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Rehabilitation Program
Design rehabilitation program for A left-handed college
baseball pitcher is in need of a rehabilitation program following
Tommy John surgery.
· Use other outside sources in creating your program.
· Your program should include reasoning for your exercises,
progressions, phases, etc.
· This paper should be spaced and formatted per APA
guidelines, 6th edition.
Format to think about when writing your rehabilitation program.
1. Elbow rehabilitation program.
a. Is the program relevant to the injury, gender, age, and sport?
Yes or No ?
b. If no, what is not relevant?
c. If yes, are the exercises clearly described?
d. If no, what is unclear or understated?
e. Are the exercises under the best stages of care? Yes or No ?
f. If no, where should they be moved to?
g. Are benchmarks created to know when progression of the
exercises and phases is necessary? Yes or No?
h. What needs to be done to improve these items?
2. Communication
a. Put yourself in the role of the athlete. Are the exercises easy
to understand or seem too complicated? Yes or No?
b. If no, what is missing, unclear or over/understated? Where
does the communication break down and/or which exercise(s)
and/or phase(s) is/are problematic and why?
Additional feedback/comments:
3. Program planning considerations
a. Did the writer take healing timelines and tissues injured into
consideration when creating the program? Yes or No?
· If no, what information is missing?
b. Did the writer:
· explain why s/he chose this/these exercises? Yes or No?
· address why s/he believes the exercises will be useful in
addressing the issues identified in the scenario? Yes or No?
i. If yes, did the writer accurately apply the exercises to the
scenario? Yes or No?
ii. If yes, what clues in the program tell you that the exercises
were applied accurately to the rehab phases?
iii. If no, what direction would you give the writer to strengthen
this program?
DUE THURSDAY FEBRUARY 27, 2020
Students will be required to develop and write their own
approximately 500 word response(2 pgs.)
1. Involving stakeholders in the planning process is extremely
important and this includes the citizens if the whole community
concept is to be applied. Just looking at your community's plan
and website for emergency management, does it appear that the
community has been involved in the process, why or why not?
In order to complete this assignment you must watch both
videos linked provide below and Read all the attached files. 4
files are attached Answer must be related to the material
provided:
Video: https://youtu.be/Ui-eBiMBkXY
https://youtu.be/__VD-cBC2vI
Community Resources & Preparedness
The National Preparedness System outlines an organized
process for the whole community to move forward with their
preparedness activities and achieve the National Preparedness
Goal. The National Preparedness System integrates efforts
across the five preparedness mission areas—Prevention,
Protection, Mitigation, Response, and Recovery—in order to
achieve the goal of a secure and resilient Nation. The National
Response Framework (NRF), part of the National Preparedness
System, sets the strategy and doctrine for how the whole
community builds, sustains, and delivers the Response core
capabilities identified in the National Preparedness Goal in an
integrated manner with the other mission areas. This third
edition of the NRF reflects the insights and lessons learned
from real-world incidents and the implementation of the
National Preparedness System.
Although not formally part of emergency management
operations, individuals, families, and households play an
important role in emergency preparedness and response. By
reducing hazards in and around their homes by efforts such as
raising utilities above flood level or securing unanchored
objects against the threat of high winds, individuals reduce
potential emergency response requirements. Individuals,
families, and households should also prepare emergency supply
kits and emergency plans, so they can take care of themselves
and their neighbors until assistance arrives. (FEMA, 2013)
Engaging the whole community and empowering local action
will better position stakeholders to plan for and meet the actual
needs of a community and strengthen the local capacity to deal
with the consequences of all threats and hazards. This requires
all members of the community to be part of the emergency
management team, which should include diverse community
members, social and community service groups and institutions,
faith-based and disability groups, academia, professional
associations, and the private and nonprofit sectors, while
including government agencies who may not traditionally have
been directly involved in emergency management. When the
community is engaged in an authentic dialogue, it becomes
empowered to identify its needs and the existing resources that
may be used to address them. (FEMA, 2013)
September 2013
i
Contents
Executive Summary
.............................................................................. 1
1. Preparedness Actions
.................................................................... 5
1.1 Recommended Preparedness Actions
...................................................................... 6
1.2 Self-Reported Preparedness Behavior
.....................................................................11
1.3 Perceived Barriers to Preparedness
.......................................................................12
2. Beliefs about Risk and Efficacy by Hazard
.................................... 13
2.1 Perceived Risk and Severity
....................................................................................14
2.2 Perceived Efficacy
............................................................................. ..................
....15
2.3 Disaster Groups
...............................................................................................
........16
3. Beliefs and Experiences Relate to Preparedness Behaviors
......... 17
3.1 Relationships With Preparedness Behaviors
...........................................................18
3.2 Beliefs: Relationship to Preparedness Behaviors
.....................................................19
3.3 Experiences: Relationship to Preparedness Behaviors
............................................21
4. Preparedness Profiles Based on Beliefs and Experiences
............ 23
4.1 Preparedness Profiles
.............................................................................................2
4
5. Preparedness Through Social Networks
....................................... 29
5.1 Select Social Networks
............................................................................................3
0
5.2 The Workplace
...............................................................................................
.........30
5.3 School
...............................................................................................
......................33
5.4 Volunteerism in Preparedness/Safety/Disasters
......................................................36
5.5 Expectations for Assistance
.....................................................................................38
6. Preparedness Among Sociodemographic Groups
......................... 39
Translating Research Into Action
........................................................ 49
Next Steps for FEMA
.......................................................................... 51
Appendices
........................................................................................ 55
Appendix A: Methodology
...............................................................................................
..57
Appendix B: Survey Questions Reported in Preparedness in
America ............................59
Preparedness in America
ii
Executive Summary
1
As disasters continue to impact our Nation, the role of
individuals and the importance of
engaging all sectors in reducing the impact of disasters has
become increasingly evident.
Recognizing the need to involve the Nation more fully,
Presidential Policy Directive-8 (PPD-
8), issued on March 20, 2011, states that “our national
preparedness is the shared responsibility
of all levels of government, the private and nonprofit sectors,
and individual citizens.”
The Federal Emergency Management Agency (FEMA) is
committed to social and physical
science as the foundation for increasing individual and
community preparedness and has
conducted national household surveys to assess the public’s
knowledge, attitudes, and behaviors
on preparing for a range of hazards since 2007.1 Preparedness
in America: Research Insights to
Increase Individual, Organizational, and Community Action
advances our understanding of the
complexities of motivating the public to prepare by examining
trend data on personal
preparedness behaviors and by providing findings on several
new areas of analysis:
Exploring the relationship between preparedness behaviors and
individuals’ beliefs and
experiences around disasters;
Identifying profiles of the general public to assist practitioners
in conducting more targeted
and effective engagement, education, and messaging strategies;
and
Examining the effect of community connections and networks
on personal preparedness.
FEMA recognizes that widespread cultural change is a long-
term process, and while the national
statistics on basic preparedness actions have remained largely
constant, findings documented in
Preparedness in America offer valuable insights for adapting
education efforts to increase
preparedness. Key findings from the research focus on the
public’s behaviors, knowledge, and
attitudes related to preparing for a range of hazards.
Preparedness Actions
The percentage of surveyed individuals taking recommended
preparedness actions remains
largely unchanged since 2007.
Seventy percent of respondents in 2011 lived in homes (rented
or owned) where at least one
action was taken to protect the structure; however, of the six
mitigation measures analyzed,
only two had been completed by more than a quarter of the
homes.
More than a quarter of respondents in 2011 reported they were
contemplating or preparing to
take action to prepare for emergencies and were likely to be
receptive to outreach efforts.
Cost and not knowing how to prepare were each perceived as
barriers by one quarter of those
surveyed.
1 See Appendix A for a description of the FEMA National
Survey Methodology and Appendix B for survey questions
summarized in
this report.
Executive Summary
Preparedness in America
2
Beliefs About Risk and Efficacy by Hazard
respondents perceived risk, severity, and
efficacy by different categories of hazard. Respondents believed
they were at risk for natural
disasters and that preparing for them is helpful. Respondents
believed terrorist acts,
hazardous materials accidents, and disease outbreaks were less
likely and that preparedness
would not be as helpful.
Beliefs and Experiences Related to Preparedness Behaviors
All examined beliefs (confidence in one’s ability to respond,
perceived risk, belief that
preparing will help in an event, and belief that a disaster could
be severe) related to natural
disasters had a positive relationship with preparedness
behaviors.
For terrorist acts, hazardous materials accidents, and disease
outbreaks, only the confidence
in one’s ability to respond had a positive relationship with
preparedness behaviors.
Willingness to consider preparing, knowing how to prepare, and
having thought about
preparedness had a positive relationship with preparedness
behaviors.
Referencing a personal disaster experience is likely more
effective in motivating
preparedness behavior than referencing disasters in other
locations.
Talking about preparedness had a strong positive relationship
with preparedness behavior,
yet less than half of the respondents reported doing so in the
previous 2 years.
Having planning and training encouraged or required at work or
school had a positive
relationship with other preparedness behaviors.
Preparedness Profiles Based on Beliefs and Experiences
s Profiles based on
beliefs and experiences.
Sociodemographic attributes have been identified for each
Preparedness Profile.
Preparedness Through Social Networks
The survey data indicated that the workplace, schools, and
volunteer organizations that
support community preparedness, safety, or emergency response
are effective channels for
preparedness outreach.
Exposure to disaster preparedness through each of the three
analyzed social networks
(workplace, schools and response volunteer organizations) had a
positive relationship to
preparedness behaviors.
Executive Summary
3
Preparedness Among Sociodemographic Groups
People with low incomes perceived much greater barriers to
preparedness (in terms of
time, money, and access to information).
Differences in preparedness across age, income, race, or
population density categories were
generally fairly small. Some substantial differences found were:
-
-
-
People in high population density areas were more likely to rely
on public transportation
to evacuate the area in the event of a disaster.
Volunteering in disaster preparedness/response was mostly done
by people with average
to high incomes.
Retirement-aged people (75+ category) participated in disaster
training much less than
people in other age categories.
Next Steps for FEMA
Revise content and framing for preparedness messaging to
include:
-
-
-
-
Re-examining preparedness messages;
Validating science base for protective actions;
Incorporating insights from disaster survivors; and
Providing localized risk data.
Tailor implementation by stakeholder and sociodemographic
group to include:
-
-
-
-
-
Launching a new community-based campaign, America’s
PrepareAthon!SM;
Providing tailored preparedness resources and training;
Supporting workplace preparedness;
Implementing the National Strategy for Youth Preparedness
Education; and
Encouraging volunteer opportunities.
Engage the whole community by:
-
-
Expanding partnerships at all levels and with all sectors; and
Supporting Citizen Corps Councils.
Refine evaluation and assessment to include:
-
-
-
Conducting in-depth assessments of whole community
preparedness in large urban cities;
Refining national research activities; and
Partnering with National Academies of Science to build on the
findings in their report,
Disaster Resilience: A National Imperative.
Preparedness in America
4
We each have a role in ensuring the resilience of our
communities, our nation, and our way of
life. Together, we can guarantee that everyone in America has
the knowledge, skills, and
resources to respond to the challenges brought by weather,
disease, hazardous incidents, and
terrorism.
This guide provides examples of good practices and matters to
consider for planning and
implementation purposes. The guidance does not create any
requirements beyond those included
in applicable law and regulations, or create any additional rights
for any person, entity, or
organization. The information presented in this document
generally constitutes informal
guidance and provides examples that may be helpful. The
inclusion of certain references does
not imply any endorsement of any documents, products, or
approaches. There may be other
resources that may be equally helpful.
5
1 Preparedness Actions
Section Overview: Trend data on recommended preparedness
actions is presented, as
well as self-reported preparedness behavior, and barriers to
preparing.
Key Findings:
The percentage of surveyed individuals taking recommended
preparedness actions
remains largely unchanged since 2007.
Seventy percent of respondents in 2011 lived in homes (rented
or owned) where at
least one action was taken to protect the structure; however, of
the six mitigation
measures analyzed, only two had been completed by more than a
quarter of the
homes.
More than a quarter of respondents in 2011 reported they were
contemplating or
preparing to take action to prepare for emergencies and were
likely to be receptive to
outreach efforts.
Cost and not knowing how to prepare were each perceived as
barriers by one quarter
of those surveyed; preparedness messages and outreach
strategies should be
developed to counter or re-frame these perceptions.
Preparedness in America
6
Since the tragedy of September 11, 2001, the U.S. Department
of Homeland Security
(DHS)/FEMA has significantly increased the emphasis on
educating individuals on how to
prepare for disasters by using the national platform of the
Ready campaign, grassroots outreach
through local Citizen Corps Councils, and coordination with
states, territories, tribes, local
communities, and other partners across the country.
The Ready.gov website serves as FEMA’s clearinghouse for
personal preparedness information
and organizes this information into four categories.2
Be Informed: Know local/community risks and community
systems and plans, participate in
preparedness training, and practice response skills by
participating in drills.
Make a Plan: Develop a household emergency plan and discuss
it with household members.
Build a Kit: Set aside and maintain supplies one may need in
disasters.
Get Involved: Find local opportunities to volunteer for
community safety and disaster
response and be a part of the community planning process.
In addition, FEMA works with all partners to promote
mitigation measures to help reduce the
impact of disasters on individuals and property.
Be Informed
Being informed encompasses risk awareness, the ability to
receive notifications, knowledge,
training, and practicing skills, and survey questions address
each of these elements. In 2011, just
one in three (32 percent) of the respondents reported being
familiar with their local hazards—in
2012, that number rose to 46 percent (Figure 1). Participants
also rated their familiarity with
features of their community disaster preparedness and response
plans. In 2012, there were sharp
increases in respondents’ familiarity with local hazards and
alerts and warning systems, yet a
decrease in any preparedness training in the past 2 years.
To assess knowledge of protective actions for specific hazards,
FEMA fielded surveys in 2011
and 2012 that included questions to test respondents’ knowledge
of risk and protective actions
for floods, tornadoes, and earthquakes.i,ii,iii Those who
believed they were at risk for flooding
were more likely to talk to their insurance agent and take steps
to prevent or reduce flooding.
Ninety-five percent or greater correctly identified protective
actions for tornadoes to find shelter
and go to a basement or interior windowless room and knew that
most deaths and injuries in a
tornado are caused by flying debris. Seventy-two percent,
however, incorrectly believed that if
they are in a vehicle, they should find an overpass and stop
underneath it until the tornado
passes. When respondents who live in an earthquake risk area
were asked six questions on key
2 The first three informational categories have also been used as
the Ready campaign’s “three step” tagline since its launch in
2003,
and have been replicated by many state and local entities.
FEMA and its partners are in the process of examining how to
increase
the effectiveness of preparedness messaging; see Summary
Report on Awareness to Action: A Workshop on Motivating the
Public
to Prepare http://www.fema.gov/media-
library/assets/documents/31359?id=7124 for details and the
Next Steps for FEMA section.
1.1 Recommended Preparedness Actions
http://www.fema.gov/media-
library/assets/documents/31359?id=7124
Preparedness
Actions 1
7
actions to take during an earthquake, respondents who had
received earthquake preparedness
information in the preceding 6 months were significantly more
likely to answer the knowledge
questions correctly.
Figure 1: Be Informed
Make a Plan
Since household members may not be together when a disaster
strikes, it is important to plan in
advance for how they will get to a safe place and how they will
contact one another and reunite.
The FEMA National Household Survey asked respondents about
their household plan and
whether or not they had discussed it with members of the
household. As shown in Figure 2, 39
percent of participants in 2012 indicated they had a household
plan that they had discussed with
their household; this represents a slight decline from a gradual
increase in prior years.
Preparedness in America
8
Figure 2: Household Emergency Plans
Build a Kit
In 2012, 52 percent of individuals reported having supplies set
aside in their home for use during
a disaster—a decrease from 57 percent in 2009 (Figure 3). In all
survey years, only a subset of
those individuals who reported having supplies in their home
were able to name three or more
supplies in their home and report that they update them at least
once a year.
Figure 3: Disaster Supplies in Homes
Preparedness
Actions 1
9
Packaged food and bottled water were consistently the most
frequently cited supplies, followed
by a flashlight, first aid kit, and blankets/clothing/bedding. In
2012, nearly 70 percent of
respondents had packaged food or bottled water while fewer
reported having a flashlight (42
percent), first aid kit (32 percent), or blankets/clothing/bedding
(18 percent). Although
nationwide, 34 percent of individuals take medications to
manage chronic health conditions,iv
only 8 percent of respondents in 2012 mentioned having
medications in their emergency supply
kit. Having access to financial, insurance, medical, and other
records is crucial for starting the
process of recovery as quickly as possible. When asked about
these items in 2011, 34 percent of
the participants reported having stored these items.
Get Involved
FEMA encourages the active participation of trained volunteers
to strengthen community safety
and to support emergency responders when an incident occurs.
As shown in Figure 4, rates of
volunteerism to emergency response and community
preparedness/safety organizations remained
unchanged.
Figure 4: Be Involved
Protecting the Home
In addition to the personal preparedness actions above, FEMA
strongly advocates for individuals
to protect their home from disasters. In 2011, FEMA asked a
series of questions to identify the
extent to which individuals were taking actions to mitigate the
effects of floods, hurricanes, and
tornadoes on their homes. Overall, 70 percent of respondents
lived in homes (rented or owned)
where mitigation measures had been taken, with raising the
furnace, water heater, or electric
panel above the floor being the most frequently cited action3
(Figure 5).
3 It is important to note that this is national data only, and does
not take into account the specific hazard risks at the survey
respondent’s location.
Preparedness in America
10
Figure 5: Mitigation Actions Completed for Survey
Respondents' Home (2011)
Preparedness
Actions 1
11
1.2 Self-Reported Preparedness Behavior
To understand how individuals self-identify around personal
preparedness, FEMA developed a
survey question on the Stages of Change Model developed by
Prochaska and DiClemente,v
which describes behavior change as a five-stage process to
assess preparedness. This type of
self-assessment provides insight into an individual’s readiness
to attempt, make, or sustain
behavior changes (Table 1).4
Table 1: General Stages of Behavior Change
Stage Description
Pre-
Contemplation No intention to change or think about change in
the near future.
