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© SKU
Shashi Kant Upadhyay
#5, 5th
Cross, Padmavathi Cell: 09035815569 / 09916826488
Building, Opp. to Shani Dev Emails: shashikant.your@gmail.com
Temple, Devasandra & shashikant_your@yahoo.com
K.R.Puram, Bangalore
Pin code: 560036
Objectives ~ MIS & Financial Skills ~ Management
A financial service professional eager to enter and willing to learn new skills, take new
challenges and completes any education / licensing examinations necessary for career
growth. Excels in gathering client’s information, analyzing data and providing
appropriate recommendations. Fast learner with high energy and drive to exceed
expectations.
PROFILE
Educational Qualification:
MBA (2006) from Vellore Institute of Technology (VIT), Vellore (TN).
8.25 CGPA (on the scale of 10), Equivalent to 74.9%.
Specializations in Finance & Systems.
B.Sc (Physics) from Gossner College –Ranchi University - in 2004
Percentage of marks - 57%.
NCFM (Capital market module) certification.
Computer Accumen: Diploma course from NIIT.
 MS OFFICE
 Operating System - Windows 98/00/XP/Win7
 Working knowledge on Citrix and People soft applications
 Have worked on oracle and other financial software tools & applications
 Excellent knowledge of MS-Excel, Access, Macros, PowerPoint, etc.
 Have knowledge and worked on oracle and other financial software tools &
applications such as Hyperion, Essbase, SQL, FORT, etc.
© SKU
Professional Experience and Accomplishment
Last Employer
Randstad India Limited (Sep12 – Apr13)
Financial Analyst ~ FP&A ~ Reporting
Client: Intuit India Private Limited
Intuit Inc. is an American software company that develops financial and tax preparation
software and related services for small businesses, accountants and individuals.
Incorporated in Delaware and headquartered in Mountain View, California & Intuit Inc.’s
India headquarters, based in Bangalore, houses the company’s Development Centre.
Location: Bangalore
Roles and Responsibilities:
 Preparing various Monthly/Weekly reports on Forecasts vs. Actual data’s. Also
preparing variance report and circulating to BU Heads in India & Finance
counterpart in US and also reviewing the monthly expenses with concerned
Business Units leads and managers individually.
 Preparing Requisition Report – Head count reconciliation, cost center review,
follow up for cost center change & Recon’s with internal mobility of head count
 Spotlight Report – Deriving the spotlight budget and circulating to Managers
across the various Business Units and resolving queries if any.
 Analyzing key variances between actual and planned figures to identify areas not
operating as expected and set the budget accordingly.
 Provide strong reporting and analytical information support to management team
and generate and distribute management reports in accurate and timely manner.
 Preparing vendors list in various BUs and also keeping an eye on their expenses
per month and presenting dash board on it.
 Keep a close view on Accrual and reviewing it with our reports and reporting the
procurement team if any amount seems to be inaccurate or wrongly posted.
 Having regular call with US counterpart as well as Indian part to understand the
process in a better way and thus making necessary changes and modification if
required to be as par with excellence and meet the deadlines without any errors.
 Maintain documentation of SOPs/Operating Instruction and prepare various report
templates on monthly basis, dashboards, management packs, presentations, etc.
and reporting them to the management.
 Excellent in MS Access, MS Excel (Hlookup, Vlookup, Pivot Table & PivotTable
Charts, Macro, Forms, data validation & filters)
 Have used and hand on experience on various oracle and FP&A software tools
tools like Hyperion, P2P, COE etc for generating and reviewing multiple reports.
 Have been working as SME and handling 5 to 6 team members from various
teams and thus coordinating with them for completing the work in turnaround
time and in defect free manners.
© SKU
Previous Employers
Tata Consultancy Services (Oct 2010- July 2012)
Process Executive ~ Market Risk Operation ~ Reporting
Client: Deutsche Bank
Location: Bangalore
Roles & Responsibilities:
• Perform business analysis and understand financial performance by risk and
key channel and partner sub-sectors that will be used to inform future
investment decisions by making various kinds of reports.
• Develop market risk matrices and periodic reports for senior management to
provide regular update on market risk exposure, trends, deficiencies, control
gap analysis and recommendations to mitigate risk.
