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World Without Law
Professors
PREETI KANA SIKDER
ASSISTANT PROFESSOR
DEPARTMENT OF LAW & JUSTICE
Legal Research and
Writing
Julius von
Kirchmann ,
German Jurist
LEGAL RESEARCH IS
WORTHLESS
BECAUSE IT DOES
NOT AIMTO
ESTABLISH GENERAL
TRUTHS BUT MERELY
TO SUPPORTTHE
CURRENT LEGAL
SYSTEM.
A.W.B. Simpson,
British Legal
Historian
“It is not easy to see that
law is a discipline in the
usual sense. What truth do
lawyers come up with?
What are the greatest legal
discoveries of the past ten
years, or fifty years, or even
a hundred?
There do not seem to be
any.”
regarded as ‘not really
academic … arcane, distant and alien: an
appendage to the academic world …vociferous,
untrustworthy, immoral, narrow and arrogant’.
Their research fared no better, being dismissed as
‘… unexciting, uncreative, and comprising a series
of intellectual puzzles scattered among large
areas of description
Tony Becher on Academic Lawyers
What would be the consequence
if law professors are not carrying
out research anymore?
Types of Legal Research
Self-Interested Research
Doctrinal Research
Deep Legal Research
Two variants of Self Interested
Legal Research
Publications
written for
professional
advancement
Writing as an act of
self definition
What is Doctrinal Research?
Concerned with the formulation of legal doctrines
through the analysis of legal rules
Examples of Doctrinal Legal
Research?
Text books, Casebooks, Commentaries,Case
notes
Richard Allen Posner, economist and
judge of USA said in 2007 about merit of
doctrinal research
“The messy work product of the judges and
legislators requires a good deal of tidying
up, of synthesis, analysis, restatement, and
critique.These are intellectually demanding
tasks, requiring vast knowledge and the
ability (not only brains and knowledge and
judgment, but also Sitzfleisch – which
means stamina) to organize dispersed,
fragmentary, prolix, and rebarbative
materials.”
Richard Allen Posner, economist and
judge of USA said in 2007 about merit of
doctrinal research
“These are the tasks that lack the theoretical
breadth or ambition of scholarship in more
typically academic fields.Yet they are of
inestimable importance to the legal system
and of greater social value than much
esoteric interdisciplinary legal scholarship.”
Doctrinal Research
 A research into legal rules, principles, concepts or
doctrines.
 Involves a rigorous systematic exposition, analysis
and critical evaluation of legal rules, principles or
doctrines and their inter-relationship.
 Concerns with critical review of legislations and of
decisional processes and their underlying policy.
Why Doctrinal Research?
 Legal rules are to be found within statutes and cases
(the sources of law) but it is important to appreciate
that they cannot, in themselves, provide a complete
statement of the law in any given situation. This can
only be ascertained by applying the relevant legal rules
to the particular facts of the situation under
consideration.
 Deciding on which rules to apply in a particular
situation is made easier by the existence of legal
doctrines.
Why Doctrinal Research?
 These are systematic formulations of the law in
particular contexts.
 They clarify ambiguities within rules, place
them in a logical and coherent structure and
describe their relationship to other rules.
 The methods of doctrinal research are
characterised by the study of legal texts and,
for this reason, it is often described colloquially
as ‘black-letter law’.
Nature of Doctrinal Research
 Doctrinal research is therefore concerned
with the discovery and development of legal
doctrines for publication in textbooks or
journal articles and its research questions
take the form of asking ‘what is the law?’ in
particular contexts.
Nature of Doctrinal Research
 The process of doctrinal analysis is more at home within the
humanities than the sciences. Its approach involves the
development of scholastic arguments for subsequent
criticism and reworking by other scholars, rather than any
attempt to deliver results which purport to be definitive and
final.
