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Current Directions in Psychological
Science
2015, Vol. 24(4) 304 –312
© The Author(s) 2015
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DOI: 10.1177/0963721415580430
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Behavior genetics is the study of the manner in which
genetic variation affects psychological phenotypes
(traits), including cognitive abilities, personality, mental
illness, and social attitudes. In a seminal article published
in this journal, Turkheimer (2000) noted three robust
empirical regularities that had by then emerged from the
literature on behavior genetics. He dubbed these regu-
larities the “Three Laws of Behavior Genetics.” They are:
1. All human behavioral traits are heritable. [That is,
they are affected to some degree by genetic
variation.]
2. The effect of being raised in the same family is
smaller than the effect of genes.
3. A substantial portion of the variation in complex
human behavioral traits is not accounted for by
the effects of genes or families.
These observations surprised many outsiders to the
field of behavior genetics at the time, yet they remain an
accurate broad-brush summary of the empirical evidence
15 years later, as shown by a recent meta-analysis of
virtually all twin studies ever conducted (Polderman
et al., 2015). Indeed, they have attained the status of “null
hypotheses”—the most reasonable a priori expectations
to hold in the absence of contrary evidence (Turkheimer,
Pettersson, & Horn, 2014).
The original Three Laws summarized results from stud-
ies of twins, adoptees, and other kinships. These research
designs have many valuable uses, but they cannot discover
particular genomic regions or specific variants that are
causally responsible for downstream phenotypic variation.
Since the completion of the Human Genome Project,
numerous studies of behavioral traits have directly mea-
sured DNA variation among individuals in an attempt to
take this logical next step. While there are many types of
genetic variants, most studies have assayed single-nucleo-
tide polymorphisms (SNPs), which are sites in the genome
where single DNA base pairs carried by distinct individuals
580430CDPXXX10.1177/0963721415580430Chabris et al.The
Fourth Law of Behavior Genetics
research-article2015
Corresponding Author:
Christopher F. Chabris, Department of Psychology, Union
College, 807
Union St., Schenectady, NY 12308
E-mail: [email protected]
The Fourth Law of Behavior Genetics
Christopher F. Chabris1, James J. Lee2, David Cesarini3,
Daniel J. Benjamin4,5,6, and David I. Laibson7
1Department of Psychology, Union College; 2Department of
Psychology, University of Minnesota Twin Cities;
3Department of Economics, New York University; 4Department
of Economics, Cornell University; 5Center for
Economic and Social Research, University of Southern
California; 6Department of Economics, University of
Southern California; and 7Department of Economics, Harvard
University
Abstract
Behavior genetics is the study of the relationship between
genetic variation and psychological traits. Turkheimer (2000)
proposed “Three Laws of Behavior Genetics” based on
empirical regularities observed in studies of twins and other
kinships. On the basis of molecular studies that have measured
DNA variation directly, we propose a Fourth Law of
Behavior Genetics: “A typical human behavioral trait is
associated with very many genetic variants, each of which
accounts for a very small percentage of the behavioral
variability.” This law explains several consistent patterns in
the results of gene-discovery studies, including the failure of
candidate-gene studies to robustly replicate, the need
for genome-wide association studies (and why such studies have
a much stronger replication record), and the crucial
importance of extremely large samples in these endeavors. We
review the evidence in favor of the Fourth Law and
discuss its implications for the design and interpretation of
gene-behavior research.
Keywords
behavior genetics, genome-wide association studies, polygenic
architecture, individual differences, molecular
genetics
The Fourth Law of Behavior Genetics 305
may differ.1 Virtually all SNPs have two different possible
base pairs, called alleles. The less frequent allele in the
population is called the minor allele of the SNP. If the fre-
quency of a SNP’s minor allele in the population exceeds
1%, the SNP is called a common variant. Among individu-
als of European descent, there are approximately 8 million
common variants in the human genome.
The results of studies searching for SNP-behavior asso-
ciations have disappointed any hope that a small number
of these common variants are responsible for a large per-
centage of cross-sectional trait variability. Instead, the evi-
dence to date is consistent with what we propose as the
Fourth Law of Behavior Genetics:
4. A typical human behavioral trait is associated with
very many genetic variants, each of which
accounts for a very small percentage of the behav-
ioral variability.2
For purposes of the law, a “typical human behavioral
trait” is one that is (a) commonly measured by psycho-
metric methods, (b) a serious psychiatric disease, or (c) a
social outcome, such as educational attainment, that is
plausibly related to a person’s behavioral dispositions. As
is customary in behavioral science, we use the word law
to describe what we consider to be a very robust empiri-
cal regularity (not a universal, mechanistic truth). In the
remainder of this article, we will summarize the mount-
ing empirical evidence in favor of the Fourth Law, con-
sider what gene-behavior research strategies are likely to
be profitable in light of the Fourth Law, and briefly con-
sider possible explanations for the Fourth Law.
Empirical Evidence for the Fourth Law
Each person inherits two copies of any DNA segment,
one from each parent, and therefore may carry 0, 1, or 2
copies of the minor allele at a particular SNP. The number
of minor alleles can be taken to characterize the individ-
ual’s genotype at that SNP. The straight line that best fits
the overall genotype-phenotype relationship is called the
average effect of gene substitution (Fisher, 1941; J. J. Lee
& Chow, 2013). The true genotype-phenotype relation-
ship will certainly not be precisely linear, but the slope of
the best-fitting straight line is equal to a weighted average
of the phenotypic changes following from the possible
gene substitutions. In principle, it is also possible to esti-
mate the nonlinear effects of genotype, as well as gene-
gene and gene-environment interactions. In practice,
however, given the staggering combinatorial explosion of
possible hypotheses, it will normally be a useful first step
to estimate the average effects in order to identify a sub-
set of SNPs that should be studied in greater detail (e.g.,
Rietveld, Esko, et al., 2014).
For example, a SNP designated “rs9320913” is located
on chromosome 6 and has two alleles: C (cytosine) and
A (adenine). It was identified in a recent genome-wide
association study (GWAS) of educational attainment
(Rietveld et al., 2013). A GWAS is a hypothesis-free analy-
sis of the predictive power of each of approximately
1 million (or more) individual SNPs spread across the
genome. The goal of a GWAS is to discover which SNPs
are associated with a trait of interest (e.g., educational
attainment, intelligence, extraversion, or schizophrenia).
Because so many statistical tests are performed in a
GWAS, the significance threshold is typically set at a strin-
gent 5 × 10−8 (“p < .00000005”) rather than the 5 × 10−2
(“p < .05”) that is standard for behavioral studies assumed
to be testing a single hypothesis; this practice is analo-
gous to a Bonferroni correction. The association between
rs9320913 and education reached the GWAS significance
threshold and was also replicated at a conventional level
in two follow-up studies of separate samples (Rietveld,
Conley, et al., 2014; Rietveld et al., 2013).
Strikingly, each additional copy of A (the education-
increasing allele) is associated with only one additional
month of schooling. Note that a combined sample size of
126,599 participants from over 50 cohorts in 15 countries
was used to discover and initially replicate this gene-edu-
cation association; an additional sample of 34,428 partici-
pants was used for a second replication. The SNP
rs9320913 is estimated to account for only 0.02% of the
overall variability in educational attainment, but biometri-
cal studies show that the total percentage of variability
owed to genetic differences is three orders of magnitude
larger (Heath et al., 1985; Rietveld et al., 2013). Since the
SNPs with the largest effects are the easiest to find, these
results suggest that educational attainment is a pheno-
type affected by thousands of undiscovered genetic vari-
ants, each responsible for a minuscule fraction of
individual differences.