• Support and facilitate Risk Managers in driving the RFI (Request for
information) process forward by responding to their data queries, ad hoc
analyses requests and process change requests
• Drive delivery of tools/methodologies like VaR, sensitivity analysis,
scenarios. Also track and prepare Key Risk Indicators reports capturing errors,
self-identified issues, client complaints, etc.
• Performed Value at risk i.e.VaR, Stress VaR and responsible for the various
risk reports sent out for the FX, Fixed Income, Commodities, Derivatives and
Equity Cash Trading Business Lines for US, UK and Asia-Pacific region.
• Involved in calculation of risk through various methods and design hierarchy
structure for different businesses & also involved in BCP activity.
• Worked on various packages (Val1, Val2, Val3 etc.) on different time zones
and have knowledge of market data, packaging and hierarchy activities.
• Understanding of various functions in Investment banking Operations
including Equity, Derivatives, Bank Reconciliation, Capital Market, etc
• Perform risk assessments, audit plan and program development, design and
conduct internal audits, prepare reports, engagement planning and ensure that
products/deliverables meet contract/work plan.
• Handling multiple reports, working with formulae, pivot tables & pivot charts,
and various other excel sheet components for accurate data.
• Liaise with other departments & teams to support/manage project deliveries
on the agreed SLAs and TAT.
• Preparing MIS and Daily Dashboard reports, maintaining and publishing to all
stake holders using mdx queries and data warehousing.
• Create ad-hoc Excel-based SQL reports for the Field Organization and
provide overall Business Intelligence & Reporting support.
• Working knowledge of databases such as Bloomberg, Thomson Research etc.
• Excellent knowledge of Excel, Macros and other Reporting Tools used for
preparing the output reports, possesses good interpersonal and communication
skills, and able to collaborate in a different culture and team environments.
© SKU
Previous Employers
IGATE Global Solution Limited, Bangalore (July07 – Aug2010)
Senior Process Associate ~ Market Risk ~ Reporting
Job Description:
Client: JPMC BANK
Location: Bangalore
Roles & Responsibilities:
• Implements routine research and evaluation of the investments organization,
business activities and market risk. Also assists in monitoring risk management
policies, procedures, limits, and guidelines.
• Analyze how changes in positions or market circumstances impact the risk
figures, both as part of daily reporting and on request of management
• Participate in projects, assist in analysis and testing of changes in methodologies
and systems, setting up new global sensitivity reports and analysis processes, etc.
• Good understanding and experience of VaR methodology, calculations and
market risk concepts
• Worked on various Assets classes like Equities, FX, Derivatives, commodities
etc. and produced reports based on that daily, weekly and monthly.
• Assists in developing technology-based tools and performs data analysis to
monitor, measure, and manage market risks.
• Participates in monitoring market risk to ensure that they are within market and
derivatives risk thresholds, limits, and constraints.
• Contact with risk managers globally to understand changes in risk and figures and
take their advice before the reports are sent.
• Understand and analyzes the market risk and to support the MRM and other team
working on the same.
• Performing market risk analysis activities to validate data definitions and to
support functional and non-functional requirements.
• Defining and documenting procedures and training to support new business
processes and applications.
• Independent and able to work with little supervision and ability to communicate
successfully to the clients verbally as well as mail or chat tools.
• Knowledge of investment banking and its functioning
• Team player, ambitious and focused on the work given, proactive, solutions-
oriented, and innovative
• Learning agility, able to adapt quickly and appropriately in accordance with the
constant evolution of the company and industry.
• Strong in financial analysis and technical skills including proficient use of
Microsoft Excel, Power point and Access.
© SKU
Rewards and Recognition
Have received appreciation mails from the clients for handling the priority issues in a
timely manner. ~ Have created an Automated Production Tracker where all information
required is updated in a report automatically, which is considered as a Small Process
steps. ~ Have won "Star of the Month Award" for the July month of 2007. ~ Have won
"Excellence Award" for the 1st quarter of 2009
Reliance Communications Ltd. (Under PVAPES services) (Aug 06 – June 07)
Sales Associate ~ Corporate Wireless Group
Job Description:
 Monitoring Proper service to the Corporate Houses and resolving their queries.
 Managing High Profile Corporate Clients and preparing MIS repots for them.
 Handling issues of clients related to network problem, Software related problems.
