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User Errors and No Fault Found ?


                                  There are           Well , not this
                    There are
                                     also             one , that's my
                     known
                                  unknown             contribution
                     knowns
                                  unknowns


                     There are
                      known       Then there
                     unknowns      are Users



Users = (√ Unknown Unknowns ) ¾ + known unknowns ͯ⁄ known knowns * ß
The Definition of a Medical Device
• Officially – regulating agencies around the
  world refer to devices as items which vary
  from :

• Cardiac output Monitors to Condoms

• Tongue Depressors' to Tourniquet's
In 2008 the TGA identified User
                                  Education as the 2nd on the list of
                                   recommendations as a result of
                                  their investigations into incidents




Dr Larry Kelly – TGA - Office of Device -Sydney, March 26 2009
In the 2006 – 2008
reporting period the MHRA (
 UK ) apportioned causes of
 Errors into 3 categories -
    “Hospitals & Users”
Lets take the equipment out
 of the devices – say call it:
    “Clinical Equipment”
So why is it
important ?
“Not all registrars appeared
    to understand the
   ventilators and their
 appropriate applications”
“ variable levels of understanding of the
        workings, limitations and
        appropriate application”
•Prolonged
hospital stay
•Permanent
Harm
•Life
sustaining
Intervention     27 % of events
                had at least one
                “cascade event”
                wherein multiple
                , related events
                   occurred in
                   succession
Direct Costs of No Fault Found
• Time :   Medical Staff
•          Nursing Staff
•          Biomedical Staff
•          3rd Party Service Time ( $90 to $300/ hr)
• Other:   Cancelled Procedures / Operations
•          Unplanned over time due to delays
•          Accessories / Consumables and other
           associated items
Fire Safety Training
• Mandatory in all Australian Hospitals for all
  members of staff including clinicians

• Medical Equipment User Training for all
  clinicians including Drs , Surgeons and Nursing
  Staff ??
• How many patient deaths can be related to Fires
  or anything associated with a fire in Australian
  Hospital – extensive Google search lists nothing –
  Not even a topic for discussion !

• Yet every hospital in Australia has a robust and
  functional hospital wide fire training program and
  accreditation with all the boxes ticketed

• What about Medical Device User Accreditation ?
                      Zero
Nursing Staff
                       User Manuals ,      Unit Managers
                     Operators Guides ,    Nurse Educators
Manufacturers ,     Instructions for Use       Surgeons
Multi Nationals       – 1000s of them          Clinicians
& Distributors of
                                            Allied Services
    Medical
                                              etc etc ......
 Equipment -
                                           Users @!!&##@
 100s of them
The Biomeds touch these devices once a
                      year

                                                      Theatre ,
            GE , Coviden
                                                    ICU, Surgical
,CareFusion,ABBOTT,ACCOSON,Ae
     rogen,Akola,Alcon,Alpine                          Ward ,
            Biomed,APC
 Medical,Bbraun,Bard,B&L,Baxter,                       Physio,
  Beckman,Bedfont,Beigler,BHM
  Medical,Biometrics,Bio-RAD,BK
  Medical,BrainZ,BURKE,Caesarea      The Hospital    Ophthalmic
          Medical , Cardiac
   Science,CardinalHealth,,Care        Biomed       Department
         Essentials,Caridian
  BCT,CASMED,Chattanooga,CHF
                                     Department       , Gynie ,
      Soultions,Clements,CME
         McKinley,Coltene                              Peads ,
Whaledent,Compumedics,COMW
       ELD,ConvaTech,COOK
    Inc,CooperSurgical,CSI,CSO
                                                    Neonatal ICI
  Ophthalmic,CSZ,Datascope,Delfi
 Medical,deSoutter,DeVilbiss,Drag
                                                    ,ED,CathLab,
   er,DWL Medical,EASTWOOD,
  Edwards Lifescience,ELMO,EMS                       Rehab,EEG
 Physio,ENRAF,Envitec,ERBE,esaot
e,ESCHMANN,Exergen,Fiocchetti,F                         Dept
&P,Fresenius,Fujinon,Ganbro,GAY
        MAR,Geratherm,GN
  Otometrics,Gyrus,ACMI,HAAG-
STREIT,Hadeco,Haemonetics,Hem
 oCue,Hill-Rom,Hills Health and so
           etc etc etc etc
There’s no other way to express this !
So what can the Biomedical
Engineering Department do to
 address some of these User
           Issues ?
            AS/NZS 3551 :2004
Technical management programs for medical
                 devices
2.3.4.4 Device-specific documents

“Documents such as technical and user manuals shall be
identified and their location recorded in the database”

3.2.4 Tenders and quotations (c)

“ Technical documentation shall be supplied , including
.......operating instructions ....”

