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A TRADITION OF SERVICE TO THE FEDERAL JUDICIARY
April 25, 2019
Honorable Jerrold Nadler
Chairman
Committee on the Judiciary
United States House of Representatives
Washington, DC 20515
Dear Mr. Chairman:
I herewith transmit the annual report for 2018 regarding the activities of the
Foreign Intelligence Surveillance Courts as required in 50 U.S.C. § 1873. Enclosed is a
copy of the version of the report that we are making available on an internet website
pursuant to 50 U.S.C. § 1873(a)(2). We are separately providing to you a classified
version of the report.
The report indicates that in calendar year 2018 the Foreign Intelligence
Surveillance Court denied 30 applications in full and 42 applications in part. The Court
modified the orders sought in an additional 261 applications and granted the orders
sought without modifications for 1,318 applications. Nine amicus curiae were appointed
during the reporting period, and no findings were made under 50 U.S.C. § 1803(i)(2)(A).
The Executive Branch has conducted the declassification review specified in
50 U.S.C. § 1873(a)(1). The Department of Justice advised us that two figures in the
report are classified at this time. We are not reporting these figures in the public version
of the report, but we included it in the classified version separately provided to you.
Honorable Jerrold Nadler
Page 2
If we may be of further assistance to you in this or any other matter, please contact
me or the Office of Legislative Affairs, Administrative Office of the United States
Courts, at (202) 502-1700.
Sincerely,
James C. Duff
Director
Enclosure
cc: Honorable Doug Collins
Identical letters sent to: Honorable Lindsey Graham
Honorable Adam B. Schiff
Honorable Richard Burr
Report of the Director of the Administrative Office of the U.S. Courts
on Activities of the Foreign Intelligence Surveillance Courts for 2018
Introduction
Under 50 U.S.C. § 1873(a)(2), enacted as part of the USA FREEDOM Act of 2015 (Pub. L. No. 114-23), the
Director of the Administrative Office of the United States Courts (AO) is required to publish statistical
information on certain activities of the Foreign Intelligence Surveillance Court (FISC) and Foreign
Intelligence Surveillance Court of Review (FISCR) (collectively referred to as the FISA courts) as detailed
in 50 U.S.C. § 1873(a)(1). This includes the number of applications or certifications submitted to the FISC
and whether those requests were granted, modified, or denied. It also includes information on amicus
curiae appointments by the FISA courts. This is the Director’s report for calendar year 2018.
Summary of Findings
The FISC disclosed that it received 1,318 applications in 2018. After consideration by the court, 985
orders were granted, 261 orders were modified, 42 orders were denied in part, and 30 applications
were denied in full. After completing the declassification review specified in 50 U.S.C. § 1873(a)(1), the
U.S. Department of Justice advised the AO that the number of certifications submitted and the number
of orders modified under 50 U.S.C. § 1881a are classified for national security reasons and so are not
included in these totals. Nine appointments of a total of five individuals to serve as amicus curiae were
made by the FISA courts during this period.
Explanation of Selected Terms
More detailed statistics appear in the table below. An explanation of selected terms is provided as a
reference to help readers understand what is included and excluded in the stated totals.
Applications or Certifications
The reported numbers include:
(1) applications or certifications that were filed in signed, final form pursuant to Rule 9(b) of the
FISC Rules of Procedure; and
(2) proposed applications or certifications (submitted pursuant to Rule 9(a) of the FISC Rules of
Procedure) for which the government decided not to submit a corresponding signed, final
application or certification pursuant to Rule 9(b) after being advised that the Court, based on its
assessment of the proposed application or certification, would not grant the application or
certification as proposed by the government.
The reported numbers do not include motions or other requests for relief made after the Court acted on
the application or certification in that docket.
-2-
Orders Granted
The reported numbers include orders granted without substantive modifications to the orders proposed
by the government. They do not include any action taken by the Court in response to motions or other
requests for relief made after the Court acted on the application or certification in a docket.