 Actively involved with Research Team in various projects completion
Indiabulls Securities Ltd. (January 06 – July 06)
Relationship Manager ~ Capital Market
Job Description:
 Involved in Market and Financial research works of various Stocks.
 Coordinating with Research Team for best Stock picks.
 Handling issues of clients related to stock trading.
 Maintenance of MIS & utilize them for Investment planning.
Personal Details
Date of Birth : 15th
May - 1983
Languages known : English and Hindi.
Father’s Name : Mr. Surendra Upadhyay.
Permanent Address : #14, R-10 Krishnapuri
Ranchi, Jharkhand- 834001
Passport Number : M7518742
Further information available upon request.
DECLARATION
I here by declare that the above mentioned details are true and correct to the best of my
knowledge and belief.
(Shashi Kant Upadhyay)
© SKU
Rewards and Recognition
Have received appreciation mails from the clients for handling the priority issues in a
timely manner. ~ Have created an Automated Production Tracker where all information
required is updated in a report automatically, which is considered as a Small Process
steps. ~ Have won "Star of the Month Award" for the July month of 2007. ~ Have won
"Excellence Award" for the 1st quarter of 2009
Reliance Communications Ltd. (Under PVAPES services) (Aug 06 – June 07)
Sales Associate ~ Corporate Wireless Group
Job Description:
 Monitoring Proper service to the Corporate Houses and resolving their queries.
 Managing High Profile Corporate Clients and preparing MIS repots for them.
 Handling issues of clients related to network problem, Software related problems.
 Actively involved with Research Team in various projects completion
Indiabulls Securities Ltd. (January 06 – July 06)
Relationship Manager ~ Capital Market
Job Description:
 Involved in Market and Financial research works of various Stocks.
 Coordinating with Research Team for best Stock picks.
 Handling issues of clients related to stock trading.
 Maintenance of MIS & utilize them for Investment planning.
Personal Details
Date of Birth : 15th
May - 1983
Languages known : English and Hindi.
Father’s Name : Mr. Surendra Upadhyay.
Permanent Address : #14, R-10 Krishnapuri
Ranchi, Jharkhand- 834001
Passport Number : M7518742
Further information available upon request.
DECLARATION
I here by declare that the above mentioned details are true and correct to the best of my
knowledge and belief.
(Shashi Kant Upadhyay)

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Shashi Kant_Profile_Market Risk

  • 1. © SKU Shashi Kant Upadhyay #5, 5th Cross, Padmavathi Cell: 09035815569 / 09916826488 Building, Opp. to Shani Dev Emails: shashikant.your@gmail.com Temple, Devasandra & shashikant_your@yahoo.com K.R.Puram, Bangalore Pin code: 560036 Objectives ~ MIS & Financial Skills ~ Management A financial service professional eager to enter and willing to learn new skills, take new challenges and completes any education / licensing examinations necessary for career growth. Excels in gathering client’s information, analyzing data and providing appropriate recommendations. Fast learner with high energy and drive to exceed expectations. PROFILE Educational Qualification: MBA (2006) from Vellore Institute of Technology (VIT), Vellore (TN). 8.25 CGPA (on the scale of 10), Equivalent to 74.9%. Specializations in Finance & Systems. B.Sc (Physics) from Gossner College –Ranchi University - in 2004 Percentage of marks - 57%. NCFM (Capital market module) certification. Computer Accumen: Diploma course from NIIT.  MS OFFICE  Operating System - Windows 98/00/XP/Win7  Working knowledge on Citrix and People soft applications  Have worked on oracle and other financial software tools & applications  Excellent knowledge of MS-Excel, Access, Macros, PowerPoint, etc.  Have knowledge and worked on oracle and other financial software tools & applications such as Hyperion, Essbase, SQL, FORT, etc.
