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CORSO DI LAUREA IN
ECONOMIA EUROPEA
RELEVANCE OF HFCs AND OTHER
SLCF GASES AND MAIN
INTERNATIONAL REGULATION
POLICY
Elaborato finale di: Pietro Pecchi
Relatore: Prof. Marzio Galeotti
Anno Accademico: 2014/2015
2
“The era of procrastination, of half-measures, of soothing
and baffling expedients, of delays, is coming to its close.
In its place we are entering a period of consequences.”
- Winston S. Churchill
3
INTRODUCTION 4
1. GWP - GLOBAL-WARMING POTENTIAL 6
1.1. GREENHOUSE EFFECT 6
1.2. LIFETIME 7
1.3. RADIATIVE FORCING 9
1.4. THE GWP INDEX 9
1.5. THE IPCC 10
2. SLCFS - SHORT-LIVED CLIMATE FORCERS 12
2.1. TROPOSPHERIC OZONE 12
2.2. BLACK CARBON 13
2.3. WATER VAPOR 13
2.4. METHANE 14
2.5. HYDROFLUOROCARBONS 15
2.6. MAIN DIFFERENCES WITH CO2 15
2.7. ENVIRONMENTAL IMPACT AND ECONOMIC BENEFITS OF SLCFS REDUCTION 16
2.8. SLCFS REDUCTION POLICIES 17
3. DETAILED OUTLOOK ON HYDROFLUOROCARBON 19
3.1. USES AND ALTERNATIVES 20
3.2. ECONOMIC BENEFITS OF HFCS REDUCTION 22
3.3. HFCS REDUCTION POLICIES 23
3.4. DEVELOPING COUNTRIES HFC'S ALTERNATIVES 25
4. INTERNATIONAL MAIN REGULATIONS ON CLIMATE CHANGE 27
4.1. MONTREAL PROTOCOL 27
4.2. KYOTO PROTOCOL 28
4.3. EU ETS 29
4.4. SUCCESS AND FAILURES OF INTERNATIONAL REGULATIONS 30
CONCLUSIONS 34
BIBLIOGRAPHY 42
4
Introduction
On the 17th of October 2015 I had the opportunity to attend a conference during the Milan
international exposition. It was hosted by the UK embassy with this title:
“COP21 Climate Summit: 100m sprint or starting gun for the marathon?”
Moderated by economist and author Lord Nicholas Stern, the event featured the following
speakers: Caio Koch-Weser, President of the European Climate Foundation and Vice
President of the Deutsche Bank, Janos Pasztor, assistant to the Secretary-General for climate
change at the United Nations, and Francesco La Camera, Director General for sustainable
development, climate, and energy at the Italian Ministry of the Environment.
The main focus of this conference was to underline the importance of the 2°C challenge and
to discuss policies countries have to put in place to achieve this result for the next international
climate summit. According to the research of the Intergovernmental Panel on Climate Change
(IPCC), a temperature increase of over 2°C would lead to serious consequences, such as a
greater frequency of extreme climate events. In 2009, in Copenhagen, countries affirmed their
determination to keep global warming to 2°C compared to the preindustrial era. This year
France will chair and host the 21st Conference of the Parties (COP21) to the United Nations
Framework Convention on Climate Change (UNFCCC) and the 11th session of the Meeting
to the Parties to the 1997 Kyoto Protocol (CMP11), from 30 November to 11 December 2015.
The conference is crucial because the expected outcome is a new international agreement on
climate change, applicable to all, to keep global warming below 2°C
(http://www.cop21.gouv.fr/).
An update on the regulation on climate change is very important nowadays, and to better
understand the relevance of those policies, later chapters will explain the importance of a
particular type of gases, the Short Lived Climate Forcers (SLCF), how they affect climate
change, and the reduction policies put in place to reduce them. A discussion on the main
issues that make these gases so different will be explained in detail and some important
questions will be answered including: Have previous attempts at international agreements on
environmental issues reached the goals for which they were set? Which problems with
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implementing these policies did governments face, and what scientific data do we have to
measure the successes or failures of these policies?
A closer look and analysis of the effects of the Montreal and Kyoto Protocols, gives better
understanding to the regulations and agreements already set in place to prevent climate
change. Short-Lived Climate Forcers (SLCFs) references directly to Black Carbon (BC),
Methane (CH4), Tropospheric Ozone (O3), Hydrofluorocarbons (HFCs) and Water Vapor. All
of the SLCFs have a description, and for Hydrofluorocarbons (HFCs) there will be a more
detailed outlook due to its important in relevant policy today.
This thesis will stand with addressing the urgency of government intervention and what make
SLFCs different by discussing the science behind the Climate Change and the IPCC global-
warming potential, which are the indicators use by policy makers to regulate. This will explain
the causes of Climate Change and demonstrate the necessity of a stronger focus on SLCFs and
HFCs in international climate regulation.
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1. GWP - Global-Warming Potential
The Global-Warming Potential (GWP) was developed by the IPCC more than 20 years ago.
The purpose was to compare different gases and their climate forcing potential. When data
showed the Earth’s climate was changing, the first important part was related to
understanding the greenhouse effect and how greenhouse gases (GHGs) were effecting
climate. Then scientists had to study how the Earth was able to naturally absorb those gases,
and how long that process would take. The GWP was used in the Kyoto Protocol to set a quota
of a reduction target, but due to scientific progress, in the following years the GWP data had
been updated with different values for each of the gases. “The UNFCCC reporting guidelines
for national inventories were updated in 2006, but continue to require the use of GWP values
from the IPCC Second Assessment Report (SAR) (IPCC 1996)” (http://www3.epa.gov/). This
misalignment between policy and science is caused by the difficulties for government to come
up with a solution that easily agreed upon. Policy based on science has its limitations, because
science is always updating and, by the nature of the scientific method, science is always
demonstrating that a new idea or new data can radically modify what the scientific
community had previously accepted to be true. Due to the laborious process of gathering
governments together to set a common policy, policy requires certain strict measurements and
standards so that different countries can relate to one another.
To better understand the purpose of the GWP index it is important to define the term
Greenhouse Effect, Lifetime, and Radiative Forcing. These three factors are the core of the
GWP Index.
1.1.Greenhouse Effect
This is the IPCC definition of both Greenhouse Gases and Greenhouse Effect.
“Greenhouse gases are those gaseous constituents of the atmosphere, both natural and
anthropogenic, that absorb and emit radiation at specific wavelengths within the spectrum of
thermal infrared radiation emitted by the Earth’s surface, the atmosphere itself, and by clouds.
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This property causes the greenhouse effect. Water vapor (H2O), carbon dioxide (CO2), nitrous
oxide (N2O), methane (CH4) and ozone (O3) are the primary greenhouse gases in the Earth’s
atmosphere. Moreover, there are a number of entirely human-made greenhouse gases in the
atmosphere, such as the halocarbons and other chlorine and bromine containing substances,
dealt with under the Montreal Protocol. Beside CO2, N2O and CH4, the Kyoto Protocol deals
with the greenhouse gases sulphur hexafluoride (SF6), hydrofluorocarbons (HFCs) and
perfluorocarbons (PFCs). […] Greenhouse gases effectively absorb thermal infrared radiation,
emitted by the Earth’s surface, by the atmosphere itself due to the same gases, and by clouds.
Atmospheric radiation is emitted to all sides, including downward to the Earth’s surface. Thus
greenhouse gases trap heat within the surface-troposphere system. This is called the
greenhouse effect. Thermal infrared radiation in the troposphere is strongly coupled to the
temperature of the atmosphere at the altitude at which it is emitted. In the troposphere, the
temperature generally decreases with height. Effectively, infrared radiation emitted to space
originates from an altitude with a temperature of, on average, –19°C, in balance with the net
incoming solar radiation, whereas the Earth’s surface is kept at a much higher temperature of,
on average, +14°C. An increase in the concentration of greenhouse gases leads to an increased
infrared opacity of the atmosphere, and therefore to an effective radiation into space from a
higher altitude at a lower temperature. This causes a radiative forcing that leads to an
enhancement of the greenhouse effect, the so-called enhanced greenhouse effect” (IPCC,
AR4).
1.2. Lifetime
This is the IPCC definition of Lifetime.
“[Lifetime is] used for various time scales characterizing the rate of processes affecting the
concentration of trace gases. The following lifetimes may be distinguished: Turnover time (T)
(also called global atmospheric lifetime) is the ratio of the mass M of a reservoir (e.g., a gaseous
compound in the atmosphere) and the total rate of removal S from the reservoir: T = M / S. For
each removal process, separate turnover times can be defined. In soil carbon biology, this is
referred to as Mean Residence Time. Adjustment time or response time (Ta) is the time scale
characterizing the decay of an instantaneous pulse input into the reservoir. The term
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adjustment time is also used to characterize the adjustment of the mass of a reservoir following
a step change in the source strength. Half-life or decay constant is used to quantify a first-
order exponential decay process. […] The response time or adjustment time is the time needed
for the climate system or its components to re-equilibrate to a new state, following a forcing
resulting from external and internal processes or feedbacks. It is very different for various
components of the climate system. The response time of the troposphere is relatively short,
from days to weeks, whereas the stratosphere reaches equilibrium on a time scale of typically
a few months. Due to their large heat capacity, the oceans have a much longer response time:
typically, decades, but up to centuries or millennia. The response time of the strongly coupled
surface-troposphere system is, therefore, slow compared to that of the stratosphere, and
mainly determined by the oceans. The biosphere may respond quickly (e.g., to droughts), but
also very slowly to imposed changes. The term lifetime is sometimes used, for simplicity, as a
surrogate for adjustment time. In simple cases, where the global removal of the compound is
directly proportional to the total mass of the reservoir, the adjustment time equals the
turnover time: T = Ta. An example is CFC-11, which is removed from the atmosphere only by
photochemical processes in the stratosphere. In more complicated cases, where several
reservoirs are involved or where the removal is not proportional to the total mass, the equality
T = Ta no longer holds. Carbon dioxide (CO2) is an extreme example. Its turnover time is only
about four years because of the rapid exchange between the atmosphere and the ocean and
terrestrial biota. However, a large part of that CO2 is returned to the atmosphere within a few
years. Thus, the adjustment time of CO2 in the atmosphere is actually determined by the rate
of removal of carbon from the surface layer of the oceans into its deeper layers. Although an
approximate value of 100 years may be given for the adjustment time of CO2 in the
atmosphere, the actual adjustment is faster initially and slower later on. In the case of methane
(CH4), the adjustment time is different from the turnover time because the removal is mainly
through a chemical reaction with the hydroxyl radical OH, the concentration of which itself
depends on the CH4 concentration. Therefore, the CH4 removal rate S is not proportional to
its total mass M” (IPCC, AR4).