 Any ‘methodologies’ in this type of research are therefore
employed subconsciously by scholars (and by practising
lawyers) who would most usually consider themselves to be
involved in an exercise in logic and common sense rather
than in the formal application of a methodology as
understood by researchers in the scientific disciplines.
Nature of Doctrinal Research
 Legal rules are normative in character as they dictate how
individuals ought to behave (Kelsen, 1967).
 They make no attempt either to explain, predict, or even to
understand human behaviour. Their sole function is to
prescribe it. In short, doctrinal research is not therefore
research about law at all.
 In asking ‘what is the law?’ it takes an internal, participant-
orientated epistemological approach to its object of study
(Hart, 1961) and, for this reason, is sometimes described as
research in law.
Validity of Doctrinal Research
 Scientific research, in both the natural and social
sciences, relies on the collection of empirical data,
either as a basis for its theories, or as a means of
testing them.
 In either case, therefore, the validity of the research
findings is determined by a process of empirical
investigation.
 In contrast, the validity of doctrinal research
findings is unaffected by the empirical world.
Validity of Doctrinal Research
 The actual process of analysis by which doctrines are
formulated owes more to the subjective, argument-based
methodologies of the humanities than to the more
detached data-based analysis of the natural and social
sciences.
 The normative character of the law also means that the
validity of doctrinal research must inevitably rest upon
developing a consensus within the scholastic community,
rather than on an appeal to any external reality.
Doctrinal Legal Research
Methodology
Deep Legal Research
Negative Definition?
WilliamTwining, Professor, UCL Law School
“Deep research
has to transcend
research that
could equally be
done by
practitioners.”
JeremyWebber, Professor of Law,
University ofVictoria
“Law schools are…best
conceived as a parallel
branch of the profession,
with their own standards
of excellence and their
own purposes.”
What is Deep Research?
 Non-doctrinal original forms of legal
research should qualify as deep research.
 The prime examples are the ‘legal X’ and
the ‘law and X’ fields such as legal
philosophy, legal sociology, law and
economics, law and finance etc.
What would be the consequence
if law professors are not carrying
out research anymore?
Possible consequences in case of
Doctrinal Research
 Other lawyers would fill the gap of doctrinal publications
to some extent.
 The practitioners who teach at the purely professional
law schools would transform their teaching materials into
text books.
 Practitioners themselves would demand commentaries
and handbooks which explain and consolidate the law.
 Government and legislators may create a system in which
they pay directly for doctrinal treatment of a particular
field of law
Another aspect of
researching by law professors
Law professors often operate as well-paid
research assistants for judges and
governments
Peter Birks, Professor of Civil law in
Oxford
The state, it might be said, pays a massive subsidy
to the law publishers. The publishers make their
profits from the dissemination of the results of
research, passing back in the form of royalties a
relatively small thank you to the author.
Alternate Scenario
 The Government and the legislator may create a
system in which they pay directly for doctrinal
treatment of a particular field of law
 Judges could be provided with research assistants
(similar to clerks at highest US and GermanCourts)
 Government may establish permanent advisory
institutions, like law commissions
 Govt. can call tenders to support doctrinal research
on particular legal questions
What would happen to Deep
Research?
Changed initial scenario: Academic Dinner PartyTest
Beneficial effects on quality of research?
Diversity of legal research would
increase.
Legal scholars can get exposure to
better training facilities.
The bond with other disciplines may
increase the impact of legal research.
Jeffrey Lipshaw, Professor of Law
“How many legal scholars are
still toiling merely in the
explication of the self contained
system? Not many, I think. Skim
through SSRN for more than a
few minutes. To the contrary,
almost all of us are bringing law
and insights to this discipline.”
Costs of reallocation?
 A dispersion of scholars with interests in legal
research into various disciplines would necessarily
diminish the engagement between such scholars.
 Other social sciences may just look at law under the
aspect of its ‘use value’.
 Other social scientists would presumably have little
interest in ‘basic interdisciplinary legal research’.
What next?