The story is similar for the better-studied phenotype of
schizophrenia. Studies of DNA from over 36,000 diag-
nosed cases and 113,000 controls have so far identified
108 SNPs associated with schizophrenia at a strict eviden-
tiary threshold, yet these 108 SNPs jointly account for
only 3.4% of the variance of the trait (measured on a
liability scale, with liability being an unmeasured but
inferred trait that is normally distributed and must exceed
a threshold in order for the measured trait—here, the
diagnosis of schizophrenia—to occur; Ripke et al., 2014).
Each of these 108 “hits” has a small effect size—typically
less than a 1.1-fold increase in the odds of a schizophre-
nia diagnosis with each additional risk-conferring allele.
As GWAS sample sizes get larger, will more variants
(presumably with even smaller effect sizes) be identified?
The answer is surely yes, since the fraction of trait vari-
ance captured by currently known SNPs falls well below
306 Chabris et al.
the traits’ heritabilities. Heritability—the total fraction of
variance in a trait attributable to genetic factors—is tradi-
tionally estimated using behavioral-genetics methods. In
recent years, however, a novel technique has been devel-
oped that uses GWAS data from nominally unrelated
individuals to estimate an even more relevant bench-
mark: the total fraction of variance in a trait that is attrib-
utable to the average effects of SNPs ( J. J. Lee & Chow,
2014; S. H. Lee, Wray, Goddard, & Visscher, 2011; Speed,
Hemani, Johnson, & Balding, 2012; Yang et al., 2010).
This technique is called genomic-relatedness-matrix
restricted maximum likelihood (GREML).3 In essence,
GREML determines whether the randomly arising genetic
similarity between pairs of unrelated individuals predicts
the phenotypic similarity between those individuals; a
stronger relationship between genetic and phenotypic
similarity implies a greater influence of the measured
SNPs on the trait of interest. Importantly, the magnitude
of this influence can be accurately estimated even if the
sample size is too small to identify all (or any) of the
associated variants at a high level of confidence. GREML
is perhaps the most important innovation in quantitative
genetics to have been introduced in the last dozen years,
and it has provided convincing evidence that the herita-
bilities of many psychological traits are more or less
accurately estimated in traditional family studies (e.g.,
Chabris et al., 2012; Cross-Disorder Group of the
Psychiatric Genomics Consortium, 2013; Davies et al.,
2011; S. H. Lee et al., 2011; Rietveld et al., 2013).
It is also noteworthy that even if few individual SNPs
contributing to the GREML-estimated heritability meet
the evidentiary threshold of a hit, it is possible to use
summary statistics from GWAS results to estimate coarse-
grained quantities such as the total number of SNPs that
will ultimately be found to be associated with the trait
(Stahl et al., 2012). Applying this method to a subset of
the schizophrenia data produced an estimate of 8,300
trait-associated SNPs (Ripke et al., 2013). Figure 1 dem-
onstrates that the number of schizophrenia-associated
SNPs discovered has increased substantially as GWAS
sample sizes have increased. The results of Ripke et al.
(2013) and the GREML studies cited above tell us is that
there is every reason to expect the trend depicted in
Figure 1 to continue.
The genetic architectures of many human phenotypes
tend to be highly polygenic (influenced by many differ-
ent variants; Gottesman & Shields, 1967; Visscher, Brown,
McCarthy, & Yang, 2012), and the Fourth Law states that
this is also true for behavioral phenotypes. Since the
number of common variants is finite (albeit large), the
Fourth Law suggests in turn that the genetic architec-
tures of human phenotypes are also pleiotropic (each
variant affects many different traits). Moreover, evidence
to date implies that behavioral phenotypes are even
more polygenic than typical physical and medical traits.
For example, the SNPs that have the largest effects on
education (Rietveld et al., 2013) account for roughly
one-tenth as much variability (0.02%) as those with the
largest effects on physical traits, such as height and body
mass index (roughly 0.3%). Moreover, as shown in Figure
2, a comparison of schizophrenia with a number of
physical diseases suggests that its genetic variability is
distributed among a greater number of variants with
smaller effects (Ripke et al., 2013).
Besides the small effect sizes of positive results in
well-powered (large-sample) studies, null results (at the
5 × 10−8 level) in less powerful studies provide converg-
ing evidence that variants with large effects are unlikely
to exist. For example, null results have been obtained in
GWAS of personality (de Moor et al., 2012), suggesting
that these traits are not exceptions to the pattern described
here.
It is possible that rare SNPs (with <1% frequencies of the
minor allele) make an important contribution to the herita-
bilities of behavioral traits; such SNPs are not well repre-
sented in the GWAS we have cited. However, recent studies
comprehensively assaying both common and rare variants
in certain regions of the genome have failed to find any
variants accounting for large portions of phenotypic vari-
ability (e.g., Purcell et al., 2014). Thus it seems that the
inclusion of more variants in whole-genome sequencing
studies will not alter the conclusion that individual genetic
Sample Size
D
is
co
ve
re
d
Sc
hi
zo
ph
re
ni
a-
As
so
ci
at
ed
M
ar
ke
rs
0 40,000 80,000 120,000 160,000
0
20
40
60
80
100
120
Stefansson et al., 2009
Ripke et al., 2013
Ripke et al., 2011
Ripke et al., 2014
Fig. 1. Number of schizophrenia-associated single-nucleotide
poly-
morphisms clearing the strict genome-wide association study
signifi-
cance threshold (p < 5 × 10−8) as a function of discovery-stage
sample
size, which has increased over time. Although the four studies
pre-
sented are not methodologically identical (because of different
ratios of
cases to controls), the increasing number of “hits” with sample
size is
nevertheless informative.
The Fourth Law of Behavior Genetics 307
polymorphisms with effects on cognition, personality, edu-
cation, or psychiatric disease accounting for even 1% of the
variability are unlikely to exist. At this point, claims to the
contrary should be considered extraordinary, and require
corresponding amounts of evidence.
The Fourth Law also explains why the results of “can-
didate-gene” studies, which focus on a handful of genetic
variants, usually fail to replicate in independent samples.
The main problem is that such studies tend to have insuf-
ficient statistical power. If well-powered studies that
search the entire genome for associations find only tiny
effects, then large effects found in studies with sample
sizes in the dozens to hundreds (e.g., Kogan et al., 2011;
Skafidas et al., 2012) are likely to be false positives. This
was shown empirically for the trait of general intelligence
(g) by Chabris et al. (2012), who, using a sample of about
10,000 participants, failed to replicate published associa-
tions between g and 12 genetic variants. Accordingly,
results of small-sample genetic studies should be regarded
with great caution, especially in studies claiming to have
identified interactions (Duncan & Keller, 2011).
However, candidate-gene studies can succeed when
the sample is large and the candidate variants to be
investigated have high prior probabilities of being associ-
ated with the trait—for example, when they consist of
hits from a previous GWAS of a “proxy phenotype” that
is itself strongly associated with the trait of interest. For
example, Rietveld, Esko, et al. (2014) began with 69 SNPs
that were associated with educational attainment (in a
subset of the data from Rietveld et al., 2013) and tested
them for association with g (which is correlated with
educational attainment) in a separate sample of 24,189
individuals. Three of those SNPs were significant hits
after adjustments for multiple hypothesis testing, repre-
senting the first robust discovery of common genetic vari-
ants associated with normal-range, non-age-related
variation in general cognitive ability.