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1.3.Radiative forcing
This is the IPCC definition of Radiative forcing.
“The term ‘radiative forcing’ has been employed in the IPCC Assessments to denote an
externally imposed perturbation in the radiative energy budget of the Earth's climate system.
Such a perturbation can be brought about by secular changes in the concentrations of
radiatively active species (e.g., CO2, aerosols), changes in the solar irradiance incident upon
the planet, or other changes that affect the radiative energy absorbed by the surface (e.g.,
changes in surface reflection properties). This imbalance in the radiation budget has the
potential to lead to changes in climate parameters and thus result in a new equilibrium state
of the climate system. In particular, IPCC (1990, 1992, 1994) and the Second Assessment Report
(IPCC, 1996) (hereafter SAR) used the following definition for the radiative forcing of the
climate system: ‘The radiative forcing of the surface-troposphere system due to the
perturbation in or the introduction of an agent (say, a change in greenhouse gas
concentrations) is the change in net (down minus up) irradiance (solar plus long-wave; in
Wm-2) at the tropopause AFTER allowing for stratospheric temperatures to readjust to
radiative equilibrium, but with surface and tropo-spheric temperatures and state held fixed
at the unperturbed values’. In the context of climate change, the term forcing is restricted to
changes in the radiation balance of the surface-troposphere system imposed by external
factors, with no changes in stratospheric dynamics, without any surface and tropospheric
feedbacks in operation (i.e., no secondary effects induced because of changes in tropospheric
motions or its thermodynamic state), and with no dynamically-induced changes in the
amount and distribution of atmospheric water (vapour, liquid, and solid forms)” (IPCC, TAR)
1.4.The GWP Index
This is the IPCC definition of the GWP index.
“[Is] based on radiative properties of greenhouse gases, measuring the radiative forcing
following a pulse emission of a unit mass of a given greenhouse gas in the present day
atmosphere integrated over a chosen time horizon, relative to that of carbon dioxide. The
GWP represents the combined effect of the differing times these gases remain in the
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atmosphere and their relative effectiveness in causing radiative forcing. The Kyoto Protocol is
based on GWPs from pulse emissions over a 100-year time frame” (IPCC, AR4).
All the previous definitions are direct citations of the IPCC definitions, and a detailed table of
all gases and their update GWP, and the UNFCCC reference GWP, is in Appendix A.
1.5.The IPCC
As already cited many times for the important work they do, here following a short
description of the IPCC. “The Intergovernmental Panel on Climate Change (IPCC) was
created in 1988. It was set up by the World Meteorological Organization (WMO) and the
United Nations Environment Program (UNEP) to prepare, based on available scientific
information, assessments on all aspects of climate change and its impacts, with a view of
formulating realistic response strategies. The scientific evidence brought up by the first IPCC
Assessment Report of 1990 underlined the importance of climate change as a challenge
requiring international cooperation to tackle its consequences.” (https://www.ipcc.ch).
The IPCC periodically publishes assessment reports on climate change, which are as follows:
IPCC First Assessment Report 1990 (FAR)
1992 Supplementary Reports (IS92)
IPCC Second Assessment Report: Climate Change 1995 (SAR)
IPCC Third Assessment Report: Climate Change 2001 (TAR)
IPCC Fourth Assessment Report: Climate Change 2007 (AR4)
IPCC Fifth Assessment Report: Climate Change 2014 (AR5)
The assessments are policy-relevant but not policy-prescriptive: they may present projections
of future climate change based on different scenarios, the risks that climate change poses, and
the implications of response options, but they do not tell policymakers what actions to take.
(IPCC, TAR)
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The purpose of using scenarios is to allow the climate assessment to be compared to climate
model results based on identical greenhouse gas emissions over time. On 9th December 2007,
the IPCC was awarded the Nobel Peace Prize for its “efforts to build up and disseminate
greater knowledge about man-made climate change and to lay the foundations for the
measures that are needed to counteract such change”.
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2. SLCFs - Short-Lived Climate Forcers
This chapter focuses on the effects of particular gases and pollutants which have the common
characteristic of a short lifetime and a very high RF – some of them are GHGs, but not all of
them are. The chapter will talk about the Short-Lived Climate Forcers (SLCFs) and refer
directly to Tropospheric Ozone (O3), Black Carbon (BC), Water Vapor, Methane (CH4), and
Hydrofluorocarbons (HFCs). Due to their short lifetimes and physical proprieties, the RF of
many of these gases and pollutants are difficult to effectively quantify and compare with the
GWP100, which is the standard meter for the UNFCCC Kyoto Protocol. The only available
and comparable GWP data are on CH4 and HFCs (for detailed information of their GWP in
table of Appendix A). This chapter focuses on SLCFs – HFCs will be described in further
detail in a later chapter. SLCF are also known as Short-lived climate pollutants (SLCPs).
2.1.Tropospheric Ozone
After CO2 and CH4, Tropospheric Ozone (O3) is the third most important contributor to
greenhouse radiative forcing (IPCC, AR4). “Tropospheric ozone is important because it can
influence climate, as it is a greenhouse gas itself, and because its photolysis by UV radiation
in the presence of water vapor is the primary source for hydroxyl radicals (OH). Hydroxyl
radicals are responsible for the oxidative removal of many trace gases, such as methane (CH4),
hydrofluorocarbons (HFCs), and hydrochlorofluorocarbons (HCFCs), that influence climate
and/or are important for the stratospheric ozone layer. Tropospheric ozone arises from two
processes: downward flux from the stratosphere; and in situ photochemical production from
the oxidation of hydrocarbons and carbon monoxide (CO) in the presence of NOX (NO + NO2).
Ozone is removed from the troposphere by in situ chemistry and by uptake at the Earth's
surface.” (Volz-Thomas, 1995). The tropospheric ozone has an estimate RF of +0.35 W m–2 and
a lifetime of approximately 22 years (IPCC, AR4). It can sound counterintuitive, but “ozone
depletion in the stratosphere had caused a negative RF of –0.15 W m–2 as a best estimate over
the period since 1750.” (IPCC, AR4).
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2.2.Black Carbon
Black Carbon is not a GHG, but a component of fine particulate matter (PM ≤ 2.5 µm). “Black
carbon is emitted in a variety of combustion processes and is found throughout the Earth
system. Black carbon has a unique and important role in the Earth's climate system because it
absorbs solar radiation, influences cloud processes, and alters the melting of snow and ice
cover. A large fraction of atmospheric black carbon concentrations is due to anthropogenic
activities.” (Bond, et al. 2013). “Black carbon and non-absorbing aerosols, emitted mainly
during diesel engine operation, have short lifetimes in the atmosphere of only days to weeks,
but can have significant direct and indirect radiative forcing effects and large regional
impacts” (IPCC, AR5) “Radiative forcing used alone to estimate black-carbon climate effects
fails to capture important rapid adjustment mechanisms. Black-carbon-induced heating and
cloud microphysical effects cause rapid adjustments within the climate system, particularly
in clouds and snow. These rapid adjustments cause radiative imbalances that can be
represented as adjusted or effective forcings, accounting for the near-term global response to
black carbon more completely. […] The best estimate of industrial-era climate forcing of black
carbon through all forcing mechanisms is +1.1 W m−2 […]. This total climate forcing of black
carbon is greater than the direct forcing given in the fourth Intergovernmental Panel on
Climate Change (IPCC) report. There is a very high probability that black carbon emissions,
independent of co-emitted species, have a positive forcing and warm the climate.” (Bond, et
al. 2013).
2.3.Water Vapor
The water vapor is known to be Earth’s most abundant greenhouse gas, but the extent of its
contribution to global warming has been debated. Researchers are now more confident with
the fact that water vapor itself will contribute to a temperature rise of a few degrees by the
end of the century (http://www.nasa.gov/). “Water vapor had indicated long-term increases
in stratospheric water vapor and acknowledged that these trends would contribute a
significant radiative impact. However, it only considered the stratospheric water vapor
increase expected from CH4 increases as an RF, and this was estimated to contribute 2 to 5%
of the total CH4 RF (about +0.02 W m–2)” (IPCC, AR4).
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2.4.Methane
“Methane is one of the six greenhouse gases to be mitigated under the Kyoto Protocol. It is
the major component of natural gas and associated with all hydrocarbon fuels, animal
husbandry and agriculture.” (IPCC, AR4) One of the main threats, based on different
scenarios, is the release of the CH4 trapped in the permafrost. An increase of the global
temperature will lead to the melting of artic ice and a release of a high quantity of methane.
