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Antonin Scalia
Constitutional Interpretation
I am one of a small number of judges, small number of
anybody: judges, professors, lawyers; who are known as
originalists. Our manner of interpreting the Constitution is to
begin with the text, and to give that text the meaning that it
bore when it was adopted by the people. I'm not a strict
constructionist, despite the introduction. I don't like the term
“strict construction.” I do not think the Constitution, or any text
should be interpreted either strictly or sloppily; it should be
interpreted reasonably. Many of my interpretations do not
deserve the description “strict.” I do believe, however, that you
give the text the meaning it had when it was adopted.
This is such a minority position in modern academia and in
modern legal circles that on occasion I'm asked when I've given
a talk like this a question from the back of the room—“Justice
Scalia, when did you first become an originalist?”—as though it
is some kind of weird affliction that seizes some people—
“When did you first start eating human flesh?”
Although it is a minority view now, the reality is that, not very
long ago, originalism was orthodoxy. Everybody, at least
purported to be an originalist. If you go back and read the
commentaries on the Constitution by Joseph Story, he didn't
think the Constitution evolved or changed. He said it means and
will always mean what it meant when it was adopted.
Or consider the opinions of John Marshall in the Federal Bank
case,* where he says, we must not, we must always remember it
is a constitution we are expounding. And since it's a
constitution, he says, you have to give its provisions expansive
meaning so that they will accommodate events that you do not
know of which will happen in the future.
Well, if it is a constitution that changes, you wouldn't have to
give it an expansive meaning. You can give it whatever meaning
you want and when future necessity arises, you simply change
the meaning. But anyway, that is no longer the orthodoxy.
Oh, one other example about how not just the judges and
scholars believed in originalism, but even the American people.
Consider the Nineteenth Amendment, which is the amendment
that gave women the vote. It was adopted by the American
people in 1920. Why did we adopt a constitutional amendment
for that purpose? The Equal Protection Clause existed in 1920;
it was adopted right after the Civil War. And you know that if
that issue of the franchise for women came up today, we would
not have to have a constitutional amendment. Someone would
come to the Supreme Court and say, “Your Honors, in a
democracy, what could be a greater denial of equal protection
than denial of the franchise?” And the Court would say, “Yes!
Even though it never meant it before, the Equal Protection
Clause means that women have to have the vote.” But that's not
how the American people thought in 1920. In 1920, they looked
at the Equal Protection Clause and said, “What does it mean?”
Well, it clearly doesn't mean that you can't discriminate in the
franchise—not only on the basis of sex, but on the basis of
property ownership, on the basis of literacy. None of that is
unconstitutional. And therefore, since it wasn't unconstitutional,
and we wanted it to be, we did things the good old fashioned
way and adopted an amendment.
Now, in asserting that originalism used to be orthodoxy, I do
not mean to imply that judges did not distort the Constitution
now and then, of course they did. We had willful judges then,
and we will have willful judges until the end of time. But the
difference is that prior to the last fifty years or so, prior to the
advent of the “Living Constitution,” judges did their distortions
the good old fashioned way, the honest way—they lied about it.
They said the Constitution means such and such, when it never
meant such and such.
It's a big difference that you now no longer have to lie about it,
because we are in the era of the evolving Constitution. And the
judge can simply say, “Oh yes, the Constitution didn't used to
mean that, but it does now.” We are in the age in which not only
judges, not only lawyers, but even school children have come to
learn the Constitution changes. I have grammar school students
come into the court now and then, and they recite very proudly
what they have been taught: “The Constitution is a living
document.” You know, it morphs.
Well, let me first tell you how we got to the “Living
Constitution.” You don't have to be a lawyer to understand it.
The road is not that complicated. Initially, the Court began
giving terms in the text of the Constitution a meaning they
didn't have when they were adopted. For example, the First
Amendment, which forbids Congress to abridge the freedom of
speech. What does the freedom of speech mean? Well, it clearly
did not mean that Congress, or government could not impose
any restrictions upon speech. Libel laws for example, were
clearly Constitutional. Nobody thought the First Amendment
was carte blanche to
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libel someone. But in the famous case of New York Times v.
Sullivan, the Supreme Court said, “But the First Amendment
does prevent you from suing for libel if you are a public figure
and if the libel was not malicious.” That is, the person, a
member of the press or otherwise, thought that what the person
said was true. Well, that had never been the law. I mean, it
might be a good law. And some states could amend their libel
law.
It's one thing for a state to amend its libel law and say, “We
think that public figures shouldn't be able to sue.” That's fine.
But the courts have said that the First Amendment, which never
meant this before, now means that if you are a public figure,
that you can't sue for libel unless it's intentional, malicious. So
that's one way to do it.
Another example is: the Constitution guarantees the right to be
represented by counsel; that never meant the State had to pay
for your counsel. But you can reinterpret it to mean that.
That was step one. Step two, I mean, that will only get you so
far. There is no text in the Constitution that you could
reinterpret to create a right to abortion, for example. So you
need something else. The something else is called the doctrine
of “Substantive Due Process.” Only lawyers can walk around
talking about substantive process, inasmuch as it's a
contradiction in terms. If you referred to substantive process or
procedural substance at a cocktail party, people would look at
you funny. But lawyers talk this way all the time.
What substantive due process is, is quite simple, the
Constitution has a Due Process Clause, which says that no
person shall be deprived of life, liberty or property without due
process of law. Now, what does this guarantee? Does it
guarantee life, liberty or property? No, indeed! All three can be
taken away. You can be fined, you can be incarcerated, you can
even be executed, but not without due process of law. It's a
procedural guarantee. But the Court said, and this goes way
back, in the 1920s at least, in fact the first case to do it was
Dred Scott. But it became more popular in the 1920s. The Court
said there are some liberties that are so important, that no
process will suffice to take them away. Hence, substantive due
process.
Now, what liberties are they? The Court will tell you. Be
patient. When the doctrine of substantive due process was
initially announced, it was limited in this way, the Court said it
embraces only those liberties that are fundamental to a
democratic society and rooted in the traditions of the American
people.
Then we come to step three. Step three: that limitation is
eliminated. Within the last twenty years, we have found to be
covered by Due Process the right to abortion, which was so
little rooted in the traditions of the American people that it was
criminal for two hundred years; the right to homosexual
sodomy, which was so little rooted in the traditions of the
American people that it was criminal for two hundred years.
So it is literally true, and I don't think this is an exaggeration,
that the Court has essentially liberated itself from the text of the
Constitution, from the text, and even from the traditions of the
American people. It is up to the Court to say what is covered by
substantive due process. What are the arguments usually made
in favor of the Living Constitution? As the name of it suggests,
it is a very attractive philosophy, and it's hard to talk people out
of it: the notion that the Constitution grows. The major
argument is the Constitution is a living organism, it has to grow
with the society that it governs or it will become brittle and
snap.
This is the equivalent of, an anthropomorphism equivalent to
what you hear from your stock broker, when he tells you that
the stock market is resting for an assault on the eleven-thousand
level. The stock market panting at some base camp. The stock
market is not a mountain climber and the Constitution is not a
living organism for Pete's sake; it's a legal document, and like
all legal documents, it says some things, and it doesn't say other
things.
And if you think that the aficionados of the Living Constitution
want to bring you flexibility, think again. My Constitution is a
very flexible Constitution. You think the death penalty is a good
idea: persuade your fellow citizens and adopt it. You think it's a
bad idea: persuade them the other way and eliminate it. You
want a right to abortion: create it the way most rights are
created in a democratic society. Persuade your fellow citizens
it's a good idea, and enact it. You want the opposite, persuade
them the other way. That's flexibility. But to read either result
into the Constitution is not to produce flexibility, it is to
produce what a constitution is designed to produce: rigidity.
Abortion, for example, is offstage, it is off the democratic
stage, it is no use debating it, it is unconstitutional. I mean
prohibiting it is unconstitutional. I mean it's no use debating it
anymore. Now and forever, coast to coast, I guess until we
amend the constitution, which is a difficult thing. So, for
whatever reason you might like the Living Constitution, don't
like it because it provides flexibility. That's not the name of the
game.
Some people also seem to like it because they think it's a good
liberal thing. That somehow this is a conservative/liberal battle.
And conservatives like the old- fashioned originalist
Constitution and liberals ought to like the Living Constitution.
That's not true either. The dividing line between those who
believe in the Living Constitution and those who don't is not the
dividing line between conservatives and liberals.