Results of a world without law
professors
Purely Professional
Law School
Law related
activities in other
parts of the
University
Wilhelm Von Humboldt: the most
influential education official in German
history
The Humboldtian Model:
 A concept of academic
education that emerged in the
early 19th century and whose
core idea is
a holistic combination of
research and studies.
 It integrates the arts and
sciences with research to
achieve both comprehensive
general learning and cultural
knowledge
Wilhelm Von Humboldt: the most
influential education official in German
history
"There are undeniably certain kinds of knowledge that must
be of a general nature and, more importantly, a certain
cultivation of the mind and character that nobody can
afford to be without. People obviously cannot be good
craftworkers, merchants, soldiers or businessmen unless,
regardless of their occupation, they are good, upstanding
and – according to their condition – well-informed human
beings and citizens. If this basis is laid through schooling,
vocational skills are easily acquired later on, and a person is
always free to move from one occupation to another, as so
often happens in life."
Divisions in the current system
Law teachers without
research obligations
 Legal practitioners
contributing to teaching
 In UK, few universities
provide good legal
education but usually do
not have research
ambitions.
Legal research without
teaching
 A research professor’s
primary effort is in
research rather than
instruction.
 Research councils often
finance fellowships that
enable professors to
focus on research for a
substantial period of time
Prof. Mathias M Siems, Durham Law
Schoool
 For which type of legal research
do we need legal academics?
 Could legal scholarship be also
become part of other social
sciences or humanities?
 Do we need law professors to
train lawyers?
 Would it be feasible to separate
education and research?
Projections by the author
 It is possible to delegate the training of
prospective lawyers, and to some extent legal
education more generally, to practitioners.
 Doctrinal research can also be well done by legal
practitioners.
 In return, law professors should favour deep
legal research since we already observe an
oversupply of descriptive legal writings.
Projections by the author
 Since such deep research is often
interdisciplinary, there is a need to foster
collaboration across disciplines.
 The relationship between teaching and research
can be handled in a flexible way. Universities
should not prescribe a fixed allocation of time,
but if appropriate, let academics specialise in
either teaching or research.
THANKYOU

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Law Professors Vital for Doctrinal and Deep Legal Research

  • 1. World Without Law Professors PREETI KANA SIKDER ASSISTANT PROFESSOR DEPARTMENT OF LAW & JUSTICE
  • 3. Julius von Kirchmann , German Jurist LEGAL RESEARCH IS WORTHLESS BECAUSE IT DOES NOT AIMTO ESTABLISH GENERAL TRUTHS BUT MERELY TO SUPPORTTHE CURRENT LEGAL SYSTEM.
  • 4. A.W.B. Simpson, British Legal Historian “It is not easy to see that law is a discipline in the usual sense. What truth do lawyers come up with? What are the greatest legal discoveries of the past ten years, or fifty years, or even a hundred? There do not seem to be any.”
  • 5. regarded as ‘not really academic … arcane, distant and alien: an appendage to the academic world …vociferous, untrustworthy, immoral, narrow and arrogant’. Their research fared no better, being dismissed as ‘… unexciting, uncreative, and comprising a series of intellectual puzzles scattered among large areas of description Tony Becher on Academic Lawyers
  • 6. What would be the consequence if law professors are not carrying out research anymore?
  • 7. Types of Legal Research Self-Interested Research Doctrinal Research Deep Legal Research
  • 8.
  • 9. Two variants of Self Interested Legal Research Publications written for professional advancement Writing as an act of self definition
  • 10. What is Doctrinal Research? Concerned with the formulation of legal doctrines through the analysis of legal rules
  • 11. Examples of Doctrinal Legal Research? Text books, Casebooks, Commentaries,Case notes
  • 12. Richard Allen Posner, economist and judge of USA said in 2007 about merit of doctrinal research “The messy work product of the judges and legislators requires a good deal of tidying up, of synthesis, analysis, restatement, and critique.These are intellectually demanding tasks, requiring vast knowledge and the ability (not only brains and knowledge and judgment, but also Sitzfleisch – which means stamina) to organize dispersed, fragmentary, prolix, and rebarbative materials.”