Contemplation Not prepared to take action at present, but is
intending to take action.
Preparation Actively considering changing his or her behavior
in the immediate future.
Action Recent overt behavior change, but the changes are not
well established.
Maintenance Behavior changed and been maintained for more
than 6 months.
FEMA asked respondents to self-
report which description best
captured their level of preparedness.
In 2011, more than a quarter of all
respondents reported that they were
contemplating preparing in the next
6 months (19 percent) or preparing
to take action in the next month (9
percent), 15 percent reported they
had recently begun preparing, and
about one-third of the participants
described themselves in the
maintenance stage (i.e., they had
been prepared for more than 6
months and were maintaining their
preparedness behaviors). Twenty-
one percent indicated they were not
planning to do anything about
preparing, placing them in the pre-
contemplation category (Figure 6).vi
4 The Stages of Change Model is based on the individual’s
perception, and is not based on actual or self-reported
preparedness
behaviors. The “preparation” stage describes planning to change
one’s behavior and should not be confused with disaster
“preparedness.”
Figure 6: Stages of Change (2011)
Preparedness in America
12
1.3 Perceived Barriers to Preparedness
There are a number of reasons that may influence people’s
ability to prepare. FEMA asked
respondents to share their perceptions of four commonly cited
barriers to preparedness.
Respondents most frequently agreed that preparing was too
expensive (26 percent) and that
they did not know how to get prepared (24 percent). Less than
20 percent of respondents
believed that preparing was too hard or that getting information
was too hard (Figure 7). By
better understanding the issues that may be affecting
motivation, preparedness messages and
outreach strategies should be developed to counter or re-frame
these perceived barriers.
Overall, less than one-quarter of respondents in 2011 indicated
they did not perceive any
barriers to their ability to prepare.
Figure 7: Perceived Barriers to Preparedness (2011)
13
2 Beliefs About Risk and Efficacy
by Hazard
Section Overview: An examination of individuals’ beliefs about
risk, preparedness, and
response for different categories of hazards: natural hazards,
hazardous materials
accident, disease outbreak, and terrorism. The beliefs examined
were:
Perceived risk—How likely is it that the disaster will happen?
Perceived severity—How severe will the effects of a disaster be
to me?
Belief that preparing will help—Will what I do now help me in
a disaster? and
Confidence in ability to respond—I will be able to successfully
respond to a disaster.
Key Findings:
clear differences in how survey
respondents perceived risk,
severity, and efficacy by different categories of hazard. Public
beliefs about hazards
can be clustered into two groupings:
-
-
Individuals had similar beliefs about natural disasters, including
wildfires, floods,
and weather emergencies. Respondents believed they were at
risk for these
disasters and that preparing for them would be helpful.
Individuals had similar beliefs about terrorist acts, hazardous
materials accidents,
and disease outbreaks. Respondents believed these disasters
were less likely and
that preparedness would not be as helpful.
Preparedness in America
14
2.1 Perceived Risk and Severity
Data from several FEMA national household surveys
consistently demonstrated that different
categories of hazards were perceived to have different risks.
Respondents were asked to rate the
likelihood of natural disasters, acts of terrorism, hazardous
material accidents, and highly
contagious disease outbreaks ever happening in their
community. Most respondents in 2012
(57 percent) believed they were at risk for experiencing at least
one of these events. As illustrated
in Figure 8, nearly half of participants considered it likely that a
natural disaster would occur in
their community.5 Respondents considered hazardous materials
accidents, disease outbreaks, and
terrorist acts substantially less likely.
Overall, this represents a small but steady increase in people’s
risk perception of natural
disasters, possibly due to increased media coverage surrounding
several high profile natural
disasters that have occurred in the past few years. Based on data
from 2007–2011, people’s
perceived risk of disease outbreaks peaked at 28 percent during
the H1N1 outbreak in 2009.vii
Perceived risk of hazardous materials accidents remained
constant, while perceived risk of
terrorist acts decreased over that same period.
Figure 8: Perceived Risk
To enhance the understanding of how people think about
different categories of disaster, in 2011,
FEMA asked respondents to consider the same four categories
of disasters, and then rate how
severe the impact would be to them personally if the event were
to occur. For all disaster
categories, more participants perceived higher severity than
higher likelihood of a disaster
occurrence (Figure 9). This gap was most pronounced for a
terrorist act: while fewer people
5 These surveys were national in scope; all respondents were
asked questions on all hazards and were not matched to actual
hazard risk
for the respondent’s location.
Beliefs about Risk and
Efficacy by Hazard 2
15
thought they were at risk for a terrorist act, more people thought
that if such an act occurred, the
impact to them personally would be severe or very severe.
Figure 9: Perceived Risk and Severity (2011)*
2.2 Perceived Efficacy
To better understand how to motivate the
public to take action, it is important to
understand whether or not people think they
can do anything to prevent or mitigate the
effects of a disaster. Thus, FEMA developed
survey questions to examine respondents’
beliefs related to the following:
Belief That Preparing Will Help: The
belief that preparedness actions will be
useful in the event of a disaster; and
Confidence in Ability to Respond: The
belief that I will be able to successfully
respond to a disaster.
Figure 10 presents these findings for a range of
hazards.
In 2011, 68 percent of respondents believed
that preparing in advance for a natural disaster
would help them during/after the event. When
asked to rate their confidence in knowing how
to respond to different types of disasters,
individuals were more confident in their ability
to react to natural disasters than to terrorist
Figure 10: Perceived Efficacy: Preparing
Helps and I Can Respond (2011)
Preparedness in America
16
acts, hazardous materials accidents, or disease outbreaks. In
2011, two-thirds of individuals
(67 percent) expressed confidence in their ability to respond to
a weather emergency like a
snowstorm or hurricane (disasters that tend to occur with
advanced warning), while the other half
were confident in their ability to respond to a natural disaster
that occurred with no warning,
such as an earthquake/tornado (51 percent). Even fewer
individuals expressed confidence in the
case of a disease outbreak (35 percent), hazardous materials
accident (25 percent), or a terrorist
act (22 percent).
2.3 Disaster Groups
Individuals’ attitudes toward different hazards may affect their
preparedness. To examine
response patterns to the four belief questions across disasters, a
factor analysis was performed.
The analysis indicated that disaster types fall into two
groupings (Grouping 1: Natural Disasters
and Grouping 2: Terrorism/Hazardous Materials
Accident/Disease Outbreak). This means that if
someone has a certain belief towards a hazardous materials
accident, he or she is likely to hold
the same belief towards a disease outbreak or a terrorist act but
not necessarily towards a natural
disaster.
Figure 11 presents perceived risk, severity, usefulness of
preparing, and confidence in ability to
respond for each grouping. Future research to examine disasters
from the perspective of notice
versus no-notice events may provide additional findings to
inform preparedness messaging.
Figure 11: Belief by Disaster Groups (2011)
17
3 Beliefs and Experiences Related to
Preparedness Behaviors
Section Overview: An analysis of which personal beliefs and
experiences have a positive
relationship to preparedness behaviors to determine which
beliefs and experiences should
be reinforced and enhanced.
Key Findings:
All examined beliefs related specifically to natural disasters had
a positive
relationship with preparedness behaviors. Of the examined
beliefs related to terrorist
acts, hazardous materials accidents, and disease outbreaks, only
the confidence in
one’s ability to respond had a positive relationship with
preparedness behaviors.
Willingness to consider preparing, knowing how to prepare, and
having thought about
preparedness are three beliefs that had a positive relationship to
preparedness
behaviors.
Referencing a personal disaster experience was likely more
effective in motivating
preparedness behavior than referencing disasters in other
locations.
Leveraging social networks to provide opportunities to discuss
preparedness and to
encourage planning and training should be reinforced and
enhanced.
Preparedness in America
18 …
Community Preparedness: Simple Activities for
Everyone
Community Preparedness: Simple Activities
for Everyone
September 2011 Page i
PROGRAM LEADER GUIDE
CONTENTS
Purpose
...............................................................................................
...............................................1
The Preparedness
Topics.....................................................................................
.............................2
How To Use the Materials
...............................................................................................
..................3
Planning Your Program
...............................................................................................
......................4
Step 1: Identify Your Target Audience
.................................................................................4
Step 2: Determine Interests and Needs
...............................................................................4
Step 3: Select Presenters
...............................................................................................
......5
Step 4: Prepare the Presentation
.........................................................................................6
Step 5: Arrange
Logistics.................................................................................
.....................8
Step 6: Get the Word Out
...............................................................................................
......9
Getting Feedback
...............................................................................................
...............................10
Acknowledging Accomplishments
...............................................................................................
.....10
Additional Resources
...............................................................................................
.........................11
Note: Copies of the activities are in the Facilitator Guide and
Handout Masters
document.
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PROGRAM LEADER GUIDE
PURPOSE
Preparedness is the shared responsibility of all levels of
government, the private and nonprofit
sectors, and individual citizens.
Individuals and households are at the core of our Nation’s
preparedness. A community’s ability
to respond to or recover from a disaster depends on the level of
preparedness of every
member. However, a 2009 Citizen Corps National Survey found
that 29 percent of Americans
have not prepared because they think that emergency responders
will help them and that over
60 percent expect to rely on emergency responders in the first
72 hours following a disaster.
The reality is that in a complex disaster, first responders and
emergency workers may not be
able to reach everyone right away. In addition, providers may
not be able to restore critical
services, such as power, immediately.
The purpose of this initiative is to promote personal and
community preparedness through
engaging activities for individuals, neighbors, or households.
These activities are a set of
building blocks. You can mix and match the activities based on
the needs of your target
audience or time available. Most activities can be completed
during a 15-minute to 60-minute
session. You should adapt the materials to include critical local
information, such as information
on local hazards, local alerts and warnings, and local
community response resources and
protocols.
Remember, preparedness does not have to be complex or overly
time consuming. Rather, it
should motivate, empower, and engage the whole community.
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PROGRAM LEADER GUIDE
THE PREPAREDNESS TOPICS
Below is a list of the preparedness activities:
Core Preparedness Topics
Title Information and Activities on . . . Approx. Length
Preparedness on a
Shoestring
Creating a no-cost or low-cost disaster kit 30 – 60 minutes
Where Is Everybody? Developing a communications plan 20
minutes
Who Can You Count On?
Who Counts on You?
Establishing a personal support network 20 minutes
Easy Out: Getting to Safety Planning for and practicing an
evacuation 30 minutes
Storm Safe — Sheltering in
Place
Staying safe when evacuation is not an option 20 – 40 minutes
Disaster Plan Dress
Rehearsal
Practicing your disaster plan 30 – 60 minutes
Hazard-Reduction Topics
Title Information and Activities on . . . Approx. Length
Hunting Home Hazards Identifying and reducing home hazards
30 – 60 minutes
An Ounce of Fire Prevention Identifying and reducing fire risks
30 minutes
Putting Out Fires Using a fire extinguisher 30 – 60 minutes
Home Safe Home Implementing simple risk-reduction
(mitigation)
measures
30 – 60 minutes
Safeguarding Your Valuables Protecting important items and
documents 30 minutes
Specialized Preparedness Topics
Title Information and Activities on . . . Approx. Length
Pet/Service Animal
Preparedness
Taking care of pets and service animals during a
disaster
30 minutes
Rx for Readiness Starting a “Stay Healthy” Kit and plan 30
minutes
Going Off Grid: Utility
Outages
Preparing for utility outages 20 – 40 minutes
Coming Home After a
Disaster
Planning for recovery from disaster 20 minutes
Preparedness: The Whole
Community
Understanding emergency management and
response roles and getting involved
30 – 90 minutes
Remember . . . You can mix and match the topics based on the
needs of your audience. In
addition, you may adjust the times by modifying the activities
demonstrated during the session.
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PROGRAM LEADER GUIDE
HOW TO USE THE MATERIALS
Each topic includes a facilitator guide and participant materials.
The program design has limited the number of pages and the
need for presentation equipment
such as computers and projectors.
The first pages of each topic
provide the facilitator with:
• Overall purpose of the
session.
• Suggested preparation
steps and materials.
• Presentation tips.
Facilitator Guide
Following the facilitator guide
are handouts for the
participants to use during the
session or as “take away”
materials.
Handouts
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PROGRAM LEADER GUIDE
PLANNING YOUR PROGRAM
To plan your preparedness program, you may want to complete
the following steps:
Below are suggestions for completing each step.
Step 1: Identify Your Target Audience
Think about who would benefit from this program. Make a list
of the potential members of your
target audience.
Step 2: Determine Interests and Needs
Now that you have identified the members of your target
audience, ask yourself:
• What will motivate these individuals to attend preparedness
session(s)?
• What do you think participants will hope to gain or learn?
• Which topics are of most interest to them?
• How much time will individuals want to spend at a session?
How likely are they to return if
you offered multiple sessions?
• What day, time, and location will be best?
• What is the ideal mix of people to help foster networking and
sustainability after the session?
Use the answers to these questions to select the topics to be
included in your program and
determine how to schedule your session(s).
Step 6: Get the Word Out
Step 5: Arrange Logistics
Step 4: Prepare the Presentation
Step 3: Select Presenters
Step 2: Determine Interests and Needs
Step 1: Identify Your Target Audience
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PROGRAM LEADER GUIDE
PLANNING YOUR PROGRAM (CONTINUED)
Step 3: Select Presenters
A facilitator with effective communications skills should be
able to conduct most of the
sessions.
However, it is recommended that individuals with the following
expertise present the two
sessions below.
Title Recommended Presenter
Putting Out Fires Fire Service Personnel
Preparedness: The Whole Community Emergency Management
Personnel
Optional: You may want to consult or involve the following
additional individuals in the
following sessions:
Title Optional Individuals To Involve
Preparedness on a Shoestring Emergency Management
Personnel
Where Is Everybody? Emergency Management Personnel
Who Can You Count On? Who Counts
on You?
Representatives From Functional Needs
Community
Easy Out: Getting to Safety Emergency Management Personnel
Storm Safe — Sheltering in Place Emergency Management
Personnel
Disaster Plan Dress Rehearsal Emergency Management
Personnel
Hunting Home Hazards Fire Service Personnel
An Ounce of Fire Prevention Fire Service Personnel
Home Safe Home Construction Expert or Structural
Engineer/Mitigation Specialist
Pet/Service Animal Preparedness Local Animal Shelter
Personnel/Veterinarian
Rx for Readiness Local Medical or Public Health Personnel
Going Off Grid: Utility Outages Local Public Works
Personnel/Utility Company
Representative
Coming Home After a Disaster Construction Expert or
Structural
Engineer/Emergency Management Personnel
In addition, local nongovernmental groups, such as the
American Red Cross or Community
Emergency Response Team (CERT) members are invaluable
resources to help with
presentations or prepare you to conduct the sessions.
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PROGRAM LEADER GUIDE
PLANNING YOUR PROGRAM (CONTINUED)
Step 4: Prepare the Presentation
The facilitator’s preparation and conduct of the session are keys
to the effectiveness of this
program. Presenters should do the following:
• Read the materials thoroughly.
• Complete all activities and be prepared to answer the
questions that the participants will
likely ask while completing the activities.
• Draft your own notes in the margins of the materials.
• Add personal experiences to help explain the important points.
• Tailor the material with information on local hazards, local
alerts and warnings, and local
community response resources and protocols. Also, you may
want to emphasize different
information (e.g., apartment evacuation vs. single homes) to
meet your audience’s needs.
• Rehearse with a small group and ask for suggestions for
enhancing the delivery.
• Remember to use the following effective facilitation
techniques:
Facilitation Techniques
physically from the
group by standing behind a podium or a table. Feel free to
move around the
room while you are speaking.
class that you
attended. If the instructor lectured incessantly, chances are that
you tuned out
and did not learn much. This package is a guide, not your
script. Flexibility is the
key to success. You may modify discussion questions to meet
the needs of the
group. If you do not like or do not understand a question,
change it.
a participant
asks you a question to which you do not know the answer:
• Tell the participant that you do not know the answer.
• Explain that you will find the answer and get back to the
participant.
important, but do not move
to the next activity before ensuring that the group understands
what has already
been discussed. You can check understanding by asking for
volunteers to
summarize concepts and fill in gaps during your transitions.
verbal and nonverbal responses and clues.
Use your
observations to keep the session running smoothly.
Additional presentation do’s and don’ts are listed on the next
page.
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PROGRAM LEADER GUIDE
PLANNING YOUR PROGRAM (CONTINUED)
Step 4: Prepare the Presentation (Continued)
Do’s . . . Don’ts . . .
Eye Contact Eye Contact
• Look at people’s eyes.
• Continually scan the group with your eyes.
• Look at the whole group.
• Avoid eye contact.
• Scan the group too rapidly or infrequently.
Body Movement Body Movement
• Position your body so you face the majority
of the people.
• Vary your position in the room.
• Stand with good posture.
• Walk toward people when they speak.
• Talk to your notes, easel, or board.
• Turn your back to part of the group.
• Stand in fixed positions.
• Slouch.
• Distance yourself from people.
Gestures Gestures
• Use natural and spontaneous gestures.
• Smile and be animated.
• Engage in distracting behavior such as looking at
your watch, or jingling change.
Voice/Speech Voice/Speech
• Speak loud enough to be heard.
• Vary the pace of your presentation.
• Slow down for important points.
• Use the pause.
• Mumble.
• Use “fillers” such as “like” or “um.”
• Speak with a monotone voice.
• Be afraid of pauses.
Ask Questions Ask Questions
• Ask clear, concise questions.
• Focus each question on a single issue.
• Make sure the participants can answer your
questions.
• Ask questions that require two distinct answers.