Conservatives are willing to grow the Constitution to cover
their favorite causes just as liberals are. And the best example
of that is two cases we announced some years ago on the same
day, the same morning. One case was Romer v. Evans, in which
the people of Colorado had enacted an amendment to the State
Constitution by plebiscite, which said that neither the State, nor
any subdivision of the State would add to the protected statuses
against which private individuals cannot discriminate. The usual
ones are: race, religion, age, sex, disability and so forth. Would
not add sexual preference. Somebody thought that was a terrible
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idea, and since it was a terrible idea, it must be
unconstitutional. Brought a lawsuit, it came to the Supreme
Court. And the Supreme Court said, “Yes, it is
unconstitutional.” On the basis of . . . I don't know. The Sexual
Preference Clause of the Bill of Rights, presumably. And the
liberals loved it; and the conservatives gnashed their teeth.
The very next case we announced is a case called BMW v.
[Gore]. Not the [Gore] you think; this is another [Gore]. Mr.
Gore had bought a BMW, which is a car supposedly advertised
at least as having a superb finish, baked seven times in ovens
deep in the Alps, by dwarfs. And his BMW apparently had
gotten scratched on the way over. They did not send it back to
the Alps, they took a can of spray-paint and fixed it. And he
found out about this and was furious, and he brought a lawsuit.
He got his compensatory damages, a couple of hundred dollars,
the difference between a car with a better paint job and a worse
paint job. Plus, $2 million against BMW for punitive damages
for being a bad actor, which is absurd of course, so it must be
unconstitutional. BMW appealed to my court, and my court
said, “Yes, it's unconstitutional.” In violation of, I assume, the
Excessive Damages Clause of the Bill of Rights. And if
excessive punitive damages are unconstitutional, why aren't
excessive compensatory damages unconstitutional? So you have
a federal question whenever you get a judgment in a civil case.
Well, that one the conservatives liked, because conservatives
don't like punitive damages, and the liberals gnashed their teeth.
I dissented in both cases because I say, “A pox on both their
houses.” It has nothing to do with what your policy preferences
are; it has to do with what you think the Constitution is.
Some people are in favor of the Living Constitution because
they think it always leads to greater freedom. There's just
nothing to lose. The evolving Constitution will always provide
greater and greater freedom, more and more rights. Why would
you think that? It's a two-way street. And indeed, under the
aegis of the Living Constitution, some freedoms have been
taken away. . . .
Well, I've talked about some of the false virtues of the Living
Constitution, let me tell you what I consider its, principal, vices
are. Surely the greatest, you should always begin with principal,
its greatest vice is its illegitimacy. The only reason federal
courts sit in judgment of the constitutionality of federal
legislation is not because they are explicitly authorized to do so
in the Constitution. Some modern constitutions give the
constitutional court explicit authority to review German
legislation or French legislation for its constitutionality. Our
Constitution doesn't say anything like that. But John Marshall
says in Marbury v. Madison: look, this is lawyers’ work. What
you have here is an apparent conflict between the Constitution
and the statute. And, all the time, lawyers and judges have to
reconcile these conflicts; they try to read the two to comport
with each other. If they can't, it's judges’ work to decide which
ones prevail. When there are two statutes, the more recent one
prevails. It implicitly repeals the older one. But when the
Constitution is at issue, the Constitution prevails because it is a
“superstatute.” I mean, that's what Marshall says: it's judges’
work.
If you believe, however, that the Constitution is not a legal text,
like the texts involved when judges reconcile or decide which of
two statutes prevail; if you think the Constitution is some
exhortation to give effect to the most fundamental values of the
society as those values change from year to year; if you think
that it is meant to reflect, as some of the Supreme Court cases
say, particularly those involving the Eighth Amendment, if you
think it is simply meant to reflect the evolving standards of
decency that mark the progress of a maturing society, if that is
what you think it is, then why in the world would you have it
interpreted by nine lawyers? What do I know about the evolving
standards of decency of American society? I'm afraid to ask.
If that is what you think the Constitution is, then Marbury v.
Madison is wrong. It shouldn't be up to the judges, it should be
up to the legislature. We should have a system like the English.
Whatever the legislature thinks is constitutional is
constitutional. They know the evolving standards of American
society, I don't. So in principle, it's incompatible with the legal
regime that America has established.
Secondly, and this is the killer argument, I mean, it's the best
debater's argument. They say in politics, you can't beat
somebody with nobody, it's the same thing with principles of
legal interpretation. If you don't believe in originalism, then
you need some other principle of interpretation. Being a non-
originalist is not enough. You see, I have my rules that confine
me. I know what I'm looking for. When I find it, the original
meaning of the Constitution, I am handcuffed. If I believe that
the First Amendment meant when it was adopted that you are
entitled to burn the American flag, I have to come out that way,
even though I don't like to come out that way. When I find that
the original meaning of the jury trial guarantee is that any
additional time you spend in prison which depends upon a fact,
must depend upon a fact found by a jury, once I find that's what
the jury trial guarantee means, I am handcuffed. Though I'm a
law-and-order type, I cannot do all the mean conservative things
I would like to do to this society. You got me.
Now, if you're not going to control your judges that way, what
other criterion are you going to place before them? What is the
criterion that governs the living constitutional judge? What can
you possibly use, besides original meaning? Think about that.
Natural law? We all agree on that, don't we? The philosophy of
John Rawls? That's easy. There really is nothing else. You
either tell your judges, “Look, this is a law, like all laws, give it
the meaning it had when it was adopted.” Or, you tell your
judges, “Govern us. You tell us whether people under eighteen,
who committed their crimes when they were under eighteen,
should be executed. You tell us whether there ought to be an
unlimited right to abortion or a partial right to abortion. You
make these decisions for us.”
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I have put this question, you know I speak at law schools with
some frequency just to make trouble, and I put this question to
the faculty all the time, or incite the students to ask their living
constitutional professors. “OK professor, you are not an
originalist, what is your criterion?” There is none other.
And finally, this is what I will conclude with, although it is not
on a happy note, the worst thing about the Living Constitution
is that it will destroy the Constitution. I was confirmed, close to
nineteen years ago now, by a vote of ninety-eight to nothing.
The two missing were Barry Goldwater and Jake Garn, so make
it a hundred. I was known at that time to be, in my political and
social views, fairly conservative. But still, I was known to be a
good lawyer, an honest man, somebody who could read a text
and give it its fair meaning, had judicial impartiality and so
forth. And so I was unanimously confirmed.
Today, barely twenty years later, it is difficult to get someone
confirmed to the Court of Appeals. What has happened? The
American people have figured out what is going on. If we are
selecting lawyers, if we are selecting people to read a text and
give it the fair meaning it had when it was adopted, yes, the
most important thing to do is to get a good lawyer. If on the
other hand, we're picking people to draw out of their own
conscience and experience, a new constitution, with all sorts of
new values to govern our society, then we should not look
principally for good lawyers. We should look principally for
people who agree with us, the majority, as to whether there
ought to be this right, that right, and the other right. We want to
pick people that would write the new constitution that we would
want.
And that is why you hear in the discourse on this subject,
people talking about moderate, we want moderate judges. What
is a moderate interpretation of the text? Halfway between what
it really means and what you'd like it to mean? There is no such
thing as a moderate interpretation of the text. Would you ask a
lawyer, “Draw me a moderate contract?” The only way the word
has any meaning is if you are looking for someone to write a
law, to write a constitution, rather than to interpret one. The
moderate judge is the one who will devise the new constitution
that most people would approve of. So for example, we had a
suicide case some terms ago, and the Court refused to hold that
there is a constitutional right to assisted suicide. We said,
“We're not yet ready to say that. Stay tuned, in a few years, the
time may come, but we're not yet ready.” And that was a
moderate decision, because I think most people would not
want—if we had gone, looked into that and created a national
right to assisted suicide that would have been an immoderate
and extremist decision.
I think the very terminology suggests where we have arrived: at
the point of selecting people to write a constitution, rather than
people to give us the fair meaning of one that has been
democratically adopted. And when that happens, when the
Senate interrogates nominees to the Supreme Court, or to the
lower courts you know, “Judge so and so, do you think there is
a right to this in the Constitution? You don't? Well, my
constituents think there ought to be, and I'm not going to
appoint to the court someone who is not going to find that.”
When we are in that mode, you realize, we have rendered the
Constitution useless, because the Constitution will mean what
the majority wants it to mean. The senators are representing the
majority. And they will be selecting justices who will devise a
constitution that the majority wants.