  • 2. © SKU Professional Experience and Accomplishment Last Employer Randstad India Limited (Sep12 – Apr13) Financial Analyst ~ FP&A ~ Reporting Client: Intuit India Private Limited Intuit Inc. is an American software company that develops financial and tax preparation software and related services for small businesses, accountants and individuals. Incorporated in Delaware and headquartered in Mountain View, California & Intuit Inc.’s India headquarters, based in Bangalore, houses the company’s Development Centre. Location: Bangalore Roles and Responsibilities:  Preparing various Monthly/Weekly reports on Forecasts vs. Actual data’s. Also preparing variance report and circulating to BU Heads in India & Finance counterpart in US and also reviewing the monthly expenses with concerned Business Units leads and managers individually.  Preparing Requisition Report – Head count reconciliation, cost center review, follow up for cost center change & Recon’s with internal mobility of head count  Spotlight Report – Deriving the spotlight budget and circulating to Managers across the various Business Units and resolving queries if any.  Analyzing key variances between actual and planned figures to identify areas not operating as expected and set the budget accordingly.  Provide strong reporting and analytical information support to management team and generate and distribute management reports in accurate and timely manner.  Preparing vendors list in various BUs and also keeping an eye on their expenses per month and presenting dash board on it.  Keep a close view on Accrual and reviewing it with our reports and reporting the procurement team if any amount seems to be inaccurate or wrongly posted.  Having regular call with US counterpart as well as Indian part to understand the process in a better way and thus making necessary changes and modification if required to be as par with excellence and meet the deadlines without any errors.  Maintain documentation of SOPs/Operating Instruction and prepare various report templates on monthly basis, dashboards, management packs, presentations, etc. and reporting them to the management.  Excellent in MS Access, MS Excel (Hlookup, Vlookup, Pivot Table & PivotTable Charts, Macro, Forms, data validation & filters)  Have used and hand on experience on various oracle and FP&A software tools tools like Hyperion, P2P, COE etc for generating and reviewing multiple reports.  Have been working as SME and handling 5 to 6 team members from various teams and thus coordinating with them for completing the work in turnaround time and in defect free manners.
  • 3. © SKU Previous Employers Tata Consultancy Services (Oct 2010- July 2012) Process Executive ~ Market Risk Operation ~ Reporting Client: Deutsche Bank Location: Bangalore Roles & Responsibilities: • Perform business analysis and understand financial performance by risk and key channel and partner sub-sectors that will be used to inform future investment decisions by making various kinds of reports. • Develop market risk matrices and periodic reports for senior management to provide regular update on market risk exposure, trends, deficiencies, control gap analysis and recommendations to mitigate risk. • Support and facilitate Risk Managers in driving the RFI (Request for information) process forward by responding to their data queries, ad hoc analyses requests and process change requests • Drive delivery of tools/methodologies like VaR, sensitivity analysis, scenarios. Also track and prepare Key Risk Indicators reports capturing errors, self-identified issues, client complaints, etc. • Performed Value at risk i.e.VaR, Stress VaR and responsible for the various risk reports sent out for the FX, Fixed Income, Commodities, Derivatives and Equity Cash Trading Business Lines for US, UK and Asia-Pacific region. • Involved in calculation of risk through various methods and design hierarchy structure for different businesses & also involved in BCP activity. • Worked on various packages (Val1, Val2, Val3 etc.) on different time zones and have knowledge of market data, packaging and hierarchy activities. • Understanding of various functions in Investment banking Operations including Equity, Derivatives, Bank Reconciliation, Capital Market, etc • Perform risk assessments, audit plan and program development, design and conduct internal audits, prepare reports, engagement planning and ensure that products/deliverables meet contract/work plan. • Handling multiple reports, working with formulae, pivot tables & pivot charts, and various other excel sheet components for accurate data. • Liaise with other departments & teams to support/manage project deliveries on the agreed SLAs and TAT. • Preparing MIS and Daily Dashboard reports, maintaining and publishing to all stake holders using mdx queries and data warehousing. • Create ad-hoc Excel-based SQL reports for the Field Organization and provide overall Business Intelligence & Reporting support. • Working knowledge of databases such as Bloomberg, Thomson Research etc. • Excellent knowledge of Excel, Macros and other Reporting Tools used for preparing the output reports, possesses good interpersonal and communication skills, and able to collaborate in a different culture and team environments.