There are caveats to the use of the causality-implying
term “effect” when discussing GWAS. One is that a SNP-
phenotype association may reflect the causal effect of a
correlated but unmeasured variant in the same genomic
region. For example, if rs9320913 turns out to be a mere
proxy for the causal variant, then the average effect of the
true causal SNP on education may be somewhat larger
than estimated by Rietveld et al. (2013). It is natural to
wonder whether the empirical findings summarized by
the Fourth Law might be artifacts attributable to the atten-
uation of larger effects caused by unmeasured variants,
but careful investigation has shown that a multitude of
causal variants with small effects must still be invoked to
explain GWAS results (Wray, Purcell, & Visscher, 2011).
The Relevance of GWAS in Light of the
Fourth Law
It has been argued that the empirical regularity summa-
rized by the Fourth Law strengthens the case for deempha-
sizing gene-mapping studies (Turkheimer, 2012). We
Rheumatoid
Arthritis
Celiac
Disease
Coronary Artery
Disease Schizophrenia
Es
tim
at
ed
N
um
be
r
of
T
ria
t-
As
so
ci
at
ed
M
ar
ke
rs
0
2,000
4,000
6,000
8,000
Type 2
Diabetes
Fig. 2. Estimated total number of single-nucleotide
polymorphisms associated with five
disease phenotypes based on results of genome-wide association
studies (data drawn from
Ripke et al., 2013; see that paper and Stahl et al., 2012, for
further methodological details).
308 Chabris et al.
believe that the appropriate response to the Fourth Law is
instead to pursue research strategies suited to the reality
that most genetic effects on behavioral traits are very small.
Critics of GWAS findings have argued that they have a
poor record of replication (McClellan & King, 2010;
Turkheimer, 2012). It is true that the small SNP-trait asso-
ciation signals described by the Fourth Law are impossi-
ble to distinguish from noise in poorly powered studies.
In our view, however, the Fourth Law makes clear that
one solution is larger samples—much larger than most
psychologists contemplate in the normal course of their
research. Indeed, when GWAS are conducted with ade-
quate sample sizes and strict evidentiary standards, the
degree of quantitative replication is extremely strong
(e.g., Rietveld, Conley, et al., 2014).4 In a GWAS of height,
the correlation among strictly significant hits between
initial-sample and replication-sample estimates of SNP
effects was nearly .97 (Lango Allen et al., 2010)—almost
perfect agreement. Such precision holds even when com-
paring groups of different geographic origin (see Fig. 3).
The correlation between effects measured in European
and East Asian samples is only about .75 because the
disease studies represented in Figure 3 employed smaller
sample sizes than the height study. Nevertheless, it is evi-
dent that the best-fitting straight line in Figure 3 would
approximate an intercept of 0 and a slope of 1, as would
be expected if European effect sizes were estimated with
no error and were equal to East Asian effect sizes
(accounting for some sampling noise). This concordance
is particularly remarkable because East Asians differ from
Europeans in genetic background and environmental
exposures. Evidence from studies of schizophrenia
(de Candia et al., 2013; Ripke et al., 2014) suggests that
this pattern will generalize to behavioral traits.
Skeptics also caution that the problem of distinguish-
ing causation from correlation in GWAS may be intracta-
ble (Charney, 2012; Turkheimer, 2012). Since observational
studies can usually reveal only correlation, what is the
justification for inferring that a SNP-phenotype associa-
tion reflects an effect on the trait? Here we consider the
–0.3
–0.3
–0.2
–0.2
–0.1
–0.1
–0.0
0.0
0.1
0.1
0.2
0.2
0.3
0.3
log(OR) in Europeans (original GWAS)
lo
g(
O
R
) i
n
Ea
st
A
si
an
s
(r
ep
lic
at
io
n
G
W
AS
)
Fig. 3. The strong agreement between genetic effects on 28
diseases estimated in
Europeans and East Asians. The x-axis corresponds to the
increment in the odds (on
a logarithmic scale) of suffering from the disease for each
additional copy of the refer-
ence allele, as estimated in Europeans. The y-axis corresponds
to the same quantity
estimated in East Asians. The increment in log(odds ratio [OR])
is the equivalent of
the “additive effect” for dichotomously scored traits such as
disease status (affected vs.
unaffected). The gap in the data on the x-axis results from the
fact that nonsignificant
genetic effects would have odds ratios near 1 (and thus
logarithms of 0) and therefore
would not be included in the results of European samples. Green
points are associa-
tions discovered in small genome-wide association studies
(GWAS; less than 10,000 par-
ticipants); orange points are associations discovered in large
GWAS (more than 10,000
participants). Adapted from “High Trans-Ethnic Replicability of
GWAS Results Implies
Common Causal Variants,” by U. M. Marigorta, and A. Navarro,
2013, PLoS Genetics, 9,
Article e1003566. Copyright 2013 by the authors. Adapted with
permission.
The Fourth Law of Behavior Genetics 309
issue of whether we can be confident that an association
signal from some genomic region reflects the causal
effect of a gene in that region rather than confounding
with trait-affecting environmental conditions ( J. J. Lee,
2012).
One major potential confound of this type is popula-
tion stratification: If a SNP is more common in individu-
als of a certain ancestry or region, then it may falsely
appear that the SNP is associated with a trait when the
trait is actually associated with a pattern of ancestry or
region of origin. Modern GWAS of unrelated individuals
seek to account for this possibility by controlling for sev-
eral principal components of the massive correlation
matrix of all the assayed SNPs. These principal compo-
nents typically identify the geographic ancestry of indi-
viduals in the sample (Price et al., 2006). There is a more
elegant study design, however, that in follow-up studies
can provide powerful evidence against confounding as
an explanation for genetic associations.
When an organism becomes a parent, it passes on a
randomly chosen allele from each of its pairs to a given
offspring. Because the offspring’s genotype is randomly
assigned conditional on the parental genotypes, a signifi-
cant association between the presence of a particular
allele and the focal phenotype within families is strong
evidence for the presence of a nearby causal variant
(Ewens, Li, & Spielman, 2008; Fisher, 1952; J. J. Lee &
Chow, 2013). And indeed, family-based genetic studies
have so far affirmed the results of GWAS that use unre-
lated individuals. For example, alleles identified as
increasing liability to schizophrenia in standard GWAS
were more likely, in a separate sample of families, to be
transmitted from parents to affected children (Ripke
et al., 2014; see also Benyamin, Visscher, & McRae, 2009;
Lango Allen et al., 2010; Turchin et al., 2012; Wood et al.,
2014). There is also evidence that the top SNPs identified
by Rietveld et al. (2013) are jointly predictive of sibling
differences in educational attainment (Rietveld, Conley,
et al., 2014).
It has been argued that the effect sizes discovered by
GWAS are so small that they are scientifically inert (e.g.,
Turkheimer, 2012). However, a small effect size from vari-
ation across individuals in a gene does not rule out a
major qualitative role of the gene product itself in the
relevant biological pathway. The principle is that making
a small change to one step in a process may cause only a
small change in the final output of the process, but mak-
ing a large change, or omitting the step entirely, can halt
the entire process. For example, by using molecular bio-
logical techniques to silence zebrafish genes whose
orthologs were discovered in a GWAS to contain variants
with small effects on human platelet count, researchers
were able to abolish platelet production in this model
organism (Gieger et al., 2011). Whether such cases will be
numerous or rare for behavioral traits is a question that
future GWAS-based research may soon answer.
