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INNOVATION
         in the EPA
                     Antigua and Barbuda
                      10-11 March 2011
Malcolm Spence, Office of Trade Negotiations,
CARICOM Secretariat
Overview of presentation

•   What is the Caribbean context?
•   What is innovation in the Caribbean
    context?
•   What is in the EPA that might help?
•   What to do and who to do what
The Caribbean Context
•    Small, vulnerable, highly indebted
     economies
•    Producing narrow range of low value-
     added, low technology exports
•    Losing significant percentage of
     qualified personnel to OECD countries
The Caribbean Context
•    Reliance on non-reciprocal preferential
     treatment in external markets
•    Limited inherent capacity to achieve
     through economies of scale in the face
     of relentless globalisation
The Caribbean Context
•    Low regional economic growth
     averaging 1.8% per year over the last
     twenty years
    – 4.3% for developing countries
    – 3.5% for Latin America
The Caribbean Context
•    Some positives
    – Strong regional cooperation (relatively)
      and networks
    – Diversity in population, culture, biological
      and marine resources
    – Creativity and its broad expression
The Caribbean Context
•    But ...
•    ... low expenditure on research and
     development
    – <0.15% GDP per year
    – 0.55% for Latin America
Overview of presentation

•   What is the Caribbean context?
•   What is innovation in the Caribbean
    context?
•   What is in the EPA that might help?
•   What to do and who to do what
Innovation in the Caribbean
 •   What is the Caribbean’s innovation
     potential?
     – Problem solving and innovation in
       Agriculture and Energy
Innovation in the Caribbean
 •   Plant breeding, traditional and modern
     – Genetic resources
       (collections in sugar cane, cocoa. Also
       bananas? pineapple? cotton? hot
       peppers?)
 •   Renewable Energy sector
     – Solar, wind, geo-thermal and current flow
Innovation in the Caribbean
 •   Renewable Energy sector
     – Power from solar, wind, geo-thermal and
       current flow


 •   So what do we need to improve
Innovation in the Caribbean
 •   Intellectual Property
 •   Intellectual Asset Auditing and
     Management
Innovation in the Caribbean
 •   Mining the Intellectual Property
     registration system for strategic
     information
 •   Negotiating licences in and out
Innovation in the Caribbean
 •   Creativity and innovation
     –   Music and literature
     –   Designs and fashion
     –   Audio-visual works
     –   Tourism – all-inclusive hotels (and fetes?)
Overview of presentation

•   What is the Caribbean context?
•   What is innovation in the Caribbean
    context?
•   What is in the EPA that might help?
•   What to do and who to do what
What is in the EPA

– Agreement that innovation important and
  intellectual property rights can help
– Agreement that CARIFORUM eligible for
  EU innovation support programmes
– Agreement to promote and facilitate
  technology transfer
What is in the EPA

–   Asymmetrical obligations on TRIPS
–   WIPO Internet Treaties
–   Patent Cooperation Treaty
–   Geographical Indications extension
–   Increased transparency for enforcement
What is in the EPA

•   Implementation by 2014
    – Unless agreed otherwise taking into
      consideration level of development and
      development priorities
•   Haiti by 2021
    – Unless agreed to extend as per WTO
What is in the EPA

•    Development Cooperation
    – The Parties agree that cooperation
      activities will be particularly important in
      the transition period referred to in Articles
      139 and 140         (2007 – 2014)
What is in the EPA

•   Development Cooperation
    –   SME Competitiveness and Innovation
    –   Science and Technology
    –   Information society and ICTs
    –   Eco-innovation and renewable energy
What is in the EPA

•   Development Cooperation
    –   Regional Initiatives
    –   Preparation of laws
    –   Geographical Indications
    –   Codes of conduct
Overview of presentation

•   What is the Caribbean context?
•   What is innovation in the Caribbean
    context?
•   What is in the EPA that might help?
•   What to do and who to do what
What to do and by who
•    Governments and innovation
    – Provide supportive regulatory
      environment
    – Place Intellectual Property Office in
      Planning and Development portfolio
    – Support innovation through procurement
What to do and by who
•    International Development Partners
     and innovation
    – Inter-American Development Bank
      (supporting work needed to identify
      Caribbean innovation systems)
    – IDRC (supporting “brain circulation”
      patterns)
What to do and by who
•    International Development Partners
     and innovation
    – European Community programmes
      through the Economic Partnership
      Agreement (EPA)
What to do and by who
   Competitiveness and Innovation
           Programme (CIP)
        http://ec.europa.eu/cip/
The current CIP runs from 2007 to 2013
   Overall budget of € 3621 million
What to do and by who
   Seventh Framework Programme for
         Research and Technological
              Development (FP7)
http://cordis.europa.eu/fp7/home_en.html
What to do and by who
    The FP7 runs from 2007 to 2013