And that of course, deprives the Constitution of its principle
utility. The Bill of Rights is devised to protect you and me
against, who do you think? The majority. My most important
function on the Supreme Court is to tell the majority to take a
walk. And the notion that the justices ought to be selected
because of the positions that they will take that are favored by
the majority is a recipe for destruction of what we have had for
two hundred years.
ANTONIN SCALIA is an Associate Justice of the U.S. Supreme
Court. He was appointed in 1986 by President Ronald Reagan.
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Stephen Breyer
Active Liberty: Interpreting Our Democratic Constitution
My discussion sees individual constitutional provisions as
embodying certain basic purposes, often expressed in highly
general terms. It sees the Constitution itself as a single
document designed to further certain basic general purposes as a
whole. It argues that an understanding of, and a focus upon,
those general purposes will help a judge better to understand
and to apply specific provisions. And it identifies consequences
as an important yardstick to measure a given interpretation's
faithfulness to these democratic purposes. In short, focus on
purpose seeks to promote active liberty by insisting on
interpretations, statutory as well as constitutional, that are
consistent with the people's will. Focus on consequences, in
turn, allows us to gauge whether and to what extent we have
succeeded in facilitating workable outcomes which reflect that
will.
Some lawyers, judges, and scholars, however, would caution
strongly against the reliance upon purposes (particularly
abstractly stated purposes) and assessment of consequences.
They ask judges to focus primarily upon text, upon the Framers’
original expectations, narrowly conceived, and upon historical
tradition. They do not deny the occasional relevance of
consequences or purposes (including such general purposes as
democracy), but they believe that judges should use them
sparingly in the interpretive endeavor. They ask judges who
tend to find interpretive answers in those decision-making
elements to rethink the problem to see whether language,
history, tradition, and precedent by themselves will not yield an
answer. They fear that, once judges become accustomed to
justifying legal conclusions through appeal to realworld
consequences, they will too often act subjectively and
undemocratically, substituting an elite's views of good policy
for sound law. They hope that language, history, tradition, and
precedent will provide important safeguards against a judge's
confusing his or her personal, undemocratic notion of what is
good for that which the Constitution or statute demands. They
tend also to emphasize the need for judicial opinions that set
forth their legal conclusions in terms of rules that will guide
other institutions, including lower courts.
This view, which I shall call “textualist” (in respect to statutes)
or “originalist” (in respect to the Constitution) or “literalist”
(shorthand for both), while logically consistent with
emphasizing the Constitution's democratic objectives, is not
hospitable to the kinds of arguments I have advanced. Nor is it
easily reconciled with my illustrations. Why, then, does it not
undercut my entire argument?
The answer, in my view, lies in the unsatisfactory nature of that
interpretive approach. First, the more “originalist” judges can
not appeal to the Framers themselves in support of their
interpretive views. The Framers did not say specifically what
factors judges should take into account when they interpret
statutes or the Constitution. This is obvious in the case of
statutes. Why would the Framers have preferred (1) a system of
interpretation that relies heavily on linguistic canons to (2) a
system that seeks more directly to find the intent of the
legislators who enacted the statute? It is close to obvious in
respect to the Constitution. Why would the Framers, who
disagreed even about the necessity of including a Bill of Rights
in the Constitution, who disagreed about the content of that Bill
of Rights, nonetheless have agreed about what school of
interpretive thought should prove dominant in interpreting that
Bill of Rights in the centuries to come?
In respect to content, the Constitution itself says that the
“enumeration” in the Constitution of some rights “shall not be
construed to deny or disparage others retained by the people.”
Professor Bernard Bailyn concludes that the Framers added this
language to make clear that “rights, like law itself, should never
be fixed, frozen, that new dangers and needs will emerge, and
that to respond to these dangers and needs, rights must be newly
specified to protect the individual's integrity and inherent
dignity.” Given the open-ended nature of content, why should
one expect to find fixed views about the nature of interpretive
practice?
If, however, justification for the literalist's interpretive
practices cannot be found in the Framers intentions, where can
it be found—other than in an appeal to consequences, that is, in
an appeal to the presumed beneficial consequences for the law
or for the nation that will flow from adopting those practices?
And that is just what we find argued. That is to say, literalist
arguments often try to show that that approach will have
favorable results, for example, that it will deter judges from
substituting their own views about what is good for the public
for those of Congress or for those embodied in the Constitution.
They argue, in other words, that a more literal approach to
interpretation will better control judicial subjectivity. Thus,
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while literalists eschew consideration of consequences case by
case, their interpretive rationale is consequentialist in this
important sense.
Second, I would ask whether it is true that judges who reject
literalism necessarily open the door to subjectivity. They do not
endorse subjectivity. And under their approach important
safeguards of objectivity remain. For one thing, a judge who
emphasizes consequences, no less than any other, is aware of
the legal precedents, rules, standards, practices, and
institutional understanding that a decision will affect. He or she
also takes account of the way in which this system of legally
related rules, institutions, and practices affects the world.
To be sure, a court focused on consequences may decide a case
in a way that radically changes the law. But this is not always a
bad thing. For example, after the latenineteenth-century Court
decided Plessy v. Ferguson, the case which permitted racial
segregation that was, in principle, “separate but equal,” it
became apparent that segregation did not mean equality but
meant disrespect for members of a minority race and led to a
segregated society that was totally unequal, a consequence
directly contrary to the purpose and demands of the Fourteenth
Amendment. The Court, in Brown v. Board of Education and
later decisions, overruled Plessy, and the law changed in a way
that profoundly affected the lives of many.
In any event, to focus upon consequences does not
automatically invite frequent dramatic legal change. Judges,
including those who look to consequences, understand the
human need to plan in reliance upon law, the need for
predictability, the need for stability. And they understand that
too radical, too frequent legal change has, as a consequence, a
tendency to undercut those important law-related human needs.
Similarly, each judge's individual need to be consistent over
time constrains subjectivity. As Justice O'Connor has explained,
a constitutional judge's initial decisions leave “footprints” that
the judge, in later decisions, will almost inevitably follow.
Moreover, to consider consequences is not to consider simply
whether the consequences of a proposed decision are good or
bad, in a particular judge's opinion. Rather, to emphasize
consequences is to emphasize consequences related to the
particular textual provision at issue. The judge must examine
the consequences through the lens of the relevant constitutional
value or purpose. The relevant values limit interpretive
possibilities. If they are democratic values, they may well
counsel modesty or restraint as well. And I believe that when a
judge candidly acknowledges that, in addition to text, history,
and precedent, consequences also guide his decision-making, he
is more likely to be disciplined in emphasizing, for example,
constitutionally relevant consequences rather than allowing his
own subjectively held values to be outcome determinative. In
all these ways, a focus on consequences will itself constrain
subjectivity.
Here are examples of how these principles apply. The First
Amendment says that “Congress shall make no law respecting
an establishment of religion.” I recently wrote (in dissent) that
this clause prohibits government from providing vouchers to
parents to help pay for the education of their children in
parochial schools. The basic reason, in my view, is that the
clause seeks to avoid among other things the “social conflict,
potentially created when government becomes involved in
religious education.” Nineteenth- and twentieth-century
immigration has produced a nation with fifty or more different
religions. And that fact made the risk of “social conflict” far
more serious after the Civil War and in twentieth-century
America than the Framers, with their eighteenth-century
experience, might have anticipated. The twentieth-century
Supreme Court had held in applicable precedent that, given the
changing nature of our society, in order to implement the basic
value that the Framers wrote the clause to protect, it was
necessary to interpret the clause more broadly than the Framers
might have thought likely.
My opinion then turned to consequences. It said that voucher
programs, if widely adopted, could provide billions of dollars to
religious schools. At first blush, that may seem a fine idea. But
will different religious groups become concerned about which
groups are getting the money and how? What are the criteria?
How are programs being implemented? Is a particular program
biased against particular sects, say, because it forbids certain
kinds of teaching? Are rival sects failing to live up to the
relevant criteria, say, by teaching “civil disobedience” to
“unjust laws”? How will claims for money, say, of one religious
group against another, be adjudicated? In a society as
religiously diverse as ours, I saw in the administration of huge
grant programs for religious education the potential for
religious strife. And that, it seemed to me, was the kind of
problem the First Amendment's religion clauses seek to avoid.