Moreover, even though individual genetic variants
have small effects, GWAS results can be used to construct
a polygenic score, a variable that exploits the joint predic-
tive power of many variants and therefore can explain
substantial variance in the trait or outcome. The simplest
polygenic score for a trait is constructed by adding up the
individual effects measured for all of the SNPs in a GWAS
(Dudbridge, 2013). Rietveld et al. (2013) found that such
a polygenic score for educational attainment explains 2%
to 3% of the variation across people—one hundred times
more than was explained by the most predictive indi-
vidual SNP. The power of polygenic scores increases with
the size of the GWAS samples they are derived from; for
instance, 15% of the variance in educational attainment
could be explained if the scores came from a sample of
1 million individuals (Rietveld et al., 2013). Polygenic
scores could have value for predicting disease or disabil-
ity risk (Ripke et al., 2014), for identifying individuals
who might benefit from early treatment or intervention,
for studying gene-environment interactions, and for mod-
eling genetic differences among individuals in epidemio-
logical and experimental studies of behavioral and
biological treatments (Rietveld, Conley, et al., 2014;
Rietveld et al., 2013).
When the early GWAS of height were published, the
confirmed SNP associations had a combined explanatory
power of only 2% to 3%. This low predictive power was
thought by some to illustrate fundamental limitations of
GWAS methodology, such as its inability to estimate inter-
actions and nonlinear effects that were hypothesized to
account for the apparently “missing heritability.” This may
turn out to be true for some phenotypes, but GREML
studies have now confirmed that for many phenotypes,
including height, intelligence, and schizophrenia, the
combined additive effects of common SNPs do account
for a large fraction of the variance.5 The most recent
GWAS of height (Wood et al., 2014) brought this fraction
to about 17% (if the criterion is out-of-sample predictive
accuracy) and 29% (if the criterion is GREML-estimated
heritability attributable to the 10,000 SNPs with the stron-
gest evidence for association). Thus, much of the herita-
bility of height was not “missing” but merely hiding in the
form of small but additive effect sizes. This can be seen
as yet another illustration of the Fourth Law in action.
The Importance of the Fourth Law
We have recently highlighted two possible explanations
for the Fourth Law (Chabris et al., 2013). First, causal
chains from DNA variation to behavioral phenotypes are
likely very long (longer than for physical traits—e.g., eye
color), so the effect of any one variant on any one such
310 Chabris et al.
trait is likely to be small. For example, a SNP may have a
substantial effect on the concentration of an enzyme in
cortical synapses, but that proximal biochemical pheno-
type is only one of many factors that explain why some
people score higher than others on paper-and-pencil IQ
tests, so the SNP has only a tiny effect on the distal phe-
notype of cognitive function.
Second, when a population is already well adapted to
its environment, mutations with large effects on a focal
trait are likely to have deleterious side effects (Fisher,
1930). If the effect of a genetic variant is small enough,
however, then its population frequency has some chance
of drifting upward to a detectable level (Kimura, 1983).6
These forces could conspire to keep variants that have a
large effect on a trait at negligible frequency while allow-
ing some variants that have a small effect to become rela-
tively common. Some support for this hypothesis comes
from two observations: First, SNPs discovered in GWAS
that have larger additive effects tend to have lower fre-
quencies of the minor allele (Park et al., 2011), and sec-
ond, variants with very large phenotypic effects, such as
those causing mental retardation, are always very rare
and thus contribute little to overall population variability,
or they have their effects later in life (as in the case of,
e.g, the well-documented relationship between variants
of the apolipoprotein E, or APOE, gene and cognitive
decline). These examples suggest that valuable evolu-
tionary insights might flow from the detailed analysis of
GWAS data (Turchin et al., 2012).
In conclusion, we shall place the Fourth Law in the
context of what has long been well understood about the
relationship between genes and human behavior—
namely, that it is mistaken to believe that there might be
a gene “for” one complex trait or another (for an elo-
quent statement of this basic point, see Dawkins, 1979,
p. 189). What the Fourth Law adds to this understanding
is that most genetic variability in behavior between indi-
viduals is attributable to genetic differences that are each
responsible for very small behavioral differences.
The law we have proposed here provides a unified
conceptual explanation for several consistent patterns in
the results of the past two decades of gene-discovery
studies, including the failure of candidate-gene studies to
replicate, the need for GWAS (and why they actually do
replicate), and the crucial importance of extremely large
samples in these endeavors. We believe that compelling
motives for pursuing gene-mapping studies of behavioral
traits can be found in the promise of learning more about
the evolutionary trajectory of the human species, the for-
mulation of new biological hypotheses regarding cogni-
tion and neural function, and the value of polygenic
scores in the social and medical sciences. The Fourth
Law of Behavior Genetics provides fundamental
guidance for how research in all of these areas can most
efficiently progress.
Recommended Reading
Chabris, C. F., Hebert, B. M., Benjamin, D. J., Beauchamp, J.,
Cesarini, D., van der Loos, M., . . . Laibson, D. (2012).
(See References). An empirical demonstration that genetic
studies of general cognitive ability employing small sample
sizes cannot be trusted to produce replicable results.
Cross-Disorder Group of the Psychiatric Genomics Consortium.
(2013). (See References). An elegant application of the
genomic-relatedness-matrix restricted maximum likelihood/
genome-wide complex trait analysis method to understand-
ing the genetic architecture of behavioral traits.
Lee, J. J. (2012). (See References). A target article on the
notion
of causality in the study of individual differences, accompa-
nied by commentaries and an author response.
Rietveld, C. A., Medland, S. E., Derringer, J., Yang, J., Esko,
T.,
Martin, N. W., . . . Koellinger, P. D. (2013). (See References).
A study of over 125,000 individuals reporting three single-
nucleotide polymorphisms associated with educational
attainment, with supplemental online material that contains
much valuable additional information.
Ripke, S., Neale, B. M., Corvin, A., Walters, J. R., Farh, K. -
H.,
Holmans, P. A., . . . O’Donovan, M. C. (2014). (See
References). A study reporting 108 single-nucleotide poly-
morphisms associated with schizophrenia and implicating
neuronal calcium signaling and acquired immunity as impor-
tant biological processes in the etiology of this disorder.
Visscher, P. M., Brown, M. A., McCarthy, M. I., & Yang, J.
(2012). (See References). An overview of what genome-
wide association studies have discovered and a response to
criticisms of this methodology.
Author Contributions
C. F. Chabris and J. J. Lee contributed equally to this work.
Declaration of Conflicting Interests
The authors declared that they had no conflicts of interest with
respect to their authorship or the publication of this article.
Funding
This work was supported by the Pershing Square Fund for
Research on the Foundations of Human Behavior, Ragnar
Söderberg Foundation Grant E9/11, Swedish Research Council
Grant 412-2013-1061, and National Institute on Aging Grants
P01AG005842, P01AG005842-20S2, P30AG012810,
R01AG021650,
and T32AG000186-23. The content of this publication is solely
the responsibility of the authors and does not necessarily repre-
sent the views of any of these funding organizations.
Notes
1. There are other kinds of genetic variants besides SNPs,
including insertions, deletions, and variable-length repeats of
one or more base pairs or short sequences, but SNPs are the
most abundant and readily assayed kind of variant.
The Fourth Law of Behavior Genetics 311
2. In a recent review of genetic research on intelligence, Plomin
and Deary (2015) formulated a similar generalization: “A third
law has emerged from molecular genetic research that attempts
to identify specific genes responsible for widespread heritabil-
ity, especially genome-wide association (GWA) studies of the
past few years: The heritability of traits is caused by many
genes
of small effect” (pp. 98–99). Note that the parallel is between
Plomin and Deary’s “third law” and what we are calling the
“Fourth Law of Behavior Genetics.”
