sebi

2. Formed 12 April 1992
Jurisdiction Government of India
Headquarters Mumbai, Maharashtra
Agency executive U. K. Sinha, Chairman

3. SEBI
 To protect the interest of the investors in
securities
 To promote the development of securities
market
 To regulate the securities market
 Controller of Capital Issues was the regulatory
authority before SEBI came into existence

4. The SEBI is managed by its members
a) The chairman who is nominated by Union
Government of India.
b) Two members, i.e. Officers from Union Finance
Ministry.
c) One member from The Reserve Bank of India.
d) The remaining 5 members are nominated by
Union Government of India,
e) out of them at least 3 shall be whole-time
members.

5. Name Designation
Upendra Kumar Sinha Chairman
Prashant Saran Whole Time Member
Rajeev Kumar Agarwal Whole Time Member
S Raman Whole Time Member
Raje Kumar Joint Secretary, Ministry of Finance
V. K. Jairath magya Member Appointed
Anand Sinha Deputy Governor, Reserve Bank of India
Naved Masood Secretary, Ministry of Corporate Affairs
Prakash Chandra Part Time Member

6. Functions of SEBI
Regulating the business in stock exchange and any
other securities market
Registering and regulating the workings of
intermediaries associated with securities market
Registering and regulating the working of collective
investment schemes including mutual funds
Promoting and regulating self-regulatory organizations
Prohibiting fraudulent and unfair trade practices in the
securities market

7. Functions of SEBI
 Promoting investors education and training of
intermediaries in securities market
 Prohibiting insiders trading in securities
 Regulating substantial acquisition of shares and
take-over of companies
 Calling for information, undertaking inspection,
conducting enquiries and audits of the stock
exchanges, intermediaries and self-regulatory
organizations in the securities market

8. 03/23/15 SAPM8
SEBI Regulates……….

9.  to approve by laws of stock exchanges.sebi−
 to require the stock exchange to amend their by laws.−
 inspect the books of accounts and call for periodical returns
from recognized stock exchanges.
 inspect the books of accounts of a financial intermediaries.
 compel certain companies to list their shares in one or more
stock exchanges.
 levy fees and other charges on the intermediaries for performing
its functions.
 grant license to any person for the purpose of dealing in certain
areas.
 delegate powers exercisable by it.
 prosecute and judge directly the violation of certain provisions of
the companies Act.
 power to impose monetary penalties.

10.  Technical Advisory Committee
 Committee for review of structure of market infrastructure
institutions
 Members of the Advisory Committee for the SEBI Investor
Protection and Education Fund
 Takeover Regulations Advisory Committee
 Primary Market Advisory Committee (PMAC)
 Secondary Market Advisory Committee (SMAC)
 Mutual Fund Advisory Committee
 Corporate Bonds & Securitization Advisory Committee
 Takeover Panel
 SEBI Committee on Disclosures and Accounting Standards
(SCODA)
 High Powered Advisory Committee on consent orders and
compounding of offences
 Derivatives Market Review Committee
 Committe on Infrastructure Funds
 Regulation over Financial Terms of Various Athourities.
SEBI committee