The same constitutional concern—the need to avoid a
“divisiveness based upon religion that promotes social
conflict”—helped me determine whether the Establishment
Clause forbade two public displays of the tables of the Ten
Commandments, one inside a Kentucky state courthouse, the
other on the grounds of the Texas State Capitol. It is well
recognized that the Establishment Clause does not allow the
government to compel religious practices, to show favoritism
among sects or between religion and non-religion, or to promote
religion. Yet, at the same time, given the religious beliefs of
most Americans, an absolutist approach that would purge all
religious references from the public sphere could well promote
the very kind of social conflict that the Establishment Clause
seeks to avoid. Thus, I thought, the Establishment Clause
cannot automatically forbid every public display of the Ten
Commandments, despite the religious nature of its text. Rather,
one must examine the context of the particular display to see
whether, in that context, the tablets convey the kind of
government-endorsed religious message that the Establishment
Clause forbids.
The history of the Kentucky courthouse display convinced me
and the other members of the Court's majority
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that the display sought to serve its sponsors’ primarily religious
objectives and that many of its viewers would understand it as
reflecting that motivation. But the context of the Texas display
differed significantly. A private civic (and primarily secular)
organization had placed the tablets on the Capitol grounds as
part of the organization's efforts to combat juvenile
delinquency. Those grounds contained seventeen other
monuments and twenty-one historical markers, none of which
conveyed any religious message and all of which sought to
illustrate the historical “ideals” of Texans. And the monument
had stood for forty years without legal challenge. These
circumstances strongly suggested that the public visiting the
Capitol grounds had long considered the tablets’ religious
message as a secondary part of a broader moral and historical
message reflecting a cultural heritage—a view of the display
consistent with its promoters’ basic objective.
It was particularly important that the Texas display stood
uncontested for forty years. That fact indicated, as a practical
matter of degree, that (unlike the Kentucky display) the Texas
display was unlikely to prove socially divisive. Indeed, to
require the display's removal itself would encourage disputes
over the the removal of longstanding depictions of the Ten
Commandments from public buildings across the nation, thereby
creating the very kind of religiously based divisiveness that the
Establishment Clause was designed to prevent. By way of
contrast, the short and stormy history of the more contemporary
Kentucky display revealed both religious motivation and
consequent social controversy. Thus, in the two cases, which I
called borderline cases, consideration of likely consequences—
evaluated in light of the purposes or values embodied within the
Establishment Clause—helped produce a legal result: The
Clause allowed the Texas display, while it forbade the display
in Kentucky.
I am not arguing here that I was right in any of these cases. I am
arguing that my opinions sought to identify a critical value
underlying the Religion Clauses. They considered how that
value applied in modern-day America; they looked for
consequences relevant to that value. And they sought to
evaluate likely consequences in terms of that value. That is
what I mean by an interpretive approach that emphasizes
consequences. Under that approach language, precedent,
constitutional values, and factual circumstances all constrain
judicial subjectivity.
Third, “subjectivity” is a two-edged criticism, which the
literalist himself cannot escape. The literalist's tools—language
and structure, history and tradition—often fail to provide
objective guidance in those truly difficult cases about which I
have spoken. Will canons of interpretation provide objective
answers? One canon tells the court to choose an interpretation
that gives every statutory word a meaning. Another permits the
court to ignore a word, treating it as surplus, if otherwise the
construction is repugnant to the statute's purpose. Shall the
court read the statute narrowly as in keeping with the common
law or broadly as remedial in purpose? Canons to the left to
them, canons to the right of them, which canons shall the judges
choose to follow?
. . . Fourth, I do not believe that textualist or originalist
methods of interpretation are more likely to produce clear,
workable legal rules. But even were they to do so, the
advantages of legal rules can be overstated. Rules must be
interpreted and applied. Every law student whose class grade is
borderline knows that the benefits that rules produce for cases
that fall within the heartland are often lost in cases that arise at
the boundaries.
. . . Fifth, textualist and originalist doctrines may themselves
produce seriously harmful consequences—outweighing
whatever risks of subjectivity or uncertainty are inherent in
other approaches.
. . . Literalism has a tendency to undermine the Constitution's
efforts to create a framework for democratic government—a
government that, while protecting basic individual liberties,
permits citizens to govern themselves, and to govern themselves
effectively. Insofar as a more literal interpretive approach
undermines this basic objective, it is inconsistent with the most
fundamental original intention of the Framers themselves.
For any or all of these reasons, I hope that those strongly
committed to textualist or literalist views—those whom I am
almost bound not to convince—are fairly small in number. I
hope to have convinced some of the rest that active liberty has
an important role to play in constitutional (and statutory)
interpretation.
That role, I repeat, does not involve radical change in current
professional interpretive methods nor does it involve ignoring
the protection the Constitution grants fundamental (negative)
liberties. It takes Thomas Jefferson's statement as a statement of
goals that the Constitution now seeks to fulfill: “[A]ll men are
created equal.” They are endowed by their Creator with certain
“unalienable Rights.” “[T]o secure these Rights, Governments
are instituted among Men, deriving their just powers from the
consent of the governed.” It underscores, emphasizes, or
reemphasizes the final democratic part of the famous phrase.
That reemphasis, I believe, has practical value when judges seek
to assure fidelity, in our modern society, to these ancient and
unchanging ideals.
STEPHEN BREYER is an Associate Justice of the U.S. Supreme
Court. He was appointed in 1994 by President Bill Clinton.
Space Age Furniture Company
The Space Age Furniture Company manufactures tables and
cabinets to hold microwave ovens and portable televisions.
These products are made in various sizes and with various
features, but all follow basically the same production and
assembly operations. However, two of these products—the
Saturn microwave stand and the Gemini TV stand—have a part
(no. 3079) that requires machining on a special lathe used only
for making that part. At present the machine is run by Ed
Szewczak, a machinist who also operates other machines in
Space Age's shop. Once set up and started, the lathe can run
nearly unattended. However, the machinist must be present
(even if not actually attending the machine) any time one of the
machines, including the lathe, is in operation. At present, Ed
works a regular 40-hour week. However, due to the workload
for producing part 3079, it has been necessary to schedule
frequent overtime for him in order to finish the necessary parts
on time.
Coral Snodgrass, operations manager for Space Age, has just
heard from Ed's foremen that Ed is becoming unhappy about so
much overtime. As Coral knows, Ed has been with the company
a long time and is an excellent, reliable employee. Skilled
machinists with Ed's experience and employment record are
extremely difficult to find. Coral wonders what can be done to
alleviate this problem.
Recently, Space Age began using an MRP system that has
helped reduce inventories greatly and improve on-time
deliveries. In fact, Space Age carries no finished-goods
inventory. Instead, everything in the master schedule is being
produced for customer orders, so all products are shipped
almost immediately. Previously Space Age had estimated that it
cost $1.25 per week to store each Gemini and $1.50 per week to
store each Saturn that wasn't shipped immediately. The master
schedule for producing these two items for the next six weeks is
shown below.
Master Schedule
Week
1
2
3
4
5
6
Gemini
600
400
700
500
400
600
Saturn
300
400
400
600
300
300
The part in question, 3079, is used in two different
subassemblies: no. 435, which is used in the Gemini TV stand,
and no. 257, which is used in the Saturn microwave stand. One
of part 3079 is used in each subassembly, and one of each
subassembly is used in each of the final products.
Part 3079 may be produced in any quantity since the lathe that
makes it is not used for anything else. However, both of the
subassemblies are produced using the same equipment. To
minimize change over time, Space Age has decided that these
subassemblies should be made in minimum quantities of 1,000
at a time, although there is no problem with capacity on the
equipment that makes them. In fact, an order for 1,000 of
subassembly 435 is due to be received in week 1, as is an order
for 1,000 of subassembly 257. Lead time for both these
subassemblies is one week, and no inventory is expected to be
on hand for either part at the beginning of week 1. There is not
any on-hand inventory of part 3079, and there are no orders in
process.
Ed Szewczak earns $22 per hour and gets a 50% premium for
any overtime work. Whenever part 3079 is made, there is no
set-up time, but processing takes 0.03 hour per unit. It costs
$0.25 per week to hold any of these parts over from one week to
the next. The cost of holding each subassembly in inventory is
$0.75 per unit per week.
READ:
In the eBook Taking Sides (2014) you will find the following
articles on pages 74-80:
Antonin Scalia, from Remarks at Woodrow Wilson International
Center for Scholars (March 14, 2005)
Stephen Breyer, from Active Liberty: Interpreting our
Democratic Constitution (Knopf, 2005)
The US Supreme Court www.supremecourt.gov/
The Oyez Project: www.oyez.org/
Transcript of the US Constitution:
www.archives.gov/exhibits/charters/constitution_transcript.html
Federalist Papers #24, #75
http://thomas.loc.gov/home/histdox/fed_24.html
http://thomas.loc.gov/home/histdox/fed_75.html
ANSWER:
Supreme Court Justice, Antonin Scalia, in his remarks at the
Woodrow Wilson International Center for Scholars in 2005
makes the case for following original meaning or a narrow
interpretation of the Constitution.