3. This technique is also sometimes called genome-wide com-
plex trait analysis, or GCTA (e.g., J. J. Lee & Chow, 2014).
4. Additionally, when the results of GWAS and candidate-gene
studies are compared directly, GWAS hits are usually more
likely to replicate (as in, e.g., a study of SNPs reportedly
associ-
ated with glioma: Walsh et al., 2013).
5. Evidence also suggests that dominance effects (rather than
additive effects, which are measured by GWAS) do not account
for much heritability (Zhu et al., 2015).
6. This explanation was first put forth by Lande (1983) to
explain, for instance, why pesticide resistance is polygenic in
some insect populations and dependent on variants of large
effect in other populations that have been disturbed by humans.
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Current Directions in PsychologicalScience2015, Vol. 24(4).docx

  • 1. Current Directions in Psychological Science 2015, Vol. 24(4) 304 –312 © The Author(s) 2015 Reprints and permissions: sagepub.com/journalsPermissions.nav DOI: 10.1177/0963721415580430 cdps.sagepub.com Behavior genetics is the study of the manner in which genetic variation affects psychological phenotypes (traits), including cognitive abilities, personality, mental illness, and social attitudes. In a seminal article published in this journal, Turkheimer (2000) noted three robust empirical regularities that had by then emerged from the literature on behavior genetics. He dubbed these regu- larities the “Three Laws of Behavior Genetics.” They are: 1. All human behavioral traits are heritable. [That is, they are affected to some degree by genetic variation.] 2. The effect of being raised in the same family is smaller than the effect of genes. 3. A substantial portion of the variation in complex human behavioral traits is not accounted for by the effects of genes or families. These observations surprised many outsiders to the
  • 2. field of behavior genetics at the time, yet they remain an accurate broad-brush summary of the empirical evidence 15 years later, as shown by a recent meta-analysis of virtually all twin studies ever conducted (Polderman et al., 2015). Indeed, they have attained the status of “null hypotheses”—the most reasonable a priori expectations to hold in the absence of contrary evidence (Turkheimer, Pettersson, & Horn, 2014). The original Three Laws summarized results from stud- ies of twins, adoptees, and other kinships. These research designs have many valuable uses, but they cannot discover particular genomic regions or specific variants that are causally responsible for downstream phenotypic variation. Since the completion of the Human Genome Project, numerous studies of behavioral traits have directly mea- sured DNA variation among individuals in an attempt to take this logical next step. While there are many types of genetic variants, most studies have assayed single-nucleo- tide polymorphisms (SNPs), which are sites in the genome where single DNA base pairs carried by distinct individuals 580430CDPXXX10.1177/0963721415580430Chabris et al.The Fourth Law of Behavior Genetics research-article2015 Corresponding Author: Christopher F. Chabris, Department of Psychology, Union College, 807 Union St., Schenectady, NY 12308 E-mail: [email protected] The Fourth Law of Behavior Genetics Christopher F. Chabris1, James J. Lee2, David Cesarini3, Daniel J. Benjamin4,5,6, and David I. Laibson7
  • 3. 1Department of Psychology, Union College; 2Department of Psychology, University of Minnesota Twin Cities; 3Department of Economics, New York University; 4Department of Economics, Cornell University; 5Center for Economic and Social Research, University of Southern California; 6Department of Economics, University of Southern California; and 7Department of Economics, Harvard University Abstract Behavior genetics is the study of the relationship between genetic variation and psychological traits. Turkheimer (2000) proposed “Three Laws of Behavior Genetics” based on empirical regularities observed in studies of twins and other kinships. On the basis of molecular studies that have measured DNA variation directly, we propose a Fourth Law of Behavior Genetics: “A typical human behavioral trait is associated with very many genetic variants, each of which accounts for a very small percentage of the behavioral variability.” This law explains several consistent patterns in the results of gene-discovery studies, including the failure of candidate-gene studies to robustly replicate, the need for genome-wide association studies (and why such studies have a much stronger replication record), and the crucial importance of extremely large samples in these endeavors. We review the evidence in favor of the Fourth Law and discuss its implications for the design and interpretation of gene-behavior research. Keywords behavior genetics, genome-wide association studies, polygenic architecture, individual differences, molecular genetics
  • 4. The Fourth Law of Behavior Genetics 305 may differ.1 Virtually all SNPs have two different possible base pairs, called alleles. The less frequent allele in the population is called the minor allele of the SNP. If the fre- quency of a SNP’s minor allele in the population exceeds 1%, the SNP is called a common variant. Among individu- als of European descent, there are approximately 8 million common variants in the human genome. The results of studies searching for SNP-behavior asso- ciations have disappointed any hope that a small number of these common variants are responsible for a large per- centage of cross-sectional trait variability. Instead, the evi- dence to date is consistent with what we propose as the Fourth Law of Behavior Genetics: 4. A typical human behavioral trait is associated with very many genetic variants, each of which accounts for a very small percentage of the behav- ioral variability.2 For purposes of the law, a “typical human behavioral trait” is one that is (a) commonly measured by psycho- metric methods, (b) a serious psychiatric disease, or (c) a social outcome, such as educational attainment, that is plausibly related to a person’s behavioral dispositions. As is customary in behavioral science, we use the word law to describe what we consider to be a very robust empiri- cal regularity (not a universal, mechanistic truth). In the remainder of this article, we will summarize the mount- ing empirical evidence in favor of the Fourth Law, con- sider what gene-behavior research strategies are likely to be profitable in light of the Fourth Law, and briefly con- sider possible explanations for the Fourth Law.