Methane's lifetime in the atmosphere is shorter than carbon dioxide (CO2), approximately 12
years, but CH4 is more efficient at trapping radiation than CO2. The CH4 radiative forcing is
+0.5 W m–2 and the impact on climate change is more than 25 times greater than CO2 over a
100-year period (http://www3.epa.gov/) .
Direct atmospheric measurements of methane trends and concentrations are shown in Figure
1. The data where derived from surface sites operated by NOAA/GMD (blue lines) and
AGAGE (red lines). Graph (a) shows a time series of global CH4 abundance mole fraction (in
ppb). The thinner lines show the CH4 global averages, and the thicker lines are the de-
seasonalized global average trends from both networks. Graph (b) instead is showing annual
growth rate (ppb yr–1) in global atmospheric CH4 abundance from 1984 through the end of
2005 (IPCC, AR4).
Figure 1 Recent CH4 concentrations and trends. (IPCC, AR4)
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2.5.Hydrofluorocarbons
Hydrofluorocarbons (HFCs) are a family of industrially produced chemical gases widely used
in refrigeration and air conditioning, foam blowing, and other applications. They were
developed to replace ozone-depleting substances (primarily chlorofluorocarbons and
hydrochlorofluorocarbons – CFCs and HCFCs) that were phased-out under the Montreal
Protocol. HFC-134a, the most widely used of these compounds, has an atmospheric lifetime
of around 13 years and a GWP100 of 1300. An entire chapter will be dedicated to this climate
forcer later on.
2.6.Main differences with CO2
CO2 is important regardless of what metric and time horizon is used, but the relevance of
SLCFs depend on the metric used and it is difficult to compare them with CO2. The fact that
SLCFs have shorter lifetimes means that their pollutant effects are more locally concentrated
than globally concentrated. Higher concentration of these gases can be extremely dangerous
for both climate and human health. “In the context of climate change, emissions of different
species (e.g., carbon dioxide and methane) are not directly comparable since they have
different radiative efficiencies and lifetimes. Since comparisons via detailed climate models
are computationally expensive and complex, emission metrics were developed to allow a
simple and straightforward comparison of the estimated climate impacts of emissions of
different species.” (Aamaas, et al. 2013). Due to the particularity and complexity of the SLCFs,
is difficult to provide specific tables and direct data for trends and concentration. To better
estimate the growth rate of BC and O3, as an example, researchers have to look at precursors,
so the end result is different for every model they use. At the same time, they all agree on the
high impacts of those gases on climate change. These particular forcers (BC pollutant and O3)
have demonstrated an extremely high impact on human health, and a direct impact to local
weather changes. The following infographic, provided by the Climate and Clean Air
Coalition, gives a clear outlook on the SLCF previously described.
16
Figure 2 SLCP Infographic (http://www.ccacoalition.org/)
2.7.Environmental impact and Economic Benefits of SLCFs Reduction
While targeting CO2 can result in strong policies of adaptation and mitigation, reduction
policies on SLCFs can have a high impact on helping the effort of the 2ºC scenario. In order to
achieve that scenario, strong cutting on emissions have to put in place before it is too late. The
later the regulation is implemented, the higher the effort required will be to achieve the same
results. Working on addressing specific forcers like the SLCFs can deeply help in this effort.
The benefits are shown to be considerable; significantly reducing the rate of warming over the
next two to four decades, improving the chances of remaining below the 2ºC target (IPCC,
AR5). Due to their strong impacts in the short term, mitigation strategies including reducing
aviation contrails and reducing emissions of particulate matter (including black carbon),
tropospheric ozone and aerosol precursors (including NOx), can result in human health and
mitigation co-benefit. (IPCC, AR5) “Tropospheric O3 and BC are known to impact negatively
on people’s well-being and on the sustainability of natural resources. They are also short-lived
17
climate forcers (SLCFs), contributing to near-term global warming and changing local weather
patterns. Controls of tropospheric ozone and black carbon would therefore have multiple
benefits.” (UNEP, Assessment of Black Carbon). Ozone is toxic to plants, a vast body of
literature describes experiments and observations showing the substantial effects of O3 on
visible leaf health, growth and productivity for a large number of crops, trees and other plants.
Ozone also affects vegetation composition and diversity.
Model that simulate the Earth response on “SLCF emission reductions and BC specifically […]
would lead to clear benefits for both air quality and climate. […] The temperature responses
to the mitigation were generally stronger over the continents than over the oceans, and with
a warming reduction of 0.44 K (0.39– 0.49) K the largest over the Arctic.” (Stohl, et al. 2015)
Mitigation of SLCFs can help in preventing millions of premature deaths from small
particulate pollution and preventing the loss of millions of tons of crops from ozone pollution
every year. “Action on these substances is complementary to, but does not replace the
challenge to dramatically reduce emissions of carbon dioxide from the burning of fossil fuels
and deforestation.” (UNEP, Assessment of Black Carbon).
2.8.SLCFs Reduction Policies
“[For SLCFs], on the other hand, cost-effective environmental policy measures should be
designed such that they optimize both the climate and air quality responses. In some
instances, control of the emissions of a species is expected to reduce future warming and
improve air quality at the same time – a ‘win-win’ situation: in others, the control of emissions
may be conflicting, in the sense that it could increase warming while improving air quality (or
vice versa) – in this case, emission control involves a ‘trade-off’ between the impacts.” (Stohl,
et al. 2015). Due to the physical properties, short lifetime, and high RF of SLCFs, the
geographical pattern of the impacts of SLCFs is generally concentrated close to the source of
emission. This makes them quite distinct from climate forcers with a global impact, which are
regulated under the Kyoto protocol. (Stohl, et al. 2015)
18
This requires carrying out a different policy, that address the same problem in different ways.
The results of policy on SLCFs are not always so easy to quantify. Governments, along with
the United Nations Environment Programme (UNEP), came together to treat SLCFs as
collective challenge. This came after recognizing how critical and necessary a mitigation that
addresses near-term climate change is and that there are many cost-effective options available
(http://www.ccacoalition.org/). They formed a unique initiative to support fast action and
make a difference on several fronts at once: public health, food, energy security and climate
(http://www.ccacoalition.org/). The Climate and Clean Air Coalition (CCAC) address
methane, black carbon, and HFCs. The CCAC action on short-lived climate forcers must
complement and supplement, not replace, global action to reduce carbon dioxide, in particular
efforts under the UNFCCC (http://www.ccacoalition.org/). This coalition includes by now 49
countries including the United States, Australia the EU commission and Italy
(http://www.ccacoalition.org/). This makes them a first attempt to come up with a common
regulation for SLCFs.
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3. Detailed outlook on Hydrofluorocarbon
This chapter is focusing only on a specific SLCFs, the Hydrofluorocarbon (HFCs).
HFCs are a family of various greenhouse gases, used as replacements for ozone-depleting
substances (ODS) addressed by the Montreal Protocol. As greenhouse gases, HFCs
accumulate in the atmosphere and trap infrared radiation that would otherwise escape to
space. The full table of these gases is in Appendix A, where their GWP is shown.
Two groups of different HFCs can be segmented by the family of HFC gases: one has a high-
GWP, and the other has a low-GWP. As ODS replacement they have been used in: air
conditioning, refrigeration, fire suppression, solvents, foam blowing agents, and aerosols.
“HFCs are rapidly increasing in the atmosphere. Though HFCs currently represent a small
fraction of total greenhouse gases, their warming impact is particularly strong, and their
emissions are projected to increase nearly twentyfold in the next three decades if their growth
is not reduced. The most commonly used HFC is HFC-134a, which is 1,430 times more
damaging to the climate system then carbon dioxide. While HFCs are currently present in
small quantity in the atmosphere their contribution to climate forcing is projected to climb to
as much as 19% of global CO2 emissions by 2050. [HFCs are] projected to rise to about 3.5 to
8.8 Gt CO2eq in 2050, comparable to total current annual emissions from transport, estimated
at around 6-7 Gt annually”. (http://www.unep.org/) A detail study on HFCs and the projection
of their impact on various scenarios have been published by G. Velders in 2009, of which the
conclusion of the study was underlined in the UNEP Report “HFCs: A Critical Link in
Protecting Climate and the Ozone Layer”: “The increase in HFC radiative forcing from 2000
to 2050 can also be compared to the radiative forcing corresponding to a 450 ppm CO2
stabilization scenario. The reduction in radiative forcing necessary to go from a business-as-
usual scenario (Figure 3) to such a stabilization scenario is of the same order of magnitude as
the increase in HFC radiative forcing. In other words, the benefits of going from a business-
as-usual pathway to a pathway in which CO2 stabilizes at 450 ppm can be counteracted by
projected increases in HFC emissions.” (Ravishankara, 2011).
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Figure 3 HFCs Scenarios (Ravishankara, 2011)
The fast growth of HFCs usage is well described on the following graph, which allocate for
each sector the consumption (in term of Mt of CO2 eq.).
Figure 4 HFCs Consumption(Ravishankara, 2011)
3.1.Uses and Alternatives
As a result of the phase-out of CFCs and ODS under the Montreal Protocol, the usage of HFCs
as a replacement are been used on a growing rate year after year. The main usage of HFCs is
21
air-conditioning and refrigeration which covers around the 80% of all the HFCs consumption.