  • 13. Richard Allen Posner, economist and judge of USA said in 2007 about merit of doctrinal research “These are the tasks that lack the theoretical breadth or ambition of scholarship in more typically academic fields.Yet they are of inestimable importance to the legal system and of greater social value than much esoteric interdisciplinary legal scholarship.”
  • 14. Doctrinal Research  A research into legal rules, principles, concepts or doctrines.  Involves a rigorous systematic exposition, analysis and critical evaluation of legal rules, principles or doctrines and their inter-relationship.  Concerns with critical review of legislations and of decisional processes and their underlying policy.
  • 15. Why Doctrinal Research?  Legal rules are to be found within statutes and cases (the sources of law) but it is important to appreciate that they cannot, in themselves, provide a complete statement of the law in any given situation. This can only be ascertained by applying the relevant legal rules to the particular facts of the situation under consideration.  Deciding on which rules to apply in a particular situation is made easier by the existence of legal doctrines.
  • 16. Why Doctrinal Research?  These are systematic formulations of the law in particular contexts.  They clarify ambiguities within rules, place them in a logical and coherent structure and describe their relationship to other rules.  The methods of doctrinal research are characterised by the study of legal texts and, for this reason, it is often described colloquially as ‘black-letter law’.
  • 17. Nature of Doctrinal Research  Doctrinal research is therefore concerned with the discovery and development of legal doctrines for publication in textbooks or journal articles and its research questions take the form of asking ‘what is the law?’ in particular contexts.
  • 18. Nature of Doctrinal Research  The process of doctrinal analysis is more at home within the humanities than the sciences. Its approach involves the development of scholastic arguments for subsequent criticism and reworking by other scholars, rather than any attempt to deliver results which purport to be definitive and final.  Any ‘methodologies’ in this type of research are therefore employed subconsciously by scholars (and by practising lawyers) who would most usually consider themselves to be involved in an exercise in logic and common sense rather than in the formal application of a methodology as understood by researchers in the scientific disciplines.
  • 19. Nature of Doctrinal Research  Legal rules are normative in character as they dictate how individuals ought to behave (Kelsen, 1967).  They make no attempt either to explain, predict, or even to understand human behaviour. Their sole function is to prescribe it. In short, doctrinal research is not therefore research about law at all.  In asking ‘what is the law?’ it takes an internal, participant- orientated epistemological approach to its object of study (Hart, 1961) and, for this reason, is sometimes described as research in law.
  • 20. Validity of Doctrinal Research  Scientific research, in both the natural and social sciences, relies on the collection of empirical data, either as a basis for its theories, or as a means of testing them.  In either case, therefore, the validity of the research findings is determined by a process of empirical investigation.  In contrast, the validity of doctrinal research findings is unaffected by the empirical world.
  • 21. Validity of Doctrinal Research  The actual process of analysis by which doctrines are formulated owes more to the subjective, argument-based methodologies of the humanities than to the more detached data-based analysis of the natural and social sciences.  The normative character of the law also means that the validity of doctrinal research must inevitably rest upon developing a consensus within the scholastic community, rather than on an appeal to any external reality.
  • 24. WilliamTwining, Professor, UCL Law School “Deep research has to transcend research that could equally be done by practitioners.”
  • 25. JeremyWebber, Professor of Law, University ofVictoria “Law schools are…best conceived as a parallel branch of the profession, with their own standards of excellence and their own purposes.”
  • 26. What is Deep Research?  Non-doctrinal original forms of legal research should qualify as deep research.  The prime examples are the ‘legal X’ and the ‘law and X’ fields such as legal philosophy, legal sociology, law and economics, law and finance etc.