Orders Modified
The reported numbers include:
(1) any substantive modifications to proposed orders that accompanied a signed, final
application or certification submitted by the government pursuant to Rule 9(b), including when
such modifications were effected through a supplemental order issued by the Court; and
(2) any substantive modifications to proposed orders that accompanied proposed applications
or certifications submitted by the government pursuant to Rule 9(a) when such modifications
resulted from the Court’s assessment of such a submission, including when such modifications
were subsequently reflected in a proposed order that accompanied a signed, final application or
certification submitted by the government pursuant to Rule 9(b).
The following Court actions are among those that would be regarded as substantive modifications to an
order:
(1) imposing a new reporting requirement or modifying one proposed by the government;
(2) changing the description or specification of a targeted person, of a facility to be subjected to
electronic surveillance or of property to be searched;
(3) modifying the minimization procedures proposed by the government; or
(4) shortening the duration of some or all of the authorities requested.
The numbers of modification in the table below do not include dispositions in which the Court granted in
part and denied in part the authorizations requested by the government by approving some targets,
some facilities, places, premises, property or specific selection terms, and/or some forms of collection,
but not others. As discussed below, these modifications are reported separately as partial denials of the
relief sought in the application or certification.
The reported numbers of orders modified likewise do not include:
(1) any actions taken by the Court in response to motions or other requests for relief made after
the Court acted on the application or certification in that docket; or
(2) any modifications made by the government to an application or certification that it had
submitted pursuant to Rule 9(a) or Rule 9(b) – as opposed to modifications to the proposed
orders submitted therewith.
-3-
In some instances, the Court examination resulted in the government making material changes
to applications and certifications; for example, proffering additional facts to support a required
judicial finding of probable cause or to address minimization concerns. Consistent with the
statutory mandate in 50 U.S.C. § 1873(a), however, the number reported in this category
includes only cases in which there were substantive modifications to the government’s
proposed orders.
Orders Denied in Part
As noted above, consistent with the Director’s reports since 2016, partial denials of the relief sought by
the government are captured separately under the heading “Orders Denied in Part.” These are
dispositions in which the Court granted in part and denied in part the authorizations requested by the
government by approving some targets, some facilities, places, premises, property or specific selection
terms, and/or some forms of collection, but not others.
Applications or Certifications Denied
The reported numbers include:
(1) any cases in which the Court denied in its entirety a final, signed application or certification
submitted by the government pursuant to Rule 9(b);
(2) any cases in which the government withdrew a final, signed application or certification it had
submitted pursuant to Rule 9(b) after being advised that the Court would not grant the
application or certification as submitted by the government; and
(3) any cases in which the government decided not to submit a final, signed application or
certification pursuant to Rule 9(b) after being advised that the Court, based on its assessment of
the corresponding proposed application or certification submitted pursuant to Rule 9(a), would
not grant the application or certification as proposed by the government.
-4-
Table 1
In accordance with the reporting requirements specified in 50 U.S.C. § 1873(a)(1), the statistics in this
table are itemized by section of the statute. Some of the statistics reported herein differ from those in
comparable reports prepared by the U.S. Department of Justice (DOJ) and the Director of National
Intelligence (DNI) because those agencies track and tabulate actions taken only with respect to final
applications and certifications filed pursuant to Rule 9(b).
Section
Applications or
Certifications
Orders
Granted
Orders
Modified
Orders
Denied in
Part
Applications or
Certifications
Denied
1805 only 92 57 28 6 1
1824 only 38 32 5 0 1
1805 and
1824†
1012 741 212 34 25
1842 34 27 5 2 0
1861 73 61 9 0 3
1881a ‡
0 ‡
0 0
1881b 0 0 0 0 0
1881c 69 67 2 0 0
† Requests for combined authority to conduct electronic surveillance and physical searches under 50 U.S.C. § 1805 and § 1824, respectively, are
included in this row and are not separately reflected in the rows addressing requests for authority to conduct electronic surveillance (Section
1805) and physical search (Section 1824) above.