Alternatives, other than using low-GWP HFCs, are already available to avoid the use and
emission of high-GWP HFCs. Those alternatives can be both climate-friendly and energy
efficient. The GWP impact of these alternatives are way lower than the hydrofluorocarbons
by thousands. Those solutions have different physical properties, so the choice between the
replacement gases have to be carefully evaluated due to their downside properties that have
to be correctly addressed. Possible coolant alternatives could be Hydrocarbons, GWP 3-5, with
has a flammable property. CO2, GWP 1 by definition, need to be kept under high pressure and
Ammonia (NH3), GWP 1, that could be toxic if released. Water is another important coolant,
used already successfully for his high heat capacity, is between them the safest to use, and the
most cost-effective, even if need to be taken in consideration the fact that water accelerate
metal corrosion and could be a source of biological growth. (http://ec.europa.eu/). The
following CCAC’s infographic show clearly the growing trend already describer in the
previous paragraph and consumption usage of HFCs.
Figure 5 HFCs infographic (http://www.ccacoalition.org/)
22
3.2.Economic Benefits of HFCs Reduction
The difference between SLCF and HFCs are that HFCs do not affect the air quality, have less
local impact, a longer lifetime and a higher GWP. The fact that HFCs do not affect the air
quality makes them easily addressed with a specific climate policy by themselves (Stohl, et al.
2015). “HFC emissions should be considered in relation to emissions of other global warming
gases, not in isolation. In some situations, the use of HFCs can reduce CO2 emissions, hence
an appraisal of ‘overall global warming impact’ must be made to properly understand the
best fluids or technologies to use.” (March Consulting Group, 1998)
Mainly the HFCs reduction policy are based on technological optimization. Before the
phasedown of the ODS, refrigeration systems based on CFCs tended to suffer of a high level
of refrigerant leakage, due to the cheap costs of the refrigerant itself and the low consciousness
about the environmental harming” (March Consulting Group, 1998). Due to the higher cost
of the HFC gas used as a cooling vector and the rise of consciousness about climate change,
refrigeration systems based on HFCs tend to have somewhat lower levels of leakage (March
Consulting Group, 1998). Those levels are still higher than the leakage rate of refrigeration
systems using ammonia or hydrocarbon. For these systems it is essential that the leakage rate
is at the lowest possible, because in this case it would be a problem for safety reasons (March
Consulting Group, 1998). “If the same low level of leakage is achieved on HFC systems then
the global warming impact from HFCs will be significantly reduced. It is vital that global
warming emission reduction strategies compare the cost-effectiveness of investment in low
leakage techniques for HFC refrigeration systems with the investment required to buy
hydrocarbon or ammonia alternatives.” (March Consulting Group, 1998) “In the refrigeration,
air-conditioning and heat pumps sector, use of HFCs to top-up leaks is estimated to represent
55% to 65% of total HFC consumption” (UNEP, Workshop on HFC Management).
Other than preventing leakages there are various opportunities to improve the overall
efficiency of refrigeration system.
23
1. Reduction of cooling demand. Optimizing insulation and implementing building with
natural heat exchange would reduce the overall needs of cooling load and at the same
time it would provide a cut on CO2 emissions.
2. Improving of component, system design within an improvement on the operation and
maintenance practice would bring at a higher efficiency of the system and the overall
longer life of the used equipment.
3. Choosing the refrigerant. Each coolant has a different thermodynamic performance
and the resulting efficiency of choosing to use the right coolant instead of a not
optimized on is around 5%. (March Consulting Group, 1998)
Each of those would bring on a longer lifetime of the system, a cost reduction for costumers
and a cut in HFC emissions.
3.3.HFCs Reduction Policies
After various attempts to include HFCs under the Montreal protocol, on the 27th Meeting of
the Parties to the Montreal Protocol (1 - 5 November 2015, Dubai), countries agreed on starting
to address HFCs under it. This is an important step that would result in a common phasedown
policy that would successfully take place. This recent update is the result submissions
proposal of various countries and entity like USA an EU.
The following is the press statement of U.S. Secretary of State John Kerry:
“Today the United States joined countries around the world to open a new chapter in the fight
against climate change. Together, we have agreed on a way forward to address the rapidly
growing use and production of harmful hydrofluorocarbons (HFCs), a particularly potent
greenhouse gas that plays a major role in driving global climate change. At the 27th Meeting
of the Parties to the Montreal Protocol in Dubai, nations from around the world committed to
address HFCs under the agreement and work toward an amendment in 2016.
This is a major accomplishment. The Montreal Protocol is among the most successful
multilateral environmental treaties in history. Amending it to include HFCs could set a course
for actions that would avoid 0.5C of warming by the end of the century.
24
The progress in Dubai also indicates that the world is ready for a new chapter in the fight
against climate change. In agreeing to address HFCs together, we have laid the groundwork
for even greater co-operation toward a successful outcome in Paris - and the entire planet will
be better off for it.” (http://www.state.gov/).
This recent update would bring in a coordination of policy and emissions target that have
already been put in action. The EU address HFCs with two legislative acts: the ’MAC
Directive’, addressing air conditioning systems used in motor vehicles, and a whole key
player regulation called ‘F-gas Regulation’ that address general HFCs usage and emission.
These legislative acts implemented a system of HFCs quota allocation system for companies
and strong reporting obligation. “The MAC Directive prohibits the use of F-gases with a
global warming potential of more than 150 times greater than carbon dioxide (CO2) in new
types of cars and vans[…]. The F-gas Regulation follows two tracks of action: Improving the
prevention of leaks from equipment containing F-gases and avoiding the use of F-gases where
environmentally superior alternatives are cost-effective.” (http://ec.europa.eu/). The overall
goal of these EU policies will be to cut the emissions of HFCs by “two-thirds by 2030 compared
with 2014 levels. Though ambitious, this reduction is achievable at relatively low cost
because climate friendly alternatives are readily available for many of the products and
equipment in which [HFCs] are commonly used today” (http://ec.europa.eu/).
Italian regulation follows the EU reduction policy, but at the same time, Italy is also an active
player on the international level, being one of the 49 CCAC partners, that helped to address
HFCs under the Montreal Protocol.
The U.S.A. Administration announced on September 2014 a new commitment to reduce HFCs
emissions. “The commitments made today would reduce cumulative global consumption of
[HFC] greenhouse gases by the equivalent of 700 million metric tons of carbon dioxide
through 2025, equivalent to 1.5% of the world’s 2010 greenhouse gas emissions and the same
as taking nearly 15 million cars off the road for 10 years. In addition, the Administration is
announcing a set of executive actions to continue progress in reducing HFC emissions”
(https://www.whitehouse.gov/). “The U.S. is [phasing] down the use of high-global-warming-
potential HFCs by finding environmentally-friendly alternatives to traditional ozone-depleting
25
substances through the Significant New Alternatives Policy, or SNAP, program. EPA reduced
annual emissions by an estimated 160 million tonnes of CO2 equivalent in 2010. U.S.
regulations ban intentional HFC releases during service and disposal of all refrigeration and
air-conditioning equipment. Further regulations require recovery and recycling of HFC-134a
used as a coolant in motor vehicle air conditioners” (http://www.ccacoalition.org/).
Here some other examples of HFC regulations around the world:
Australia have a system of license use of refrigerants and a carbon tax equivalent system and
is a member of the CCAC. (https://www.environment.gov.au)
Taiwan is not included in any international regulation due their particular political status. At
the same time Taiwan put in place action in both phasing down CFCs and commit in CO2
cutting emissions. They are actively converting refrigerants to low-GWP coolants without
receiving any financial and technological support from the UNEP found reserved to
developing countries. (http://unfccc.epa.gov.tw/)
China is addressing HFCs on a historical, multilateral approach with U.S.A. and another
countries to phase down production and consumption of HFC within the scope of the Kyoto
Protocol. (https://www.whitehouse.gov)
Canada together with Mexico and the United States, was promoting amendment to the
Montreal Protocol to phase down HFCs under it. Withdrawing from the Kyoto protocol
Canada have no formal HFCs reduction obligations, but at the same time is a contributor of
the CCAC. (www.climatechange.gc.ca)
3.4.Developing countries HFC's Alternatives
Developing countries are a challenge on all the GHGs emissions due their increasing demand
of product and system that produce pollutants. In developing countries, around 90% of high-
GWP HFCs can be replaced with other substances or low-GWP HFCs (Zeiger, et al. 2014). This
can be achieved without reduction of energy efficiency even at high temperature climate.
Whenever possible, using hydrocarbon is the optimal choice to correctly address the global
26
warning impact, considering its flexibility as a coolant under safety standards. “Immediate
action can and must be taken to guarantee future-proof solutions for both ODS replacement
and growing demand for refrigerants and foam blowing agents.” (Zeiger, et al. 2014). Funds
to help the ODS and high-GWP reduction, are provided by the Multilateral Fund for the
Implementation of the Montreal Protocol. “Since 1991, the Fund has approved activities
including industrial conversion, technical assistance, training and capacity building worth
over US $3.0 billion” (http://www.multilateralfund.org/).
27
4. International main Regulations on Climate Change
There are a lot of expectations on the next agreement that will take place in Paris on December
2015 under the UNFCCC. One of the biggest topics will be addressing a drastically reduction
of BC emissions, and to reduce overall GHG emissions to achieve the 2-degree scenario.
Europe, for example, wants to recognize and highlight the relevant role of a new international
carbon market (http://ec.europa.eu/). The EU emissions trading system (ETS) is a significant
example of an international carbon market that, with bilateral agreement, share the market
with countries like China and South-Korea.
This chapter focuses on an analysis of the difference between the two main international
regulation on climate change will provide the right understanding of the recent updates on
the agreement of addressing HFCs within Montreal Protocol instead of the Kyoto’ one. It also
mentions the EU ETS to show a more local international regulation on Climate Change.
4.1.Montreal Protocol
Studies in the late 80s showed the relationship the recently discovered Antarctic ozone
depletion in the Antarctic lower stratosphere, and the consumption and production of
chemical substances such as chlorofluorocarbons (CFCs).
