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GDPR DISCUSSIONS
within ICANN and GAC
11 SEPTEMBER 2018
NOUMEA
Essence: Global ICANN policy VS Regional EU rules
Conflicted parts:WHOIS articles in RA and RAA
Punishment if not compliance with GDPR:Non-
compliance with an order by the supervisory authority as referred to
in Article 58(2) shall, in accordance with paragraph 2 of this Article,
be subject to administrative fines up to 20 000 000 EUR, or in the
case of an undertaking, up to 4 % of the total worldwide annual
turnover of the preceding financial year, whichever is higher.
ICANN’s dilemma
ICANN’s dilemma
ICANN org move forward to find
the solution
Starting from May of 2017, ICANN org move forward to find the solution:
1. volunteer group discussions
2. ICANN engaged the European law firm Hamilton to provide legal
analysis regarding GDPR
3. Engaged with Article 29 and DPAs for communications
4. Gathering public comments for GDPR compliance proposal
The Developments in ICANN
Interim Proposal(12 Janurary 2018)
The Developments in ICANN
“the cookbook” (8 March 2018)
Sample of Minimum WHOIS Output
suggested in the Cookbook
The Developments in ICANN
TEMP SPEC(25 May 2018)
 Temporary Specification: In place from 25 May 2018 for 12
months
 Temporary Specification for gTLD Registration Data
(Temporary Specification) establishes temporary
requirements to allow ICANN and gTLD registry operators
and registrars to continue to comply with existing ICANN
contractual requirements and community-developed
policies in light of the GDPR.
 Temp Spec renewal every 90 days
The Developments in ICANN
Initiation of EPDP(19 July 2018 )
the Generic Names Supporting Organization (GNSO) Council initiated
the Expedited Policy Development Process (EPDP) on the Temporary
Specification for gTLD Registration Data.
GNSO process but with participation from other AC/SO.
The Developments in ICANN
The positions of each group in ICANN
Rough Consensus:compliance with GDPR
ICANN Org:proposal from community, recognition by gov(EU)
ICANN board:proposal from community, recognition by gov(EU), call on GAC
rep. engagement with their DPAs
Contracted parities(registry and registrar):ICANN org or ICANN Board
should find a way to solve the problem; ICANN not punishment on violation of
RA and RAA in relation to GDPR compliance
IP protection community:continue to access to WHOIS for IP protection
GAC and GAC members: GAC rep. as liaison to DPAs but not in position to
approve ICANN compliance proposal , maintain the current WHOIS structure,
continue to access to WHOIS with legitimate purpose(BEFORE 25 MAY)
The positions of each group
Abu Dhabi communiqué(Nov 2017)
San Juan Communiqué(Mar 2018)
Panama Communiqué(June 2018)
GAC discussion around GDPR
General Positions of the GAC
The GAC highlights the importance of complying with the European General Data Protection
Regulation (GDPR), encourages ICANN to continue its efforts to ensure full and timely compliance
with GDPR while involving the multi-stakeholder community and European data protection authorities.
ICANN应当遵循GDPR规定
to maintain, to the greatest extent possible, the current structure of the WHOIS.
现有WHOIS的架构不能变(该采集的数据继续采集)
The GAC does not envision an operational role in designing and implementing the proposed
accreditation programs but reiterates its willingness to advise the Board and engage with ICANN Org
and the community on the development of codes of conduct from a public policy perspective.
无意承担“许可”和“实名制”责任,但从公共政策角度提建议
The GAC notes the opportunity for individual governments, if they wish to do so, to provide information
to ICANN on governmental users to ensure continued access to WHOIS.
一些政府仍然需要获取WHOIS信息,一些政府担心出现不能获取WHOIS的时间段
GAC discussion around GDPR
GAC EPDP Small Group
GAC EPDP Small Group in place: US, IRAN, INDIA, UK…
● GAC Small Group activities
○ Formal GAC Early Input into EPDP published (7 September)
‒ Small Group reviewing other Early Input provided by SSAC,
NCSG, ALAC, BC, IPC, RySG
GAC discussion around GDPR
Thank you for listening!
谢谢聆听!