  • 27. What would be the consequence if law professors are not carrying out research anymore?
  • 28. Possible consequences in case of Doctrinal Research  Other lawyers would fill the gap of doctrinal publications to some extent.  The practitioners who teach at the purely professional law schools would transform their teaching materials into text books.  Practitioners themselves would demand commentaries and handbooks which explain and consolidate the law.  Government and legislators may create a system in which they pay directly for doctrinal treatment of a particular field of law
  • 29. Another aspect of researching by law professors Law professors often operate as well-paid research assistants for judges and governments
  • 30. Peter Birks, Professor of Civil law in Oxford The state, it might be said, pays a massive subsidy to the law publishers. The publishers make their profits from the dissemination of the results of research, passing back in the form of royalties a relatively small thank you to the author.
  • 31. Alternate Scenario  The Government and the legislator may create a system in which they pay directly for doctrinal treatment of a particular field of law  Judges could be provided with research assistants (similar to clerks at highest US and GermanCourts)  Government may establish permanent advisory institutions, like law commissions  Govt. can call tenders to support doctrinal research on particular legal questions
  • 32. What would happen to Deep Research?
  • 33. Changed initial scenario: Academic Dinner PartyTest
  • 34. Beneficial effects on quality of research? Diversity of legal research would increase. Legal scholars can get exposure to better training facilities. The bond with other disciplines may increase the impact of legal research.
  • 35. Jeffrey Lipshaw, Professor of Law “How many legal scholars are still toiling merely in the explication of the self contained system? Not many, I think. Skim through SSRN for more than a few minutes. To the contrary, almost all of us are bringing law and insights to this discipline.”
  • 36. Costs of reallocation?  A dispersion of scholars with interests in legal research into various disciplines would necessarily diminish the engagement between such scholars.  Other social sciences may just look at law under the aspect of its ‘use value’.  Other social scientists would presumably have little interest in ‘basic interdisciplinary legal research’.
  • 38. Results of a world without law professors Purely Professional Law School Law related activities in other parts of the University
  • 39. Wilhelm Von Humboldt: the most influential education official in German history The Humboldtian Model:  A concept of academic education that emerged in the early 19th century and whose core idea is a holistic combination of research and studies.  It integrates the arts and sciences with research to achieve both comprehensive general learning and cultural knowledge
  • 40. Wilhelm Von Humboldt: the most influential education official in German history "There are undeniably certain kinds of knowledge that must be of a general nature and, more importantly, a certain cultivation of the mind and character that nobody can afford to be without. People obviously cannot be good craftworkers, merchants, soldiers or businessmen unless, regardless of their occupation, they are good, upstanding and – according to their condition – well-informed human beings and citizens. If this basis is laid through schooling, vocational skills are easily acquired later on, and a person is always free to move from one occupation to another, as so often happens in life."
  • 41. Divisions in the current system Law teachers without research obligations  Legal practitioners contributing to teaching  In UK, few universities provide good legal education but usually do not have research ambitions. Legal research without teaching  A research professor’s primary effort is in research rather than instruction.  Research councils often finance fellowships that enable professors to focus on research for a substantial period of time
  • 42. Prof. Mathias M Siems, Durham Law Schoool  For which type of legal research do we need legal academics?  Could legal scholarship be also become part of other social sciences or humanities?  Do we need law professors to train lawyers?  Would it be feasible to separate education and research?
  • 43. Projections by the author  It is possible to delegate the training of prospective lawyers, and to some extent legal education more generally, to practitioners.  Doctrinal research can also be well done by legal practitioners.  In return, law professors should favour deep legal research since we already observe an oversupply of descriptive legal writings.
  • 44. Projections by the author  Since such deep research is often interdisciplinary, there is a need to foster collaboration across disciplines.  The relationship between teaching and research can be handled in a flexible way. Universities should not prescribe a fixed allocation of time, but if appropriate, let academics specialise in either teaching or research.
  • 45.