“Chlorofluorocarbons (CFCs) and other ozone-depleting substances (ODSs) are now globally
recognized as the main cause of the observed depletion of the ozone layer. Molina and
Rowland first recognized the potential for CFCs to deplete stratospheric ozone in 1974,
thereby providing an ‘early warning.’ This scientific warning led to ODS emission reductions
by citizen action and national regulations. A decade later, the discovery of the ozone hole over
Antarctica and the subsequent attribution to ODSs further heightened concern. The 1987
Montreal Protocol on Substances that Deplete the Ozone Layer formally recognized the
significant threat of the ODSs to the ozone layer and provided a mechanism to reduce and
phase-out the global production and consumption of ODSs. Under the Montreal Protocol and
national regulations, significant decreases have occurred in the production, use, emissions,
28
and observed atmospheric concentrations of CFC-11, CFC-113, methyl chloroform, and
several other ODSs and there is emerging evidence for recovery of stratospheric ozone.”
(Velders, et al. 2007). The actions taken by the governments at the time to focus on a global
solution not only avoided the continuous depleting of the ozone layer, but also reduced the
damage to the ozone layer such that the damage is less today than it was in the 70s. At the
same time the government efforts prevented the presence of strong climate forcers in our
atmosphere. It was not known in 1987 but “ODSs and their substitute fluorocarbon gases
(HFCs) are also greenhouse gases, which contribute to the radiative forcing (RF) of climate”
(Velders, et al. 2007). Intergovernmental Panel on Climate Change (IPCC) stated that an
increase in CFCs might give an additional radiative forcing of about 0.6 W/m2, which might
also contribute, approximately, a few tenths of a degree rise to global mean temperatures
(Morgenstern, et al 2008). The Montreal Protocol set binding progressive phase-out
obligations for developed and developing countries for all the major ozone depleting
substances, including CFCs, halons and less damaging transitional chemicals such as HCFCs.
It has since been ratified by 196 countries around the world.
In 2012 United Nations Environment Programme (UNEP) estimated that The Montreal
Protocol has prevented:
19 million more cases of non-melanoma cancer
1.5 million more cases of melanoma cancer
130 million more cases of eye cataracts
Global observations have verified that atmospheric levels of key ozone depleting substances
are going down and it is believed that with implementation of the Protocol's provisions the
ozone layer should return to pre-1980 levels by 2050 to 2075. (http://www.unep.org)
4.2.Kyoto Protocol
The basis of the Kyoto protocol comes from the scientific data, suggestions and scenarios
provided by the IPCC to governments.
The UNFCCC website provide a description that gives a better understanding what the Kyoto
Protocol really is: “The Kyoto Protocol is an international agreement linked to the UNFCCC,
29
which commits its Parties by setting internationally binding emission reduction targets.
Recognizing that developed countries are principally responsible for the current high levels
of GHG emissions in the atmosphere as a result of more than 150 years of industrial activity.
[…] Under the Protocol, countries must meet their targets primarily through national
measures. However, the Protocol also offers them an additional means to meet their targets
by way of three market-based mechanisms. […] The Protocol places a heavier burden on
developed nations under the principle of ‘common but differentiated responsibilities’. The
Kyoto Protocol was adopted in Kyoto, Japan, on 11 December 1997 and, [due to a complex
ratification process], it entered into force on 16 February 2005. The detailed rules for the
implementation of the Protocol were adopted at COP7 in Marrakesh, Morocco, in 2001, and
are referred to as the ‘Marrakesh Accords.’ Its first commitment period started in 2008 and
ended in 2012” (http://unfccc.int/). “The Kyoto Protocol aims, in its first commitment period,
to reduce CO2-equivalent emissions in 40 countries by 2008–2012. The agreed upon reductions
will occur in emissions of six key greenhouse gases (CO2, CH4, N2O, HFCs, PFCs, and SF6)
referenced to a 1990 baseline. It is widely acknowledged that the first commitment period of
the Kyoto Protocol is only a first step to obtain the objective of the UNFCCC; namely,
“stabilization of greenhouse gases concentrations in the atmosphere at a level that would
prevent dangerous anthropogenic interference with the climate system.” The adopted CO2-
equivalent emission reduction target is −5.8%” (Velders, et al. 2007). During the second
commitment period, participating parties committed to reducing GHG emissions by at least
18 percent below 1990 levels in the eight-year period from 2013 to 2020.
4.3.EU ETS
This is an example of an international market of carbon emissions to illustrate how different
countries are approaching the reduction of GHGs. For the reduction of CO2 and other
important GHGs, the EU implemented an emissions trading system (EU ETS), where is the
main policy of European Union to combat climate change. “The number of emissions trading
systems around the world is increasing. Besides the EU ETS, national or sub-national systems
are already operating or under development in Canada, China, Japan, Kazakhstan, New
Zealand, South Korea, Switzerland and the United States” (http://ec.europa.eu/). The EU ETS
30
is by far the biggest international system for trading greenhouse gas emission allowances. “It
covers more than 11,000 power stations and industrial plants in 31 countries, as well as
airlines. The EU ETS works on the 'cap and trade' principle. A 'cap', or limit, is set on the total
amount of certain greenhouse gases that can be emitted by the factories, power plants and
other installations in the system. The cap is reduced over time so that total emissions fall”
(http://ec.europa.eu/). Other than that the European Commission is looking at cost-efficient
ways to make the European economy more climate-friendly and less energy-consuming. The
goal of the “Low-Carbon Economy” road map is to achieve the target of cutting emissions
to 80% below 1990 levels by 2050, with the following milestones: 40% emissions cuts by
2030 and 60% by 2040 (http://ec.europa.eu/).
4.4.Success and failures of International Regulations
The Montreal protocol is considered an example to follow for further International
regulations. The efforts and the abilities of government to understand that human
intervention was causing a huge impact on the Earth is the first step on a long way of the
Climate Change effort that nowadays this and further generations have to face.
“The Montreal Protocol represents a great achievement at the global scale. This work started
in the early 1970s, is now recognized as an outstanding example of successful cooperation
between developed and developing countries and provides an excellent model for treating
complex environmental issues of global importance” (http://www.unep.fr/).
“The climate protection already achieved by the Montreal Protocol alone is far larger than the
reduction target of the first commitment period of the Kyoto Protocol” (Velders, et al. 2007).
One of the main reasons the Montreal Protocol was so successful in not only its
implementation but also the results achieved was due to the fact that it was very focused on
a specific problem (effects of CFCs and ODS on the ozone layer) that had a clear and direct
solution (a phase-out of CFCs and ODS). The specific focus on how human consumption was
depleting the ozone layer was an important problem to solve, yet it did not cover the overall
31
impact of mankind and the effects humans have on the environment, which is much large in
scope than just the use of CFCs and ODS.
Can we say the same thing about the Kyoto Protocol?
Following the success of the Montreal Protocol, it was soon clear that there were many more
problems that were necessary to face in the questions related to climate impact. The goal to
reduce overall impact without focusing on a specific solvable problem in a short-term time
frame created an economic and political issue that was difficult for governments to come up
with a simple and successful agreement. This is why the agreement took a much longer time
compared to the Montreal Protocol, and why it is still in the agreement and ratification process
today. This can be seen, for instance, with the USA, who signed the agreement on the 12th of
November 1998, but never ratified it, and Canada who withdrew from the protocol in 2012.
Scientific communities now have a deeper understanding of the environmental processes, and
acknowledge much more strongly than in the 80s the implications of substance emission, the
greenhouse effect, and the real effort required to prevent climate change. As an example, we
already said the Montreal Protocol was signed without knowing ODSs had a strong GHG
effect, and that GHGs were affecting the climate. For this reason, policies to reduce CFCs did
not consider the GHGs effect. CFCs were used in many industrial processes and in
refrigerators, due to their nontoxic and nonflammable properties compared to ammonia
(NH3), methyl chloride (CH3Cl), and sulfur dioxide (SO2). As a result, “the demand for the
CFCs was accommodated by recycling, and reuse of existing stocks of CFCs and by the use of
substitutes. Some applications, for example degreasing of metals and cleaning solvents for
circuit boards, that once used CFCs now use halocarbon-free fluids, water (sometimes as
steam), and diluted citric acids. Industry developed two classes of halocarbon substitutes- the
hydrochlorofluorocarbons (HCFCs) and the hydrofluorocarbons (HFCs). The HCFCs include
hydrogen atoms in addition to chlorine, fluorine, and carbon atoms. The advantage of using
HCFCs is that the hydrogen reacts with tropospheric hydroxyl (OH), resulting in a shorter
atmospheric lifetime. HCFC-22 (CHClF2) has an atmospheric lifetime of about 13 years and
has been used in low-demand home air-conditioning and some refrigeration applications
since 1975.” (Elkins, 1999).
32
As we already discussed, both HCFCs and HFCs’ radiative forces are extremely high, and
now the concentration is increasing at a rapid rate. HFC reduction policies are only starting
to be set in place by governments in recent years.
Did the Kyoto protocol reach the goal to have an effective GHGs reduction?
Data shows that GHG emission today are higher than ever, and the CO2 concentration reach
for the first time in March 2015 more than 400PPM (http://www.esrl.noaa.gov/). The trend line
does not seem to get any slower. This does not mean that the Kyoto protocol is a failure, but
it is only the first important step on the road of preventing Climate Change for government
and society. As it will be explained later on, concentration and emission are cumulated
because the earth absorption rate of GHGs takes many years, and for this reason a reduction
policy’s results would take a long time to be actually seen.