On the other side, from an excerpt his book, Supreme Court
Justice Steven Bryer takes the position that trying to determine
"original meaning" is difficult at best, and that justices must
take into account the probable consequences of different
interpretations.
In your response to this week's forum, evaluate the ideas of
Scalia and Breyer and determine what you find to be the best
course of action for a Supreme Court Justice in interpreting the
Constitution.

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Page 74Antonin ScaliaConstitutional InterpretationI am one o.docx

  • 1. Page 74 Antonin Scalia Constitutional Interpretation I am one of a small number of judges, small number of anybody: judges, professors, lawyers; who are known as originalists. Our manner of interpreting the Constitution is to begin with the text, and to give that text the meaning that it bore when it was adopted by the people. I'm not a strict constructionist, despite the introduction. I don't like the term “strict construction.” I do not think the Constitution, or any text should be interpreted either strictly or sloppily; it should be interpreted reasonably. Many of my interpretations do not deserve the description “strict.” I do believe, however, that you give the text the meaning it had when it was adopted. This is such a minority position in modern academia and in modern legal circles that on occasion I'm asked when I've given a talk like this a question from the back of the room—“Justice Scalia, when did you first become an originalist?”—as though it is some kind of weird affliction that seizes some people— “When did you first start eating human flesh?” Although it is a minority view now, the reality is that, not very long ago, originalism was orthodoxy. Everybody, at least purported to be an originalist. If you go back and read the commentaries on the Constitution by Joseph Story, he didn't think the Constitution evolved or changed. He said it means and will always mean what it meant when it was adopted. Or consider the opinions of John Marshall in the Federal Bank case,* where he says, we must not, we must always remember it is a constitution we are expounding. And since it's a constitution, he says, you have to give its provisions expansive meaning so that they will accommodate events that you do not know of which will happen in the future. Well, if it is a constitution that changes, you wouldn't have to give it an expansive meaning. You can give it whatever meaning
  • 2. you want and when future necessity arises, you simply change the meaning. But anyway, that is no longer the orthodoxy. Oh, one other example about how not just the judges and scholars believed in originalism, but even the American people. Consider the Nineteenth Amendment, which is the amendment that gave women the vote. It was adopted by the American people in 1920. Why did we adopt a constitutional amendment for that purpose? The Equal Protection Clause existed in 1920; it was adopted right after the Civil War. And you know that if that issue of the franchise for women came up today, we would not have to have a constitutional amendment. Someone would come to the Supreme Court and say, “Your Honors, in a democracy, what could be a greater denial of equal protection than denial of the franchise?” And the Court would say, “Yes! Even though it never meant it before, the Equal Protection Clause means that women have to have the vote.” But that's not how the American people thought in 1920. In 1920, they looked at the Equal Protection Clause and said, “What does it mean?” Well, it clearly doesn't mean that you can't discriminate in the franchise—not only on the basis of sex, but on the basis of property ownership, on the basis of literacy. None of that is unconstitutional. And therefore, since it wasn't unconstitutional, and we wanted it to be, we did things the good old fashioned way and adopted an amendment. Now, in asserting that originalism used to be orthodoxy, I do not mean to imply that judges did not distort the Constitution now and then, of course they did. We had willful judges then, and we will have willful judges until the end of time. But the difference is that prior to the last fifty years or so, prior to the advent of the “Living Constitution,” judges did their distortions the good old fashioned way, the honest way—they lied about it. They said the Constitution means such and such, when it never meant such and such. It's a big difference that you now no longer have to lie about it, because we are in the era of the evolving Constitution. And the judge can simply say, “Oh yes, the Constitution didn't used to
  • 3. mean that, but it does now.” We are in the age in which not only judges, not only lawyers, but even school children have come to learn the Constitution changes. I have grammar school students come into the court now and then, and they recite very proudly what they have been taught: “The Constitution is a living document.” You know, it morphs. Well, let me first tell you how we got to the “Living Constitution.” You don't have to be a lawyer to understand it. The road is not that complicated. Initially, the Court began giving terms in the text of the Constitution a meaning they didn't have when they were adopted. For example, the First Amendment, which forbids Congress to abridge the freedom of speech. What does the freedom of speech mean? Well, it clearly did not mean that Congress, or government could not impose any restrictions upon speech. Libel laws for example, were clearly Constitutional. Nobody thought the First Amendment was carte blanche to Page 75 libel someone. But in the famous case of New York Times v. Sullivan, the Supreme Court said, “But the First Amendment does prevent you from suing for libel if you are a public figure and if the libel was not malicious.” That is, the person, a member of the press or otherwise, thought that what the person said was true. Well, that had never been the law. I mean, it might be a good law. And some states could amend their libel law. It's one thing for a state to amend its libel law and say, “We think that public figures shouldn't be able to sue.” That's fine. But the courts have said that the First Amendment, which never meant this before, now means that if you are a public figure, that you can't sue for libel unless it's intentional, malicious. So that's one way to do it. Another example is: the Constitution guarantees the right to be represented by counsel; that never meant the State had to pay for your counsel. But you can reinterpret it to mean that.
  • 4. That was step one. Step two, I mean, that will only get you so far. There is no text in the Constitution that you could reinterpret to create a right to abortion, for example. So you need something else. The something else is called the doctrine of “Substantive Due Process.” Only lawyers can walk around talking about substantive process, inasmuch as it's a contradiction in terms. If you referred to substantive process or procedural substance at a cocktail party, people would look at you funny. But lawyers talk this way all the time. What substantive due process is, is quite simple, the Constitution has a Due Process Clause, which says that no person shall be deprived of life, liberty or property without due process of law. Now, what does this guarantee? Does it guarantee life, liberty or property? No, indeed! All three can be taken away. You can be fined, you can be incarcerated, you can even be executed, but not without due process of law. It's a procedural guarantee. But the Court said, and this goes way back, in the 1920s at least, in fact the first case to do it was Dred Scott. But it became more popular in the 1920s. The Court said there are some liberties that are so important, that no process will suffice to take them away. Hence, substantive due process. Now, what liberties are they? The Court will tell you. Be patient. When the doctrine of substantive due process was initially announced, it was limited in this way, the Court said it embraces only those liberties that are fundamental to a democratic society and rooted in the traditions of the American people. Then we come to step three. Step three: that limitation is eliminated. Within the last twenty years, we have found to be covered by Due Process the right to abortion, which was so little rooted in the traditions of the American people that it was criminal for two hundred years; the right to homosexual sodomy, which was so little rooted in the traditions of the American people that it was criminal for two hundred years. So it is literally true, and I don't think this is an exaggeration,
  • 5. that the Court has essentially liberated itself from the text of the Constitution, from the text, and even from the traditions of the American people. It is up to the Court to say what is covered by substantive due process. What are the arguments usually made in favor of the Living Constitution? As the name of it suggests, it is a very attractive philosophy, and it's hard to talk people out of it: the notion that the Constitution grows. The major argument is the Constitution is a living organism, it has to grow with the society that it governs or it will become brittle and snap. This is the equivalent of, an anthropomorphism equivalent to what you hear from your stock broker, when he tells you that the stock market is resting for an assault on the eleven-thousand level. The stock market panting at some base camp. The stock market is not a mountain climber and the Constitution is not a living organism for Pete's sake; it's a legal document, and like all legal documents, it says some things, and it doesn't say other things. And if you think that the aficionados of the Living Constitution want to bring you flexibility, think again. My Constitution is a very flexible Constitution. You think the death penalty is a good idea: persuade your fellow citizens and adopt it. You think it's a bad idea: persuade them the other way and eliminate it. You want a right to abortion: create it the way most rights are created in a democratic society. Persuade your fellow citizens it's a good idea, and enact it. You want the opposite, persuade them the other way. That's flexibility. But to read either result into the Constitution is not to produce flexibility, it is to produce what a constitution is designed to produce: rigidity. Abortion, for example, is offstage, it is off the democratic stage, it is no use debating it, it is unconstitutional. I mean prohibiting it is unconstitutional. I mean it's no use debating it anymore. Now and forever, coast to coast, I guess until we amend the constitution, which is a difficult thing. So, for whatever reason you might like the Living Constitution, don't like it because it provides flexibility. That's not the name of the