• Answer your own question! Rephrase your
question if you don’t get an answer.
Listening Listening
• Keep an open mind.
• Maintain eye contact and show interest.
• Consider the speaker’s nonverbal
behaviors and tone of voice.
• Ask for clarification.
• Paraphrase the meaning and feelings being
expressed.
• Be judgmental.
• Interrupt the speaker.
• Begin formulating a rebuttal.
• Distort the message based on your own beliefs
or thoughts.
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PROGRAM LEADER GUIDE
PLANNING YOUR PROGRAM (CONTINUED)
Step 5: Arrange Logistics
Use the checklist below to organize and take care of all
logistics.
Notifications
• Have all participants and presenters been notified of the time
Condition of Room
• Is seating arrangement (round tables, conference tables)
Safety
• Are there adequate exits from the r
• Do any hazards exist (e.g., loose wires/cables, narrow aisles,
loose carpet,
sharp edges on tables, etc.)?
Supplies, Materials, and Refreshments
• Do you have all needed supportin
No
No
• Do you have feedba
Forming partnerships with other organizations or getting
sponsorship from the business
community can help defray some of the expenses for supplies,
materials, and refreshments.
Faith-based organizations, libraries, civic associations, schools,
or government office buildings
may have space for hosting the sessions.
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PROGRAM LEADER GUIDE
PLANNING YOUR PROGRAM (CONTINUED)
Step 6: Get the Word Out
You may need to let your target audience know about the
preparedness program. Below are
suggestions for getting the word out:
• Email messages to members
• Newsletter articles
• Web, social media, or blog postings
• Public service announcements
• Local cable television notices
Forming a partnership with local media outlets can be
invaluable for promoting your program
and recognizing contributions from presenters and others.
Taking photographs of preparedness sessions may be useful for
promoting future sessions.
Remember, you should get releases from individuals before
publishing the photographs.
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PROGRAM LEADER GUIDE
GETTING FEEDBACK
At the end of your session, you may want to get feedback from
your participants. Below are
sample questions that you can ask:
Sample Feedback Questions
• What was the most effective portion of the presentation?
• How could we improve this presentation?
• Following this presentation, what preparedness actions do you
plan to take?
• What additional preparedness information would be helpful?
ACKNOWLEDGING ACCOMPLISHMENTS
Following your session, you may want to take the following
actions:
• Thank-You Notes: Make sure to send thank-you notes to
individuals and organizations
who helped with presentations or provided sponsorship.
• Follow-Up: Contact participants to see if they are
implementing preparedness actions.
• Certificates: Present certificates to participants who complete
the entire program.
• Articles or Postings: Feature preparedness accomplishments
in articles or web postings
to reinforce actions and encourage others.
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PROGRAM LEADER GUIDE
ADDITIONAL RESOURCES
Below are additional resources that you may want to use in
planning and conducting your
preparedness program.
• Citizen Preparedness Publications
– FEMA 475
– FEMA 478
– FEMA 477
– FEMA 532
Web Site: http://www.citizencorps.gov/ready/cc_pubs.shtm
• Ready.gov
-Specific Information
-Friendly Supplies
Web Site: http://www.ready.gov
• Red Cross
-Reference
Web Site: http://www.redcross.org
• Weather Information
Web Site: http://www.weather.gov
Hazards
Web Site: http://www.nws.noaa.gov/nwr/streamaudio.htm
• Flu.gov
Web Site: http://www.flu.gov
• Foodsafety.gov
Web Site:
http://www.foodsafety.gov/keep/emergency/index.html
• Firesafety.gov
Web Site: http://www.firesafety.gov
http://www.citizencorps.gov/ready/cc_pubs.shtm
http://www.ready.gov/
http://www.redcross.org/
http://www.weather.gov/
http://www.nws.noaa.gov/nwr/streamaudio.htm
http://www.flu.gov/
http://www.flu.gov/
http://www.foodsafety.gov/keep/emergency/index.html
http://www.foodsafety.gov/
http://www.foodsafety.gov/
http://www.foodsafety.gov/
http://www.firesafety.gov/
http://www.firesafety.gov/ContentsPurposeThe
PREPAREDNESS TOPICSHow To Use the Materialsplanning
your programStep 1: Identify Your Target AudienceStep 2:
Determine Interests and Needsplanning your program
(ContinuEd)Step 3: Select Presentersplanning your program
(ContinuEd)Step 4: Prepare the Presentationplanning your
program (ContinuEd)Step 4: Prepare the Presentation
(Continued)planning your program (ContinuEd)Step 5: Arrange
Logisticsplanning your program (ContinuEd)Step 6: Get the
Word OutGetting FeedbackAcknowledging
AccomplishmentsAdditional Resources
National Response
Framework
Third Edition
June 2016
National Response
Framework
i
E x e c u t i v e S u m m a r y
The National Response Framework is a guide to how the Nation
responds to all types of disasters and
emergencies. It is built on scalable, flexible, and adaptable
concepts identified in the National
Incident Management System to align key roles and
responsibilities across the Nation. This
Framework describes specific authorities and best practices for
managing incidents that range from
the serious but purely local to large-scale terrorist attacks or
catastrophic natural disasters. The
National Response Framework describes the principles, roles
and responsibilities, and coordinating
structures for delivering the core capabilities required to
respond to an incident and further describes
how response efforts integrate with those of the other mission
areas. This Framework is always in
effect and describes the doctrine under which the Nation
responds to incidents. The structures,
roles, and responsibilities described in this Framework can be
partially or fully implemented in the
context of a threat or hazard, in anticipation of a significant
event, or in response to an incident.
Selective implementation of National Response Framework
structures and procedures allows for a
scaled response, delivery of the specific resources and
capabilities, and a level of coordination
appropriate to each incident.
The Response mission area focuses on ensuring that the Nation
is able to respond effectively to all
types of incidents that range from those that are adequately
handled with local assets to those of
catastrophic proportion that require marshaling the capabilities
of the entire Nation. The objectives of
the Response mission area define the capabilities necessary to
save lives, protect property and the
environment, meet basic human needs, stabilize the incident,
restore basic services and community
functionality, and establish a safe and secure environment to
facilitate the integration of recovery
activities.1 The Response mission area includes 15 core
capabilities: planning; public information
and warning; operational coordination; critical transportation;
environmental response/health and
safety; fatality management services; fire management and
suppression; infrastructure systems;
logistics and supply chain management; mass care services;
mass search and rescue operations; on-
scene security, protection, and law enforcement; operational
communications; public health,
healthcare, and emergency medical services; and situational
assessment.
The priorities of the Response mission area are to save lives,
protect property and the environment,
stabilize the incident, and provide for basic human needs. The
following principles establish
fundamental doctrine for the Response mission area: engaged
partnership; tiered response; scalable,
flexible, and adaptable operational capabilities; unity of effort
through unified command; and
readiness to act.
Scalable, flexible, and adaptable coordinating structures are
essential in aligning the key roles and
responsibilities to deliver the Response mission area’s core
capabilities. The flexibility of such
structures helps ensure that communities across the country can
organize response efforts to address
a variety of risks based on their unique needs, capabilities,
demographics, governing structures, and
non-traditional partners. This Framework is not based on a one-
size-fits-all organizational construct,
but instead acknowledges the concept of tiered response, which
emphasizes that response to incidents
should be handled at the lowest jurisdictional level capable of
handling the mission.
1 As with all activities in support of the National Preparedness
Goal, activities taken under the response mission
must be consistent with all pertinent statutes and policies,
particularly those involving privacy and civil and human
rights, such as the Americans with Disabilities Act of 1990,
Rehabilitation Act of 1973, and Civil Rights Act of
1964.
National Response Framework
ii
In implementing the National Response Framework to build
national preparedness, partners are
encouraged to develop a shared understanding of broad-level
strategic implications as they make
critical decisions in building future capacity and capability. The
whole community should be
engaged in examining and implementing the strategy and
doctrine contained in this Framework,
considering both current and future requirements in the process.
National Response
Framework
iii
T a b l e o f C o n t e n t s
Introduction
...............................................................................................
.................... 1
Framework Purpose and Organization
.................................................................................1
Evolution of the Framework
...............................................................................................
....3
Relationship to NIMS
...............................................................................................
...............3
Intended Audience
...............................................................................................
....................4
Scope
...............................................................................................
.............................. 4
Guiding Principles
...............................................................................................
....................5
Risk Basis
...............................................................................................
...................................7
Roles and Responsibilities
........................................................................................... 8
Individuals, Families, and Households
..................................................................................8
Communities
....................................................................................... ........
..............................9
Nongovernmental Organizations
............................................................................................9
Private Sector Entities
...............................................................................................
............10
Local Governments
...............................................................................................
.................11
State, Tribal, Territorial, and Insular Area Governments
................................................12
Federal Government
...............................................................................................
...............15
Core Capabilities
...............................................................................................
.......... 20
Context of the Response Mission
Area.................................................................................20
Response Actions to Deliver Core Capabilities
...................................................................28
Coordinating Structures and Integration
.................................................................. 32
Local Coordinating Structures
.............................................................................................3
2
State and Territorial Coordinating Structures
...................................................................32
Tribal Coordinating Structures
............................................................................................3
2
Private Sector Coordinating Structures
..............................................................................33
Federal Coordinating
Structures................................................................................
..........33
Operational Coordination
...............................................................................................
......39
Integration
...............................................................................................
...............................45
National Response Framework
iv
Relationship to Other Mission Areas
......................................................................... 47
Operational Planning
.................................................................................. .............
... 47
Response Operational Planning
...........................................................................................48
Planning Assumptions
......................................................................................... ......
............51
Framework Application
...............................................................................................
.........51
Supporting Resources
.................................................................................. .............
. 51
Conclusion
...............................................................................................
.................... 52
National Response Framework
1
I n t r o d u c t i o n
The National Preparedness System outlines an organized
process for the whole community to move
forward with their preparedness activities and achieve the
National Preparedness Goal. The National
Preparedness System integrates efforts across the five
preparedness mission areas—Prevention,
Protection, Mitigation, Response, and Recovery—in order to
achieve the goal of a secure and
resilient Nation. The National Response Framework (NRF), part
of the National Preparedness
System, sets the strategy and doctrine for how the whole
community builds, sustains, and delivers the
Response core capabilities identified in the National
Preparedness Goal in an integrated manner with
the other mission areas. This third edition of the NRF reflects
the insights and lessons learned from
real-world incidents and the implementation of the National
Preparedness System.
Prevention: The capabilities necessary to avoid, prevent, or stop
a threatened or actual
act of terrorism. Within the context of national preparedness,
the term “prevention” refers
to preventing imminent threats.
Protection: The capabilities necessary to secure the homeland
against acts of terrorism
and manmade or natural disasters.
Mitigation: The capabilities necessary to reduce loss of life and
property by lessening
the impact of disasters.
Response: The capabilities necessary to save lives, protect
property and the
environment, and meet basic human needs after an incident has
occurred.
Recovery: The capabilities necessary to assist communities
affected by an incident to
recover effectively.
F r a m e w o r k P u r p o s e a n d O r g a n i z a t i o n
The NRF is a guide to how the Nation responds to all types of
disasters and emergencies. It is built
on scalable, flexible, and adaptable concepts identified in the
National Incident Management System
(NIMS)2 to align key roles and responsibilities across the
Nation. The NRF describes specific
authorities and best practices for managing incidents that range
from the serious but purely local to
large-scale terrorist attacks or catastrophic3 natural disasters.
This document supersedes the NRF that was issued in May
2013. It becomes effective
60 days after publication.
The term “response,” as used in the NRF, includes actions to
save lives, protect property and the
environment, stabilize communities, and meet basic human
needs following an incident. Response
also includes the execution of emergency plans and actions to
support short-term recovery. The NRF
describes doctrine for managing any type of disaster or
emergency regardless of scale, scope, and
complexity. This Framework explains common response
disciplines and processes that have been
2 http://www.fema.gov/national-incident-management-system
3 A catastrophic incident is defined as any natural or manmade
incident, including terrorism, that results in
extraordinary levels of mass casualties, damage, or disruption
severely affecting the population, infrastructure,
environment, economy, national morale, or government
functions.
http://www.fema.gov/national-incident-management-system
National Response Framework
2
developed at all levels of government (local, state, tribal,
territorial, insular area,4 and Federal) and
have matured over time.
To support the Goal, the objectives of the NRF are to:
cribe scalable, flexible, and adaptable coordinating
structures, as well as key roles and
responsibilities for integrating capabilities across the whole
community,5 to support the efforts of
local, state, tribal, territorial, insular area, and Federal
governments in responding to actual and
potential incidents.
prepare for delivering the response
core capabilities.
Response mission area.
mission areas, as well as the
relationship between the Response core capabilities and the core
capabilities in other mission
areas.
foundation for the development of the
Response Federal Interagency Operational Plan (FIOP).
the performance of response core
capabilities during all hazards emergencies or other situations
that may disrupt normal
operations.
The NRF is composed of a base document, Emergency Support
Function (ESF) Annexes, and
Support Annexes. The annexes provide detailed information to
assist with the implementation of the
NRF.
ral coordinating structures
that group resources and capabilities
into functional areas that are most frequently needed in a
national response.
and considerations that are most
common to the majority of incidents.
Note that the incident annexes, which address response to
specific risks and hazards, can now be
found as annexes to the Response FIOP rather than as
supplements to the NRF. This change is
consistent with guidance in the National Preparedness System.
4 Per the Stafford Act, insular areas include Guam, the
Commonwealth of the Northern Mariana Islands, American
Samoa, and the U.S. Virgin Islands. Other statutes or
departments and agencies may define the term insular area
differently.
5 Whole community includes individuals and communities, the
private and nonprofit sectors, faith-based
organizations, and all levels of government (local,
regional/metropolitan, state, tribal, territorial, insular area, and
Federal). Whole community is defined in the National
Preparedness Goal as “a focus on enabling the participation in
national preparedness activities of a wider range of players from
the private and nonprofit sectors, including
nongovernmental organizations and the general public, in
conjunction with the participation of all levels of
governmental in order to foster better coordination and working
relationships.” The National Preparedness Goal may
be found online at http://www.fema.gov.
http://www.fema.gov/
National Response Framework
3
Figure 1: NRF and FIOP Structure
E v o l u t i o n o f t h e F r a m e w o r k
The NRF builds on over 20 years of Federal response guidance
beginning with the Federal Response
Plan published in 1992, which focused largely on Federal roles
and responsibilities. The
establishment of the Department of Homeland Security (DHS)
and the emphasis on the development
and implementation of common incident management and
response principles led to the development
of the National Response Plan (NRP) in 2004. The NRP broke
new ground by integrating all levels
of government, the private sector, and nongovernmental
organizations (NGO) into a common
incident management framework. In 2008, the NRP was
superseded by the first NRF, which
streamlined the guidance and integrated lessons learned from
Hurricane Katrina and other incidents.
This NRF reiterates the principles and concepts of the 2013
version of the NRF and implements the
new requirements and terminology of the National Preparedness
System. By fostering a holistic
approach to response, this NRF emphasizes the need for the
involvement of the whole community.
Along with the National Planning Frameworks for other mission
areas, this document now describes
the all-important integration and inter-relationships among the
mission areas of Prevention,
Protection, Mitigation, Response, and Recovery.
R e l a t i o n s h i p t o N I M S
The response protocols and structures described in the NRF
align with NIMS. NIMS provides the
incident management basis for the NRF and defines standard
command and management structures.
Standardizing national response doctrine on NIMS provides a
consistent, nationwide template to
enable the whole community to work together to prevent,
protect against, mitigate, respond to, and
recover from the effects of incidents regardless of cause, size,
location, or complexity.
All of the components of the NIMS—including preparedness,
communications and information
management, resource management, and command and
management—support response. The NIMS
concepts of multiagency coordination and unified command are
described in the command and
management component of NIMS. These two concepts are
essential to effective response operations
National Response Framework
4
because they address the importance of: (1) developing a single
set of objectives, (2) using a
collective, strategic approach, (3) improving information flow
and coordination, (4) creating a
common understanding of joint priorities and limitations, (5)
ensuring that no agency’s legal
authorities are compromised or neglected, and (6) optimizing
the combined efforts of all participants
under a single plan.
I n t e n d e d A u d i e n c e
Although the NRF is intended to provide guidance for the whole
community, it focuses especially on
the needs of those who are involved in delivering and applying
the response core capabilities defined
in the National Preparedness Goal. This includes emergency
management practitioners, first
responders, community leaders, and government officials who
must collectively understand and
assess the needs of their respective communities and
organizations and determine the best ways to
organize and strengthen their resilience.
The NRF is intended to be used by the whole community. The
whole community includes
individuals, families, households, communities, the private and
nonprofit sectors, faith-based
organizations, and local, state, tribal, territorial, and Federal
governments. This all-inclusive
approach focuses efforts and enables a full range of
stakeholders to participate in national
preparedness activities and to be full partners in incident
response. Government resources alone
cannot meet all the needs of those affected by major disasters.
All elements of the community must
be activated, engaged, and integrated to respond to a major or
catastrophic incident.
Engaging the whole community, particularly with regards to
developing individual and community
preparedness, is essential to the Nation’s success in achieving
resilience and national preparedness.
By providing equal access to acquire and use the necessary
knowledge and skills, this Framework is
intended to enable the whole community to contribute to and
benefit from national preparedness.
This includes children6; older adults; individuals with
disabilities and others with access and
functional needs7; those from religious, racial, and ethnically
diverse backgrounds; people with
limited English proficiency; and owners of animals, including
household pets and service and
assistance animals. Their contributions must be integrated into
the Nation’s efforts, and their needs
must be incorporated as the whole community plans and
executes the core capabilities.8
S c o p e
The NRF describes structures for implementing nationwide
response policy and operational
coordination for all types of domestic incidents.9 This section
describes the scope of the Response
6 Children require a unique set of considerations across the core
capabilities contained within this document. Their
needs must be taken into consideration as part of any integrated
planning effort.
