1. LinkedIn Profile
Personal Information
Name SABARIPARASURAM G
Title BackOfficeExecutive – Capital Markets
Location Coimbatore
Industry Financial Services
Public Profile URL Personalize your public profile URL
Email sabariganapathy@gmail.com
Phone +91-9994309589
Background
Summary
My 4 years of career includes expertise in capital markets services processing and Membership
Throughout my Financial services career, I have gained hands-on exposure & expertise in processing of Authorised persons
documents with understanding of complete flow of transactions. I have solid understanding of various rules governing the trade
like EXCHANGE FMC , SEBI, guidelines and basic accounting system set-up of the bank with specialised skills in capital
markets operations, authorised person documents processing, exchange approval mails, received payments from authorised
person registered person, submission of authorised person lists to exchanges in audit timings and customer relationship
management.
Throughout my career I have attained exposure & expertise in…
 Capital Markets Operations, Authorised Person Documents processing, Authorised person registration and cancellation
procedure in exchange. Approval Intimation to the sub brokers, Issue of Business Certificates, Already registered with other
member records maintenance, Customer Relationship Management.
Experience
Company Name ORION BROKING SERVICES INDIA(P) LTD
Title BackOfficeExecutive
Location Coimbatore(H.O)
Time Period April 2013 - Present
Description:
Currently with this Indian major financial services handling Authorised person registrations of the branch which includes
authorised person documents processing, payments intimation to Authorised persons registered person.
I am mainly accountable for ensuring compliance of SEBI FMC regulations and STOCK EXCHANGES guidelines, and
following of NISM, CDSL, INSPECTION AND COMPLIANCE, MEMBERSHIP, KRA requirements for all capital markets
related activities. Besides managing membership documents intimation to payments EXCHANGE updations, customer
transactions like registration/cancellation –segments addition.
Company Name KOTAK SECURITIES
Title Executive in Operations
Location Coimbatore
Time Period April 2012 – October 2012
Description:
During this stint, I handled Trading code generation process, in Equity/Cds/Commodity/, mis reporting for trading codes
generation- non trading codes generation. Pendings should be cleared based on head office report.
Company Name Texsize Specialities
Title Accounts Executive

2. Location Coimbatore
Time Period Dec 2009 - Feb 2011
Description
Here I was leading the complete E-filing sales returns and Analysing daily statements.
Company Name Auditor Office
Title Audit Supervisior
Location Coimbatore
Time Period Feb 2009 - Nov 2009
Description
Here i did internal supervision of companies, analysis of company financial positions,customer relationship management..
Education
School: Guruvayurappan Institute of Management
Dates Attended: 2007
Degree: Masters in Business Administration
Field of Study Finance and Marketing
School: T.S.A College of Arts & Science
Dates Attended: 2005
Degree: Bachelor of Corporate Secretary ship
Courses
Capital Markets Dealers Module- NCFM
Compliance Officers (Corporates) Module- NISM(pursuing)
Depository Operations Certification Examination NISM(pursuing)
Securities Operations and Risk Management Certification Examination NISM(pursuing)
Skills
Capital Markets Operations
Authorised person Documents Process.
Exchange approval Intimation to AP registered persons for payments.
Registered persons ledger updates in soft wares and ledger note.
Authorised person approved details given to exchange audit works.
Mis report for pending and completed documents.
Additional Information
Interests : Reading books , surfing, playing games.
Languages
Language English & Tamil
Personal Details
Birthday August 16, 1982
Marital Status: Single
Advice for Contacting
I am open to networking with like-minded professionals
You can connect with me here or contact me at sabariganapathy@gmail.com
(Email is the best way to get in touch)