‡ After completing the declassification review specified in 50 U.S.C. § 1873(a)(1), the U.S. Department of Justice has advised the AO that these
numbers are currently classified for national security reasons.
Amicus Curiae
50 U.S.C. § 1803(i)(2) authorizes the FISA courts to appoint individuals to serve as amicus curiae. Under
50 U.S.C. § 1803(i)(2)(A), a FISA court must appoint an individual to serve as amicus curiae to assist the
court in the consideration of any application for an order or review that, in the opinion of the court,
presents a novel or significant interpretation of the law, unless the court issues a finding that such
appointment is not appropriate. Furthermore, a FISA court may appoint an individual or organization to
serve as amicus curiae in any instance as such court deems appropriate or, upon motion, permit an
individual or organization leave to file an amicus curiae brief. 50 U.S.C. § 1803(i)(2)(B).
During the reporting period, there were nine appointments of individuals to serve as amicus curiae by
the FISA courts. For purposes of this report, each instance of an individual receiving an appointment is
counted separately, including when more than one individual was appointed in the same matter, and
when the same individual was appointed by the FISC and the FISCR at different stages of the same case.
The names of the individuals appointed during the reporting period to serve as amicus curiae are as
follows: Laura Donohue, Amy Jeffress, Jonathan Cedarbaum, John Cella, and Ben Johnson. No findings
were made in 2018, pursuant to 50 U.S.C. § 1803(i)(2)(A), that an amicus curiae appointment was not
appropriate.
-5-
Consistent with the Director’s report for 2017, this report specially notes instances in which the Court
advised the government that it was considering appointment of an amicus curiae to address a novel or
significant question of law raised in a proposed application, but the government ultimately did not
proceed with the proposed application or modified the final application such that it did not present a
novel or significant question of law, thereby obviating a requirement for consideration as to the
appropriateness of appointment of amicus. There was one such instance in 2018, which is reflected in
the table above as a partial denial of the application.

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FISA Court Report Details Surveillance Orders in 2018

  • 1. A TRADITION OF SERVICE TO THE FEDERAL JUDICIARY April 25, 2019 Honorable Jerrold Nadler Chairman Committee on the Judiciary United States House of Representatives Washington, DC 20515 Dear Mr. Chairman: I herewith transmit the annual report for 2018 regarding the activities of the Foreign Intelligence Surveillance Courts as required in 50 U.S.C. § 1873. Enclosed is a copy of the version of the report that we are making available on an internet website pursuant to 50 U.S.C. § 1873(a)(2). We are separately providing to you a classified version of the report. The report indicates that in calendar year 2018 the Foreign Intelligence Surveillance Court denied 30 applications in full and 42 applications in part. The Court modified the orders sought in an additional 261 applications and granted the orders sought without modifications for 1,318 applications. Nine amicus curiae were appointed during the reporting period, and no findings were made under 50 U.S.C. § 1803(i)(2)(A). The Executive Branch has conducted the declassification review specified in 50 U.S.C. § 1873(a)(1). The Department of Justice advised us that two figures in the report are classified at this time. We are not reporting these figures in the public version of the report, but we included it in the classified version separately provided to you.