7 Access and functional needs refers to persons who may have
additional needs before, during and after an incident
in functional areas, including but not limited to: maintaining
health, independence, communication, transportation,
support, services, self-determination, and medical care.
Individuals in need of additional response assistance may
include those who have disabilities; live in institutionalized
settings; are older adults; are children; are from diverse
cultures; have limited English proficiency or are non-English
speaking; or are transportation disadvantaged.
8 For further information, see the Core Capabilities section.
9 A domestic incident may have international and diplomatic
impacts and implications that call for coordination and
consultations with foreign governments and international
organizations. The NRF also applies to the domestic
response to incidents of foreign origin that impact the United
States. See the International Coordination Support
Annex for more information.
National Response Framework
5
mission area, the guiding principles of response doctrine and
their application, and how risk informs
response planning.
The Response mission area focuses on ensuring that the Nation
is able to respond effectively to all
types of incidents that range from those that are adequately
handled with local assets to those of
catastrophic proportion that require marshaling the capabilities
of the entire Nation. The objectives of
the Response mission area define the capabilities necessary to
save lives, protect property and the
environment, meet basic human needs, stabilize the incident,
restore basic services and community
functionality, and establish a safe and secure environment to
facilitate the integration of recovery
activities.10
The NRF describes the principles, roles and responsibilities,
and coordinating structures for
delivering the core capabilities required to respond to any
incident and further describes how
response efforts integrate with those of the other mission areas.
The NRF is always in effect, and
elements can be implemented at any time. The structures, roles,
and responsibilities described in
the NRF can be partially or fully implemented in the context of
a threat or hazard, in anticipation of a
significant event, or in response to an incident. Selective
implementation of NRF structures and
procedures allows for a scaled response, delivery of the specific
resources and capabilities, and a
level of coordination appropriate to each incident.
In this Framework, the term ‘incident’ includes actual or
potential emergencies and disasters
resulting from all types of threats and hazards, ranging from
accidents and natural disasters to cyber
intrusions and terrorist attacks. The NRF’s structures and
procedures address how Federal
departments and agencies coordinate support for local, state,
tribal, territorial, and insular area
governments.
Nothing in the NRF is intended to alter or impede the ability of
any local, state, tribal, territorial,
insular area, or Federal government department or agency to
carry out its authorities or meet its
responsibilities under applicable laws, executive orders, and
directives.
G u i d i n g P r i n c i p l e s
The priorities of response are to save lives, protect property and
the environment, stabilize the
incident, and provide for basic human needs. The following
principles establish fundamental doctrine
for the Response mission area: (1) engaged partnership, (2)
tiered response, (3) scalable, flexible, and
adaptable operational capabilities, (4) unity of effort through
unified command, and (5) readiness to
act. These principles are rooted in the Federal system and the
Constitution’s division of
responsibilities between state and Federal governments. These
principles reflect the history of
emergency management and the distilled wisdom of responders
and leaders across the whole
community.
Engaged Partnership
Effective partnership relies on engaging all elements of the
whole community, as well as
international partners in some cases. This also includes
survivors who may require assistance and
who may also be resources to support community response and
recovery.
10 As with all activities in support of the National Preparedness
Goal, activities taken under the response mission
must be consistent with all pertinent statutes and policies,
particularly those involving privacy and civil and human
rights, such as the Americans with Disabilities Act of 1990,
Rehabilitation Act of 1973, and Civil Rights Act of
1964.
National Response Framework
6
Those who lead emergency response efforts must communicate
and support engagement with the
whole community by developing shared goals and aligning
capabilities to reduce the risk of any
jurisdiction being overwhelmed in times of crisis. Layered,
mutually supporting capabilities of
individuals, communities, the private sector, NGOs, and
governments at all levels allow for
coordinated planning in times of calm and effective response in
times of crisis. Engaged partnership
and coalition building includes ongoing clear, consistent,
accessible, effective,11 and culturally and
linguistically appropriate communication and shared situational
awareness about an incident to
ensure an appropriate response.
Tiered Response
Most incidents begin and end locally and are managed at the
local or tribal level. These incidents
may require a unified response from local agencies, the private
sector, and NGOs. Some may require
additional support from neighboring jurisdictions or state
governments. A smaller number of
incidents require Federal support or are led by the Federal
Government.12 National response
protocols are structured to provide tiered levels of support when
additional resources or capabilities
are needed.
Scalable, Flexible, and Adaptable Operational Capabilities
As incidents change in size, scope, and complexity, response
efforts must adapt to meet evolving
requirements. The number, type, and sources of resources must
be able to expand rapidly to meet the
changing needs associated with a given incident and its
cascading effects. As needs grow and change,
response processes must remain nimble and adaptable. The
structures and processes described in the
NRF must be able to surge resources from the whole
community. As incidents stabilize, response
efforts must be flexible to facilitate the integration of recovery
activities.
Unity of Effort through Unified Command
Effective, unified command is indispensable to response
activities and requires a clear understanding
of the roles and responsibilities of all participating
organizations.13 The Incident Command System
(ICS), a component of NIMS, is an important element in
ensuring interoperability across multi-
jurisdictional or multiagency incident management activities.
Unified command, a central tenet of
ICS, enables organizations with jurisdictional authority or
functional responsibility for an incident to
support each other through the use of mutually developed
incident objectives. Each participating
agency maintains its own authority, responsibility, and
accountability.
11 Information, warnings, and communications associated with
emergency management must ensure effective
communication, such as through the use of appropriate auxiliary
aids and services (e.g., interpreters, captioning,
alternate format documents) for individuals with disabilities,
and provide meaningful access to limited English
proficient individuals.
12 Certain incidents such as a pandemic or cyber event may not
be limited to a specific geographic area and may be
managed at the local, state, tribal, territorial, insular area, or
Federal level depending on the nature of the incident.
13 The ICS’s “unified command” concept is distinct from the
military use of this term. Concepts of “command” and
“unity of command” have distinct legal and cultural meanings
for military forces and military operations. Military
forces always remain under the control of the military chain of
command and are subject to redirection or recall at
any time. Military forces do not operate under the command of
the incident commander or under the unified
command structure, but they do coordinate with response
partners and work toward a unity of effort while
maintaining their internal chain of command.
National Response Framework
7
Readiness to Act
Effective response requires a readiness to act that is balanced
with an understanding of the risks and
hazards responders face. From individuals and communities to
the private and nonprofit sectors,
faith-based organizations, and all levels of government (local,
state, tribal, …
A Whole Community Approach to
Emergency Management: Principles,
Themes, and Pathways for Action
FDOC 104-008-1 / December 2011
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
i
T a b l e o f C o n t e n t s
Introduction
...............................................................................................
.................... 1
National Dialogue on a Whole Community Approach to
Emergency Management .........2
Whole Community Defined
...............................................................................................
......3
Whole Community Principles and Strategic Themes
...........................................................4
Strategic Themes in Practice
....................................................................................... 6
Understand Community Complexity
.....................................................................................6
Recognize Community Capabilities and Needs
.....................................................................8
Foster Relationships with Community Leaders
..................................................................10
Build and Maintain Partnerships
............................................................................. ............11
Empower Local Action
...............................................................................................
...........14
Leverage and Strengthen Social Infrastructure, Networks, and
Assets ...........................16
Pathways for Action
...............................................................................................
..... 19
Conclusion
...............................................................................................
.................... 23
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
ii
This page intentionally left blank.
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
1
I n t r o d u c t i o n
The effects of natural and manmade disasters have become more
frequent, far-reaching, and
widespread. As a result, preserving the safety, security, and
prosperity of all parts of our society
is becoming more challenging. Our Nation’s traditional
approach to managing the risks
associated with these disasters relies heavily on the government.
However, today’s changing
reality is affecting all levels of government in their efforts to
improve our Nation’s resilience
while grappling with the limitations of their capabilities.1 Even
in small- and medium-sized
disasters, which the government is generally effective at
managing, significant access and service
gaps still exist. In large-scale disasters or catastrophes,
government resources and capabilities
can be overwhelmed.
The scale and severity of disasters are
growing and will likely pose systemic
threats.2 Accelerating changes in
demographic trends and technology are
making the effects of disasters more
complex to manage. One future trend
affecting emergency needs is continued
population shifts into vulnerable areas
(e.g., hurricane-prone coastlines). The
economic development that accompanies
these shifts also intensifies the pressure
on coastal floodplains, barrier islands,
and the ecosystems that support food
production, the tourism industry, and
suburban housing growth. Other
demographic changes will affect disaster
management activities, such as a growing population of people
with disabilities living in
communities instead of institutions, as well as people living
with chronic conditions (e.g.,
obesity and asthma). Also, communities are facing a growing
senior population due to the Baby
Boom generation entering this demographic group.
Consequently, changes in transportation
systems and even housing styles may follow to accommodate
the lifestyles of these residents. If
immigration trends continue as predicted, cities and suburbs
will be more diverse ethnically and
linguistically. Employment trends, when combined with new
technologies, will shift the ways in
which local residents plan their home-to-work commuting
patterns as well as their leisure time.
All of these trends will affect the ways in which residents
organize and identify with community-
based associations and will influence how they prepare for and
respond to emergencies.3
1 Resilience refers to the ability to adapt to changing conditions
and withstand and rapidly recover from disruption
due to emergencies. White House, “Presidential Policy
Directive 8 (PPD-8),” March 30, 2011.
2 Intergovernmental Panel on Climate Change, “Special Report
on Managing the Risks of Extreme Events and
Disasters to Advance Climate Change Adaptation,” November
2011.
3 Strategic Foresight Initiative, “U.S. Demographic Shifts:
Long-term Trends and Drivers and Their Implications for
Emergency Management,” May 2011.
Strategic Foresight Initiative, “Government Budgets: Long-term
Trends and Drivers and Their Implications for
Emergency Management,” May 2011.
Figure 1: Joplin, Missouri, May 24, 2011—Homes were leveled
with
the force of 200 mph winds as an F5 tornado struck the city on
May 22,
2011. This scene is representative of the growing impacts of
disasters.
Jace Anderson/FEMA
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
2
This document presents a foundation for increasing individual
preparedness and engaging with
members of the community as vital partners in enhancing the
resiliency and security of our
Nation through a Whole Community approach. It is intended to
promote greater understanding of
the approach and to provide a strategic framework to guide all
members of the emergency
management community as they determine how to integrate
Whole Community concepts into
their daily practices. This document is not intended to be all-
encompassing or focused on any
specific phase of emergency management or level of
government, nor does it offer specific,
prescriptive actions that require communities or emergency
managers to adopt certain protocols.
Rather, it provides an overview of core principles, key themes,
and pathways for action that have
been synthesized from a year-long national dialogue around
practices already used in the field.
While this is not a guide or a “how-to” document, it provides a
starting point for those learning
about the approach or looking for ways to expand existing
practices and to begin more
operational-based discussions on further implementation of
Whole Community principles.
N a t i o n a l D i a l o g u e o n a W h o l e C o m m u n i t y
A p p r o a c h t o E m e r g e n c y
M a n a g e m e n t
In a congressional testimony, the Administrator of the Federal
Emergency Management Agency
(FEMA), Craig Fugate, described today’s reality as follows:
“Government can and will continue
to serve disaster survivors. However, we fully recognize that a
government-centric approach to
disaster management will not be enough to meet the challenges
posed by a catastrophic incident.
That is why we must fully engage our entire societal
capacity....”4 To that end, FEMA initiated a
national dialogue on a Whole Community approach to
emergency management, an approach that
many communities have used for years with great success, and
one which has been gathering
strength in jurisdictions across the Nation.
The national dialogue was designed to foster collective learning
from communities’ experiences
across the country. It occurred in various settings, such as
organized conference sessions,
research seminars, professional association meetings,
practitioner gatherings, and official
government meetings. The various settings created opportunities
to listen to those who work in
local neighborhoods, have survived disasters, and are actively
engaged in community
development. Participants in this dialogue included a broad
range of emergency management
partners, including representatives from the private and
nonprofit sectors, academia, local
residents, and government leaders. The conversations with the
various stakeholders focused on
how communities are motivated and engaged, how they
understand risk, and what their
experiences are with resilience following a disaster. In addition,
international and historical
resiliency efforts, such as FEMA’s Project Impact, were
explored to gather lessons learned and
best practices.5
FEMA also brought together diverse members from across the
country to comprise a core
working group. The working group reviewed and validated
emerging Whole Community
principles and themes, gathered examples of the Whole
Community approach from the field, and
4 Administrator Craig Fugate, Federal Emergency Management
Agency, before the United States House
Transportation and Infrastructure Committee, Subcommittee on
Economic Development, Public Buildings, and
Emergency Management at the Rayburn House Office Building,
March 30, 2011.
5 FEMA introduced Project Impact in 1997as a national
initiative designed to challenge the country to undertake
actions that protect families, businesses, and communities by
reducing the effects of natural disasters. The efforts
focused on creating active public-private partnerships to build
disaster-resistant communities.
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
3
identified people, organizations, and communities with
promising local experiences. They
participated in various meetings and conferences and, in some
cases, provided the examples
included in this document.
In addition to the national dialogue, this document was created
concurrently with a larger effort
to build an integrated, layered, all-of-Nation approach to
preparedness, as called for by
Presidential Policy Directive (PPD-8): National Preparedness.6
As such, the Whole Community
approach is being incorporated into all PPD-8 deliverables,
including the National Preparedness
Goal, National Preparedness System description, National
Planning Frameworks, and the
campaign to build and sustain preparedness nationwide, as well
as leverage the approach in their
development.7 In support of these efforts, FEMA seeks to spark
exploration into community
engagement strategies to promote further discussion on
approaches that position local residents
for leadership roles in planning, organizing, and sharing
accountability for the success of local
disaster management efforts, and which enhance our Nation’s
security and resilience.
W h o l e C o m m u n i t y D e f i n e d
As a concept, Whole Community is a means by which residents,
emergency management
practitioners, organizational and community leaders, and
government officials can collectively
understand and assess the needs of their respective communities
and determine the best ways to
organize and strengthen their assets, capacities, and interests.
By doing so, a more effective path
to societal security and resilience is built. In a sense, Whole
Community is a philosophical
approach on how to think about conducting emergency
management.
There are many different kinds of communities,
including communities of place, interest, belief, and
circumstance, which can exist both geographically
and virtually (e.g., online forums). A Whole
Community approach attempts to engage the full
capacity of the private and nonprofit sectors,
including businesses, faith-based and disability
organizations, and the general public, in conjunction
with the participation of local, tribal, state, territorial,
and Federal governmental partners. This engagement
means different things to different groups. In an all-
hazards environment, individuals and institutions will
make different decisions on how to prepare for and
respond to threats and hazards; therefore, a
community’s level of preparedness will vary. The
challenge for those engaged in emergency
management is to understand how to work with the
diversity of groups and organizations and the policies
and practices that emerge from them in an effort to
improve the ability of local residents to prevent,
protect against, mitigate, respond to, and recover from any type
of threat or hazard effectively.
6 President Barack Obama, “Presidential Policy Directive 8
(PPD-8): National Preparedness,” March 30, 2011.
7 FEMA, “National Preparedness Goal,” September 2011.
(Formally released on October 7, 2011.)
Whole Community is a philosophical
approach in how to conduct the
business of emergency management.
Benefits include:
needs and capabilities
integration of resources from across
the community
ationships that
facilitate more effective prevention,
protection, mitigation, response, and
recovery activities
preparedness
community and national levels
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
4
The benefits of Whole Community
include a more informed, shared
understanding of community risks,
needs, and capabilities; an increase in
resources through the empowerment of
community members; and, in the end,
more resilient communities. A more
sophisticated understanding of a
community’s needs and capabilities also
leads to a more efficient use of existing
resources regardless of the size of the
incident or community constraints. In
times of resource and economic
constraints, the pooling of efforts and
resources across the whole community is
a way to compensate for budgetary
pressures, not only for government
agencies but also for many private and
nonprofit sector organizations. The task of cultivating and
sustaining relationships to incorporate
the whole community can be challenging; however, the
investment yields many dividends. The
process is as useful as the product. In building relationships and
learning more about the
complexity of a community, interdependencies that may be
sources of hidden vulnerabilities are
revealed. Steps taken to incorporate Whole Community concepts
before an incident occurs will
lighten the load during response and recovery efforts through
the identification of partners with
existing processes and resources who are available to be part of
the emergency management
team. The Whole Community approach produces more effective
outcomes for all types and sizes
of threats and hazards, thereby improving security and
resiliency nationwide.
W h o l e C o m m u n i t y P r i n c i p l e s a n d S t r a t e g
i c T h e m e s
Numerous factors contribute to the resilience of communities
and effective emergency
management outcomes. However, three principles that represent
the foundation for establishing a
Whole Community approach to emergency management emerged
during the national dialogue.
Whole Community Principles:
community. Community engagement
can lead to a deeper understanding of the unique and diverse
needs of a population, including
its demographics, values, norms, community structures,
networks, and relationships. The
more we know about our communities, the better we can
understand their real-life safety and
sustaining needs and their motivations to participate in
emergency management-related
activities prior to an event.
the whole community and
empowering local action will better position stakeholders to
plan for and meet the actual
needs of a community and strengthen the local capacity to deal
with the consequences of all
threats and hazards. This requires all members of the
community to be part of the emergency
management team, which should include diverse community
members, social and
community service groups and institutions, faith-based and
disability groups, academia,
Figure 2: Madison, Tennessee, May 29, 2010—Gary Lima,
Tennessee
Emergency Management Agency Community Relations
Coordinator,
leads Boy Scout troop #460 in a Memorial Day project to place
flags on
graves. The picture reflects emergency managers becoming
involved in
the day-to-day activities of community groups. David
Fine/FEMA
A Whole Community Approach to Emergency Management:
Principles, Themes, and Pathways for Action
5
professional associations, and the private and nonprofit sectors,
while including government
agencies who may not traditionally have been directly involved
in emergency management.