  • 5. Empirical Evidence for the Fourth Law Each person inherits two copies of any DNA segment, one from each parent, and therefore may carry 0, 1, or 2 copies of the minor allele at a particular SNP. The number of minor alleles can be taken to characterize the individ- ual’s genotype at that SNP. The straight line that best fits the overall genotype-phenotype relationship is called the average effect of gene substitution (Fisher, 1941; J. J. Lee & Chow, 2013). The true genotype-phenotype relation- ship will certainly not be precisely linear, but the slope of the best-fitting straight line is equal to a weighted average of the phenotypic changes following from the possible gene substitutions. In principle, it is also possible to esti- mate the nonlinear effects of genotype, as well as gene- gene and gene-environment interactions. In practice, however, given the staggering combinatorial explosion of possible hypotheses, it will normally be a useful first step to estimate the average effects in order to identify a sub- set of SNPs that should be studied in greater detail (e.g., Rietveld, Esko, et al., 2014). For example, a SNP designated “rs9320913” is located on chromosome 6 and has two alleles: C (cytosine) and A (adenine). It was identified in a recent genome-wide association study (GWAS) of educational attainment (Rietveld et al., 2013). A GWAS is a hypothesis-free analy- sis of the predictive power of each of approximately 1 million (or more) individual SNPs spread across the genome. The goal of a GWAS is to discover which SNPs are associated with a trait of interest (e.g., educational attainment, intelligence, extraversion, or schizophrenia). Because so many statistical tests are performed in a GWAS, the significance threshold is typically set at a strin- gent 5 × 10−8 (“p < .00000005”) rather than the 5 × 10−2 (“p < .05”) that is standard for behavioral studies assumed
  • 6. to be testing a single hypothesis; this practice is analo- gous to a Bonferroni correction. The association between rs9320913 and education reached the GWAS significance threshold and was also replicated at a conventional level in two follow-up studies of separate samples (Rietveld, Conley, et al., 2014; Rietveld et al., 2013). Strikingly, each additional copy of A (the education- increasing allele) is associated with only one additional month of schooling. Note that a combined sample size of 126,599 participants from over 50 cohorts in 15 countries was used to discover and initially replicate this gene-edu- cation association; an additional sample of 34,428 partici- pants was used for a second replication. The SNP rs9320913 is estimated to account for only 0.02% of the overall variability in educational attainment, but biometri- cal studies show that the total percentage of variability owed to genetic differences is three orders of magnitude larger (Heath et al., 1985; Rietveld et al., 2013). Since the SNPs with the largest effects are the easiest to find, these results suggest that educational attainment is a pheno- type affected by thousands of undiscovered genetic vari- ants, each responsible for a minuscule fraction of individual differences. The story is similar for the better-studied phenotype of schizophrenia. Studies of DNA from over 36,000 diag- nosed cases and 113,000 controls have so far identified 108 SNPs associated with schizophrenia at a strict eviden- tiary threshold, yet these 108 SNPs jointly account for only 3.4% of the variance of the trait (measured on a liability scale, with liability being an unmeasured but inferred trait that is normally distributed and must exceed a threshold in order for the measured trait—here, the diagnosis of schizophrenia—to occur; Ripke et al., 2014). Each of these 108 “hits” has a small effect size—typically
  • 7. less than a 1.1-fold increase in the odds of a schizophre- nia diagnosis with each additional risk-conferring allele. As GWAS sample sizes get larger, will more variants (presumably with even smaller effect sizes) be identified? The answer is surely yes, since the fraction of trait vari- ance captured by currently known SNPs falls well below 306 Chabris et al. the traits’ heritabilities. Heritability—the total fraction of variance in a trait attributable to genetic factors—is tradi- tionally estimated using behavioral-genetics methods. In recent years, however, a novel technique has been devel- oped that uses GWAS data from nominally unrelated individuals to estimate an even more relevant bench- mark: the total fraction of variance in a trait that is attrib- utable to the average effects of SNPs ( J. J. Lee & Chow, 2014; S. H. Lee, Wray, Goddard, & Visscher, 2011; Speed, Hemani, Johnson, & Balding, 2012; Yang et al., 2010). This technique is called genomic-relatedness-matrix restricted maximum likelihood (GREML).3 In essence, GREML determines whether the randomly arising genetic similarity between pairs of unrelated individuals predicts the phenotypic similarity between those individuals; a stronger relationship between genetic and phenotypic similarity implies a greater influence of the measured SNPs on the trait of interest. Importantly, the magnitude of this influence can be accurately estimated even if the sample size is too small to identify all (or any) of the associated variants at a high level of confidence. GREML is perhaps the most important innovation in quantitative genetics to have been introduced in the last dozen years, and it has provided convincing evidence that the herita-
  • 8. bilities of many psychological traits are more or less accurately estimated in traditional family studies (e.g., Chabris et al., 2012; Cross-Disorder Group of the Psychiatric Genomics Consortium, 2013; Davies et al., 2011; S. H. Lee et al., 2011; Rietveld et al., 2013). It is also noteworthy that even if few individual SNPs contributing to the GREML-estimated heritability meet the evidentiary threshold of a hit, it is possible to use summary statistics from GWAS results to estimate coarse- grained quantities such as the total number of SNPs that will ultimately be found to be associated with the trait (Stahl et al., 2012). Applying this method to a subset of the schizophrenia data produced an estimate of 8,300 trait-associated SNPs (Ripke et al., 2013). Figure 1 dem- onstrates that the number of schizophrenia-associated SNPs discovered has increased substantially as GWAS sample sizes have increased. The results of Ripke et al. (2013) and the GREML studies cited above tell us is that there is every reason to expect the trend depicted in Figure 1 to continue. The genetic architectures of many human phenotypes tend to be highly polygenic (influenced by many differ- ent variants; Gottesman & Shields, 1967; Visscher, Brown, McCarthy, & Yang, 2012), and the Fourth Law states that this is also true for behavioral phenotypes. Since the number of common variants is finite (albeit large), the Fourth Law suggests in turn that the genetic architec- tures of human phenotypes are also pleiotropic (each variant affects many different traits). Moreover, evidence to date implies that behavioral phenotypes are even more polygenic than typical physical and medical traits. For example, the SNPs that have the largest effects on education (Rietveld et al., 2013) account for roughly
  • 9. one-tenth as much variability (0.02%) as those with the largest effects on physical traits, such as height and body mass index (roughly 0.3%). Moreover, as shown in Figure 2, a comparison of schizophrenia with a number of physical diseases suggests that its genetic variability is distributed among a greater number of variants with smaller effects (Ripke et al., 2013). Besides the small effect sizes of positive results in well-powered (large-sample) studies, null results (at the 5 × 10−8 level) in less powerful studies provide converg- ing evidence that variants with large effects are unlikely to exist. For example, null results have been obtained in GWAS of personality (de Moor et al., 2012), suggesting that these traits are not exceptions to the pattern described here. It is possible that rare SNPs (with <1% frequencies of the minor allele) make an important contribution to the herita- bilities of behavioral traits; such SNPs are not well repre- sented in the GWAS we have cited. However, recent studies comprehensively assaying both common and rare variants in certain regions of the genome have failed to find any variants accounting for large portions of phenotypic vari- ability (e.g., Purcell et al., 2014). Thus it seems that the inclusion of more variants in whole-genome sequencing studies will not alter the conclusion that individual genetic Sample Size D is co ve
  • 11. 80 100 120 Stefansson et al., 2009 Ripke et al., 2013 Ripke et al., 2011 Ripke et al., 2014 Fig. 1. Number of schizophrenia-associated single-nucleotide poly- morphisms clearing the strict genome-wide association study signifi- cance threshold (p < 5 × 10−8) as a function of discovery-stage sample size, which has increased over time. Although the four studies pre- sented are not methodologically identical (because of different ratios of cases to controls), the increasing number of “hits” with sample size is nevertheless informative. The Fourth Law of Behavior Genetics 307 polymorphisms with effects on cognition, personality, edu- cation, or psychiatric disease accounting for even 1% of the variability are unlikely to exist. At this point, claims to the