  • 2. Honorable Jerrold Nadler Page 2 If we may be of further assistance to you in this or any other matter, please contact me or the Office of Legislative Affairs, Administrative Office of the United States Courts, at (202) 502-1700. Sincerely, James C. Duff Director Enclosure cc: Honorable Doug Collins Identical letters sent to: Honorable Lindsey Graham Honorable Adam B. Schiff Honorable Richard Burr
  • 3. Report of the Director of the Administrative Office of the U.S. Courts on Activities of the Foreign Intelligence Surveillance Courts for 2018 Introduction Under 50 U.S.C. § 1873(a)(2), enacted as part of the USA FREEDOM Act of 2015 (Pub. L. No. 114-23), the Director of the Administrative Office of the United States Courts (AO) is required to publish statistical information on certain activities of the Foreign Intelligence Surveillance Court (FISC) and Foreign Intelligence Surveillance Court of Review (FISCR) (collectively referred to as the FISA courts) as detailed in 50 U.S.C. § 1873(a)(1). This includes the number of applications or certifications submitted to the FISC and whether those requests were granted, modified, or denied. It also includes information on amicus curiae appointments by the FISA courts. This is the Director’s report for calendar year 2018. Summary of Findings The FISC disclosed that it received 1,318 applications in 2018. After consideration by the court, 985 orders were granted, 261 orders were modified, 42 orders were denied in part, and 30 applications were denied in full. After completing the declassification review specified in 50 U.S.C. § 1873(a)(1), the U.S. Department of Justice advised the AO that the number of certifications submitted and the number of orders modified under 50 U.S.C. § 1881a are classified for national security reasons and so are not included in these totals. Nine appointments of a total of five individuals to serve as amicus curiae were made by the FISA courts during this period. Explanation of Selected Terms More detailed statistics appear in the table below. An explanation of selected terms is provided as a reference to help readers understand what is included and excluded in the stated totals. Applications or Certifications The reported numbers include: (1) applications or certifications that were filed in signed, final form pursuant to Rule 9(b) of the FISC Rules of Procedure; and (2) proposed applications or certifications (submitted pursuant to Rule 9(a) of the FISC Rules of Procedure) for which the government decided not to submit a corresponding signed, final application or certification pursuant to Rule 9(b) after being advised that the Court, based on its assessment of the proposed application or certification, would not grant the application or certification as proposed by the government. The reported numbers do not include motions or other requests for relief made after the Court acted on the application or certification in that docket.
  • 4. -2- Orders Granted The reported numbers include orders granted without substantive modifications to the orders proposed by the government. They do not include any action taken by the Court in response to motions or other requests for relief made after the Court acted on the application or certification in a docket. Orders Modified The reported numbers include: (1) any substantive modifications to proposed orders that accompanied a signed, final application or certification submitted by the government pursuant to Rule 9(b), including when such modifications were effected through a supplemental order issued by the Court; and (2) any substantive modifications to proposed orders that accompanied proposed applications or certifications submitted by the government pursuant to Rule 9(a) when such modifications resulted from the Court’s assessment of such a submission, including when such modifications were subsequently reflected in a proposed order that accompanied a signed, final application or certification submitted by the government pursuant to Rule 9(b). The following Court actions are among those that would be regarded as substantive modifications to an order: (1) imposing a new reporting requirement or modifying one proposed by the government; (2) changing the description or specification of a targeted person, of a facility to be subjected to electronic surveillance or of property to be searched; (3) modifying the minimization procedures proposed by the government; or (4) shortening the duration of some or all of the authorities requested. The numbers of modification in the table below do not include dispositions in which the Court granted in part and denied in part the authorizations requested by the government by approving some targets, some facilities, places, premises, property or specific selection terms, and/or some forms of collection, but not others. As discussed below, these modifications are reported separately as partial denials of the relief sought in the application or certification. The reported numbers of orders modified likewise do not include: (1) any actions taken by the Court in response to motions or other requests for relief made after the Court acted on the application or certification in that docket; or (2) any modifications made by the government to an application or certification that it had submitted pursuant to Rule 9(a) or Rule 9(b) – as opposed to modifications to the proposed orders submitted therewith.