When the community is engaged in an authentic dialogue, it
becomes empowered to identify
its needs and the existing resources that may be used to address
them.
aily basis.
A Whole Community
approach to building community resilience requires finding
ways to support and strengthen
the institutions, assets, and networks that already work well in
communities and are working
to address issues that are important to community members on a
daily basis. Existing
structures and relationships that are present in the daily lives of
individuals, families,
businesses, and organizations before an incident occurs can be
leveraged and empowered to
act effectively during and after a disaster strikes.
In addition to the three Whole Community principles, six
strategic themes were identified
through research, discussions, and examples provided by
emergency management practitioners.
These themes speak to the ways the Whole Community approach
can be effectively employed in
emergency management and, as such, represent pathways for
action to implement the principles.
Whole Community Strategic Themes:
eds.
assets.
In the Strategic Themes in Practice section of this document,
the Whole Community concept is
explored through real-world examples that highlight the key
principles and themes of the Whole
Community approach. In order to provide an illustration of how
the principles and themes can be
applied, examples for each of the five mission areas—
Prevention, Protection, Mitigation,
Response, and Recovery (as outlined in the National
Preparedness Goal)—are included. In
addition, examples from other community development and
public safety efforts have been
included—most notably, community policing. While the focus
and outcomes may differ, such
efforts have proven effective in advancing public health and
safety and offer a model for
emergency management personnel to consider. The Pathways
for Action section provides a list
of reflective questions and ideas for emergency management
practitioners to refer to when they
are beginning to think about how to incorporate the Whole
Community concepts into their
security and resilience efforts.
As a field of practice, our collective understanding of how to
effectively apply Whole
Community as a concept to the daily business of emergency
management will continue to
evolve. It is hoped that this document will assist emergency
managers, as members of their
communities, in that evolution—prompting new actions and
soliciting new ideas and strategies.
FEMA is committed to continued engagement in ongoing
discussions with its partners in the
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  • 1. Rehabilitation Program Design rehabilitation program for A left-handed college baseball pitcher is in need of a rehabilitation program following Tommy John surgery. · Use other outside sources in creating your program. · Your program should include reasoning for your exercises, progressions, phases, etc. · This paper should be spaced and formatted per APA guidelines, 6th edition. Format to think about when writing your rehabilitation program. 1. Elbow rehabilitation program. a. Is the program relevant to the injury, gender, age, and sport? Yes or No ? b. If no, what is not relevant? c. If yes, are the exercises clearly described? d. If no, what is unclear or understated? e. Are the exercises under the best stages of care? Yes or No ? f. If no, where should they be moved to? g. Are benchmarks created to know when progression of the exercises and phases is necessary? Yes or No? h. What needs to be done to improve these items? 2. Communication a. Put yourself in the role of the athlete. Are the exercises easy to understand or seem too complicated? Yes or No? b. If no, what is missing, unclear or over/understated? Where does the communication break down and/or which exercise(s) and/or phase(s) is/are problematic and why? Additional feedback/comments: 3. Program planning considerations a. Did the writer take healing timelines and tissues injured into consideration when creating the program? Yes or No? · If no, what information is missing? b. Did the writer: · explain why s/he chose this/these exercises? Yes or No?
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  • 3. preparedness activities and achieve the National Preparedness Goal. The National Preparedness System integrates efforts across the five preparedness mission areas—Prevention, Protection, Mitigation, Response, and Recovery—in order to achieve the goal of a secure and resilient Nation. The National Response Framework (NRF), part of the National Preparedness System, sets the strategy and doctrine for how the whole community builds, sustains, and delivers the Response core capabilities identified in the National Preparedness Goal in an integrated manner with the other mission areas. This third edition of the NRF reflects the insights and lessons learned from real-world incidents and the implementation of the National Preparedness System. Although not formally part of emergency management operations, individuals, families, and households play an important role in emergency preparedness and response. By reducing hazards in and around their homes by efforts such as raising utilities above flood level or securing unanchored objects against the threat of high winds, individuals reduce potential emergency response requirements. Individuals, families, and households should also prepare emergency supply kits and emergency plans, so they can take care of themselves and their neighbors until assistance arrives. (FEMA, 2013) Engaging the whole community and empowering local action will better position stakeholders to plan for and meet the actual needs of a community and strengthen the local capacity to deal with the consequences of all threats and hazards. This requires all members of the community to be part of the emergency management team, which should include diverse community members, social and community service groups and institutions, faith-based and disability groups, academia, professional associations, and the private and nonprofit sectors, while including government agencies who may not traditionally have been directly involved in emergency management. When the community is engaged in an authentic dialogue, it becomes empowered to identify its needs and the existing resources that
  • 4. may be used to address them. (FEMA, 2013) September 2013 i Contents Executive Summary .............................................................................. 1 1. Preparedness Actions .................................................................... 5 1.1 Recommended Preparedness Actions ...................................................................... 6 1.2 Self-Reported Preparedness Behavior .....................................................................11 1.3 Perceived Barriers to Preparedness .......................................................................12 2. Beliefs about Risk and Efficacy by Hazard .................................... 13 2.1 Perceived Risk and Severity ....................................................................................14
  • 5. 2.2 Perceived Efficacy ............................................................................. .................. ....15 2.3 Disaster Groups ............................................................................................... ........16 3. Beliefs and Experiences Relate to Preparedness Behaviors ......... 17 3.1 Relationships With Preparedness Behaviors ...........................................................18 3.2 Beliefs: Relationship to Preparedness Behaviors .....................................................19 3.3 Experiences: Relationship to Preparedness Behaviors ............................................21 4. Preparedness Profiles Based on Beliefs and Experiences ............ 23 4.1 Preparedness Profiles .............................................................................................2 4 5. Preparedness Through Social Networks ....................................... 29 5.1 Select Social Networks ............................................................................................3 0 5.2 The Workplace ............................................................................................... .........30 5.3 School ............................................................................................... ......................33 5.4 Volunteerism in Preparedness/Safety/Disasters ......................................................36 5.5 Expectations for Assistance
  • 6. .....................................................................................38 6. Preparedness Among Sociodemographic Groups ......................... 39 Translating Research Into Action ........................................................ 49 Next Steps for FEMA .......................................................................... 51 Appendices ........................................................................................ 55 Appendix A: Methodology ............................................................................................... ..57 Appendix B: Survey Questions Reported in Preparedness in America ............................59 Preparedness in America ii Executive Summary
  • 7. 1 As disasters continue to impact our Nation, the role of individuals and the importance of engaging all sectors in reducing the impact of disasters has become increasingly evident. Recognizing the need to involve the Nation more fully, Presidential Policy Directive-8 (PPD- 8), issued on March 20, 2011, states that “our national preparedness is the shared responsibility of all levels of government, the private and nonprofit sectors, and individual citizens.” The Federal Emergency Management Agency (FEMA) is committed to social and physical science as the foundation for increasing individual and community preparedness and has conducted national household surveys to assess the public’s knowledge, attitudes, and behaviors on preparing for a range of hazards since 2007.1 Preparedness in America: Research Insights to Increase Individual, Organizational, and Community Action advances our understanding of the complexities of motivating the public to prepare by examining trend data on personal preparedness behaviors and by providing findings on several new areas of analysis: Exploring the relationship between preparedness behaviors and
  • 8. individuals’ beliefs and experiences around disasters; Identifying profiles of the general public to assist practitioners in conducting more targeted and effective engagement, education, and messaging strategies; and Examining the effect of community connections and networks on personal preparedness. FEMA recognizes that widespread cultural change is a long- term process, and while the national statistics on basic preparedness actions have remained largely constant, findings documented in Preparedness in America offer valuable insights for adapting education efforts to increase preparedness. Key findings from the research focus on the public’s behaviors, knowledge, and attitudes related to preparing for a range of hazards. Preparedness Actions The percentage of surveyed individuals taking recommended preparedness actions remains largely unchanged since 2007. Seventy percent of respondents in 2011 lived in homes (rented
  • 9. or owned) where at least one action was taken to protect the structure; however, of the six mitigation measures analyzed, only two had been completed by more than a quarter of the homes. More than a quarter of respondents in 2011 reported they were contemplating or preparing to take action to prepare for emergencies and were likely to be receptive to outreach efforts. Cost and not knowing how to prepare were each perceived as barriers by one quarter of those surveyed. 1 See Appendix A for a description of the FEMA National Survey Methodology and Appendix B for survey questions summarized in this report. Executive Summary Preparedness in America 2 Beliefs About Risk and Efficacy by Hazard respondents perceived risk, severity, and
  • 10. efficacy by different categories of hazard. Respondents believed they were at risk for natural disasters and that preparing for them is helpful. Respondents believed terrorist acts, hazardous materials accidents, and disease outbreaks were less likely and that preparedness would not be as helpful. Beliefs and Experiences Related to Preparedness Behaviors All examined beliefs (confidence in one’s ability to respond, perceived risk, belief that preparing will help in an event, and belief that a disaster could be severe) related to natural disasters had a positive relationship with preparedness behaviors. For terrorist acts, hazardous materials accidents, and disease outbreaks, only the confidence in one’s ability to respond had a positive relationship with preparedness behaviors. Willingness to consider preparing, knowing how to prepare, and having thought about
  • 11. preparedness had a positive relationship with preparedness behaviors. Referencing a personal disaster experience is likely more effective in motivating preparedness behavior than referencing disasters in other locations. Talking about preparedness had a strong positive relationship with preparedness behavior, yet less than half of the respondents reported doing so in the previous 2 years. Having planning and training encouraged or required at work or school had a positive relationship with other preparedness behaviors. Preparedness Profiles Based on Beliefs and Experiences s Profiles based on beliefs and experiences. Sociodemographic attributes have been identified for each Preparedness Profile. Preparedness Through Social Networks The survey data indicated that the workplace, schools, and volunteer organizations that support community preparedness, safety, or emergency response are effective channels for preparedness outreach.
  • 12. Exposure to disaster preparedness through each of the three analyzed social networks (workplace, schools and response volunteer organizations) had a positive relationship to preparedness behaviors. Executive Summary 3 Preparedness Among Sociodemographic Groups People with low incomes perceived much greater barriers to preparedness (in terms of time, money, and access to information). Differences in preparedness across age, income, race, or population density categories were generally fairly small. Some substantial differences found were: - - -
  • 13. People in high population density areas were more likely to rely on public transportation to evacuate the area in the event of a disaster. Volunteering in disaster preparedness/response was mostly done by people with average to high incomes. Retirement-aged people (75+ category) participated in disaster training much less than people in other age categories. Next Steps for FEMA Revise content and framing for preparedness messaging to include: - - - - Re-examining preparedness messages; Validating science base for protective actions; Incorporating insights from disaster survivors; and
  • 14. Providing localized risk data. Tailor implementation by stakeholder and sociodemographic group to include: - - - - - Launching a new community-based campaign, America’s PrepareAthon!SM; Providing tailored preparedness resources and training; Supporting workplace preparedness; Implementing the National Strategy for Youth Preparedness Education; and Encouraging volunteer opportunities. Engage the whole community by: - - Expanding partnerships at all levels and with all sectors; and Supporting Citizen Corps Councils. Refine evaluation and assessment to include: -
  • 15. - - Conducting in-depth assessments of whole community preparedness in large urban cities; Refining national research activities; and Partnering with National Academies of Science to build on the findings in their report, Disaster Resilience: A National Imperative. Preparedness in America 4 We each have a role in ensuring the resilience of our communities, our nation, and our way of life. Together, we can guarantee that everyone in America has the knowledge, skills, and resources to respond to the challenges brought by weather, disease, hazardous incidents, and terrorism. This guide provides examples of good practices and matters to consider for planning and implementation purposes. The guidance does not create any requirements beyond those included in applicable law and regulations, or create any additional rights for any person, entity, or organization. The information presented in this document generally constitutes informal
  • 16. guidance and provides examples that may be helpful. The inclusion of certain references does not imply any endorsement of any documents, products, or approaches. There may be other resources that may be equally helpful. 5 1 Preparedness Actions Section Overview: Trend data on recommended preparedness actions is presented, as well as self-reported preparedness behavior, and barriers to preparing. Key Findings: The percentage of surveyed individuals taking recommended preparedness actions remains largely unchanged since 2007. Seventy percent of respondents in 2011 lived in homes (rented or owned) where at least one action was taken to protect the structure; however, of
  • 17. the six mitigation measures analyzed, only two had been completed by more than a quarter of the homes. More than a quarter of respondents in 2011 reported they were contemplating or preparing to take action to prepare for emergencies and were likely to be receptive to outreach efforts. Cost and not knowing how to prepare were each perceived as barriers by one quarter of those surveyed; preparedness messages and outreach strategies should be developed to counter or re-frame these perceptions. Preparedness in America 6 Since the tragedy of September 11, 2001, the U.S. Department of Homeland Security (DHS)/FEMA has significantly increased the emphasis on educating individuals on how to prepare for disasters by using the national platform of the Ready campaign, grassroots outreach through local Citizen Corps Councils, and coordination with states, territories, tribes, local communities, and other partners across the country.
  • 18. The Ready.gov website serves as FEMA’s clearinghouse for personal preparedness information and organizes this information into four categories.2 Be Informed: Know local/community risks and community systems and plans, participate in preparedness training, and practice response skills by participating in drills. Make a Plan: Develop a household emergency plan and discuss it with household members. Build a Kit: Set aside and maintain supplies one may need in disasters. Get Involved: Find local opportunities to volunteer for community safety and disaster response and be a part of the community planning process. In addition, FEMA works with all partners to promote mitigation measures to help reduce the impact of disasters on individuals and property. Be Informed Being informed encompasses risk awareness, the ability to receive notifications, knowledge, training, and practicing skills, and survey questions address
  • 19. each of these elements. In 2011, just one in three (32 percent) of the respondents reported being familiar with their local hazards—in 2012, that number rose to 46 percent (Figure 1). Participants also rated their familiarity with features of their community disaster preparedness and response plans. In 2012, there were sharp increases in respondents’ familiarity with local hazards and alerts and warning systems, yet a decrease in any preparedness training in the past 2 years. To assess knowledge of protective actions for specific hazards, FEMA fielded surveys in 2011 and 2012 that included questions to test respondents’ knowledge of risk and protective actions for floods, tornadoes, and earthquakes.i,ii,iii Those who believed they were at risk for flooding were more likely to talk to their insurance agent and take steps to prevent or reduce flooding. Ninety-five percent or greater correctly identified protective actions for tornadoes to find shelter and go to a basement or interior windowless room and knew that most deaths and injuries in a tornado are caused by flying debris. Seventy-two percent, however, incorrectly believed that if they are in a vehicle, they should find an overpass and stop underneath it until the tornado passes. When respondents who live in an earthquake risk area were asked six questions on key 2 The first three informational categories have also been used as the Ready campaign’s “three step” tagline since its launch in 2003, and have been replicated by many state and local entities.
  • 20. FEMA and its partners are in the process of examining how to increase the effectiveness of preparedness messaging; see Summary Report on Awareness to Action: A Workshop on Motivating the Public to Prepare http://www.fema.gov/media- library/assets/documents/31359?id=7124 for details and the Next Steps for FEMA section. 1.1 Recommended Preparedness Actions http://www.fema.gov/media- library/assets/documents/31359?id=7124 Preparedness Actions 1 7 actions to take during an earthquake, respondents who had received earthquake preparedness information in the preceding 6 months were significantly more likely to answer the knowledge questions correctly. Figure 1: Be Informed Make a Plan Since household members may not be together when a disaster strikes, it is important to plan in advance for how they will get to a safe place and how they will
  • 21. contact one another and reunite. The FEMA National Household Survey asked respondents about their household plan and whether or not they had discussed it with members of the household. As shown in Figure 2, 39 percent of participants in 2012 indicated they had a household plan that they had discussed with their household; this represents a slight decline from a gradual increase in prior years. Preparedness in America 8 Figure 2: Household Emergency Plans Build a Kit In 2012, 52 percent of individuals reported having supplies set aside in their home for use during a disaster—a decrease from 57 percent in 2009 (Figure 3). In all survey years, only a subset of those individuals who reported having supplies in their home were able to name three or more supplies in their home and report that they update them at least once a year. Figure 3: Disaster Supplies in Homes
  • 22. Preparedness Actions 1 9 Packaged food and bottled water were consistently the most frequently cited supplies, followed by a flashlight, first aid kit, and blankets/clothing/bedding. In 2012, nearly 70 percent of respondents had packaged food or bottled water while fewer reported having a flashlight (42 percent), first aid kit (32 percent), or blankets/clothing/bedding (18 percent). Although nationwide, 34 percent of individuals take medications to manage chronic health conditions,iv only 8 percent of respondents in 2012 mentioned having medications in their emergency supply kit. Having access to financial, insurance, medical, and other records is crucial for starting the process of recovery as quickly as possible. When asked about these items in 2011, 34 percent of the participants reported having stored these items. Get Involved FEMA encourages the active participation of trained volunteers to strengthen community safety and to support emergency responders when an incident occurs. As shown in Figure 4, rates of volunteerism to emergency response and community preparedness/safety organizations remained unchanged.
  • 23. Figure 4: Be Involved Protecting the Home In addition to the personal preparedness actions above, FEMA strongly advocates for individuals to protect their home from disasters. In 2011, FEMA asked a series of questions to identify the extent to which individuals were taking actions to mitigate the effects of floods, hurricanes, and tornadoes on their homes. Overall, 70 percent of respondents lived in homes (rented or owned) where mitigation measures had been taken, with raising the furnace, water heater, or electric panel above the floor being the most frequently cited action3 (Figure 5). 3 It is important to note that this is national data only, and does not take into account the specific hazard risks at the survey respondent’s location. Preparedness in America 10 Figure 5: Mitigation Actions Completed for Survey Respondents' Home (2011)
  • 24. Preparedness Actions 1 11 1.2 Self-Reported Preparedness Behavior To understand how individuals self-identify around personal preparedness, FEMA developed a survey question on the Stages of Change Model developed by Prochaska and DiClemente,v which describes behavior change as a five-stage process to assess preparedness. This type of self-assessment provides insight into an individual’s readiness to attempt, make, or sustain behavior changes (Table 1).4 Table 1: General Stages of Behavior Change Stage Description Pre- Contemplation No intention to change or think about change in the near future. Contemplation Not prepared to take action at present, but is intending to take action.