  • 6. game. Some people also seem to like it because they think it's a good liberal thing. That somehow this is a conservative/liberal battle. And conservatives like the old- fashioned originalist Constitution and liberals ought to like the Living Constitution. That's not true either. The dividing line between those who believe in the Living Constitution and those who don't is not the dividing line between conservatives and liberals. Conservatives are willing to grow the Constitution to cover their favorite causes just as liberals are. And the best example of that is two cases we announced some years ago on the same day, the same morning. One case was Romer v. Evans, in which the people of Colorado had enacted an amendment to the State Constitution by plebiscite, which said that neither the State, nor any subdivision of the State would add to the protected statuses against which private individuals cannot discriminate. The usual ones are: race, religion, age, sex, disability and so forth. Would not add sexual preference. Somebody thought that was a terrible Page 76 idea, and since it was a terrible idea, it must be unconstitutional. Brought a lawsuit, it came to the Supreme Court. And the Supreme Court said, “Yes, it is unconstitutional.” On the basis of . . . I don't know. The Sexual Preference Clause of the Bill of Rights, presumably. And the liberals loved it; and the conservatives gnashed their teeth. The very next case we announced is a case called BMW v. [Gore]. Not the [Gore] you think; this is another [Gore]. Mr. Gore had bought a BMW, which is a car supposedly advertised at least as having a superb finish, baked seven times in ovens deep in the Alps, by dwarfs. And his BMW apparently had gotten scratched on the way over. They did not send it back to the Alps, they took a can of spray-paint and fixed it. And he found out about this and was furious, and he brought a lawsuit. He got his compensatory damages, a couple of hundred dollars, the difference between a car with a better paint job and a worse
  • 7. paint job. Plus, $2 million against BMW for punitive damages for being a bad actor, which is absurd of course, so it must be unconstitutional. BMW appealed to my court, and my court said, “Yes, it's unconstitutional.” In violation of, I assume, the Excessive Damages Clause of the Bill of Rights. And if excessive punitive damages are unconstitutional, why aren't excessive compensatory damages unconstitutional? So you have a federal question whenever you get a judgment in a civil case. Well, that one the conservatives liked, because conservatives don't like punitive damages, and the liberals gnashed their teeth. I dissented in both cases because I say, “A pox on both their houses.” It has nothing to do with what your policy preferences are; it has to do with what you think the Constitution is. Some people are in favor of the Living Constitution because they think it always leads to greater freedom. There's just nothing to lose. The evolving Constitution will always provide greater and greater freedom, more and more rights. Why would you think that? It's a two-way street. And indeed, under the aegis of the Living Constitution, some freedoms have been taken away. . . . Well, I've talked about some of the false virtues of the Living Constitution, let me tell you what I consider its, principal, vices are. Surely the greatest, you should always begin with principal, its greatest vice is its illegitimacy. The only reason federal courts sit in judgment of the constitutionality of federal legislation is not because they are explicitly authorized to do so in the Constitution. Some modern constitutions give the constitutional court explicit authority to review German legislation or French legislation for its constitutionality. Our Constitution doesn't say anything like that. But John Marshall says in Marbury v. Madison: look, this is lawyers’ work. What you have here is an apparent conflict between the Constitution and the statute. And, all the time, lawyers and judges have to reconcile these conflicts; they try to read the two to comport with each other. If they can't, it's judges’ work to decide which ones prevail. When there are two statutes, the more recent one
  • 8. prevails. It implicitly repeals the older one. But when the Constitution is at issue, the Constitution prevails because it is a “superstatute.” I mean, that's what Marshall says: it's judges’ work. If you believe, however, that the Constitution is not a legal text, like the texts involved when judges reconcile or decide which of two statutes prevail; if you think the Constitution is some exhortation to give effect to the most fundamental values of the society as those values change from year to year; if you think that it is meant to reflect, as some of the Supreme Court cases say, particularly those involving the Eighth Amendment, if you think it is simply meant to reflect the evolving standards of decency that mark the progress of a maturing society, if that is what you think it is, then why in the world would you have it interpreted by nine lawyers? What do I know about the evolving standards of decency of American society? I'm afraid to ask. If that is what you think the Constitution is, then Marbury v. Madison is wrong. It shouldn't be up to the judges, it should be up to the legislature. We should have a system like the English. Whatever the legislature thinks is constitutional is constitutional. They know the evolving standards of American society, I don't. So in principle, it's incompatible with the legal regime that America has established. Secondly, and this is the killer argument, I mean, it's the best debater's argument. They say in politics, you can't beat somebody with nobody, it's the same thing with principles of legal interpretation. If you don't believe in originalism, then you need some other principle of interpretation. Being a non- originalist is not enough. You see, I have my rules that confine me. I know what I'm looking for. When I find it, the original meaning of the Constitution, I am handcuffed. If I believe that the First Amendment meant when it was adopted that you are entitled to burn the American flag, I have to come out that way, even though I don't like to come out that way. When I find that the original meaning of the jury trial guarantee is that any additional time you spend in prison which depends upon a fact,
  • 9. must depend upon a fact found by a jury, once I find that's what the jury trial guarantee means, I am handcuffed. Though I'm a law-and-order type, I cannot do all the mean conservative things I would like to do to this society. You got me. Now, if you're not going to control your judges that way, what other criterion are you going to place before them? What is the criterion that governs the living constitutional judge? What can you possibly use, besides original meaning? Think about that. Natural law? We all agree on that, don't we? The philosophy of John Rawls? That's easy. There really is nothing else. You either tell your judges, “Look, this is a law, like all laws, give it the meaning it had when it was adopted.” Or, you tell your judges, “Govern us. You tell us whether people under eighteen, who committed their crimes when they were under eighteen, should be executed. You tell us whether there ought to be an unlimited right to abortion or a partial right to abortion. You make these decisions for us.” Page 77 I have put this question, you know I speak at law schools with some frequency just to make trouble, and I put this question to the faculty all the time, or incite the students to ask their living constitutional professors. “OK professor, you are not an originalist, what is your criterion?” There is none other. And finally, this is what I will conclude with, although it is not on a happy note, the worst thing about the Living Constitution is that it will destroy the Constitution. I was confirmed, close to nineteen years ago now, by a vote of ninety-eight to nothing. The two missing were Barry Goldwater and Jake Garn, so make it a hundred. I was known at that time to be, in my political and social views, fairly conservative. But still, I was known to be a good lawyer, an honest man, somebody who could read a text and give it its fair meaning, had judicial impartiality and so forth. And so I was unanimously confirmed. Today, barely twenty years later, it is difficult to get someone confirmed to the Court of Appeals. What has happened? The
  • 10. American people have figured out what is going on. If we are selecting lawyers, if we are selecting people to read a text and give it the fair meaning it had when it was adopted, yes, the most important thing to do is to get a good lawyer. If on the other hand, we're picking people to draw out of their own conscience and experience, a new constitution, with all sorts of new values to govern our society, then we should not look principally for good lawyers. We should look principally for people who agree with us, the majority, as to whether there ought to be this right, that right, and the other right. We want to pick people that would write the new constitution that we would want. And that is why you hear in the discourse on this subject, people talking about moderate, we want moderate judges. What is a moderate interpretation of the text? Halfway between what it really means and what you'd like it to mean? There is no such thing as a moderate interpretation of the text. Would you ask a lawyer, “Draw me a moderate contract?” The only way the word has any meaning is if you are looking for someone to write a law, to write a constitution, rather than to interpret one. The moderate judge is the one who will devise the new constitution that most people would approve of. So for example, we had a suicide case some terms ago, and the Court refused to hold that there is a constitutional right to assisted suicide. We said, “We're not yet ready to say that. Stay tuned, in a few years, the time may come, but we're not yet ready.” And that was a moderate decision, because I think most people would not want—if we had gone, looked into that and created a national right to assisted suicide that would have been an immoderate and extremist decision. I think the very terminology suggests where we have arrived: at the point of selecting people to write a constitution, rather than people to give us the fair meaning of one that has been democratically adopted. And when that happens, when the Senate interrogates nominees to the Supreme Court, or to the lower courts you know, “Judge so and so, do you think there is