        Overall budget of € 6.4 billion
€ 4 billion for People, € 1 billion for SMEs)
What to do and by who
     http://www.enterprise-europe-
    network.ec.europa.eu/index_en.htm

http://ec.europa.eu/enterprise/newsroom/
   cf/itemlongdetail.cfm?item_id=3537&la
                    ng=en
What to do, and by who
•    Education Institutions
     – Make patent searching compulsory for all
       technology projects and programmes
     – Establish Offices of Technology Transfer
     – Establish research networks
What to do, and by who
•    Ministry of Finance or Development
     – Determine innovation (and
       competitiveness) metrics for small
       economies (do not forget the diaspora)
What to do, and by who
•    Business Training Courses
     – Provide courses in Innovation
       Management and Research Management
       in small firms
     – Provide courses in intellectual asset
       auditing and strategic management
What to do, and by who
•    Firms
     – Create research networks and
       partnerships with other firms, universities
       and Government
     – Understand the intellectual property
       system and how to exploit it
What to do, and by who
•    Firms
     – Undertake intellectual asset audits and
       develop intellectual asset management
       strategies
Overview of presentation

•   What is the Caribbean context?
•   What is innovation in the Caribbean
    context?
•   What is in the EPA that might help?
•   What to do and who to do what
Reflections on winners
•    Where economies of scale do not
     provide a significant competitive
     advantage
•    Where output can claim uniqueness
     from location
Reflections on winners
•    Understanding IP Licensing
    – Content for the Digital Environment
    – New varieties of plants and Geographical
      Indications
•    Essential oils and oleoresins (colours,
     flavours, smells and catalysts)
Reflections on winners
•    Bio-ceuticals
•    Green integrated circuits – ICTs
•    G4 Algae biofuels – Renewable
     energy
Reflections on winners
          Eco-innovation

http://ec.europa.eu/environment/eco-
         innovation/index_en.htm
THANKS FOR YOUR
    ATTENTION

malcolm.spence@crnm.org
    +1 246 243 1573

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Intellectual Property & Innovation - Malcolm Spence - Office of Trade Negotiations - CARICOM Secretariat