Figure 6 Concentration of CO2 PPM – (http://www.esrl.noaa.gov/) October 2015
33
Figure 7 CO2 equivalent gas emission (MT) from 1960-2011 – Data: World Development Indicators (World Bank)
IPCC‘s scientific work, risk assessment and scenarios on climate change are extremely
relevant for policy makers. The projection of the 2°C Degree scenario implies a strong
government intervention in cutting emissions.
The important of the IPCC scientific work is considered by the UNFCCC itself in this way:
“The 1995 Second Assessment Report, in particular its statement that "the balance of evidence
suggests … a discernible human influence on global climate", stimulated many governments
into intensifying negotiations on what was to become the Kyoto Protocol. The Third
Assessment Report, released in 2001, confirmed the findings of the Second Assessment
Report, providing new and stronger evidence of a warming world. The Fourth Assessment
Report (AR4), released in 2007, provided the scientific foundation for the Marrakech Accords.
The Fifth Assessment Report, finalized in October 2014, informs the negotiations and policy
formulation towards the Paris Agreement” (http://unfccc.int/)
5000
10000
15000
20000
25000
30000
35000
40000
1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010
2008: first commitment
period started
Dec. 1997: Kyoto
Agreement
34
Conclusions
The updates on recent regulations that address HFCs under the Montreal Protocol is one of
biggest changes on the Climate Change effort of the last years. The difficulty of addressing
policy to achieve results under the common but differentiated responsibilities is probably one
of the topics on the table of the next Paris Conference. It difficult to predict which policy
countries will agree upon, but it is clear that there is a need of a coordinate effort on the
reduction of GHGs. The effort required to meet the 2-degree scenario is increasing and soon
it may reach the point where it will not be economically sustainable anymore. The efforts in
reducing SLCFs and HFCs specifically can contribute significantly to this effort and the recent
amendment of the Montreal protocol is moving in this direction. As previously highlighted,
reduction of these types of gases is always becoming more relevant. Climate Change has been
under evaluation of the Stern Review – a report by Sir Nicholas Stern designed to examine
economic impacts of Climate Change. In the report, Stern establishes that “The costs of action
were estimated at some 1-2% of global GDP per year, and the costs of inaction were estimated
to be equivalent to losing something in the region of 5-20% of global GDP each year.” (King,
et al. 2015).
The effort of countries in preventing climate change can be seen in various policy and
regulation that are in our day by day life without people noticing. As an example, for reducing
BC, CO2 and other pollutants, countries like the EU and the US are addressing different but
similar specific regulations on automotive industries. New higher standards are periodically
made such that automotive companies have to comply to be able to sell new products on the
market. As a recent example, thanks to the effort and investigation of the EPA, US
Environmental Protection Agency, the Volkswagen “DieselGate” was revealed. This raised
the awareness of the general population on the impacts and the relevance of these policies on
an individual scale.
Some climatologists are still more focused on long-term climate forcers and the cutting down
of the emissions of CO2, not fully recognizing the relevance of HFCs and SLCFs. As discussed
35
throughout this paper, from an economics perspective, the increased emissions of HFCs and
SLCFs are always becoming more relevant due to the fact that the projected impact of these
gases may eventually, if not addressed properly, counteract the current efforts in policies that
are reducing CO2 emissions. Without fully considering and focusing efforts on the reduction
of HFCs and SLCFs, prevention of climate change will be much more difficult in the future.
The step taken by countries to address HFCs under the Montreal Protocol is, hopefully, the
first of many steps and policies we take in reducing emissions from HFCs and SLCFs.
36
Appendix A
GWP comparison between main GHG Gases
Global Warming Potential For Given Time Horizon
Industrial
Designation or
Common Name
Chemical Formula
Lifetime(ye
ars)
Radiative
Efficiency
(W m–
2 ppb–1)
SAR‡ (1
00-yr)
20-yr 100-yr 500-yr
Carbon dioxide CO2 See belowa b1.4x10–5 1 1 1 1
Methane CH4 12c 3.7x10–4 21 72 25 7.6
Nitrous oxide N2O 114 3.03x10–3 310 289 298 153
Substances controlled by the Montreal Protocol
CFC-11 CCl3F 45 0.25 3,800 6,730 4,750 1,620
CFC-12 CCl2F2 100 0.32 8,100 11,000 10,900 5,200
CFC-13 CClF3 640 0.25 10,800 14,400 16,40
0
CFC-113 CCl2FCClF2 85 0.3 4,800 6,540 6,130 2,700
CFC-114 CClF2CClF2 300 0.31 8,040 10,000 8,730
CFC-115 CClF2CF3 1,700 0.18 5,310 7,370 9,990
Halon-1301 CBrF3 65 0.32 5,400 8,480 7,140 2,760
Halon-1211 CBrClF2 16 0.3 4,750 1,890 575
Halon-2402 CBrF2CBrF2 20 0.33 3,680 1,640 503
Carbon
tetrachloride
CCl4 26 0.13 1,400 2,700 1,400 435
Methyl bromide CH3Br 0.7 0.01 17 5 1
Methyl
chloroform
CH3CCl3 5 0.06 100* 506 146 45
37
HCFC-21 CHCl2F 1.7 0.14 530 151 46
HCFC-22 CHClF2 12 0.2 1,500 5,160 1,810 549
HCFC-123 CHCl2CF3 1.3 0.14 90 273 77 24
HCFC-124 CHClFCF3 5.8 0.22 470 2,070 609 185
HCFC-141b CH3CCl2F 9.3 0.14 600 2,250 725 220
HCFC-142b CH3CClF2 17.9 0.2 1,800 5,490 2,310 705
HCFC-225ca CHCl2CF2CF3 1.9 0.2 429 122 37
HCFC-225cb CHClFCF2CClF2 5.8 0.32 2,030 595 181
Hydrofluorocarbons
HFC-23 CHF3 270 0.19 11,700 12,000 14,800 12,20
0
HFC-32 CH2F2 4.9 0.11 650 2,330 675 205
HFC-41 CH3F 2.4 0.02 150 323 92 28
HFC-125 CHF2CF3 29 0.23 2,800 6,350 3,500 1,100
HFC-134 CHF2CHF2 9.6 0.18 1000 3,400 1,100 335
HFC-134a CH2FCF3 14 0.16 1,300 3,830 1,430 435
HFC-143 CH2FCHF2 3.5 0.13 300 1,240 353 107
HFC-143a CH3CF3 52 0.13 3,800 5,890 4,470 1,590
HFC-152 CH2FCH2F 0.60 0.09 187 53 16
HFC-152a CH3CHF2 1.4 0.09 140 437 124 38
HFC-161 CH3CH2F 0.3 0.03 43 12 3.7
HFC-227ea CF3CHFCF3 34.2 0.26 2,900 5,310 3,220 1,040
HFC-236cb CH2FCF2CF3 13.6 0.23 3,630 1,340 407
HFC-236ea CHF2CHFCF3 10.7 0.3 4,090 1,370 418
HFC-236fa CF3CH2CF3 240 0.28 6,300 8,100 9,810 7,660
HFC-245ca CH2FCF2CHF2 6.2 0.23 560 2,340 693 211
38
HFC-245fa CHF2CH2CF3 7.6 0.28 3,380 1,030 314
HFC-365mfc CH3CF2CH2CF3 8.6 0.21 2,520 794 241
HFC-43-10mee CF3CHFCHFCF2CF3 15.9 0.4 1,300 4,140 1,640 500
Perfluorinated compounds
Sulphur
hexafluoride
SF6 3,200 0.52 23,900 16,300 22,800 32,60
0
Nitrogen
trifluoride
NF3 740 d0.21 12,300 17,200 20,70
0
PFC-14 CF4 50,000 e0.10 6,500 5,210 7,390 11,20
0
PFC-116 C2F6 10,000 0.26 9,200 8,630 12,200 18,20
0
PFC-218 C3F8 2,600 0.26 7,000 6,310 8,830 12,50
0
PFC-318 c-C4F8 3,200 0.32 8,700 7,310 10,300 14,70
0
PFC-3-1-10 C4F10 2,600 0.33 7,000 6,330 8,860 12,50
0
PFC-4-1-12 C5F12 4,100 0.41 7,500 6,510 9,160 13,30
0
PFC-5-1-14 C6F14 3,200 0.49 7,400 6,600 9,300 13,30
0
PFC-9-1-18 C10F18 >1,000f 0.56 >5,500 >7,500 >9,50
0
trifluoromethyl
sulphur
pentafluoride
SF5CF3 800 0.57 13,200 17,700 21,20
0
Perfluorocyclopro
pane
c-C3F6 >1000 0.42 >12,70
0
>17,34
0
>21,8
00
39
Fluorinated ethers
HFE-125 CHF2OCF3 136 0.44 13,800 14,900 8,490
HFE-134 CHF2OCHF2 26 0.45 12,200 6,320 1,960
HFE-143a CH3OCF3 4.3 0.27 2,630 756 230
HCFE-235da2 CHF2OCHClCF3 2.6 0.38 1,230 350 106
HFE-245cb2 CH3OCF2CF3 5.1 0.32 2,440 708 215
HFE-245fa2 CHF2OCH2CF3 4.9 0.31 2,280 659 200
HFE-254cb2 CH3OCF2CHF2 2.6 0.28 1,260 359 109
HFE-347mcc3 CH3OCF2CF2CF3 5.2 0.34 1,980 575 175
HFE-347pcf2 CHF2CF2OCH2CF3 7.1 0.25 1,900 580 175
HFE-356pcc3 CH3OCF2CF2CHF2 0.33 0.93 386 110 33
HFE-449sl (HFE-
7100)
C4F9OCH3 3.8 0.31 1,040 297 90
HFE-569sf2 (HFE-
7200)
C4F9OC2H5 0.77 0.3 207 59 18
HFE-43-
10pccc124 (H-
Galden 1040x)