  • 12. contrary should be considered extraordinary, and require corresponding amounts of evidence. The Fourth Law also explains why the results of “can- didate-gene” studies, which focus on a handful of genetic variants, usually fail to replicate in independent samples. The main problem is that such studies tend to have insuf- ficient statistical power. If well-powered studies that search the entire genome for associations find only tiny effects, then large effects found in studies with sample sizes in the dozens to hundreds (e.g., Kogan et al., 2011; Skafidas et al., 2012) are likely to be false positives. This was shown empirically for the trait of general intelligence (g) by Chabris et al. (2012), who, using a sample of about 10,000 participants, failed to replicate published associa- tions between g and 12 genetic variants. Accordingly, results of small-sample genetic studies should be regarded with great caution, especially in studies claiming to have identified interactions (Duncan & Keller, 2011). However, candidate-gene studies can succeed when the sample is large and the candidate variants to be investigated have high prior probabilities of being associ- ated with the trait—for example, when they consist of hits from a previous GWAS of a “proxy phenotype” that is itself strongly associated with the trait of interest. For example, Rietveld, Esko, et al. (2014) began with 69 SNPs that were associated with educational attainment (in a subset of the data from Rietveld et al., 2013) and tested them for association with g (which is correlated with educational attainment) in a separate sample of 24,189 individuals. Three of those SNPs were significant hits after adjustments for multiple hypothesis testing, repre- senting the first robust discovery of common genetic vari- ants associated with normal-range, non-age-related
  • 13. variation in general cognitive ability. There are caveats to the use of the causality-implying term “effect” when discussing GWAS. One is that a SNP- phenotype association may reflect the causal effect of a correlated but unmeasured variant in the same genomic region. For example, if rs9320913 turns out to be a mere proxy for the causal variant, then the average effect of the true causal SNP on education may be somewhat larger than estimated by Rietveld et al. (2013). It is natural to wonder whether the empirical findings summarized by the Fourth Law might be artifacts attributable to the atten- uation of larger effects caused by unmeasured variants, but careful investigation has shown that a multitude of causal variants with small effects must still be invoked to explain GWAS results (Wray, Purcell, & Visscher, 2011). The Relevance of GWAS in Light of the Fourth Law It has been argued that the empirical regularity summa- rized by the Fourth Law strengthens the case for deempha- sizing gene-mapping studies (Turkheimer, 2012). We Rheumatoid Arthritis Celiac Disease Coronary Artery Disease Schizophrenia Es tim
  • 15. 8,000 Type 2 Diabetes Fig. 2. Estimated total number of single-nucleotide polymorphisms associated with five disease phenotypes based on results of genome-wide association studies (data drawn from Ripke et al., 2013; see that paper and Stahl et al., 2012, for further methodological details). 308 Chabris et al. believe that the appropriate response to the Fourth Law is instead to pursue research strategies suited to the reality that most genetic effects on behavioral traits are very small. Critics of GWAS findings have argued that they have a poor record of replication (McClellan & King, 2010; Turkheimer, 2012). It is true that the small SNP-trait asso- ciation signals described by the Fourth Law are impossi- ble to distinguish from noise in poorly powered studies. In our view, however, the Fourth Law makes clear that one solution is larger samples—much larger than most psychologists contemplate in the normal course of their research. Indeed, when GWAS are conducted with ade- quate sample sizes and strict evidentiary standards, the degree of quantitative replication is extremely strong (e.g., Rietveld, Conley, et al., 2014).4 In a GWAS of height, the correlation among strictly significant hits between initial-sample and replication-sample estimates of SNP effects was nearly .97 (Lango Allen et al., 2010)—almost
  • 16. perfect agreement. Such precision holds even when com- paring groups of different geographic origin (see Fig. 3). The correlation between effects measured in European and East Asian samples is only about .75 because the disease studies represented in Figure 3 employed smaller sample sizes than the height study. Nevertheless, it is evi- dent that the best-fitting straight line in Figure 3 would approximate an intercept of 0 and a slope of 1, as would be expected if European effect sizes were estimated with no error and were equal to East Asian effect sizes (accounting for some sampling noise). This concordance is particularly remarkable because East Asians differ from Europeans in genetic background and environmental exposures. Evidence from studies of schizophrenia (de Candia et al., 2013; Ripke et al., 2014) suggests that this pattern will generalize to behavioral traits. Skeptics also caution that the problem of distinguish- ing causation from correlation in GWAS may be intracta- ble (Charney, 2012; Turkheimer, 2012). Since observational studies can usually reveal only correlation, what is the justification for inferring that a SNP-phenotype associa- tion reflects an effect on the trait? Here we consider the –0.3 –0.3 –0.2 –0.2 –0.1 –0.1
  • 17. –0.0 0.0 0.1 0.1 0.2 0.2 0.3 0.3 log(OR) in Europeans (original GWAS) lo g( O R ) i n Ea st A si an s
  • 18. (r ep lic at io n G W AS ) Fig. 3. The strong agreement between genetic effects on 28 diseases estimated in Europeans and East Asians. The x-axis corresponds to the increment in the odds (on a logarithmic scale) of suffering from the disease for each additional copy of the refer- ence allele, as estimated in Europeans. The y-axis corresponds to the same quantity estimated in East Asians. The increment in log(odds ratio [OR]) is the equivalent of the “additive effect” for dichotomously scored traits such as disease status (affected vs. unaffected). The gap in the data on the x-axis results from the fact that nonsignificant genetic effects would have odds ratios near 1 (and thus logarithms of 0) and therefore would not be included in the results of European samples. Green points are associa- tions discovered in small genome-wide association studies (GWAS; less than 10,000 par-
  • 19. ticipants); orange points are associations discovered in large GWAS (more than 10,000 participants). Adapted from “High Trans-Ethnic Replicability of GWAS Results Implies Common Causal Variants,” by U. M. Marigorta, and A. Navarro, 2013, PLoS Genetics, 9, Article e1003566. Copyright 2013 by the authors. Adapted with permission. The Fourth Law of Behavior Genetics 309 issue of whether we can be confident that an association signal from some genomic region reflects the causal effect of a gene in that region rather than confounding with trait-affecting environmental conditions ( J. J. Lee, 2012). One major potential confound of this type is popula- tion stratification: If a SNP is more common in individu- als of a certain ancestry or region, then it may falsely appear that the SNP is associated with a trait when the trait is actually associated with a pattern of ancestry or region of origin. Modern GWAS of unrelated individuals seek to account for this possibility by controlling for sev- eral principal components of the massive correlation matrix of all the assayed SNPs. These principal compo- nents typically identify the geographic ancestry of indi- viduals in the sample (Price et al., 2006). There is a more elegant study design, however, that in follow-up studies can provide powerful evidence against confounding as an explanation for genetic associations. When an organism becomes a parent, it passes on a randomly chosen allele from each of its pairs to a given
  • 20. offspring. Because the offspring’s genotype is randomly assigned conditional on the parental genotypes, a signifi- cant association between the presence of a particular allele and the focal phenotype within families is strong evidence for the presence of a nearby causal variant (Ewens, Li, & Spielman, 2008; Fisher, 1952; J. J. Lee & Chow, 2013). And indeed, family-based genetic studies have so far affirmed the results of GWAS that use unre- lated individuals. For example, alleles identified as increasing liability to schizophrenia in standard GWAS were more likely, in a separate sample of families, to be transmitted from parents to affected children (Ripke et al., 2014; see also Benyamin, Visscher, & McRae, 2009; Lango Allen et al., 2010; Turchin et al., 2012; Wood et al., 2014). There is also evidence that the top SNPs identified by Rietveld et al. (2013) are jointly predictive of sibling differences in educational attainment (Rietveld, Conley, et al., 2014). It has been argued that the effect sizes discovered by GWAS are so small that they are scientifically inert (e.g., Turkheimer, 2012). However, a small effect size from vari- ation across individuals in a gene does not rule out a major qualitative role of the gene product itself in the relevant biological pathway. The principle is that making a small change to one step in a process may cause only a small change in the final output of the process, but mak- ing a large change, or omitting the step entirely, can halt the entire process. For example, by using molecular bio- logical techniques to silence zebrafish genes whose orthologs were discovered in a GWAS to contain variants with small effects on human platelet count, researchers were able to abolish platelet production in this model organism (Gieger et al., 2011). Whether such cases will be numerous or rare for behavioral traits is a question that