  • 1. INNOVATION in the EPA Antigua and Barbuda 10-11 March 2011 Malcolm Spence, Office of Trade Negotiations, CARICOM Secretariat
  • 2. Overview of presentation • What is the Caribbean context? • What is innovation in the Caribbean context? • What is in the EPA that might help? • What to do and who to do what
  • 3. The Caribbean Context • Small, vulnerable, highly indebted economies • Producing narrow range of low value- added, low technology exports • Losing significant percentage of qualified personnel to OECD countries
  • 4. The Caribbean Context • Reliance on non-reciprocal preferential treatment in external markets • Limited inherent capacity to achieve through economies of scale in the face of relentless globalisation
  • 5. The Caribbean Context • Low regional economic growth averaging 1.8% per year over the last twenty years – 4.3% for developing countries – 3.5% for Latin America
  • 6. The Caribbean Context • Some positives – Strong regional cooperation (relatively) and networks – Diversity in population, culture, biological and marine resources – Creativity and its broad expression
  • 7. The Caribbean Context • But ... • ... low expenditure on research and development – <0.15% GDP per year – 0.55% for Latin America
  • 8. Overview of presentation • What is the Caribbean context? • What is innovation in the Caribbean context? • What is in the EPA that might help? • What to do and who to do what
  • 9. Innovation in the Caribbean • What is the Caribbean’s innovation potential? – Problem solving and innovation in Agriculture and Energy
  • 10. Innovation in the Caribbean • Plant breeding, traditional and modern – Genetic resources (collections in sugar cane, cocoa. Also bananas? pineapple? cotton? hot peppers?) • Renewable Energy sector – Solar, wind, geo-thermal and current flow
  • 11. Innovation in the Caribbean • Renewable Energy sector – Power from solar, wind, geo-thermal and current flow • So what do we need to improve
  • 12. Innovation in the Caribbean • Intellectual Property • Intellectual Asset Auditing and Management
  • 13. Innovation in the Caribbean • Mining the Intellectual Property registration system for strategic information • Negotiating licences in and out
  • 14. Innovation in the Caribbean • Creativity and innovation – Music and literature – Designs and fashion – Audio-visual works – Tourism – all-inclusive hotels (and fetes?)
  • 15. Overview of presentation • What is the Caribbean context? • What is innovation in the Caribbean context? • What is in the EPA that might help? • What to do and who to do what
  • 16. What is in the EPA – Agreement that innovation important and intellectual property rights can help – Agreement that CARIFORUM eligible for EU innovation support programmes – Agreement to promote and facilitate technology transfer
  • 17. What is in the EPA – Asymmetrical obligations on TRIPS – WIPO Internet Treaties – Patent Cooperation Treaty – Geographical Indications extension – Increased transparency for enforcement
  • 18. What is in the EPA • Implementation by 2014 – Unless agreed otherwise taking into consideration level of development and development priorities • Haiti by 2021 – Unless agreed to extend as per WTO
  • 19. What is in the EPA • Development Cooperation – The Parties agree that cooperation activities will be particularly important in the transition period referred to in Articles 139 and 140 (2007 – 2014)
  • 20. What is in the EPA • Development Cooperation – SME Competitiveness and Innovation – Science and Technology – Information society and ICTs – Eco-innovation and renewable energy
  • 21. What is in the EPA • Development Cooperation – Regional Initiatives – Preparation of laws – Geographical Indications – Codes of conduct
  • 22. Overview of presentation • What is the Caribbean context? • What is innovation in the Caribbean context? • What is in the EPA that might help? • What to do and who to do what
  • 23. What to do and by who • Governments and innovation – Provide supportive regulatory environment – Place Intellectual Property Office in Planning and Development portfolio – Support innovation through procurement
  • 24. What to do and by who • International Development Partners and innovation – Inter-American Development Bank (supporting work needed to identify Caribbean innovation systems) – IDRC (supporting “brain circulation” patterns)
  • 25. What to do and by who • International Development Partners and innovation – European Community programmes through the Economic Partnership Agreement (EPA)
  • 26. What to do and by who Competitiveness and Innovation Programme (CIP) http://ec.europa.eu/cip/ The current CIP runs from 2007 to 2013 Overall budget of € 3621 million
  • 27. What to do and by who Seventh Framework Programme for Research and Technological Development (FP7) http://cordis.europa.eu/fp7/home_en.html
  • 28. What to do and by who The FP7 runs from 2007 to 2013 Overall budget of € 6.4 billion € 4 billion for People, € 1 billion for SMEs)
  • 29. What to do and by who http://www.enterprise-europe- network.ec.europa.eu/index_en.htm http://ec.europa.eu/enterprise/newsroom/ cf/itemlongdetail.cfm?item_id=3537&la ng=en
  • 30. What to do, and by who • Education Institutions – Make patent searching compulsory for all technology projects and programmes – Establish Offices of Technology Transfer – Establish research networks
  • 31. What to do, and by who • Ministry of Finance or Development – Determine innovation (and competitiveness) metrics for small economies (do not forget the diaspora)
  • 32. What to do, and by who • Business Training Courses – Provide courses in Innovation Management and Research Management in small firms – Provide courses in intellectual asset auditing and strategic management
  • 33. What to do, and by who • Firms – Create research networks and partnerships with other firms, universities and Government – Understand the intellectual property system and how to exploit it
  • 34. What to do, and by who • Firms – Undertake intellectual asset audits and develop intellectual asset management strategies
  • 35. Overview of presentation • What is the Caribbean context? • What is innovation in the Caribbean context? • What is in the EPA that might help? • What to do and who to do what
  • 36. Reflections on winners • Where economies of scale do not provide a significant competitive advantage • Where output can claim uniqueness from location
  • 37. Reflections on winners • Understanding IP Licensing – Content for the Digital Environment – New varieties of plants and Geographical Indications • Essential oils and oleoresins (colours, flavours, smells and catalysts)
  • 38. Reflections on winners • Bio-ceuticals • Green integrated circuits – ICTs • G4 Algae biofuels – Renewable energy
  • 39. Reflections on winners Eco-innovation http://ec.europa.eu/environment/eco- innovation/index_en.htm
  • 40. THANKS FOR YOUR ATTENTION malcolm.spence@crnm.org +1 246 243 1573