CHF2OCF2OC2F4OC
HF2
6.3 1.37 6,320 1,870 569
HFE-236ca12
(HG-10)
CHF2OCF2OCHF2 12.1 0.66 8,000 2,800 860
HFE-338pcc13
(HG-01)
CHF2OCF2CF2OCHF
2
6.2 0.87 5,100 1,500 460
(CF3)2CFOCH3 3.4 0.31 1204 343 104
CF3CF2CH2OH 0.4 0.24 147 42 13
(CF3)2CHOH 1.8 0.28 687 195 59
HFE-227ea CF3CHFOCF3 11 0.40 4,540 1,540 468
40
HFE-236ea2 CHF2OCHFCF3 5.8 0.44 3,370 989 301
HFE-236fa CF3CH2OCF3 3.7 0.34 1,710 487 148
HFE-245fa1 CHF2CH2OCF3 2.2 0.30 1,010 286 87
HFE 263fb2 CF3CH2OCH3 0.2 0.1 38 11 3
HFE-329mcc2 CHF2CF2OCF2CF3 6.8 0.49 3,060 919 279
HFE-338mcf2 CF3CH2OCF2CF3 4.3 0.43 1,920 552 168
HFE-347mcf2 CHF2CH2OCF2CF3 2.8 0.41 1,310 374 114
HFE-356mec3 CH3OCF2CHFCF3 0.94 0.30 355 101 31
HFE-356pcf2 CHF2CH2OCF2CHF2 2.0 0.37 931 265 80
HFE-356pcf3 CHF2OCH2CF2CHF2 3.6 0.39 1,760 502 153
HFE 365mcf3 CF3CF2CH2OCH3 0.27 0.11 41 11 4
HFE-374pc2 CHF2CF2OCH2CH3 5.0 0.25 1,930 557 169
- (CF2)4CH (OH) - 0.3 0.85 258 73 23
(CF3)2CHOCHF2 3.1 0.41 1,330 380 115
(CF3)2CHOCH3 0.25 0.30 94 27 8.2
Perfluoropolyethers
PFPMIE CF3OCF(CF3)CF2OC
F2OCF3
800 0.65 7,620 10,300 12,40
0
Hydrocarbons and other compounds – Direct Effects
Dimethylether CH3OCH3 0.015 0.02 1 1 <<1
Chloroform CHCl3 0.51 0.11 4 108 31 9.3
Methylene
chloride
CH2Cl2 0.38 0.03 9 31 8.7 2.7
Methyl chloride CH3Cl 1.0 0.01 45 13 4
CH2Br2 0.41 0.01 5.4 1.54 0.47
41
Halon-1201 CHBrF2 5.8 0.14 1,380 404 123
Trifluoroiodomet
hane
CF3I 0.005 0.23 <1 1 0.4 0.1
a The CO2 response function used in this report is based on the revised version of the Bern Carbon cycle model
used in Chapter 10 of this report (Bern2.5CC; Joos et al. 2001) using a background CO2 concentration value of 378
ppm. The decay of a pulse of CO2 with time t is given by
Where a0 = 0.217, a1 = 0.259, a2 = 0.338, a3 = 0.186, τ1 = 172.9 years, τ2 = 18.51 years, and τ3 = 1.186 years.
b The radiative efficiency of CO2 is calculated using the IPCC (1990) simplified expression as revised in the TAR,
with an updated background concentration value of 378 ppm and a perturbation of +1 ppm (see Section 2.10.2).
c The perturbation lifetime for methane is 12 years as in the TAR (see also Section 7.4). The GWP for methane
includes indirect effects from enhancements of ozone and stratospheric water vapour (see Section 2.10.3.1).
d Robson et al. (2006)
e Hurley et al. (2005)
f Shine et al. (2005c), updated by the revised AGWP for CO2. The assumed lifetime of 1,000 years is a lower limit.
‡ Second Assessment Report (IPCC, 1996)
* Compound in SAR (Table 2.8) was erroneously listed as CH3Cl3.
(IPCC, AR4 )
42
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FIGURE 1 RECENT CH4 CONCENTRATIONS AND TRENDS. (IPCC, AR4) 14
FIGURE 2 SLCP INFOGRAPHIC (HTTP://WWW.CCACOALITION.ORG/) 16
FIGURE 3 HFCS SCENARIOS (RAVISHANKARA, 2011) 20
FIGURE 4 HFCS CONSUMPTION(RAVISHANKARA, 2011) 20
FIGURE 5 HFCS INFOGRAPHIC (HTTP://WWW.CCACOALITION.ORG/) 21
FIGURE 6 CONCENTRATION OF CO2 PPM – (HTTP://WWW.ESRL.NOAA.GOV/) OCTOBER 2015 32
FIGURE 7 CO2 EQUIVALENT GAS EMISSION (MT) FROM 1960-2011 – DATA: WORLD DEVELOPMENT
INDICATORS (WORLD BANK) 33

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How SLCFs and HFCs Impact Climate Change Policy

  • 1. CORSO DI LAUREA IN ECONOMIA EUROPEA RELEVANCE OF HFCs AND OTHER SLCF GASES AND MAIN INTERNATIONAL REGULATION POLICY Elaborato finale di: Pietro Pecchi Relatore: Prof. Marzio Galeotti Anno Accademico: 2014/2015
  • 2. 2 “The era of procrastination, of half-measures, of soothing and baffling expedients, of delays, is coming to its close. In its place we are entering a period of consequences.” - Winston S. Churchill
  • 3. 3 INTRODUCTION 4 1. GWP - GLOBAL-WARMING POTENTIAL 6 1.1. GREENHOUSE EFFECT 6 1.2. LIFETIME 7 1.3. RADIATIVE FORCING 9 1.4. THE GWP INDEX 9 1.5. THE IPCC 10 2. SLCFS - SHORT-LIVED CLIMATE FORCERS 12 2.1. TROPOSPHERIC OZONE 12 2.2. BLACK CARBON 13 2.3. WATER VAPOR 13 2.4. METHANE 14 2.5. HYDROFLUOROCARBONS 15 2.6. MAIN DIFFERENCES WITH CO2 15 2.7. ENVIRONMENTAL IMPACT AND ECONOMIC BENEFITS OF SLCFS REDUCTION 16 2.8. SLCFS REDUCTION POLICIES 17 3. DETAILED OUTLOOK ON HYDROFLUOROCARBON 19 3.1. USES AND ALTERNATIVES 20 3.2. ECONOMIC BENEFITS OF HFCS REDUCTION 22 3.3. HFCS REDUCTION POLICIES 23 3.4. DEVELOPING COUNTRIES HFC'S ALTERNATIVES 25 4. INTERNATIONAL MAIN REGULATIONS ON CLIMATE CHANGE 27 4.1. MONTREAL PROTOCOL 27 4.2. KYOTO PROTOCOL 28 4.3. EU ETS 29 4.4. SUCCESS AND FAILURES OF INTERNATIONAL REGULATIONS 30 CONCLUSIONS 34 BIBLIOGRAPHY 42
  • 4. 4 Introduction On the 17th of October 2015 I had the opportunity to attend a conference during the Milan international exposition. It was hosted by the UK embassy with this title: “COP21 Climate Summit: 100m sprint or starting gun for the marathon?” Moderated by economist and author Lord Nicholas Stern, the event featured the following speakers: Caio Koch-Weser, President of the European Climate Foundation and Vice President of the Deutsche Bank, Janos Pasztor, assistant to the Secretary-General for climate change at the United Nations, and Francesco La Camera, Director General for sustainable development, climate, and energy at the Italian Ministry of the Environment. The main focus of this conference was to underline the importance of the 2°C challenge and to discuss policies countries have to put in place to achieve this result for the next international climate summit. According to the research of the Intergovernmental Panel on Climate Change (IPCC), a temperature increase of over 2°C would lead to serious consequences, such as a greater frequency of extreme climate events. In 2009, in Copenhagen, countries affirmed their determination to keep global warming to 2°C compared to the preindustrial era. This year France will chair and host the 21st Conference of the Parties (COP21) to the United Nations Framework Convention on Climate Change (UNFCCC) and the 11th session of the Meeting to the Parties to the 1997 Kyoto Protocol (CMP11), from 30 November to 11 December 2015. The conference is crucial because the expected outcome is a new international agreement on climate change, applicable to all, to keep global warming below 2°C (http://www.cop21.gouv.fr/). An update on the regulation on climate change is very important nowadays, and to better understand the relevance of those policies, later chapters will explain the importance of a particular type of gases, the Short Lived Climate Forcers (SLCF), how they affect climate change, and the reduction policies put in place to reduce them. A discussion on the main issues that make these gases so different will be explained in detail and some important questions will be answered including: Have previous attempts at international agreements on environmental issues reached the goals for which they were set? Which problems with
  • 5. 5 implementing these policies did governments face, and what scientific data do we have to measure the successes or failures of these policies? A closer look and analysis of the effects of the Montreal and Kyoto Protocols, gives better understanding to the regulations and agreements already set in place to prevent climate change. Short-Lived Climate Forcers (SLCFs) references directly to Black Carbon (BC), Methane (CH4), Tropospheric Ozone (O3), Hydrofluorocarbons (HFCs) and Water Vapor. All of the SLCFs have a description, and for Hydrofluorocarbons (HFCs) there will be a more detailed outlook due to its important in relevant policy today. This thesis will stand with addressing the urgency of government intervention and what make SLFCs different by discussing the science behind the Climate Change and the IPCC global- warming potential, which are the indicators use by policy makers to regulate. This will explain the causes of Climate Change and demonstrate the necessity of a stronger focus on SLCFs and HFCs in international climate regulation.