  • 5. -3- In some instances, the Court examination resulted in the government making material changes to applications and certifications; for example, proffering additional facts to support a required judicial finding of probable cause or to address minimization concerns. Consistent with the statutory mandate in 50 U.S.C. § 1873(a), however, the number reported in this category includes only cases in which there were substantive modifications to the government’s proposed orders. Orders Denied in Part As noted above, consistent with the Director’s reports since 2016, partial denials of the relief sought by the government are captured separately under the heading “Orders Denied in Part.” These are dispositions in which the Court granted in part and denied in part the authorizations requested by the government by approving some targets, some facilities, places, premises, property or specific selection terms, and/or some forms of collection, but not others. Applications or Certifications Denied The reported numbers include: (1) any cases in which the Court denied in its entirety a final, signed application or certification submitted by the government pursuant to Rule 9(b); (2) any cases in which the government withdrew a final, signed application or certification it had submitted pursuant to Rule 9(b) after being advised that the Court would not grant the application or certification as submitted by the government; and (3) any cases in which the government decided not to submit a final, signed application or certification pursuant to Rule 9(b) after being advised that the Court, based on its assessment of the corresponding proposed application or certification submitted pursuant to Rule 9(a), would not grant the application or certification as proposed by the government.
  • 6. -4- Table 1 In accordance with the reporting requirements specified in 50 U.S.C. § 1873(a)(1), the statistics in this table are itemized by section of the statute. Some of the statistics reported herein differ from those in comparable reports prepared by the U.S. Department of Justice (DOJ) and the Director of National Intelligence (DNI) because those agencies track and tabulate actions taken only with respect to final applications and certifications filed pursuant to Rule 9(b). Section Applications or Certifications Orders Granted Orders Modified Orders Denied in Part Applications or Certifications Denied 1805 only 92 57 28 6 1 1824 only 38 32 5 0 1 1805 and 1824† 1012 741 212 34 25 1842 34 27 5 2 0 1861 73 61 9 0 3 1881a ‡ 0 ‡ 0 0 1881b 0 0 0 0 0 1881c 69 67 2 0 0 † Requests for combined authority to conduct electronic surveillance and physical searches under 50 U.S.C. § 1805 and § 1824, respectively, are included in this row and are not separately reflected in the rows addressing requests for authority to conduct electronic surveillance (Section 1805) and physical search (Section 1824) above. ‡ After completing the declassification review specified in 50 U.S.C. § 1873(a)(1), the U.S. Department of Justice has advised the AO that these numbers are currently classified for national security reasons. Amicus Curiae 50 U.S.C. § 1803(i)(2) authorizes the FISA courts to appoint individuals to serve as amicus curiae. Under 50 U.S.C. § 1803(i)(2)(A), a FISA court must appoint an individual to serve as amicus curiae to assist the court in the consideration of any application for an order or review that, in the opinion of the court, presents a novel or significant interpretation of the law, unless the court issues a finding that such appointment is not appropriate. Furthermore, a FISA court may appoint an individual or organization to serve as amicus curiae in any instance as such court deems appropriate or, upon motion, permit an individual or organization leave to file an amicus curiae brief. 50 U.S.C. § 1803(i)(2)(B). During the reporting period, there were nine appointments of individuals to serve as amicus curiae by the FISA courts. For purposes of this report, each instance of an individual receiving an appointment is counted separately, including when more than one individual was appointed in the same matter, and when the same individual was appointed by the FISC and the FISCR at different stages of the same case. The names of the individuals appointed during the reporting period to serve as amicus curiae are as follows: Laura Donohue, Amy Jeffress, Jonathan Cedarbaum, John Cella, and Ben Johnson. No findings were made in 2018, pursuant to 50 U.S.C. § 1803(i)(2)(A), that an amicus curiae appointment was not appropriate.
  • 7. -5- Consistent with the Director’s report for 2017, this report specially notes instances in which the Court advised the government that it was considering appointment of an amicus curiae to address a novel or significant question of law raised in a proposed application, but the government ultimately did not proceed with the proposed application or modified the final application such that it did not present a novel or significant question of law, thereby obviating a requirement for consideration as to the appropriateness of appointment of amicus. There was one such instance in 2018, which is reflected in the table above as a partial denial of the application.