  • 25. Preparation Actively considering changing his or her behavior in the immediate future. Action Recent overt behavior change, but the changes are not well established. Maintenance Behavior changed and been maintained for more than 6 months. FEMA asked respondents to self- report which description best captured their level of preparedness. In 2011, more than a quarter of all respondents reported that they were contemplating preparing in the next 6 months (19 percent) or preparing to take action in the next month (9 percent), 15 percent reported they had recently begun preparing, and about one-third of the participants described themselves in the maintenance stage (i.e., they had been prepared for more than 6 months and were maintaining their preparedness behaviors). Twenty- one percent indicated they were not planning to do anything about preparing, placing them in the pre- contemplation category (Figure 6).vi 4 The Stages of Change Model is based on the individual’s perception, and is not based on actual or self-reported preparedness behaviors. The “preparation” stage describes planning to change one’s behavior and should not be confused with disaster “preparedness.”
  • 26. Figure 6: Stages of Change (2011) Preparedness in America 12 1.3 Perceived Barriers to Preparedness There are a number of reasons that may influence people’s ability to prepare. FEMA asked respondents to share their perceptions of four commonly cited barriers to preparedness. Respondents most frequently agreed that preparing was too expensive (26 percent) and that they did not know how to get prepared (24 percent). Less than 20 percent of respondents believed that preparing was too hard or that getting information was too hard (Figure 7). By better understanding the issues that may be affecting motivation, preparedness messages and outreach strategies should be developed to counter or re-frame these perceived barriers.
  • 27. Overall, less than one-quarter of respondents in 2011 indicated they did not perceive any barriers to their ability to prepare. Figure 7: Perceived Barriers to Preparedness (2011) 13 2 Beliefs About Risk and Efficacy by Hazard Section Overview: An examination of individuals’ beliefs about risk, preparedness, and response for different categories of hazards: natural hazards, hazardous materials accident, disease outbreak, and terrorism. The beliefs examined were: Perceived risk—How likely is it that the disaster will happen? Perceived severity—How severe will the effects of a disaster be to me? Belief that preparing will help—Will what I do now help me in
  • 28. a disaster? and Confidence in ability to respond—I will be able to successfully respond to a disaster. Key Findings: clear differences in how survey respondents perceived risk, severity, and efficacy by different categories of hazard. Public beliefs about hazards can be clustered into two groupings: - - Individuals had similar beliefs about natural disasters, including wildfires, floods, and weather emergencies. Respondents believed they were at risk for these disasters and that preparing for them would be helpful. Individuals had similar beliefs about terrorist acts, hazardous materials accidents, and disease outbreaks. Respondents believed these disasters were less likely and that preparedness would not be as helpful. Preparedness in America 14
  • 29. 2.1 Perceived Risk and Severity Data from several FEMA national household surveys consistently demonstrated that different categories of hazards were perceived to have different risks. Respondents were asked to rate the likelihood of natural disasters, acts of terrorism, hazardous material accidents, and highly contagious disease outbreaks ever happening in their community. Most respondents in 2012 (57 percent) believed they were at risk for experiencing at least one of these events. As illustrated in Figure 8, nearly half of participants considered it likely that a natural disaster would occur in their community.5 Respondents considered hazardous materials accidents, disease outbreaks, and terrorist acts substantially less likely. Overall, this represents a small but steady increase in people’s risk perception of natural disasters, possibly due to increased media coverage surrounding several high profile natural disasters that have occurred in the past few years. Based on data from 2007–2011, people’s perceived risk of disease outbreaks peaked at 28 percent during the H1N1 outbreak in 2009.vii Perceived risk of hazardous materials accidents remained constant, while perceived risk of terrorist acts decreased over that same period. Figure 8: Perceived Risk To enhance the understanding of how people think about different categories of disaster, in 2011,
  • 30. FEMA asked respondents to consider the same four categories of disasters, and then rate how severe the impact would be to them personally if the event were to occur. For all disaster categories, more participants perceived higher severity than higher likelihood of a disaster occurrence (Figure 9). This gap was most pronounced for a terrorist act: while fewer people 5 These surveys were national in scope; all respondents were asked questions on all hazards and were not matched to actual hazard risk for the respondent’s location. Beliefs about Risk and Efficacy by Hazard 2 15 thought they were at risk for a terrorist act, more people thought that if such an act occurred, the impact to them personally would be severe or very severe. Figure 9: Perceived Risk and Severity (2011)* 2.2 Perceived Efficacy To better understand how to motivate the public to take action, it is important to understand whether or not people think they can do anything to prevent or mitigate the
  • 31. effects of a disaster. Thus, FEMA developed survey questions to examine respondents’ beliefs related to the following: Belief That Preparing Will Help: The belief that preparedness actions will be useful in the event of a disaster; and Confidence in Ability to Respond: The belief that I will be able to successfully respond to a disaster. Figure 10 presents these findings for a range of hazards. In 2011, 68 percent of respondents believed that preparing in advance for a natural disaster would help them during/after the event. When asked to rate their confidence in knowing how to respond to different types of disasters, individuals were more confident in their ability to react to natural disasters than to terrorist Figure 10: Perceived Efficacy: Preparing Helps and I Can Respond (2011) Preparedness in America
  • 32. 16 acts, hazardous materials accidents, or disease outbreaks. In 2011, two-thirds of individuals (67 percent) expressed confidence in their ability to respond to a weather emergency like a snowstorm or hurricane (disasters that tend to occur with advanced warning), while the other half were confident in their ability to respond to a natural disaster that occurred with no warning, such as an earthquake/tornado (51 percent). Even fewer individuals expressed confidence in the case of a disease outbreak (35 percent), hazardous materials accident (25 percent), or a terrorist act (22 percent). 2.3 Disaster Groups Individuals’ attitudes toward different hazards may affect their preparedness. To examine response patterns to the four belief questions across disasters, a factor analysis was performed. The analysis indicated that disaster types fall into two groupings (Grouping 1: Natural Disasters and Grouping 2: Terrorism/Hazardous Materials Accident/Disease Outbreak). This means that if someone has a certain belief towards a hazardous materials accident, he or she is likely to hold the same belief towards a disease outbreak or a terrorist act but not necessarily towards a natural disaster.
  • 33. Figure 11 presents perceived risk, severity, usefulness of preparing, and confidence in ability to respond for each grouping. Future research to examine disasters from the perspective of notice versus no-notice events may provide additional findings to inform preparedness messaging. Figure 11: Belief by Disaster Groups (2011) 17 3 Beliefs and Experiences Related to Preparedness Behaviors Section Overview: An analysis of which personal beliefs and experiences have a positive relationship to preparedness behaviors to determine which beliefs and experiences should be reinforced and enhanced. Key Findings:
  • 34. All examined beliefs related specifically to natural disasters had a positive relationship with preparedness behaviors. Of the examined beliefs related to terrorist acts, hazardous materials accidents, and disease outbreaks, only the confidence in one’s ability to respond had a positive relationship with preparedness behaviors. Willingness to consider preparing, knowing how to prepare, and having thought about preparedness are three beliefs that had a positive relationship to preparedness behaviors. Referencing a personal disaster experience was likely more effective in motivating preparedness behavior than referencing disasters in other locations. Leveraging social networks to provide opportunities to discuss preparedness and to encourage planning and training should be reinforced and enhanced. Preparedness in America 18 … Community Preparedness: Simple Activities for Everyone
  • 35. Community Preparedness: Simple Activities for Everyone September 2011 Page i PROGRAM LEADER GUIDE CONTENTS Purpose ............................................................................................... ...............................................1 The Preparedness Topics..................................................................................... .............................2 How To Use the Materials ............................................................................................... ..................3 Planning Your Program ............................................................................................... ......................4 Step 1: Identify Your Target Audience .................................................................................4 Step 2: Determine Interests and Needs ...............................................................................4 Step 3: Select Presenters
  • 36. ............................................................................................... ......5 Step 4: Prepare the Presentation .........................................................................................6 Step 5: Arrange Logistics................................................................................. .....................8 Step 6: Get the Word Out ............................................................................................... ......9 Getting Feedback ............................................................................................... ...............................10 Acknowledging Accomplishments ............................................................................................... .....10 Additional Resources ............................................................................................... .........................11 Note: Copies of the activities are in the Facilitator Guide and Handout Masters document. Community Preparedness: Simple Activities for Everyone
  • 37. September 2011 Page 1 PROGRAM LEADER GUIDE PURPOSE Preparedness is the shared responsibility of all levels of government, the private and nonprofit sectors, and individual citizens. Individuals and households are at the core of our Nation’s preparedness. A community’s ability to respond to or recover from a disaster depends on the level of preparedness of every member. However, a 2009 Citizen Corps National Survey found
  • 38. that 29 percent of Americans have not prepared because they think that emergency responders will help them and that over 60 percent expect to rely on emergency responders in the first 72 hours following a disaster. The reality is that in a complex disaster, first responders and emergency workers may not be able to reach everyone right away. In addition, providers may not be able to restore critical services, such as power, immediately. The purpose of this initiative is to promote personal and community preparedness through engaging activities for individuals, neighbors, or households. These activities are a set of building blocks. You can mix and match the activities based on the needs of your target audience or time available. Most activities can be completed during a 15-minute to 60-minute session. You should adapt the materials to include critical local information, such as information on local hazards, local alerts and warnings, and local community response resources and protocols. Remember, preparedness does not have to be complex or overly time consuming. Rather, it should motivate, empower, and engage the whole community. Community Preparedness: Simple Activities for Everyone
  • 39. September 2011 Page 2 PROGRAM LEADER GUIDE THE PREPAREDNESS TOPICS Below is a list of the preparedness activities: Core Preparedness Topics Title Information and Activities on . . . Approx. Length Preparedness on a Shoestring Creating a no-cost or low-cost disaster kit 30 – 60 minutes Where Is Everybody? Developing a communications plan 20 minutes Who Can You Count On? Who Counts on You? Establishing a personal support network 20 minutes Easy Out: Getting to Safety Planning for and practicing an evacuation 30 minutes Storm Safe — Sheltering in Place Staying safe when evacuation is not an option 20 – 40 minutes Disaster Plan Dress Rehearsal Practicing your disaster plan 30 – 60 minutes
  • 40. Hazard-Reduction Topics Title Information and Activities on . . . Approx. Length Hunting Home Hazards Identifying and reducing home hazards 30 – 60 minutes An Ounce of Fire Prevention Identifying and reducing fire risks 30 minutes Putting Out Fires Using a fire extinguisher 30 – 60 minutes Home Safe Home Implementing simple risk-reduction (mitigation) measures 30 – 60 minutes Safeguarding Your Valuables Protecting important items and documents 30 minutes Specialized Preparedness Topics Title Information and Activities on . . . Approx. Length Pet/Service Animal Preparedness Taking care of pets and service animals during a disaster 30 minutes Rx for Readiness Starting a “Stay Healthy” Kit and plan 30 minutes Going Off Grid: Utility Outages Preparing for utility outages 20 – 40 minutes Coming Home After a
  • 41. Disaster Planning for recovery from disaster 20 minutes Preparedness: The Whole Community Understanding emergency management and response roles and getting involved 30 – 90 minutes Remember . . . You can mix and match the topics based on the needs of your audience. In addition, you may adjust the times by modifying the activities demonstrated during the session. Community Preparedness: Simple Activities for Everyone September 2011 Page 3 PROGRAM LEADER GUIDE HOW TO USE THE MATERIALS Each topic includes a facilitator guide and participant materials.
  • 42. The program design has limited the number of pages and the need for presentation equipment such as computers and projectors. The first pages of each topic provide the facilitator with: • Overall purpose of the session. • Suggested preparation steps and materials. • Presentation tips. Facilitator Guide Following the facilitator guide are handouts for the participants to use during the session or as “take away” materials. Handouts Community Preparedness: Simple Activities for Everyone September 2011 Page 4
  • 43. PROGRAM LEADER GUIDE PLANNING YOUR PROGRAM To plan your preparedness program, you may want to complete the following steps: Below are suggestions for completing each step. Step 1: Identify Your Target Audience Think about who would benefit from this program. Make a list of the potential members of your target audience. Step 2: Determine Interests and Needs Now that you have identified the members of your target audience, ask yourself: • What will motivate these individuals to attend preparedness session(s)? • What do you think participants will hope to gain or learn? • Which topics are of most interest to them? • How much time will individuals want to spend at a session? How likely are they to return if you offered multiple sessions? • What day, time, and location will be best? • What is the ideal mix of people to help foster networking and sustainability after the session?
  • 44. Use the answers to these questions to select the topics to be included in your program and determine how to schedule your session(s). Step 6: Get the Word Out Step 5: Arrange Logistics Step 4: Prepare the Presentation Step 3: Select Presenters Step 2: Determine Interests and Needs Step 1: Identify Your Target Audience Community Preparedness: Simple Activities for Everyone September 2011 Page 5 PROGRAM LEADER GUIDE PLANNING YOUR PROGRAM (CONTINUED) Step 3: Select Presenters A facilitator with effective communications skills should be able to conduct most of the sessions. However, it is recommended that individuals with the following
  • 45. expertise present the two sessions below. Title Recommended Presenter Putting Out Fires Fire Service Personnel Preparedness: The Whole Community Emergency Management Personnel Optional: You may want to consult or involve the following additional individuals in the following sessions: Title Optional Individuals To Involve Preparedness on a Shoestring Emergency Management Personnel Where Is Everybody? Emergency Management Personnel Who Can You Count On? Who Counts on You? Representatives From Functional Needs Community Easy Out: Getting to Safety Emergency Management Personnel Storm Safe — Sheltering in Place Emergency Management Personnel Disaster Plan Dress Rehearsal Emergency Management Personnel Hunting Home Hazards Fire Service Personnel An Ounce of Fire Prevention Fire Service Personnel Home Safe Home Construction Expert or Structural Engineer/Mitigation Specialist Pet/Service Animal Preparedness Local Animal Shelter
  • 46. Personnel/Veterinarian Rx for Readiness Local Medical or Public Health Personnel Going Off Grid: Utility Outages Local Public Works Personnel/Utility Company Representative Coming Home After a Disaster Construction Expert or Structural Engineer/Emergency Management Personnel In addition, local nongovernmental groups, such as the American Red Cross or Community Emergency Response Team (CERT) members are invaluable resources to help with presentations or prepare you to conduct the sessions. Community Preparedness: Simple Activities for Everyone September 2011 Page 6 PROGRAM LEADER GUIDE PLANNING YOUR PROGRAM (CONTINUED) Step 4: Prepare the Presentation The facilitator’s preparation and conduct of the session are keys to the effectiveness of this program. Presenters should do the following:
  • 47. • Read the materials thoroughly. • Complete all activities and be prepared to answer the questions that the participants will likely ask while completing the activities. • Draft your own notes in the margins of the materials. • Add personal experiences to help explain the important points. • Tailor the material with information on local hazards, local alerts and warnings, and local community response resources and protocols. Also, you may want to emphasize different information (e.g., apartment evacuation vs. single homes) to meet your audience’s needs. • Rehearse with a small group and ask for suggestions for enhancing the delivery. • Remember to use the following effective facilitation techniques: Facilitation Techniques physically from the group by standing behind a podium or a table. Feel free to move around the room while you are speaking. class that you attended. If the instructor lectured incessantly, chances are that you tuned out and did not learn much. This package is a guide, not your
  • 48. script. Flexibility is the key to success. You may modify discussion questions to meet the needs of the group. If you do not like or do not understand a question, change it. a participant asks you a question to which you do not know the answer: • Tell the participant that you do not know the answer. • Explain that you will find the answer and get back to the participant. important, but do not move to the next activity before ensuring that the group understands what has already been discussed. You can check understanding by asking for volunteers to summarize concepts and fill in gaps during your transitions. verbal and nonverbal responses and clues. Use your observations to keep the session running smoothly. Additional presentation do’s and don’ts are listed on the next page. Community Preparedness: Simple Activities
  • 49. for Everyone September 2011 Page 7 PROGRAM LEADER GUIDE PLANNING YOUR PROGRAM (CONTINUED) Step 4: Prepare the Presentation (Continued) Do’s . . . Don’ts . . . Eye Contact Eye Contact • Look at people’s eyes. • Continually scan the group with your eyes. • Look at the whole group. • Avoid eye contact. • Scan the group too rapidly or infrequently. Body Movement Body Movement • Position your body so you face the majority of the people. • Vary your position in the room. • Stand with good posture. • Walk toward people when they speak. • Talk to your notes, easel, or board. • Turn your back to part of the group. • Stand in fixed positions. • Slouch.
