachers, schools, and districts
    in which teachers were involved with the PD – 20 reports
   16 evaluation reports included student achievement trends
    for at least two years—from one year to the next (e.g., 2005 to
    2006).
   Small number tracked achievement gains for more than two
    years.
Evaluation Results – Student
  Outcomes with Measurable Results
Three Primary Criteria:
1. Finding of effect on student outcome is
   supported by statistical significance of
   change linked to the treatment teachers;
2. Finding is substantively important, i.e., an
   educationally significant change; and
3. Measure of student outcomes is reliable
   and valid for the evaluation purpose
   7 study reports met criteria (see Table 2)
Evaluation Results – Student
Outcomes but not Measurable Effects
   6 evaluation reports had student outcomes
    but did not meet criteria
   Shortcomings:
     Could not determine the effects of PD vs. other
      variables
     Indirect evidence (student attitude, teacher
      survey on student achievement)
   See Table 3
Evaluation Results – Teacher Knowledge
    Outcomes with Measurable Results

Two criteria:
 Assessment of knowledge gain based on an
  a validated instrument
 Assessment of knowledge mandated by the
  state for licensure/certification

 10 study reports met criteria (See Table 4)
Evaluation Results – Instructional Practice
    Outcomes with Measurable Results

Common Characteristics
 Practice linked to PD experienced
 Measure of Practice is close to the classroom
  (e.g., not close = teacher attitudes about
  practice)
 Change in practice measure for same
  teacher

          4 evaluation reports (See Table 6)
Evaluation Results – What we have
    learned about how these programs
                 operate
   8 program designs
   Relative high amount of time for each teacher in
    PD
   Targeted teachers in elem. grades or elem. &
    middle grades math or science
   Significant activities during school year
   Emphasized knowledge of how to teach content to
    students
   Schools were a strong partner in building &
    implementing PD
   See Table 8
Conclusions & Recommendations
   1/3 of evaluation studies reported measurable
    effects of teacher PD
   Significant effects in programs designed with
    content focused PD + sufficient time + in-
    school component
   Important to plan purposeful evaluations
   Build valid, tested instruments in evaluation
    design
   Weigh carefully teacher-based vs. school-based
    design
Conclusions &
        Recommendations – cont’d
   Include outcome measures in allocation of evaluation
    resources
   Plan for use of data systems and experimental designs
      Instruments generating longitudinal data for students:
        CSAP, Indiana Curriculum Framework Assessment,
        Student Discourse Protocol, Terra Nova
      Instruments generating longitudinal data for teachers:
        RTOP, SEC, CKT-M, DTAMS, Project-specific surveys
   Link teacher knowledge gains to change in classroom
    practices
   Consider timely use of findings in program decisions by
    key decision-makers
   Program/states should appraise the value of partnerships
    for evaluation
Website : Evaluation Tools

   Evaluation Tools for Professional
    Development (Excel based)
     ProfessionalDevelopment Activities
     Teacher Knowledge and Skills

     Change in Instruction

     Analyzing Effects on Student Achievement

     Evaluation Design Assistance
IMPDE Website




http://www.ccsso.org/projects/improving_evaluation_of_profe
ssional_development
Lessons from the Teacher Incentive Fund Project
   Making Longitudinal Data Systems Work