4.2.3 General acceptance inspection (b)

.....appropriate documentation has been provided . This
will normally include ......., operating instructions ....”
This this not Rocket Science

          ECRI             Chem Alert




 Intranet Accessible Product Specific Information
Nobody Reads the User Manual


User “ Reference” Manual
Operators “Reference” Manual
Instruction “Reference” Manual
Owners “Reference” Manual
Current Subscribers

New South Wales Government - Health Support Services ( CiAP Web Portal )
Accessible by 220 NSW Hospitals including:
Royal Prince Alfred Hospital
Royal North Shore Hospital
John Hunter Hospital
St Vincent’s Hospital
Prince of Wales Hospital
Liverpool Hospital Gosford Hospital
Western Australia
Royal Perth Hospital                             www.bioclinicalservice.com.au
Victoria                                         george@bioclinicalservices.com
Burnside Hospital
Gouldburn Valley Healthcare
South West Healthcare
United Kingdom
Aintree University Hospital NHS Foundation Trust
Walton Centre NHS Foundation Trust

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Australian Biomedical Engineering Conference 2010

  • 1. User Errors and No Fault Found ? There are Well , not this There are also one , that's my known unknown contribution knowns unknowns There are known Then there unknowns are Users Users = (√ Unknown Unknowns ) ¾ + known unknowns ͯ⁄ known knowns * ß
  • 2. The Definition of a Medical Device • Officially – regulating agencies around the world refer to devices as items which vary from : • Cardiac output Monitors to Condoms • Tongue Depressors' to Tourniquet's
  • 3. In 2008 the TGA identified User Education as the 2nd on the list of recommendations as a result of their investigations into incidents Dr Larry Kelly – TGA - Office of Device -Sydney, March 26 2009
  • 4. In the 2006 – 2008 reporting period the MHRA ( UK ) apportioned causes of Errors into 3 categories - “Hospitals & Users”
  • 5.
  • 6. Lets take the equipment out of the devices – say call it: “Clinical Equipment”
  • 7. So why is it important ?
  • 8.
  • 9. “Not all registrars appeared to understand the ventilators and their appropriate applications”
  • 10. “ variable levels of understanding of the workings, limitations and appropriate application”
  • 11. •Prolonged hospital stay •Permanent Harm •Life sustaining Intervention 27 % of events had at least one “cascade event” wherein multiple , related events occurred in succession
  • 12. Direct Costs of No Fault Found • Time : Medical Staff • Nursing Staff • Biomedical Staff • 3rd Party Service Time ( $90 to $300/ hr) • Other: Cancelled Procedures / Operations • Unplanned over time due to delays • Accessories / Consumables and other associated items
  • 13.
  • 14. Fire Safety Training • Mandatory in all Australian Hospitals for all members of staff including clinicians • Medical Equipment User Training for all clinicians including Drs , Surgeons and Nursing Staff ??
  • 15. • How many patient deaths can be related to Fires or anything associated with a fire in Australian Hospital – extensive Google search lists nothing – Not even a topic for discussion ! • Yet every hospital in Australia has a robust and functional hospital wide fire training program and accreditation with all the boxes ticketed • What about Medical Device User Accreditation ? Zero
  • 16. Nursing Staff User Manuals , Unit Managers Operators Guides , Nurse Educators Manufacturers , Instructions for Use Surgeons Multi Nationals – 1000s of them Clinicians & Distributors of Allied Services Medical etc etc ...... Equipment - Users @!!&##@ 100s of them
  • 17. The Biomeds touch these devices once a year Theatre , GE , Coviden ICU, Surgical ,CareFusion,ABBOTT,ACCOSON,Ae rogen,Akola,Alcon,Alpine Ward , Biomed,APC Medical,Bbraun,Bard,B&L,Baxter, Physio, Beckman,Bedfont,Beigler,BHM Medical,Biometrics,Bio-RAD,BK Medical,BrainZ,BURKE,Caesarea The Hospital Ophthalmic Medical , Cardiac Science,CardinalHealth,,Care Biomed Department Essentials,Caridian BCT,CASMED,Chattanooga,CHF Department , Gynie , Soultions,Clements,CME McKinley,Coltene Peads , Whaledent,Compumedics,COMW ELD,ConvaTech,COOK Inc,CooperSurgical,CSI,CSO Neonatal ICI Ophthalmic,CSZ,Datascope,Delfi Medical,deSoutter,DeVilbiss,Drag ,ED,CathLab, er,DWL Medical,EASTWOOD, Edwards Lifescience,ELMO,EMS Rehab,EEG Physio,ENRAF,Envitec,ERBE,esaot e,ESCHMANN,Exergen,Fiocchetti,F Dept &P,Fresenius,Fujinon,Ganbro,GAY MAR,Geratherm,GN Otometrics,Gyrus,ACMI,HAAG- STREIT,Hadeco,Haemonetics,Hem oCue,Hill-Rom,Hills Health and so etc etc etc etc
  • 18. There’s no other way to express this !
  • 19. So what can the Biomedical Engineering Department do to address some of these User Issues ? AS/NZS 3551 :2004 Technical management programs for medical devices
  • 20. 2.3.4.4 Device-specific documents “Documents such as technical and user manuals shall be identified and their location recorded in the database” 3.2.4 Tenders and quotations (c) “ Technical documentation shall be supplied , including .......operating instructions ....” 4.2.3 General acceptance inspection (b) .....appropriate documentation has been provided . This will normally include ......., operating instructions ....”
  • 21. This this not Rocket Science ECRI Chem Alert Intranet Accessible Product Specific Information
  • 22. Nobody Reads the User Manual User “ Reference” Manual Operators “Reference” Manual Instruction “Reference” Manual Owners “Reference” Manual
  • 23.
  • 24. Current Subscribers New South Wales Government - Health Support Services ( CiAP Web Portal ) Accessible by 220 NSW Hospitals including: Royal Prince Alfred Hospital Royal North Shore Hospital John Hunter Hospital St Vincent’s Hospital Prince of Wales Hospital Liverpool Hospital Gosford Hospital Western Australia Royal Perth Hospital www.bioclinicalservice.com.au Victoria george@bioclinicalservices.com Burnside Hospital Gouldburn Valley Healthcare South West Healthcare United Kingdom Aintree University Hospital NHS Foundation Trust Walton Centre NHS Foundation Trust