  • 50. • Distance yourself from people. Gestures Gestures • Use natural and spontaneous gestures. • Smile and be animated. • Engage in distracting behavior such as looking at your watch, or jingling change. Voice/Speech Voice/Speech • Speak loud enough to be heard. • Vary the pace of your presentation. • Slow down for important points. • Use the pause. • Mumble. • Use “fillers” such as “like” or “um.” • Speak with a monotone voice. • Be afraid of pauses. Ask Questions Ask Questions • Ask clear, concise questions. • Focus each question on a single issue. • Make sure the participants can answer your questions. • Ask questions that require two distinct answers. • Answer your own question! Rephrase your question if you don’t get an answer. Listening Listening • Keep an open mind. • Maintain eye contact and show interest. • Consider the speaker’s nonverbal
  • 51. behaviors and tone of voice. • Ask for clarification. • Paraphrase the meaning and feelings being expressed. • Be judgmental. • Interrupt the speaker. • Begin formulating a rebuttal. • Distort the message based on your own beliefs or thoughts. Community Preparedness: Simple Activities for Everyone September 2011 Page 8 PROGRAM LEADER GUIDE PLANNING YOUR PROGRAM (CONTINUED) Step 5: Arrange Logistics Use the checklist below to organize and take care of all logistics. Notifications
  • 52. • Have all participants and presenters been notified of the time Condition of Room • Is seating arrangement (round tables, conference tables) Safety • Are there adequate exits from the r • Do any hazards exist (e.g., loose wires/cables, narrow aisles, loose carpet, sharp edges on tables, etc.)? Supplies, Materials, and Refreshments • Do you have all needed supportin No No • Do you have feedba
  • 53. Forming partnerships with other organizations or getting sponsorship from the business community can help defray some of the expenses for supplies, materials, and refreshments. Faith-based organizations, libraries, civic associations, schools, or government office buildings may have space for hosting the sessions. Community Preparedness: Simple Activities for Everyone September 2011 Page 9 PROGRAM LEADER GUIDE PLANNING YOUR PROGRAM (CONTINUED) Step 6: Get the Word Out You may need to let your target audience know about the preparedness program. Below are suggestions for getting the word out: • Email messages to members • Newsletter articles • Web, social media, or blog postings • Public service announcements • Local cable television notices
  • 54. Forming a partnership with local media outlets can be invaluable for promoting your program and recognizing contributions from presenters and others. Taking photographs of preparedness sessions may be useful for promoting future sessions. Remember, you should get releases from individuals before publishing the photographs. Community Preparedness: Simple Activities for Everyone September 2011 Page 10 PROGRAM LEADER GUIDE GETTING FEEDBACK At the end of your session, you may want to get feedback from your participants. Below are sample questions that you can ask: Sample Feedback Questions • What was the most effective portion of the presentation? • How could we improve this presentation? • Following this presentation, what preparedness actions do you
  • 55. plan to take? • What additional preparedness information would be helpful? ACKNOWLEDGING ACCOMPLISHMENTS Following your session, you may want to take the following actions: • Thank-You Notes: Make sure to send thank-you notes to individuals and organizations who helped with presentations or provided sponsorship. • Follow-Up: Contact participants to see if they are implementing preparedness actions. • Certificates: Present certificates to participants who complete the entire program. • Articles or Postings: Feature preparedness accomplishments in articles or web postings to reinforce actions and encourage others. Community Preparedness: Simple Activities for Everyone September 2011 Page 11
  • 56. PROGRAM LEADER GUIDE ADDITIONAL RESOURCES Below are additional resources that you may want to use in planning and conducting your preparedness program. • Citizen Preparedness Publications – FEMA 475 – FEMA 478 – FEMA 477 – FEMA 532 Web Site: http://www.citizencorps.gov/ready/cc_pubs.shtm • Ready.gov -Specific Information -Friendly Supplies Web Site: http://www.ready.gov • Red Cross -Reference Web Site: http://www.redcross.org
  • 57. • Weather Information Web Site: http://www.weather.gov Hazards Web Site: http://www.nws.noaa.gov/nwr/streamaudio.htm • Flu.gov Web Site: http://www.flu.gov • Foodsafety.gov Web Site: http://www.foodsafety.gov/keep/emergency/index.html • Firesafety.gov Web Site: http://www.firesafety.gov http://www.citizencorps.gov/ready/cc_pubs.shtm http://www.ready.gov/ http://www.redcross.org/ http://www.weather.gov/ http://www.nws.noaa.gov/nwr/streamaudio.htm http://www.flu.gov/ http://www.flu.gov/ http://www.foodsafety.gov/keep/emergency/index.html http://www.foodsafety.gov/ http://www.foodsafety.gov/ http://www.foodsafety.gov/ http://www.firesafety.gov/
  • 58. http://www.firesafety.gov/ContentsPurposeThe PREPAREDNESS TOPICSHow To Use the Materialsplanning your programStep 1: Identify Your Target AudienceStep 2: Determine Interests and Needsplanning your program (ContinuEd)Step 3: Select Presentersplanning your program (ContinuEd)Step 4: Prepare the Presentationplanning your program (ContinuEd)Step 4: Prepare the Presentation (Continued)planning your program (ContinuEd)Step 5: Arrange Logisticsplanning your program (ContinuEd)Step 6: Get the Word OutGetting FeedbackAcknowledging AccomplishmentsAdditional Resources National Response Framework Third Edition June 2016 National Response Framework i E x e c u t i v e S u m m a r y The National Response Framework is a guide to how the Nation responds to all types of disasters and emergencies. It is built on scalable, flexible, and adaptable concepts identified in the National Incident Management System to align key roles and responsibilities across the Nation. This Framework describes specific authorities and best practices for
  • 59. managing incidents that range from the serious but purely local to large-scale terrorist attacks or catastrophic natural disasters. The National Response Framework describes the principles, roles and responsibilities, and coordinating structures for delivering the core capabilities required to respond to an incident and further describes how response efforts integrate with those of the other mission areas. This Framework is always in effect and describes the doctrine under which the Nation responds to incidents. The structures, roles, and responsibilities described in this Framework can be partially or fully implemented in the context of a threat or hazard, in anticipation of a significant event, or in response to an incident. Selective implementation of National Response Framework structures and procedures allows for a scaled response, delivery of the specific resources and capabilities, and a level of coordination appropriate to each incident. The Response mission area focuses on ensuring that the Nation is able to respond effectively to all types of incidents that range from those that are adequately handled with local assets to those of catastrophic proportion that require marshaling the capabilities of the entire Nation. The objectives of the Response mission area define the capabilities necessary to save lives, protect property and the environment, meet basic human needs, stabilize the incident, restore basic services and community functionality, and establish a safe and secure environment to facilitate the integration of recovery activities.1 The Response mission area includes 15 core capabilities: planning; public information and warning; operational coordination; critical transportation;
  • 60. environmental response/health and safety; fatality management services; fire management and suppression; infrastructure systems; logistics and supply chain management; mass care services; mass search and rescue operations; on- scene security, protection, and law enforcement; operational communications; public health, healthcare, and emergency medical services; and situational assessment. The priorities of the Response mission area are to save lives, protect property and the environment, stabilize the incident, and provide for basic human needs. The following principles establish fundamental doctrine for the Response mission area: engaged partnership; tiered response; scalable, flexible, and adaptable operational capabilities; unity of effort through unified command; and readiness to act. Scalable, flexible, and adaptable coordinating structures are essential in aligning the key roles and responsibilities to deliver the Response mission area’s core capabilities. The flexibility of such structures helps ensure that communities across the country can organize response efforts to address a variety of risks based on their unique needs, capabilities, demographics, governing structures, and non-traditional partners. This Framework is not based on a one- size-fits-all organizational construct, but instead acknowledges the concept of tiered response, which emphasizes that response to incidents should be handled at the lowest jurisdictional level capable of handling the mission.
  • 61. 1 As with all activities in support of the National Preparedness Goal, activities taken under the response mission must be consistent with all pertinent statutes and policies, particularly those involving privacy and civil and human rights, such as the Americans with Disabilities Act of 1990, Rehabilitation Act of 1973, and Civil Rights Act of 1964. National Response Framework ii In implementing the National Response Framework to build national preparedness, partners are encouraged to develop a shared understanding of broad-level strategic implications as they make critical decisions in building future capacity and capability. The whole community should be engaged in examining and implementing the strategy and doctrine contained in this Framework, considering both current and future requirements in the process. National Response Framework iii T a b l e o f C o n t e n t s Introduction ...............................................................................................
  • 62. .................... 1 Framework Purpose and Organization .................................................................................1 Evolution of the Framework ............................................................................................... ....3 Relationship to NIMS ............................................................................................... ...............3 Intended Audience ............................................................................................... ....................4 Scope ............................................................................................... .............................. 4 Guiding Principles ............................................................................................... ....................5 Risk Basis ............................................................................................... ...................................7 Roles and Responsibilities ........................................................................................... 8 Individuals, Families, and Households ..................................................................................8 Communities ....................................................................................... ........ ..............................9 Nongovernmental Organizations ............................................................................................9 Private Sector Entities ............................................................................................... ............10 Local Governments
  • 63. ............................................................................................... .................11 State, Tribal, Territorial, and Insular Area Governments ................................................12 Federal Government ............................................................................................... ...............15 Core Capabilities ............................................................................................... .......... 20 Context of the Response Mission Area.................................................................................20 Response Actions to Deliver Core Capabilities ...................................................................28 Coordinating Structures and Integration .................................................................. 32 Local Coordinating Structures .............................................................................................3 2 State and Territorial Coordinating Structures ...................................................................32 Tribal Coordinating Structures ............................................................................................3 2 Private Sector Coordinating Structures ..............................................................................33 Federal Coordinating Structures................................................................................ ..........33 Operational Coordination ............................................................................................... ......39 Integration ...............................................................................................
  • 64. ...............................45 National Response Framework iv Relationship to Other Mission Areas ......................................................................... 47 Operational Planning .................................................................................. ............. ... 47 Response Operational Planning ...........................................................................................48 Planning Assumptions ......................................................................................... ...... ............51 Framework Application ............................................................................................... .........51 Supporting Resources .................................................................................. ............. . 51 Conclusion ............................................................................................... .................... 52 National Response Framework
  • 65. 1 I n t r o d u c t i o n The National Preparedness System outlines an organized process for the whole community to move forward with their preparedness activities and achieve the National Preparedness Goal. The National Preparedness System integrates efforts across the five preparedness mission areas—Prevention, Protection, Mitigation, Response, and Recovery—in order to achieve the goal of a secure and resilient Nation. The National Response Framework (NRF), part of the National Preparedness System, sets the strategy and doctrine for how the whole community builds, sustains, and delivers the Response core capabilities identified in the National Preparedness Goal in an integrated manner with the other mission areas. This third edition of the NRF reflects the insights and lessons learned from real-world incidents and the implementation of the National Preparedness System. Prevention: The capabilities necessary to avoid, prevent, or stop a threatened or actual act of terrorism. Within the context of national preparedness, the term “prevention” refers to preventing imminent threats. Protection: The capabilities necessary to secure the homeland against acts of terrorism and manmade or natural disasters. Mitigation: The capabilities necessary to reduce loss of life and property by lessening the impact of disasters.
  • 66. Response: The capabilities necessary to save lives, protect property and the environment, and meet basic human needs after an incident has occurred. Recovery: The capabilities necessary to assist communities affected by an incident to recover effectively. F r a m e w o r k P u r p o s e a n d O r g a n i z a t i o n The NRF is a guide to how the Nation responds to all types of disasters and emergencies. It is built on scalable, flexible, and adaptable concepts identified in the National Incident Management System (NIMS)2 to align key roles and responsibilities across the Nation. The NRF describes specific authorities and best practices for managing incidents that range from the serious but purely local to large-scale terrorist attacks or catastrophic3 natural disasters. This document supersedes the NRF that was issued in May 2013. It becomes effective 60 days after publication. The term “response,” as used in the NRF, includes actions to save lives, protect property and the environment, stabilize communities, and meet basic human needs following an incident. Response also includes the execution of emergency plans and actions to support short-term recovery. The NRF describes doctrine for managing any type of disaster or emergency regardless of scale, scope, and complexity. This Framework explains common response disciplines and processes that have been
  • 67. 2 http://www.fema.gov/national-incident-management-system 3 A catastrophic incident is defined as any natural or manmade incident, including terrorism, that results in extraordinary levels of mass casualties, damage, or disruption severely affecting the population, infrastructure, environment, economy, national morale, or government functions. http://www.fema.gov/national-incident-management-system National Response Framework 2 developed at all levels of government (local, state, tribal, territorial, insular area,4 and Federal) and have matured over time. To support the Goal, the objectives of the NRF are to: cribe scalable, flexible, and adaptable coordinating structures, as well as key roles and responsibilities for integrating capabilities across the whole community,5 to support the efforts of local, state, tribal, territorial, insular area, and Federal governments in responding to actual and potential incidents. prepare for delivering the response core capabilities. Response mission area.
  • 68. mission areas, as well as the relationship between the Response core capabilities and the core capabilities in other mission areas. foundation for the development of the Response Federal Interagency Operational Plan (FIOP). the performance of response core capabilities during all hazards emergencies or other situations that may disrupt normal operations. The NRF is composed of a base document, Emergency Support Function (ESF) Annexes, and Support Annexes. The annexes provide detailed information to assist with the implementation of the NRF. ral coordinating structures that group resources and capabilities into functional areas that are most frequently needed in a national response. and considerations that are most common to the majority of incidents. Note that the incident annexes, which address response to specific risks and hazards, can now be found as annexes to the Response FIOP rather than as supplements to the NRF. This change is consistent with guidance in the National Preparedness System.
  • 69. 4 Per the Stafford Act, insular areas include Guam, the Commonwealth of the Northern Mariana Islands, American Samoa, and the U.S. Virgin Islands. Other statutes or departments and agencies may define the term insular area differently. 5 Whole community includes individuals and communities, the private and nonprofit sectors, faith-based organizations, and all levels of government (local, regional/metropolitan, state, tribal, territorial, insular area, and Federal). Whole community is defined in the National Preparedness Goal as “a focus on enabling the participation in national preparedness activities of a wider range of players from the private and nonprofit sectors, including nongovernmental organizations and the general public, in conjunction with the participation of all levels of governmental in order to foster better coordination and working relationships.” The National Preparedness Goal may be found online at http://www.fema.gov. http://www.fema.gov/ National Response Framework 3 Figure 1: NRF and FIOP Structure E v o l u t i o n o f t h e F r a m e w o r k The NRF builds on over 20 years of Federal response guidance beginning with the Federal Response Plan published in 1992, which focused largely on Federal roles and responsibilities. The
  • 70. establishment of the Department of Homeland Security (DHS) and the emphasis on the development and implementation of common incident management and response principles led to the development of the National Response Plan (NRP) in 2004. The NRP broke new ground by integrating all levels of government, the private sector, and nongovernmental organizations (NGO) into a common incident management framework. In 2008, the NRP was superseded by the first NRF, which streamlined the guidance and integrated lessons learned from Hurricane Katrina and other incidents. This NRF reiterates the principles and concepts of the 2013 version of the NRF and implements the new requirements and terminology of the National Preparedness System. By fostering a holistic approach to response, this NRF emphasizes the need for the involvement of the whole community. Along with the National Planning Frameworks for other mission areas, this document now describes the all-important integration and inter-relationships among the mission areas of Prevention, Protection, Mitigation, Response, and Recovery. R e l a t i o n s h i p t o N I M S The response protocols and structures described in the NRF align with NIMS. NIMS provides the incident management basis for the NRF and defines standard command and management structures. Standardizing national response doctrine on NIMS provides a consistent, nationwide template to enable the whole community to work together to prevent, protect against, mitigate, respond to, and recover from the effects of incidents regardless of cause, size, location, or complexity.
  • 71. All of the components of the NIMS—including preparedness, communications and information management, resource management, and command and management—support response. The NIMS concepts of multiagency coordination and unified command are described in the command and management component of NIMS. These two concepts are essential to effective response operations National Response Framework 4 because they address the importance of: (1) developing a single set of objectives, (2) using a collective, strategic approach, (3) improving information flow and coordination, (4) creating a common understanding of joint priorities and limitations, (5) ensuring that no agency’s legal authorities are compromised or neglected, and (6) optimizing the combined efforts of all participants under a single plan. I n t e n d e d A u d i e n c e Although the NRF is intended to provide guidance for the whole community, it focuses especially on the needs of those who are involved in delivering and applying the response core capabilities defined in the National Preparedness Goal. This includes emergency management practitioners, first responders, community leaders, and government officials who
  • 72. must collectively understand and assess the needs of their respective communities and organizations and determine the best ways to organize and strengthen their resilience. The NRF is intended to be used by the whole community. The whole community includes individuals, families, households, communities, the private and nonprofit sectors, faith-based organizations, and local, state, tribal, territorial, and Federal governments. This all-inclusive approach focuses efforts and enables a full range of stakeholders to participate in national preparedness activities and to be full partners in incident response. Government resources alone cannot meet all the needs of those affected by major disasters. All elements of the community must be activated, engaged, and integrated to respond to a major or catastrophic incident. Engaging the whole community, particularly with regards to developing individual and community preparedness, is essential to the Nation’s success in achieving resilience and national preparedness. By providing equal access to acquire and use the necessary knowledge and skills, this Framework is intended to enable the whole community to contribute to and benefit from national preparedness. This includes children6; older adults; individuals with disabilities and others with access and functional needs7; those from religious, racial, and ethnically diverse backgrounds; people with limited English proficiency; and owners of animals, including household pets and service and assistance animals. Their contributions must be integrated into the Nation’s efforts, and their needs
  • 73. must be incorporated as the whole community plans and executes the core capabilities.8 S c o p e The NRF describes structures for implementing nationwide response policy and operational coordination for all types of domestic incidents.9 This section describes the scope of the Response 6 Children require a unique set of considerations across the core capabilities contained within this document. Their needs must be taken into consideration as part of any integrated planning effort. 7 Access and functional needs refers to persons who may have additional needs before, during and after an incident in functional areas, including but not limited to: maintaining health, independence, communication, transportation, support, services, self-determination, and medical care. Individuals in need of additional response assistance may include those who have disabilities; live in institutionalized settings; are older adults; are children; are from diverse cultures; have limited English proficiency or are non-English speaking; or are transportation disadvantaged. 8 For further information, see the Core Capabilities section. 9 A domestic incident may have international and diplomatic impacts and implications that call for coordination and consultations with foreign governments and international organizations. The NRF also applies to the domestic response to incidents of foreign origin that impact the United States. See the International Coordination Support Annex for more information. National Response Framework
  • 74. 5 mission area, the guiding principles of response doctrine and their application, and how risk informs response planning. The Response mission area focuses on ensuring that the Nation is able to respond effectively to all types of incidents that range from those that are adequately handled with local assets to those of catastrophic proportion that require marshaling the capabilities of the entire Nation. The objectives of the Response mission area define the capabilities necessary to save lives, protect property and the environment, meet basic human needs, stabilize the incident, restore basic services and community functionality, and establish a safe and secure environment to facilitate the integration of recovery activities.10 The NRF describes the principles, roles and responsibilities, and coordinating structures for delivering the core capabilities required to respond to any incident and further describes how response efforts integrate with those of the other mission areas. The NRF is always in effect, and elements can be implemented at any time. The structures, roles, and responsibilities described in the NRF can be partially or fully implemented in the context of a threat or hazard, in anticipation of a significant event, or in response to an incident. Selective implementation of NRF structures and procedures allows for a scaled response, delivery of the specific resources and capabilities, and a
  • 75. level of coordination appropriate to each incident. In this Framework, the term ‘incident’ includes actual or potential emergencies and disasters resulting from all types of threats and hazards, ranging from accidents and natural disasters to cyber intrusions and terrorist attacks. The NRF’s structures and procedures address how Federal departments and agencies coordinate support for local, state, tribal, territorial, and insular area governments. Nothing in the NRF is intended to alter or impede the ability of any local, state, tribal, territorial, insular area, or Federal government department or agency to carry out its authorities or meet its responsibilities under applicable laws, executive orders, and directives. G u i d i n g P r i n c i p l e s The priorities of response are to save lives, protect property and the environment, stabilize the incident, and provide for basic human needs. The following principles establish fundamental doctrine for the Response mission area: (1) engaged partnership, (2) tiered response, (3) scalable, flexible, and adaptable operational capabilities, (4) unity of effort through unified command, and (5) readiness to act. These principles are rooted in the Federal system and the Constitution’s division of responsibilities between state and Federal governments. These principles reflect the history of emergency management and the distilled wisdom of responders and leaders across the whole community.