                Christopher Thorn
         University of Wisconsin-Madison
Core Information System Gaps
   Many HR systems do not handle multiple roles
    well (or at all)
   SIS focused on managing student-teacher ratios
    and scheduling rather than learning
   IT and Research offices understaffed and often
    disconnected from curricular departments
   Finance and HR not tied to research agenda
   Market for administrative systems lag
    educational needs – models often don’t fit
Data Quality Problems
   Poor links between students and teachers –
    often nonexistent links to subjects taught
   Little systematic data on system inputs or on
    fidelity of implementation
   Limited support for performance evaluation
    systems – framework, rubrics, and process
   Quality problems are tied to use. NCLB
    compliance quality is unacceptable for adult
    accountability
Analytical Gaps in
            Accountability Systems
   VA Models are haaaaaaaaard
   Tests given in mid-year complicates assignment of
    productivity – pre and post in year
   Lack of vertical scales complicates measurement of
    productivity – claims of linearity also an issue
   Lack of links to licensure systems complicates
    assessment of changes in teacher/leader characteristics
    and efficacy of teacher preparation institutions
   Limits of annual data
   Lack of quality in performance evaluation systems
What have been the big surprises?
   Districts drop number of initiatives to focus on
    program quality and evaluation
   Unions demanding VA results for equity
   National union bringing technical expertise to the table
    to solve local problems
   Talent pool in national vendors thin
   New demands for diagnostic assessment
   New demands for PD that works
Value-added Modeling
   Essential Elements of a System to Measure the
    Performance of Schools and Classrooms/Teachers
    with Respect to Student Achievement
   1. Criterion validity/alignment Are the indicators
    measured in terms of student outcomes valued by
    students and society?
   2. Statistical: Are the indictors accurate in the sense of
    measuring true school or classroom productivity, as
    opposed to other non-school factors that contribute to
    student achievement?
   3. Behavioral: Are the indicators non-corruptible?
VA System Recommendations
   Use all available data to estimate a “T3+” model that
    exploits repeated observations to control for student
    selectivity.
   Include explicit measures of student characteristics in
    the model if: (a) the number of longitudinal
    observations per student is limited or (b) you want to
    maximize control for student differences across
    schools.
   If using prior test scores as regressors, control for test
    measurement error.
   Extend the model to allow for local conditions, as
    required. Example: mid-year testing.
Action Items &
            Recommendations
   Balanced assessments that combine measures of
    practice and productivity
   Address issues of data quality and
    implementation fidelity
   School as the unit of change the model in almost
    all TIF sites
   Proven efficacy of PD critical in systems that are
    high stakes for adults
For more information:
  Nina de las Alas, Research Associate
  Council of Chief State School Officers
            ninaa@ccsso.org
              202-312-6863

Chris Thorn, Assistant Research Scientist
Wisconsin Center for Education Research
          cathorn@wisc.edu
              608-263-2709

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2008 nces summer data conference making the case for longitudinal data of teacher effectiveness