  • 11. a right to this in the Constitution? You don't? Well, my constituents think there ought to be, and I'm not going to appoint to the court someone who is not going to find that.” When we are in that mode, you realize, we have rendered the Constitution useless, because the Constitution will mean what the majority wants it to mean. The senators are representing the majority. And they will be selecting justices who will devise a constitution that the majority wants. And that of course, deprives the Constitution of its principle utility. The Bill of Rights is devised to protect you and me against, who do you think? The majority. My most important function on the Supreme Court is to tell the majority to take a walk. And the notion that the justices ought to be selected because of the positions that they will take that are favored by the majority is a recipe for destruction of what we have had for two hundred years. ANTONIN SCALIA is an Associate Justice of the U.S. Supreme Court. He was appointed in 1986 by President Ronald Reagan. Page 78 Stephen Breyer Active Liberty: Interpreting Our Democratic Constitution My discussion sees individual constitutional provisions as embodying certain basic purposes, often expressed in highly general terms. It sees the Constitution itself as a single document designed to further certain basic general purposes as a whole. It argues that an understanding of, and a focus upon, those general purposes will help a judge better to understand and to apply specific provisions. And it identifies consequences as an important yardstick to measure a given interpretation's faithfulness to these democratic purposes. In short, focus on purpose seeks to promote active liberty by insisting on interpretations, statutory as well as constitutional, that are consistent with the people's will. Focus on consequences, in
  • 12. turn, allows us to gauge whether and to what extent we have succeeded in facilitating workable outcomes which reflect that will. Some lawyers, judges, and scholars, however, would caution strongly against the reliance upon purposes (particularly abstractly stated purposes) and assessment of consequences. They ask judges to focus primarily upon text, upon the Framers’ original expectations, narrowly conceived, and upon historical tradition. They do not deny the occasional relevance of consequences or purposes (including such general purposes as democracy), but they believe that judges should use them sparingly in the interpretive endeavor. They ask judges who tend to find interpretive answers in those decision-making elements to rethink the problem to see whether language, history, tradition, and precedent by themselves will not yield an answer. They fear that, once judges become accustomed to justifying legal conclusions through appeal to realworld consequences, they will too often act subjectively and undemocratically, substituting an elite's views of good policy for sound law. They hope that language, history, tradition, and precedent will provide important safeguards against a judge's confusing his or her personal, undemocratic notion of what is good for that which the Constitution or statute demands. They tend also to emphasize the need for judicial opinions that set forth their legal conclusions in terms of rules that will guide other institutions, including lower courts. This view, which I shall call “textualist” (in respect to statutes) or “originalist” (in respect to the Constitution) or “literalist” (shorthand for both), while logically consistent with emphasizing the Constitution's democratic objectives, is not hospitable to the kinds of arguments I have advanced. Nor is it easily reconciled with my illustrations. Why, then, does it not undercut my entire argument? The answer, in my view, lies in the unsatisfactory nature of that interpretive approach. First, the more “originalist” judges can not appeal to the Framers themselves in support of their
  • 13. interpretive views. The Framers did not say specifically what factors judges should take into account when they interpret statutes or the Constitution. This is obvious in the case of statutes. Why would the Framers have preferred (1) a system of interpretation that relies heavily on linguistic canons to (2) a system that seeks more directly to find the intent of the legislators who enacted the statute? It is close to obvious in respect to the Constitution. Why would the Framers, who disagreed even about the necessity of including a Bill of Rights in the Constitution, who disagreed about the content of that Bill of Rights, nonetheless have agreed about what school of interpretive thought should prove dominant in interpreting that Bill of Rights in the centuries to come? In respect to content, the Constitution itself says that the “enumeration” in the Constitution of some rights “shall not be construed to deny or disparage others retained by the people.” Professor Bernard Bailyn concludes that the Framers added this language to make clear that “rights, like law itself, should never be fixed, frozen, that new dangers and needs will emerge, and that to respond to these dangers and needs, rights must be newly specified to protect the individual's integrity and inherent dignity.” Given the open-ended nature of content, why should one expect to find fixed views about the nature of interpretive practice? If, however, justification for the literalist's interpretive practices cannot be found in the Framers intentions, where can it be found—other than in an appeal to consequences, that is, in an appeal to the presumed beneficial consequences for the law or for the nation that will flow from adopting those practices? And that is just what we find argued. That is to say, literalist arguments often try to show that that approach will have favorable results, for example, that it will deter judges from substituting their own views about what is good for the public for those of Congress or for those embodied in the Constitution. They argue, in other words, that a more literal approach to interpretation will better control judicial subjectivity. Thus,
  • 14. Page 79 while literalists eschew consideration of consequences case by case, their interpretive rationale is consequentialist in this important sense. Second, I would ask whether it is true that judges who reject literalism necessarily open the door to subjectivity. They do not endorse subjectivity. And under their approach important safeguards of objectivity remain. For one thing, a judge who emphasizes consequences, no less than any other, is aware of the legal precedents, rules, standards, practices, and institutional understanding that a decision will affect. He or she also takes account of the way in which this system of legally related rules, institutions, and practices affects the world. To be sure, a court focused on consequences may decide a case in a way that radically changes the law. But this is not always a bad thing. For example, after the latenineteenth-century Court decided Plessy v. Ferguson, the case which permitted racial segregation that was, in principle, “separate but equal,” it became apparent that segregation did not mean equality but meant disrespect for members of a minority race and led to a segregated society that was totally unequal, a consequence directly contrary to the purpose and demands of the Fourteenth Amendment. The Court, in Brown v. Board of Education and later decisions, overruled Plessy, and the law changed in a way that profoundly affected the lives of many. In any event, to focus upon consequences does not automatically invite frequent dramatic legal change. Judges, including those who look to consequences, understand the human need to plan in reliance upon law, the need for predictability, the need for stability. And they understand that too radical, too frequent legal change has, as a consequence, a tendency to undercut those important law-related human needs. Similarly, each judge's individual need to be consistent over time constrains subjectivity. As Justice O'Connor has explained, a constitutional judge's initial decisions leave “footprints” that
  • 15. the judge, in later decisions, will almost inevitably follow. Moreover, to consider consequences is not to consider simply whether the consequences of a proposed decision are good or bad, in a particular judge's opinion. Rather, to emphasize consequences is to emphasize consequences related to the particular textual provision at issue. The judge must examine the consequences through the lens of the relevant constitutional value or purpose. The relevant values limit interpretive possibilities. If they are democratic values, they may well counsel modesty or restraint as well. And I believe that when a judge candidly acknowledges that, in addition to text, history, and precedent, consequences also guide his decision-making, he is more likely to be disciplined in emphasizing, for example, constitutionally relevant consequences rather than allowing his own subjectively held values to be outcome determinative. In all these ways, a focus on consequences will itself constrain subjectivity. Here are examples of how these principles apply. The First Amendment says that “Congress shall make no law respecting an establishment of religion.” I recently wrote (in dissent) that this clause prohibits government from providing vouchers to parents to help pay for the education of their children in parochial schools. The basic reason, in my view, is that the clause seeks to avoid among other things the “social conflict, potentially created when government becomes involved in religious education.” Nineteenth- and twentieth-century immigration has produced a nation with fifty or more different religions. And that fact made the risk of “social conflict” far more serious after the Civil War and in twentieth-century America than the Framers, with their eighteenth-century experience, might have anticipated. The twentieth-century Supreme Court had held in applicable precedent that, given the changing nature of our society, in order to implement the basic value that the Framers wrote the clause to protect, it was necessary to interpret the clause more broadly than the Framers might have thought likely.