  • 76. Engaged Partnership Effective partnership relies on engaging all elements of the whole community, as well as international partners in some cases. This also includes survivors who may require assistance and who may also be resources to support community response and recovery. 10 As with all activities in support of the National Preparedness Goal, activities taken under the response mission must be consistent with all pertinent statutes and policies, particularly those involving privacy and civil and human rights, such as the Americans with Disabilities Act of 1990, Rehabilitation Act of 1973, and Civil Rights Act of 1964. National Response Framework 6 Those who lead emergency response efforts must communicate and support engagement with the whole community by developing shared goals and aligning capabilities to reduce the risk of any jurisdiction being overwhelmed in times of crisis. Layered, mutually supporting capabilities of individuals, communities, the private sector, NGOs, and governments at all levels allow for coordinated planning in times of calm and effective response in times of crisis. Engaged partnership and coalition building includes ongoing clear, consistent,
  • 77. accessible, effective,11 and culturally and linguistically appropriate communication and shared situational awareness about an incident to ensure an appropriate response. Tiered Response Most incidents begin and end locally and are managed at the local or tribal level. These incidents may require a unified response from local agencies, the private sector, and NGOs. Some may require additional support from neighboring jurisdictions or state governments. A smaller number of incidents require Federal support or are led by the Federal Government.12 National response protocols are structured to provide tiered levels of support when additional resources or capabilities are needed. Scalable, Flexible, and Adaptable Operational Capabilities As incidents change in size, scope, and complexity, response efforts must adapt to meet evolving requirements. The number, type, and sources of resources must be able to expand rapidly to meet the changing needs associated with a given incident and its cascading effects. As needs grow and change, response processes must remain nimble and adaptable. The structures and processes described in the NRF must be able to surge resources from the whole community. As incidents stabilize, response efforts must be flexible to facilitate the integration of recovery activities. Unity of Effort through Unified Command Effective, unified command is indispensable to response activities and requires a clear understanding of the roles and responsibilities of all participating
  • 78. organizations.13 The Incident Command System (ICS), a component of NIMS, is an important element in ensuring interoperability across multi- jurisdictional or multiagency incident management activities. Unified command, a central tenet of ICS, enables organizations with jurisdictional authority or functional responsibility for an incident to support each other through the use of mutually developed incident objectives. Each participating agency maintains its own authority, responsibility, and accountability. 11 Information, warnings, and communications associated with emergency management must ensure effective communication, such as through the use of appropriate auxiliary aids and services (e.g., interpreters, captioning, alternate format documents) for individuals with disabilities, and provide meaningful access to limited English proficient individuals. 12 Certain incidents such as a pandemic or cyber event may not be limited to a specific geographic area and may be managed at the local, state, tribal, territorial, insular area, or Federal level depending on the nature of the incident. 13 The ICS’s “unified command” concept is distinct from the military use of this term. Concepts of “command” and “unity of command” have distinct legal and cultural meanings for military forces and military operations. Military forces always remain under the control of the military chain of command and are subject to redirection or recall at any time. Military forces do not operate under the command of the incident commander or under the unified command structure, but they do coordinate with response partners and work toward a unity of effort while maintaining their internal chain of command.
  • 79. National Response Framework 7 Readiness to Act Effective response requires a readiness to act that is balanced with an understanding of the risks and hazards responders face. From individuals and communities to the private and nonprofit sectors, faith-based organizations, and all levels of government (local, state, tribal, … A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action FDOC 104-008-1 / December 2011 A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action i T a b l e o f C o n t e n t s Introduction
  • 80. ............................................................................................... .................... 1 National Dialogue on a Whole Community Approach to Emergency Management .........2 Whole Community Defined ............................................................................................... ......3 Whole Community Principles and Strategic Themes ...........................................................4 Strategic Themes in Practice ....................................................................................... 6 Understand Community Complexity .....................................................................................6 Recognize Community Capabilities and Needs .....................................................................8 Foster Relationships with Community Leaders ..................................................................10 Build and Maintain Partnerships ............................................................................. ............11 Empower Local Action ............................................................................................... ...........14 Leverage and Strengthen Social Infrastructure, Networks, and Assets ...........................16 Pathways for Action ............................................................................................... ..... 19 Conclusion ............................................................................................... .................... 23
  • 81. A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action ii This page intentionally left blank. A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action 1 I n t r o d u c t i o n The effects of natural and manmade disasters have become more frequent, far-reaching, and widespread. As a result, preserving the safety, security, and prosperity of all parts of our society is becoming more challenging. Our Nation’s traditional approach to managing the risks associated with these disasters relies heavily on the government. However, today’s changing reality is affecting all levels of government in their efforts to improve our Nation’s resilience while grappling with the limitations of their capabilities.1 Even in small- and medium-sized disasters, which the government is generally effective at managing, significant access and service gaps still exist. In large-scale disasters or catastrophes, government resources and capabilities can be overwhelmed. The scale and severity of disasters are growing and will likely pose systemic
  • 82. threats.2 Accelerating changes in demographic trends and technology are making the effects of disasters more complex to manage. One future trend affecting emergency needs is continued population shifts into vulnerable areas (e.g., hurricane-prone coastlines). The economic development that accompanies these shifts also intensifies the pressure on coastal floodplains, barrier islands, and the ecosystems that support food production, the tourism industry, and suburban housing growth. Other demographic changes will affect disaster management activities, such as a growing population of people with disabilities living in communities instead of institutions, as well as people living with chronic conditions (e.g., obesity and asthma). Also, communities are facing a growing senior population due to the Baby Boom generation entering this demographic group. Consequently, changes in transportation systems and even housing styles may follow to accommodate the lifestyles of these residents. If immigration trends continue as predicted, cities and suburbs will be more diverse ethnically and linguistically. Employment trends, when combined with new technologies, will shift the ways in which local residents plan their home-to-work commuting patterns as well as their leisure time. All of these trends will affect the ways in which residents organize and identify with community- based associations and will influence how they prepare for and respond to emergencies.3
  • 83. 1 Resilience refers to the ability to adapt to changing conditions and withstand and rapidly recover from disruption due to emergencies. White House, “Presidential Policy Directive 8 (PPD-8),” March 30, 2011. 2 Intergovernmental Panel on Climate Change, “Special Report on Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation,” November 2011. 3 Strategic Foresight Initiative, “U.S. Demographic Shifts: Long-term Trends and Drivers and Their Implications for Emergency Management,” May 2011. Strategic Foresight Initiative, “Government Budgets: Long-term Trends and Drivers and Their Implications for Emergency Management,” May 2011. Figure 1: Joplin, Missouri, May 24, 2011—Homes were leveled with the force of 200 mph winds as an F5 tornado struck the city on May 22, 2011. This scene is representative of the growing impacts of disasters. Jace Anderson/FEMA A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action 2 This document presents a foundation for increasing individual preparedness and engaging with members of the community as vital partners in enhancing the resiliency and security of our Nation through a Whole Community approach. It is intended to promote greater understanding of
  • 84. the approach and to provide a strategic framework to guide all members of the emergency management community as they determine how to integrate Whole Community concepts into their daily practices. This document is not intended to be all- encompassing or focused on any specific phase of emergency management or level of government, nor does it offer specific, prescriptive actions that require communities or emergency managers to adopt certain protocols. Rather, it provides an overview of core principles, key themes, and pathways for action that have been synthesized from a year-long national dialogue around practices already used in the field. While this is not a guide or a “how-to” document, it provides a starting point for those learning about the approach or looking for ways to expand existing practices and to begin more operational-based discussions on further implementation of Whole Community principles. N a t i o n a l D i a l o g u e o n a W h o l e C o m m u n i t y A p p r o a c h t o E m e r g e n c y M a n a g e m e n t In a congressional testimony, the Administrator of the Federal Emergency Management Agency (FEMA), Craig Fugate, described today’s reality as follows: “Government can and will continue to serve disaster survivors. However, we fully recognize that a government-centric approach to disaster management will not be enough to meet the challenges posed by a catastrophic incident. That is why we must fully engage our entire societal capacity....”4 To that end, FEMA initiated a national dialogue on a Whole Community approach to emergency management, an approach that
  • 85. many communities have used for years with great success, and one which has been gathering strength in jurisdictions across the Nation. The national dialogue was designed to foster collective learning from communities’ experiences across the country. It occurred in various settings, such as organized conference sessions, research seminars, professional association meetings, practitioner gatherings, and official government meetings. The various settings created opportunities to listen to those who work in local neighborhoods, have survived disasters, and are actively engaged in community development. Participants in this dialogue included a broad range of emergency management partners, including representatives from the private and nonprofit sectors, academia, local residents, and government leaders. The conversations with the various stakeholders focused on how communities are motivated and engaged, how they understand risk, and what their experiences are with resilience following a disaster. In addition, international and historical resiliency efforts, such as FEMA’s Project Impact, were explored to gather lessons learned and best practices.5 FEMA also brought together diverse members from across the country to comprise a core working group. The working group reviewed and validated emerging Whole Community principles and themes, gathered examples of the Whole Community approach from the field, and
  • 86. 4 Administrator Craig Fugate, Federal Emergency Management Agency, before the United States House Transportation and Infrastructure Committee, Subcommittee on Economic Development, Public Buildings, and Emergency Management at the Rayburn House Office Building, March 30, 2011. 5 FEMA introduced Project Impact in 1997as a national initiative designed to challenge the country to undertake actions that protect families, businesses, and communities by reducing the effects of natural disasters. The efforts focused on creating active public-private partnerships to build disaster-resistant communities. A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action 3 identified people, organizations, and communities with promising local experiences. They participated in various meetings and conferences and, in some cases, provided the examples included in this document. In addition to the national dialogue, this document was created concurrently with a larger effort to build an integrated, layered, all-of-Nation approach to preparedness, as called for by Presidential Policy Directive (PPD-8): National Preparedness.6 As such, the Whole Community approach is being incorporated into all PPD-8 deliverables, including the National Preparedness Goal, National Preparedness System description, National Planning Frameworks, and the
  • 87. campaign to build and sustain preparedness nationwide, as well as leverage the approach in their development.7 In support of these efforts, FEMA seeks to spark exploration into community engagement strategies to promote further discussion on approaches that position local residents for leadership roles in planning, organizing, and sharing accountability for the success of local disaster management efforts, and which enhance our Nation’s security and resilience. W h o l e C o m m u n i t y D e f i n e d As a concept, Whole Community is a means by which residents, emergency management practitioners, organizational and community leaders, and government officials can collectively understand and assess the needs of their respective communities and determine the best ways to organize and strengthen their assets, capacities, and interests. By doing so, a more effective path to societal security and resilience is built. In a sense, Whole Community is a philosophical approach on how to think about conducting emergency management. There are many different kinds of communities, including communities of place, interest, belief, and circumstance, which can exist both geographically and virtually (e.g., online forums). A Whole Community approach attempts to engage the full capacity of the private and nonprofit sectors, including businesses, faith-based and disability organizations, and the general public, in conjunction with the participation of local, tribal, state, territorial, and Federal governmental partners. This engagement means different things to different groups. In an all-
  • 88. hazards environment, individuals and institutions will make different decisions on how to prepare for and respond to threats and hazards; therefore, a community’s level of preparedness will vary. The challenge for those engaged in emergency management is to understand how to work with the diversity of groups and organizations and the policies and practices that emerge from them in an effort to improve the ability of local residents to prevent, protect against, mitigate, respond to, and recover from any type of threat or hazard effectively. 6 President Barack Obama, “Presidential Policy Directive 8 (PPD-8): National Preparedness,” March 30, 2011. 7 FEMA, “National Preparedness Goal,” September 2011. (Formally released on October 7, 2011.) Whole Community is a philosophical approach in how to conduct the business of emergency management. Benefits include: needs and capabilities integration of resources from across the community ationships that facilitate more effective prevention, protection, mitigation, response, and
  • 89. recovery activities preparedness community and national levels A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action 4 The benefits of Whole Community include a more informed, shared understanding of community risks, needs, and capabilities; an increase in resources through the empowerment of community members; and, in the end, more resilient communities. A more sophisticated understanding of a community’s needs and capabilities also leads to a more efficient use of existing resources regardless of the size of the incident or community constraints. In times of resource and economic constraints, the pooling of efforts and resources across the whole community is a way to compensate for budgetary pressures, not only for government agencies but also for many private and nonprofit sector organizations. The task of cultivating and sustaining relationships to incorporate the whole community can be challenging; however, the
  • 90. investment yields many dividends. The process is as useful as the product. In building relationships and learning more about the complexity of a community, interdependencies that may be sources of hidden vulnerabilities are revealed. Steps taken to incorporate Whole Community concepts before an incident occurs will lighten the load during response and recovery efforts through the identification of partners with existing processes and resources who are available to be part of the emergency management team. The Whole Community approach produces more effective outcomes for all types and sizes of threats and hazards, thereby improving security and resiliency nationwide. W h o l e C o m m u n i t y P r i n c i p l e s a n d S t r a t e g i c T h e m e s Numerous factors contribute to the resilience of communities and effective emergency management outcomes. However, three principles that represent the foundation for establishing a Whole Community approach to emergency management emerged during the national dialogue. Whole Community Principles: community. Community engagement can lead to a deeper understanding of the unique and diverse needs of a population, including its demographics, values, norms, community structures, networks, and relationships. The more we know about our communities, the better we can understand their real-life safety and sustaining needs and their motivations to participate in
  • 91. emergency management-related activities prior to an event. the whole community and empowering local action will better position stakeholders to plan for and meet the actual needs of a community and strengthen the local capacity to deal with the consequences of all threats and hazards. This requires all members of the community to be part of the emergency management team, which should include diverse community members, social and community service groups and institutions, faith-based and disability groups, academia, Figure 2: Madison, Tennessee, May 29, 2010—Gary Lima, Tennessee Emergency Management Agency Community Relations Coordinator, leads Boy Scout troop #460 in a Memorial Day project to place flags on graves. The picture reflects emergency managers becoming involved in the day-to-day activities of community groups. David Fine/FEMA A Whole Community Approach to Emergency Management: Principles, Themes, and Pathways for Action 5 professional associations, and the private and nonprofit sectors, while including government
  • 92. agencies who may not traditionally have been directly involved in emergency management. When the community is engaged in an authentic dialogue, it becomes empowered to identify its needs and the existing resources that may be used to address them. aily basis. A Whole Community approach to building community resilience requires finding ways to support and strengthen the institutions, assets, and networks that already work well in communities and are working to address issues that are important to community members on a daily basis. Existing structures and relationships that are present in the daily lives of individuals, families, businesses, and organizations before an incident occurs can be leveraged and empowered to act effectively during and after a disaster strikes. In addition to the three Whole Community principles, six strategic themes were identified through research, discussions, and examples provided by emergency management practitioners. These themes speak to the ways the Whole Community approach can be effectively employed in emergency management and, as such, represent pathways for action to implement the principles. Whole Community Strategic Themes: eds.
  • 93. assets. In the Strategic Themes in Practice section of this document, the Whole Community concept is explored through real-world examples that highlight the key principles and themes of the Whole Community approach. In order to provide an illustration of how the principles and themes can be applied, examples for each of the five mission areas— Prevention, Protection, Mitigation, Response, and Recovery (as outlined in the National Preparedness Goal)—are included. In addition, examples from other community development and public safety efforts have been included—most notably, community policing. While the focus and outcomes may differ, such efforts have proven effective in advancing public health and safety and offer a model for emergency management personnel to consider. The Pathways for Action section provides a list of reflective questions and ideas for emergency management practitioners to refer to when they are beginning to think about how to incorporate the Whole Community concepts into their security and resilience efforts. As a field of practice, our collective understanding of how to effectively apply Whole Community as a concept to the daily business of emergency management will continue to evolve. It is hoped that this document will assist emergency managers, as members of their communities, in that evolution—prompting new actions and soliciting new ideas and strategies. FEMA is committed to continued engagement in ongoing discussions with its partners in the