  • 1. Making the Case for Using Longitudinal Data for Evaluating Effectiveness of Teacher Professional Development Programs Nina de las Alas, Council of Chief State School Officers Chris Thorn, University of Wisconsin-Madison, WCER NCES 2008 Summer Data Conference Hyatt Regency Bethesda Hotel Bethesda, MD - July 31, 2008
  • 2. Overview of Presentation  Discuss recently completed Cross-Study  Highlight results & recommendations  Discuss Teacher Incentive Fund projects  Group discussion on using longitudinal data for evaluating PD
  • 3. Cross-State Review of 25 PD Initiatives  Began in 2005  To assist ed leaders in all states by providing a cross-state analysis of quality of professional development (PD) using a common rubric developed from recent research on program effectiveness  Drew from prior research and evaluation in Local Systemic Initiative, Eisenhower PD Program  Conducted in phases (I & II)
  • 4. Logic Model High Quality PD? Teacher Knowledge Instructional and Skills? Practices? Content-focused Active Questions: Coherence Efficient Duration Questions: methods? Colleagues Valid, adequate tools? Measure change? Follow-up Appropriate Measures ? What’s Implemented ? How to Improve with Data? Effects on Students? Formative Evaluation Measures of Achievement Cohorts over time Collect, Report, Use Student unit records Feedback methods Linked to teachers How to build skills Treatment vs. control? in use of data? Data systems?
  • 5. Sample of States, Programs  14 states responded -- CO, DE, FL, ID, IN, KY, MA, ME, NJ, NC, OH, OR, SC, WI  Directors nominated two high quality PD programs in Math or Science  Voluntary sample of 27 programs from 14 states
  • 6. Phase I Research Questions  What is the quality of professional development across the nominated sample of programs, and what is the extent of variation in quality?  What are the main program characteristics contributing to high ratings for quality that can be identified and replicated in future program design and development?
  • 7. Phase I Approach  Developed a rubric  Had expert teams of 3-4 reviewers analyzed program quality and evaluation design for 25 programs using rubric  Findings of each program review aggregated by criterion and indicator
  • 8. Phase II Research Questions  What evaluations were completed and what findings were reported?  What were the types of major findings from the evaluations? How were they measured? What measures of outcomes were used in the PD evaluations?  What conclusions can be drawn about the adequacy and usefulness of the evaluations and reports? What are the cross-report recommendations that are useful to state leaders and evaluators?
  • 9. Phase II Approach  Collected 41 evaluation reports from 25 programs (Spring 2005-Spring 2007)  Devised a findings & results review sheet that collected data according to four categories of outcomes:  quality of implementation of PD  gain in teacher knowledge & skills  change in instructional practices  improvement in student achievement
  • 10. Analysis of Quality of PD Programs in M/S: Cross-State Study Initial Findings (as of Dec. ’06) Findings  Programs are more content focused (than in ‘90s)  Active learning in most programs  Coherence with standards (but school curriculum?)  Most not school-based, but do use follow-up activities  Evaluation designs broad – use of Tools (see list)  More focus on Formative Program evaluation, less on measurable effects of PD but progress since 90s  Problem of little feedback to decision-makers
  • 11. Phase I Findings Analysis of the Quality of Professional Development Programs for Mathematics and Science Teachers: Findings from a Cross-State Study (Blank, de las Alas, & Smith, 2007)
  • 12. Programs’ Ratings on Content Focus (N=25 Programs) 14 High Scores (4s or 5s) 12 Medium Scores (3s) Low Scores (1s or 2s) 10 # of Programs 8 6 4 2 0 Provides study of content Provides study of Addresses identified area pedagogical content area teacher needs
  • 13. Active Learning in PD across Programs (N= 25 Programs) 25 20 # of Programs 15 Yes No 10 5 0 Model or lead Plan lessons Develop, Engage in instruction, Coaching or review or Observe other learning present or lead mentoring in score teachers network discussion classroom assessments
  • 14. Programs' Ratings for Coherence (N=25 Programs) 25 20 # of Programs 15 Yes No 10 5 0 Consistent Aligned with Meets teacher Consistent with with school state or district certification or state rules for HQ curriculum standards licensure teachers or learning goals
  • 15. Program Ratings for Collective Participation (N=25 Programs) 25 20 # of Programs 15 Yes No 10 5 0 Participating with Participating with Participating with teachers from the teachers in same dept. teachers from same same school or content area grade span
  • 16. Examples of Duration of Programs Planned Time for Professional Development Northeast Front Range 120 hours Rocky Mountain Middle School 120 hours DMT 135 hours M4 100 hours MS*TEAMS 119 hours MATHS 100 hours Lesley/MassInsight 270 hours Nash-Rocky Mount 209 hours High Desert at least 100 hours South Carolina Coaching Initiative 170 hours NW Wisconsin 100-120 hours R&R 154 hours for mentor teachers
  • 17. Summary of Program Evaluation Design (N=23 Programs, as of Dec. 2006) 25 20 # of Programs 15 10 5 0 Quality of PD Teacher Instructional Student Other Evaluation Activities Content Practices or Achievement Outcomes Design Total Knowledge Curriculum
  • 18. Other Outcomes (N=23 Programs) 7 6 5 # of Programs 4 3 2 1 0 No. of HQ Teachers Prof. Learning Effects on IHE Teacher Placement & Hi-Level Student Dev. Of Leadership Community Partners Retention Course Enrollment Cadre
  • 19. Programs’ Ratings on Reporting of Evaluation Results (N=23 Programs) 16 14 12 10 # of Programs Yes 8 No 6 4 2 0 Participant District/State General Public School Grant Donors Teachers Officials Administrators
  • 20. Phase II Findings Cross-State Analysis of Evaluations of Professional Development for Mathematics and Science Teachers (Blank, de las Alas, & Smith, 2008)
  • 21. Results from Review of Evaluation Study Reports (N=41 Reports, as of Feb. 2008)  Data on quality of implementation of PD activities – 14 reports  Data on gains in teacher knowledge – 24 reports  Data on change in instructional practices of the teachers participating in PD – 13 reports  Data on student achievement for teachers, schools, and districts in which teachers were involved with the PD – 20 reports  16 evaluation reports included student achievement trends for at least two years—from one year to the next (e.g., 2005 to 2006).  Small number tracked achievement gains for more than two years.