Editor's Notes

  1. This is a talk about something we all knowWe know its happens in ever hospital – ever dayIts happens to medical staff , nursing staff and biomedsIts happens with devices at all levels along the technology complexity scale About me very quickly – I’ve been in the medical equipment industry since 1986I have worked in various state intuitions , companies with + 200 employees and one which 2 in the end The last 2 were Allergan Pharmaceuticals – Ophthalmic’s – Phaco Machines 3 x models – 8 years _ knew them backwards – 95% were related to Users Royal Hobart Hospital ( Honeywell ) average size hospital + 250 beds , about 3000 staff – User Errors around 15 to 20 % I can count One noticeable issue about User errors in Tasmania is that its essentially a remote location with less than average supplier representation so the cost associated with User Errors is relatively high 3Rd party repair costs involve fights and accommodationThere is a culture of buying “one more as backup” or extra leads etc Time – staff time , patient time
  2. In this presentation the high lighted issue refers to how many investigations result in User Education – think about it , some sees happen and or occur , they might talk to a few people – clearly of the same view , opinion and come to the conclusions they need to submit a incident report – so from a User competence point of view we could double that number ie at least 2 people involved in each incident !
  3. Lets differentiate our devices ( technical ) from their devices ( users )They tend to throw most of theirs away once they finished with theirs Ours tend to last longer than they were designed to – 7 to 10 yrsOne way of doing this is focus on the what we deal with – come to some consensus about what it is and what we call it and start tracking issues related it so we can come up with useful informationOne idea would be reporting by GMDNS codes for example
  4. This particularly incident happened over a long period of days – involved many people – drs , nurses and of course its an extreme case but it highlights some issues
  5. What I would like to demonstrate here is that even though many people at all levels were involved in this case over a significant period of time – some how individuals ability to understand and use a particularly medical device slipped under the radar – who's responsibility is it ? Medical staff – nursing staff = does it really matter . What about the rest of the devices they use or the other units . Is this not indicative of the “ No Fault Founds” or “User Related problems” logged on service and job sheets as a result of breakdowns reported to them .What about the rest of the devices The rest of the hospital Now I don’t know if the User Manuals were available or not – but surely this factor which need to eliminated ???
  6. Conclusions from this investigation speak for themself
  7. If you took historical data into account – Fire Hazards would not feature
  8. On – Line training Annual accreditation Fire Drills Fire Wardens Posters Its consistent
  9. Yet every year we have plus 10 deaths related to medical devices We have a lot of consensus that incidents related to devices are largely under reported And going forward the technology is become more complex , there is more of it and the nature of the commercial world is such that things like industry wide standardization is less likely to be on anyone's agenda
  10. and this makes perfect sense - This is the basic process as how equipment gets into our hospitals
  11. Companies tend to supply soft cover , low cost documentation or CDs – both have issues – Books never last and “somebody” never puts it back and as for the CD – how many people really get access it after 6 , 12 ,24 , 48 months I have noticed 2 basic types of User Manual management systems at ward / unit level – the good ones - those under lock & key and then there's the rest However not allowing those technical members of staff to readily access these docs ( a user un-education strategy ) has a significant cost in terms of time , efficient use of devices and the Total Cost of Ownership of the device . I have no doubt there are many similarities when it comes to the use and roll out of IT services and products – User Education , User Competence , Staff ( Medical , Nursing , Admin ) embracing change etc
  12. Lets look at AS 3551
  13. We are the custodians of Users Manuals and Operating Instructions amongst other things
  14. MIMS in the Pharm industry and many more
  15. Manufacturers and suppliers who call there product guides by any other name than a “Reference Manual” have got it wrong – nobody reads a User Manual from cover – to cover any more – there is no time – however staff may attend 1 or 2 in-service training sessions over a period of months or years – but when you need to clarify something – you look for the Reference ManualWe need to create a culture of Referring to the Reference Manual Your GP does it with MIMS
  16. These are the hospitals currently using the User manual Library The library currently has more than 5000 user manuals uploaded