  • 4. © SKU Previous Employers IGATE Global Solution Limited, Bangalore (July07 – Aug2010) Senior Process Associate ~ Market Risk ~ Reporting Job Description: Client: JPMC BANK Location: Bangalore Roles & Responsibilities: • Implements routine research and evaluation of the investments organization, business activities and market risk. Also assists in monitoring risk management policies, procedures, limits, and guidelines. • Analyze how changes in positions or market circumstances impact the risk figures, both as part of daily reporting and on request of management • Participate in projects, assist in analysis and testing of changes in methodologies and systems, setting up new global sensitivity reports and analysis processes, etc. • Good understanding and experience of VaR methodology, calculations and market risk concepts • Worked on various Assets classes like Equities, FX, Derivatives, commodities etc. and produced reports based on that daily, weekly and monthly. • Assists in developing technology-based tools and performs data analysis to monitor, measure, and manage market risks. • Participates in monitoring market risk to ensure that they are within market and derivatives risk thresholds, limits, and constraints. • Contact with risk managers globally to understand changes in risk and figures and take their advice before the reports are sent. • Understand and analyzes the market risk and to support the MRM and other team working on the same. • Performing market risk analysis activities to validate data definitions and to support functional and non-functional requirements. • Defining and documenting procedures and training to support new business processes and applications. • Independent and able to work with little supervision and ability to communicate successfully to the clients verbally as well as mail or chat tools. • Knowledge of investment banking and its functioning • Team player, ambitious and focused on the work given, proactive, solutions- oriented, and innovative • Learning agility, able to adapt quickly and appropriately in accordance with the constant evolution of the company and industry. • Strong in financial analysis and technical skills including proficient use of Microsoft Excel, Power point and Access.
  • 5. © SKU Rewards and Recognition Have received appreciation mails from the clients for handling the priority issues in a timely manner. ~ Have created an Automated Production Tracker where all information required is updated in a report automatically, which is considered as a Small Process steps. ~ Have won "Star of the Month Award" for the July month of 2007. ~ Have won "Excellence Award" for the 1st quarter of 2009 Reliance Communications Ltd. (Under PVAPES services) (Aug 06 – June 07) Sales Associate ~ Corporate Wireless Group Job Description:  Monitoring Proper service to the Corporate Houses and resolving their queries.  Managing High Profile Corporate Clients and preparing MIS repots for them.  Handling issues of clients related to network problem, Software related problems.  Actively involved with Research Team in various projects completion Indiabulls Securities Ltd. (January 06 – July 06) Relationship Manager ~ Capital Market Job Description:  Involved in Market and Financial research works of various Stocks.  Coordinating with Research Team for best Stock picks.  Handling issues of clients related to stock trading.  Maintenance of MIS & utilize them for Investment planning. Personal Details Date of Birth : 15th May - 1983 Languages known : English and Hindi. Father’s Name : Mr. Surendra Upadhyay. Permanent Address : #14, R-10 Krishnapuri Ranchi, Jharkhand- 834001 Passport Number : M7518742 Further information available upon request. DECLARATION I here by declare that the above mentioned details are true and correct to the best of my knowledge and belief. (Shashi Kant Upadhyay)
  • 6. © SKU Rewards and Recognition Have received appreciation mails from the clients for handling the priority issues in a timely manner. ~ Have created an Automated Production Tracker where all information required is updated in a report automatically, which is considered as a Small Process steps. ~ Have won "Star of the Month Award" for the July month of 2007. ~ Have won "Excellence Award" for the 1st quarter of 2009 Reliance Communications Ltd. (Under PVAPES services) (Aug 06 – June 07) Sales Associate ~ Corporate Wireless Group Job Description:  Monitoring Proper service to the Corporate Houses and resolving their queries.  Managing High Profile Corporate Clients and preparing MIS repots for them.  Handling issues of clients related to network problem, Software related problems.  Actively involved with Research Team in various projects completion Indiabulls Securities Ltd. (January 06 – July 06) Relationship Manager ~ Capital Market Job Description:  Involved in Market and Financial research works of various Stocks.  Coordinating with Research Team for best Stock picks.  Handling issues of clients related to stock trading.  Maintenance of MIS & utilize them for Investment planning. Personal Details Date of Birth : 15th May - 1983 Languages known : English and Hindi. Father’s Name : Mr. Surendra Upadhyay. Permanent Address : #14, R-10 Krishnapuri Ranchi, Jharkhand- 834001 Passport Number : M7518742 Further information available upon request. DECLARATION I here by declare that the above mentioned details are true and correct to the best of my knowledge and belief. (Shashi Kant Upadhyay)