  • 22. Evaluation Results – Student Outcomes with Measurable Results Three Primary Criteria: 1. Finding of effect on student outcome is supported by statistical significance of change linked to the treatment teachers; 2. Finding is substantively important, i.e., an educationally significant change; and 3. Measure of student outcomes is reliable and valid for the evaluation purpose 7 study reports met criteria (see Table 2)
  • 23. Evaluation Results – Student Outcomes but not Measurable Effects  6 evaluation reports had student outcomes but did not meet criteria  Shortcomings:  Could not determine the effects of PD vs. other variables  Indirect evidence (student attitude, teacher survey on student achievement)  See Table 3
  • 24. Evaluation Results – Teacher Knowledge Outcomes with Measurable Results Two criteria:  Assessment of knowledge gain based on an a validated instrument  Assessment of knowledge mandated by the state for licensure/certification 10 study reports met criteria (See Table 4)
  • 25. Evaluation Results – Instructional Practice Outcomes with Measurable Results Common Characteristics  Practice linked to PD experienced  Measure of Practice is close to the classroom (e.g., not close = teacher attitudes about practice)  Change in practice measure for same teacher 4 evaluation reports (See Table 6)
  • 26. Evaluation Results – What we have learned about how these programs operate  8 program designs  Relative high amount of time for each teacher in PD  Targeted teachers in elem. grades or elem. & middle grades math or science  Significant activities during school year  Emphasized knowledge of how to teach content to students  Schools were a strong partner in building & implementing PD  See Table 8
  • 27. Conclusions & Recommendations  1/3 of evaluation studies reported measurable effects of teacher PD  Significant effects in programs designed with content focused PD + sufficient time + in- school component  Important to plan purposeful evaluations  Build valid, tested instruments in evaluation design  Weigh carefully teacher-based vs. school-based design
  • 28. Conclusions & Recommendations – cont’d  Include outcome measures in allocation of evaluation resources  Plan for use of data systems and experimental designs  Instruments generating longitudinal data for students: CSAP, Indiana Curriculum Framework Assessment, Student Discourse Protocol, Terra Nova  Instruments generating longitudinal data for teachers: RTOP, SEC, CKT-M, DTAMS, Project-specific surveys  Link teacher knowledge gains to change in classroom practices  Consider timely use of findings in program decisions by key decision-makers  Program/states should appraise the value of partnerships for evaluation
  • 29. Website : Evaluation Tools  Evaluation Tools for Professional Development (Excel based)  ProfessionalDevelopment Activities  Teacher Knowledge and Skills  Change in Instruction  Analyzing Effects on Student Achievement  Evaluation Design Assistance
  • 31. Lessons from the Teacher Incentive Fund Project Making Longitudinal Data Systems Work Christopher Thorn University of Wisconsin-Madison
  • 32. Core Information System Gaps  Many HR systems do not handle multiple roles well (or at all)  SIS focused on managing student-teacher ratios and scheduling rather than learning  IT and Research offices understaffed and often disconnected from curricular departments  Finance and HR not tied to research agenda  Market for administrative systems lag educational needs – models often don’t fit
  • 33. Data Quality Problems  Poor links between students and teachers – often nonexistent links to subjects taught  Little systematic data on system inputs or on fidelity of implementation  Limited support for performance evaluation systems – framework, rubrics, and process  Quality problems are tied to use. NCLB compliance quality is unacceptable for adult accountability
  • 34. Analytical Gaps in Accountability Systems  VA Models are haaaaaaaaard  Tests given in mid-year complicates assignment of productivity – pre and post in year  Lack of vertical scales complicates measurement of productivity – claims of linearity also an issue  Lack of links to licensure systems complicates assessment of changes in teacher/leader characteristics and efficacy of teacher preparation institutions  Limits of annual data  Lack of quality in performance evaluation systems
  • 35. What have been the big surprises?  Districts drop number of initiatives to focus on program quality and evaluation  Unions demanding VA results for equity  National union bringing technical expertise to the table to solve local problems  Talent pool in national vendors thin  New demands for diagnostic assessment  New demands for PD that works
  • 36. Value-added Modeling  Essential Elements of a System to Measure the Performance of Schools and Classrooms/Teachers with Respect to Student Achievement  1. Criterion validity/alignment Are the indicators measured in terms of student outcomes valued by students and society?  2. Statistical: Are the indictors accurate in the sense of measuring true school or classroom productivity, as opposed to other non-school factors that contribute to student achievement?  3. Behavioral: Are the indicators non-corruptible?
  • 37. VA System Recommendations  Use all available data to estimate a “T3+” model that exploits repeated observations to control for student selectivity.  Include explicit measures of student characteristics in the model if: (a) the number of longitudinal observations per student is limited or (b) you want to maximize control for student differences across schools.  If using prior test scores as regressors, control for test measurement error.  Extend the model to allow for local conditions, as required. Example: mid-year testing.
  • 38. Action Items & Recommendations  Balanced assessments that combine measures of practice and productivity  Address issues of data quality and implementation fidelity  School as the unit of change the model in almost all TIF sites  Proven efficacy of PD critical in systems that are high stakes for adults
  • 39. For more information: Nina de las Alas, Research Associate Council of Chief State School Officers ninaa@ccsso.org 202-312-6863 Chris Thorn, Assistant Research Scientist Wisconsin Center for Education Research cathorn@wisc.edu 608-263-2709