  • 21. future GWAS-based research may soon answer. Moreover, even though individual genetic variants have small effects, GWAS results can be used to construct a polygenic score, a variable that exploits the joint predic- tive power of many variants and therefore can explain substantial variance in the trait or outcome. The simplest polygenic score for a trait is constructed by adding up the individual effects measured for all of the SNPs in a GWAS (Dudbridge, 2013). Rietveld et al. (2013) found that such a polygenic score for educational attainment explains 2% to 3% of the variation across people—one hundred times more than was explained by the most predictive indi- vidual SNP. The power of polygenic scores increases with the size of the GWAS samples they are derived from; for instance, 15% of the variance in educational attainment could be explained if the scores came from a sample of 1 million individuals (Rietveld et al., 2013). Polygenic scores could have value for predicting disease or disabil- ity risk (Ripke et al., 2014), for identifying individuals who might benefit from early treatment or intervention, for studying gene-environment interactions, and for mod- eling genetic differences among individuals in epidemio- logical and experimental studies of behavioral and biological treatments (Rietveld, Conley, et al., 2014; Rietveld et al., 2013). When the early GWAS of height were published, the confirmed SNP associations had a combined explanatory power of only 2% to 3%. This low predictive power was thought by some to illustrate fundamental limitations of GWAS methodology, such as its inability to estimate inter- actions and nonlinear effects that were hypothesized to account for the apparently “missing heritability.” This may turn out to be true for some phenotypes, but GREML studies have now confirmed that for many phenotypes,
  • 22. including height, intelligence, and schizophrenia, the combined additive effects of common SNPs do account for a large fraction of the variance.5 The most recent GWAS of height (Wood et al., 2014) brought this fraction to about 17% (if the criterion is out-of-sample predictive accuracy) and 29% (if the criterion is GREML-estimated heritability attributable to the 10,000 SNPs with the stron- gest evidence for association). Thus, much of the herita- bility of height was not “missing” but merely hiding in the form of small but additive effect sizes. This can be seen as yet another illustration of the Fourth Law in action. The Importance of the Fourth Law We have recently highlighted two possible explanations for the Fourth Law (Chabris et al., 2013). First, causal chains from DNA variation to behavioral phenotypes are likely very long (longer than for physical traits—e.g., eye color), so the effect of any one variant on any one such 310 Chabris et al. trait is likely to be small. For example, a SNP may have a substantial effect on the concentration of an enzyme in cortical synapses, but that proximal biochemical pheno- type is only one of many factors that explain why some people score higher than others on paper-and-pencil IQ tests, so the SNP has only a tiny effect on the distal phe- notype of cognitive function. Second, when a population is already well adapted to its environment, mutations with large effects on a focal trait are likely to have deleterious side effects (Fisher, 1930). If the effect of a genetic variant is small enough,
  • 23. however, then its population frequency has some chance of drifting upward to a detectable level (Kimura, 1983).6 These forces could conspire to keep variants that have a large effect on a trait at negligible frequency while allow- ing some variants that have a small effect to become rela- tively common. Some support for this hypothesis comes from two observations: First, SNPs discovered in GWAS that have larger additive effects tend to have lower fre- quencies of the minor allele (Park et al., 2011), and sec- ond, variants with very large phenotypic effects, such as those causing mental retardation, are always very rare and thus contribute little to overall population variability, or they have their effects later in life (as in the case of, e.g, the well-documented relationship between variants of the apolipoprotein E, or APOE, gene and cognitive decline). These examples suggest that valuable evolu- tionary insights might flow from the detailed analysis of GWAS data (Turchin et al., 2012). In conclusion, we shall place the Fourth Law in the context of what has long been well understood about the relationship between genes and human behavior— namely, that it is mistaken to believe that there might be a gene “for” one complex trait or another (for an elo- quent statement of this basic point, see Dawkins, 1979, p. 189). What the Fourth Law adds to this understanding is that most genetic variability in behavior between indi- viduals is attributable to genetic differences that are each responsible for very small behavioral differences. The law we have proposed here provides a unified conceptual explanation for several consistent patterns in the results of the past two decades of gene-discovery studies, including the failure of candidate-gene studies to replicate, the need for GWAS (and why they actually do replicate), and the crucial importance of extremely large
  • 24. samples in these endeavors. We believe that compelling motives for pursuing gene-mapping studies of behavioral traits can be found in the promise of learning more about the evolutionary trajectory of the human species, the for- mulation of new biological hypotheses regarding cogni- tion and neural function, and the value of polygenic scores in the social and medical sciences. The Fourth Law of Behavior Genetics provides fundamental guidance for how research in all of these areas can most efficiently progress. Recommended Reading Chabris, C. F., Hebert, B. M., Benjamin, D. J., Beauchamp, J., Cesarini, D., van der Loos, M., . . . Laibson, D. (2012). (See References). An empirical demonstration that genetic studies of general cognitive ability employing small sample sizes cannot be trusted to produce replicable results. Cross-Disorder Group of the Psychiatric Genomics Consortium. (2013). (See References). An elegant application of the genomic-relatedness-matrix restricted maximum likelihood/ genome-wide complex trait analysis method to understand- ing the genetic architecture of behavioral traits. Lee, J. J. (2012). (See References). A target article on the notion of causality in the study of individual differences, accompa- nied by commentaries and an author response. Rietveld, C. A., Medland, S. E., Derringer, J., Yang, J., Esko, T., Martin, N. W., . . . Koellinger, P. D. (2013). (See References). A study of over 125,000 individuals reporting three single- nucleotide polymorphisms associated with educational
  • 25. attainment, with supplemental online material that contains much valuable additional information. Ripke, S., Neale, B. M., Corvin, A., Walters, J. R., Farh, K. - H., Holmans, P. A., . . . O’Donovan, M. C. (2014). (See References). A study reporting 108 single-nucleotide poly- morphisms associated with schizophrenia and implicating neuronal calcium signaling and acquired immunity as impor- tant biological processes in the etiology of this disorder. Visscher, P. M., Brown, M. A., McCarthy, M. I., & Yang, J. (2012). (See References). An overview of what genome- wide association studies have discovered and a response to criticisms of this methodology. Author Contributions C. F. Chabris and J. J. Lee contributed equally to this work. Declaration of Conflicting Interests The authors declared that they had no conflicts of interest with respect to their authorship or the publication of this article. Funding This work was supported by the Pershing Square Fund for Research on the Foundations of Human Behavior, Ragnar Söderberg Foundation Grant E9/11, Swedish Research Council Grant 412-2013-1061, and National Institute on Aging Grants P01AG005842, P01AG005842-20S2, P30AG012810, R01AG021650, and T32AG000186-23. The content of this publication is solely the responsibility of the authors and does not necessarily repre- sent the views of any of these funding organizations.
  • 26. Notes 1. There are other kinds of genetic variants besides SNPs, including insertions, deletions, and variable-length repeats of one or more base pairs or short sequences, but SNPs are the most abundant and readily assayed kind of variant. The Fourth Law of Behavior Genetics 311 2. In a recent review of genetic research on intelligence, Plomin and Deary (2015) formulated a similar generalization: “A third law has emerged from molecular genetic research that attempts to identify specific genes responsible for widespread heritabil- ity, especially genome-wide association (GWA) studies of the past few years: The heritability of traits is caused by many genes of small effect” (pp. 98–99). Note that the parallel is between Plomin and Deary’s “third law” and what we are calling the “Fourth Law of Behavior Genetics.” 3. This technique is also sometimes called genome-wide com- plex trait analysis, or GCTA (e.g., J. J. Lee & Chow, 2014). 4. Additionally, when the results of GWAS and candidate-gene studies are compared directly, GWAS hits are usually more likely to replicate (as in, e.g., a study of SNPs reportedly associ- ated with glioma: Walsh et al., 2013). 5. Evidence also suggests that dominance effects (rather than additive effects, which are measured by GWAS) do not account for much heritability (Zhu et al., 2015). 6. This explanation was first put forth by Lande (1983) to explain, for instance, why pesticide resistance is polygenic in some insect populations and dependent on variants of large effect in other populations that have been disturbed by humans.
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