  • 16. My opinion then turned to consequences. It said that voucher programs, if widely adopted, could provide billions of dollars to religious schools. At first blush, that may seem a fine idea. But will different religious groups become concerned about which groups are getting the money and how? What are the criteria? How are programs being implemented? Is a particular program biased against particular sects, say, because it forbids certain kinds of teaching? Are rival sects failing to live up to the relevant criteria, say, by teaching “civil disobedience” to “unjust laws”? How will claims for money, say, of one religious group against another, be adjudicated? In a society as religiously diverse as ours, I saw in the administration of huge grant programs for religious education the potential for religious strife. And that, it seemed to me, was the kind of problem the First Amendment's religion clauses seek to avoid. The same constitutional concern—the need to avoid a “divisiveness based upon religion that promotes social conflict”—helped me determine whether the Establishment Clause forbade two public displays of the tables of the Ten Commandments, one inside a Kentucky state courthouse, the other on the grounds of the Texas State Capitol. It is well recognized that the Establishment Clause does not allow the government to compel religious practices, to show favoritism among sects or between religion and non-religion, or to promote religion. Yet, at the same time, given the religious beliefs of most Americans, an absolutist approach that would purge all religious references from the public sphere could well promote the very kind of social conflict that the Establishment Clause seeks to avoid. Thus, I thought, the Establishment Clause cannot automatically forbid every public display of the Ten Commandments, despite the religious nature of its text. Rather, one must examine the context of the particular display to see whether, in that context, the tablets convey the kind of government-endorsed religious message that the Establishment Clause forbids. The history of the Kentucky courthouse display convinced me
  • 17. and the other members of the Court's majority Page 80 that the display sought to serve its sponsors’ primarily religious objectives and that many of its viewers would understand it as reflecting that motivation. But the context of the Texas display differed significantly. A private civic (and primarily secular) organization had placed the tablets on the Capitol grounds as part of the organization's efforts to combat juvenile delinquency. Those grounds contained seventeen other monuments and twenty-one historical markers, none of which conveyed any religious message and all of which sought to illustrate the historical “ideals” of Texans. And the monument had stood for forty years without legal challenge. These circumstances strongly suggested that the public visiting the Capitol grounds had long considered the tablets’ religious message as a secondary part of a broader moral and historical message reflecting a cultural heritage—a view of the display consistent with its promoters’ basic objective. It was particularly important that the Texas display stood uncontested for forty years. That fact indicated, as a practical matter of degree, that (unlike the Kentucky display) the Texas display was unlikely to prove socially divisive. Indeed, to require the display's removal itself would encourage disputes over the the removal of longstanding depictions of the Ten Commandments from public buildings across the nation, thereby creating the very kind of religiously based divisiveness that the Establishment Clause was designed to prevent. By way of contrast, the short and stormy history of the more contemporary Kentucky display revealed both religious motivation and consequent social controversy. Thus, in the two cases, which I called borderline cases, consideration of likely consequences— evaluated in light of the purposes or values embodied within the Establishment Clause—helped produce a legal result: The Clause allowed the Texas display, while it forbade the display in Kentucky.
  • 18. I am not arguing here that I was right in any of these cases. I am arguing that my opinions sought to identify a critical value underlying the Religion Clauses. They considered how that value applied in modern-day America; they looked for consequences relevant to that value. And they sought to evaluate likely consequences in terms of that value. That is what I mean by an interpretive approach that emphasizes consequences. Under that approach language, precedent, constitutional values, and factual circumstances all constrain judicial subjectivity. Third, “subjectivity” is a two-edged criticism, which the literalist himself cannot escape. The literalist's tools—language and structure, history and tradition—often fail to provide objective guidance in those truly difficult cases about which I have spoken. Will canons of interpretation provide objective answers? One canon tells the court to choose an interpretation that gives every statutory word a meaning. Another permits the court to ignore a word, treating it as surplus, if otherwise the construction is repugnant to the statute's purpose. Shall the court read the statute narrowly as in keeping with the common law or broadly as remedial in purpose? Canons to the left to them, canons to the right of them, which canons shall the judges choose to follow? . . . Fourth, I do not believe that textualist or originalist methods of interpretation are more likely to produce clear, workable legal rules. But even were they to do so, the advantages of legal rules can be overstated. Rules must be interpreted and applied. Every law student whose class grade is borderline knows that the benefits that rules produce for cases that fall within the heartland are often lost in cases that arise at the boundaries. . . . Fifth, textualist and originalist doctrines may themselves produce seriously harmful consequences—outweighing whatever risks of subjectivity or uncertainty are inherent in other approaches. . . . Literalism has a tendency to undermine the Constitution's
  • 19. efforts to create a framework for democratic government—a government that, while protecting basic individual liberties, permits citizens to govern themselves, and to govern themselves effectively. Insofar as a more literal interpretive approach undermines this basic objective, it is inconsistent with the most fundamental original intention of the Framers themselves. For any or all of these reasons, I hope that those strongly committed to textualist or literalist views—those whom I am almost bound not to convince—are fairly small in number. I hope to have convinced some of the rest that active liberty has an important role to play in constitutional (and statutory) interpretation. That role, I repeat, does not involve radical change in current professional interpretive methods nor does it involve ignoring the protection the Constitution grants fundamental (negative) liberties. It takes Thomas Jefferson's statement as a statement of goals that the Constitution now seeks to fulfill: “[A]ll men are created equal.” They are endowed by their Creator with certain “unalienable Rights.” “[T]o secure these Rights, Governments are instituted among Men, deriving their just powers from the consent of the governed.” It underscores, emphasizes, or reemphasizes the final democratic part of the famous phrase. That reemphasis, I believe, has practical value when judges seek to assure fidelity, in our modern society, to these ancient and unchanging ideals. STEPHEN BREYER is an Associate Justice of the U.S. Supreme Court. He was appointed in 1994 by President Bill Clinton. Space Age Furniture Company The Space Age Furniture Company manufactures tables and cabinets to hold microwave ovens and portable televisions.
  • 20. These products are made in various sizes and with various features, but all follow basically the same production and assembly operations. However, two of these products—the Saturn microwave stand and the Gemini TV stand—have a part (no. 3079) that requires machining on a special lathe used only for making that part. At present the machine is run by Ed Szewczak, a machinist who also operates other machines in Space Age's shop. Once set up and started, the lathe can run nearly unattended. However, the machinist must be present (even if not actually attending the machine) any time one of the machines, including the lathe, is in operation. At present, Ed works a regular 40-hour week. However, due to the workload for producing part 3079, it has been necessary to schedule frequent overtime for him in order to finish the necessary parts on time. Coral Snodgrass, operations manager for Space Age, has just heard from Ed's foremen that Ed is becoming unhappy about so much overtime. As Coral knows, Ed has been with the company a long time and is an excellent, reliable employee. Skilled machinists with Ed's experience and employment record are extremely difficult to find. Coral wonders what can be done to alleviate this problem. Recently, Space Age began using an MRP system that has helped reduce inventories greatly and improve on-time deliveries. In fact, Space Age carries no finished-goods inventory. Instead, everything in the master schedule is being produced for customer orders, so all products are shipped almost immediately. Previously Space Age had estimated that it cost $1.25 per week to store each Gemini and $1.50 per week to store each Saturn that wasn't shipped immediately. The master schedule for producing these two items for the next six weeks is shown below. Master Schedule Week 1
  • 21. 2 3 4 5 6 Gemini 600 400 700 500 400 600 Saturn 300 400 400 600 300 300 The part in question, 3079, is used in two different subassemblies: no. 435, which is used in the Gemini TV stand, and no. 257, which is used in the Saturn microwave stand. One of part 3079 is used in each subassembly, and one of each subassembly is used in each of the final products. Part 3079 may be produced in any quantity since the lathe that makes it is not used for anything else. However, both of the subassemblies are produced using the same equipment. To minimize change over time, Space Age has decided that these subassemblies should be made in minimum quantities of 1,000 at a time, although there is no problem with capacity on the equipment that makes them. In fact, an order for 1,000 of subassembly 435 is due to be received in week 1, as is an order for 1,000 of subassembly 257. Lead time for both these subassemblies is one week, and no inventory is expected to be on hand for either part at the beginning of week 1. There is not any on-hand inventory of part 3079, and there are no orders in
  • 22. process. Ed Szewczak earns $22 per hour and gets a 50% premium for any overtime work. Whenever part 3079 is made, there is no set-up time, but processing takes 0.03 hour per unit. It costs $0.25 per week to hold any of these parts over from one week to the next. The cost of holding each subassembly in inventory is $0.75 per unit per week. READ: In the eBook Taking Sides (2014) you will find the following articles on pages 74-80: Antonin Scalia, from Remarks at Woodrow Wilson International Center for Scholars (March 14, 2005) Stephen Breyer, from Active Liberty: Interpreting our Democratic Constitution (Knopf, 2005) The US Supreme Court www.supremecourt.gov/ The Oyez Project: www.oyez.org/ Transcript of the US Constitution: www.archives.gov/exhibits/charters/constitution_transcript.html Federalist Papers #24, #75 http://thomas.loc.gov/home/histdox/fed_24.html http://thomas.loc.gov/home/histdox/fed_75.html ANSWER: Supreme Court Justice, Antonin Scalia, in his remarks at the Woodrow Wilson International Center for Scholars in 2005 makes the case for following original meaning or a narrow interpretation of the Constitution. On the other side, from an excerpt his book, Supreme Court Justice Steven Bryer takes the position that trying to determine "original meaning" is difficult at best, and that justices must take into account the probable consequences of different
  • 23. interpretations. In your response to this week's forum, evaluate the ideas of Scalia and Breyer and determine what you find to be the best course of action for a Supreme Court Justice in interpreting the Constitution.