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GDPR Impact on ICANN WHOIS Policy

  • 1. GDPR DISCUSSIONS within ICANN and GAC 11 SEPTEMBER 2018 NOUMEA
  • 2. Essence: Global ICANN policy VS Regional EU rules Conflicted parts:WHOIS articles in RA and RAA Punishment if not compliance with GDPR:Non- compliance with an order by the supervisory authority as referred to in Article 58(2) shall, in accordance with paragraph 2 of this Article, be subject to administrative fines up to 20 000 000 EUR, or in the case of an undertaking, up to 4 % of the total worldwide annual turnover of the preceding financial year, whichever is higher. ICANN’s dilemma ICANN’s dilemma
  • 3. ICANN org move forward to find the solution Starting from May of 2017, ICANN org move forward to find the solution: 1. volunteer group discussions 2. ICANN engaged the European law firm Hamilton to provide legal analysis regarding GDPR 3. Engaged with Article 29 and DPAs for communications 4. Gathering public comments for GDPR compliance proposal The Developments in ICANN
  • 4. Interim Proposal(12 Janurary 2018) The Developments in ICANN
  • 5. “the cookbook” (8 March 2018) Sample of Minimum WHOIS Output suggested in the Cookbook The Developments in ICANN
  • 6. TEMP SPEC(25 May 2018)  Temporary Specification: In place from 25 May 2018 for 12 months  Temporary Specification for gTLD Registration Data (Temporary Specification) establishes temporary requirements to allow ICANN and gTLD registry operators and registrars to continue to comply with existing ICANN contractual requirements and community-developed policies in light of the GDPR.  Temp Spec renewal every 90 days The Developments in ICANN
  • 7. Initiation of EPDP(19 July 2018 ) the Generic Names Supporting Organization (GNSO) Council initiated the Expedited Policy Development Process (EPDP) on the Temporary Specification for gTLD Registration Data. GNSO process but with participation from other AC/SO. The Developments in ICANN
  • 8. The positions of each group in ICANN Rough Consensus:compliance with GDPR ICANN Org:proposal from community, recognition by gov(EU) ICANN board:proposal from community, recognition by gov(EU), call on GAC rep. engagement with their DPAs Contracted parities(registry and registrar):ICANN org or ICANN Board should find a way to solve the problem; ICANN not punishment on violation of RA and RAA in relation to GDPR compliance IP protection community:continue to access to WHOIS for IP protection GAC and GAC members: GAC rep. as liaison to DPAs but not in position to approve ICANN compliance proposal , maintain the current WHOIS structure, continue to access to WHOIS with legitimate purpose(BEFORE 25 MAY) The positions of each group
  • 9. Abu Dhabi communiqué(Nov 2017) San Juan Communiqué(Mar 2018) Panama Communiqué(June 2018) GAC discussion around GDPR
  • 10. General Positions of the GAC The GAC highlights the importance of complying with the European General Data Protection Regulation (GDPR), encourages ICANN to continue its efforts to ensure full and timely compliance with GDPR while involving the multi-stakeholder community and European data protection authorities. ICANN应当遵循GDPR规定 to maintain, to the greatest extent possible, the current structure of the WHOIS. 现有WHOIS的架构不能变(该采集的数据继续采集) The GAC does not envision an operational role in designing and implementing the proposed accreditation programs but reiterates its willingness to advise the Board and engage with ICANN Org and the community on the development of codes of conduct from a public policy perspective. 无意承担“许可”和“实名制”责任,但从公共政策角度提建议 The GAC notes the opportunity for individual governments, if they wish to do so, to provide information to ICANN on governmental users to ensure continued access to WHOIS. 一些政府仍然需要获取WHOIS信息,一些政府担心出现不能获取WHOIS的时间段 GAC discussion around GDPR
  • 11. GAC EPDP Small Group GAC EPDP Small Group in place: US, IRAN, INDIA, UK… ● GAC Small Group activities ○ Formal GAC Early Input into EPDP published (7 September) ‒ Small Group reviewing other Early Input provided by SSAC, NCSG, ALAC, BC, IPC, RySG GAC discussion around GDPR
  • 12. Thank you for listening! 谢谢聆听!