  • 6. 6 1. GWP - Global-Warming Potential The Global-Warming Potential (GWP) was developed by the IPCC more than 20 years ago. The purpose was to compare different gases and their climate forcing potential. When data showed the Earth’s climate was changing, the first important part was related to understanding the greenhouse effect and how greenhouse gases (GHGs) were effecting climate. Then scientists had to study how the Earth was able to naturally absorb those gases, and how long that process would take. The GWP was used in the Kyoto Protocol to set a quota of a reduction target, but due to scientific progress, in the following years the GWP data had been updated with different values for each of the gases. “The UNFCCC reporting guidelines for national inventories were updated in 2006, but continue to require the use of GWP values from the IPCC Second Assessment Report (SAR) (IPCC 1996)” (http://www3.epa.gov/). This misalignment between policy and science is caused by the difficulties for government to come up with a solution that easily agreed upon. Policy based on science has its limitations, because science is always updating and, by the nature of the scientific method, science is always demonstrating that a new idea or new data can radically modify what the scientific community had previously accepted to be true. Due to the laborious process of gathering governments together to set a common policy, policy requires certain strict measurements and standards so that different countries can relate to one another. To better understand the purpose of the GWP index it is important to define the term Greenhouse Effect, Lifetime, and Radiative Forcing. These three factors are the core of the GWP Index. 1.1.Greenhouse Effect This is the IPCC definition of both Greenhouse Gases and Greenhouse Effect. “Greenhouse gases are those gaseous constituents of the atmosphere, both natural and anthropogenic, that absorb and emit radiation at specific wavelengths within the spectrum of thermal infrared radiation emitted by the Earth’s surface, the atmosphere itself, and by clouds.
  • 7. 7 This property causes the greenhouse effect. Water vapor (H2O), carbon dioxide (CO2), nitrous oxide (N2O), methane (CH4) and ozone (O3) are the primary greenhouse gases in the Earth’s atmosphere. Moreover, there are a number of entirely human-made greenhouse gases in the atmosphere, such as the halocarbons and other chlorine and bromine containing substances, dealt with under the Montreal Protocol. Beside CO2, N2O and CH4, the Kyoto Protocol deals with the greenhouse gases sulphur hexafluoride (SF6), hydrofluorocarbons (HFCs) and perfluorocarbons (PFCs). […] Greenhouse gases effectively absorb thermal infrared radiation, emitted by the Earth’s surface, by the atmosphere itself due to the same gases, and by clouds. Atmospheric radiation is emitted to all sides, including downward to the Earth’s surface. Thus greenhouse gases trap heat within the surface-troposphere system. This is called the greenhouse effect. Thermal infrared radiation in the troposphere is strongly coupled to the temperature of the atmosphere at the altitude at which it is emitted. In the troposphere, the temperature generally decreases with height. Effectively, infrared radiation emitted to space originates from an altitude with a temperature of, on average, –19°C, in balance with the net incoming solar radiation, whereas the Earth’s surface is kept at a much higher temperature of, on average, +14°C. An increase in the concentration of greenhouse gases leads to an increased infrared opacity of the atmosphere, and therefore to an effective radiation into space from a higher altitude at a lower temperature. This causes a radiative forcing that leads to an enhancement of the greenhouse effect, the so-called enhanced greenhouse effect” (IPCC, AR4). 1.2. Lifetime This is the IPCC definition of Lifetime. “[Lifetime is] used for various time scales characterizing the rate of processes affecting the concentration of trace gases. The following lifetimes may be distinguished: Turnover time (T) (also called global atmospheric lifetime) is the ratio of the mass M of a reservoir (e.g., a gaseous compound in the atmosphere) and the total rate of removal S from the reservoir: T = M / S. For each removal process, separate turnover times can be defined. In soil carbon biology, this is referred to as Mean Residence Time. Adjustment time or response time (Ta) is the time scale characterizing the decay of an instantaneous pulse input into the reservoir. The term
  • 8. 8 adjustment time is also used to characterize the adjustment of the mass of a reservoir following a step change in the source strength. Half-life or decay constant is used to quantify a first- order exponential decay process. […] The response time or adjustment time is the time needed for the climate system or its components to re-equilibrate to a new state, following a forcing resulting from external and internal processes or feedbacks. It is very different for various components of the climate system. The response time of the troposphere is relatively short, from days to weeks, whereas the stratosphere reaches equilibrium on a time scale of typically a few months. Due to their large heat capacity, the oceans have a much longer response time: typically, decades, but up to centuries or millennia. The response time of the strongly coupled surface-troposphere system is, therefore, slow compared to that of the stratosphere, and mainly determined by the oceans. The biosphere may respond quickly (e.g., to droughts), but also very slowly to imposed changes. The term lifetime is sometimes used, for simplicity, as a surrogate for adjustment time. In simple cases, where the global removal of the compound is directly proportional to the total mass of the reservoir, the adjustment time equals the turnover time: T = Ta. An example is CFC-11, which is removed from the atmosphere only by photochemical processes in the stratosphere. In more complicated cases, where several reservoirs are involved or where the removal is not proportional to the total mass, the equality T = Ta no longer holds. Carbon dioxide (CO2) is an extreme example. Its turnover time is only about four years because of the rapid exchange between the atmosphere and the ocean and terrestrial biota. However, a large part of that CO2 is returned to the atmosphere within a few years. Thus, the adjustment time of CO2 in the atmosphere is actually determined by the rate of removal of carbon from the surface layer of the oceans into its deeper layers. Although an approximate value of 100 years may be given for the adjustment time of CO2 in the atmosphere, the actual adjustment is faster initially and slower later on. In the case of methane (CH4), the adjustment time is different from the turnover time because the removal is mainly through a chemical reaction with the hydroxyl radical OH, the concentration of which itself depends on the CH4 concentration. Therefore, the CH4 removal rate S is not proportional to its total mass M” (IPCC, AR4).
  • 9. 9 1.3.Radiative forcing This is the IPCC definition of Radiative forcing. “The term ‘radiative forcing’ has been employed in the IPCC Assessments to denote an externally imposed perturbation in the radiative energy budget of the Earth's climate system. Such a perturbation can be brought about by secular changes in the concentrations of radiatively active species (e.g., CO2, aerosols), changes in the solar irradiance incident upon the planet, or other changes that affect the radiative energy absorbed by the surface (e.g., changes in surface reflection properties). This imbalance in the radiation budget has the potential to lead to changes in climate parameters and thus result in a new equilibrium state of the climate system. In particular, IPCC (1990, 1992, 1994) and the Second Assessment Report (IPCC, 1996) (hereafter SAR) used the following definition for the radiative forcing of the climate system: ‘The radiative forcing of the surface-troposphere system due to the perturbation in or the introduction of an agent (say, a change in greenhouse gas concentrations) is the change in net (down minus up) irradiance (solar plus long-wave; in Wm-2) at the tropopause AFTER allowing for stratospheric temperatures to readjust to radiative equilibrium, but with surface and tropo-spheric temperatures and state held fixed at the unperturbed values’. In the context of climate change, the term forcing is restricted to changes in the radiation balance of the surface-troposphere system imposed by external factors, with no changes in stratospheric dynamics, without any surface and tropospheric feedbacks in operation (i.e., no secondary effects induced because of changes in tropospheric motions or its thermodynamic state), and with no dynamically-induced changes in the amount and distribution of atmospheric water (vapour, liquid, and solid forms)” (IPCC, TAR) 1.4.The GWP Index This is the IPCC definition of the GWP index. “[Is] based on radiative properties of greenhouse gases, measuring the radiative forcing following a pulse emission of a unit mass of a given greenhouse gas in the present day atmosphere integrated over a chosen time horizon, relative to that of carbon dioxide. The GWP represents the combined effect of the differing times these gases remain in the
  • 10. 10 atmosphere and their relative effectiveness in causing radiative forcing. The Kyoto Protocol is based on GWPs from pulse emissions over a 100-year time frame” (IPCC, AR4). All the previous definitions are direct citations of the IPCC definitions, and a detailed table of all gases and their update GWP, and the UNFCCC reference GWP, is in Appendix A. 1.5.The IPCC As already cited many times for the important work they do, here following a short description of the IPCC. “The Intergovernmental Panel on Climate Change (IPCC) was created in 1988. It was set up by the World Meteorological Organization (WMO) and the United Nations Environment Program (UNEP) to prepare, based on available scientific information, assessments on all aspects of climate change and its impacts, with a view of formulating realistic response strategies. The scientific evidence brought up by the first IPCC Assessment Report of 1990 underlined the importance of climate change as a challenge requiring international cooperation to tackle its consequences.” (https://www.ipcc.ch). The IPCC periodically publishes assessment reports on climate change, which are as follows: IPCC First Assessment Report 1990 (FAR) 1992 Supplementary Reports (IS92) IPCC Second Assessment Report: Climate Change 1995 (SAR) IPCC Third Assessment Report: Climate Change 2001 (TAR) IPCC Fourth Assessment Report: Climate Change 2007 (AR4) IPCC Fifth Assessment Report: Climate Change 2014 (AR5) The assessments are policy-relevant but not policy-prescriptive: they may present projections of future climate change based on different scenarios, the risks that climate change poses, and the implications of response options, but they do not tell policymakers what actions to take. (IPCC, TAR)
  • 11. 11 The purpose of using scenarios is to allow the climate assessment to be compared to climate model results based on identical greenhouse gas emissions over time. On 9th December 2007, the IPCC was awarded the Nobel Peace Prize for its “efforts to build up and disseminate greater knowledge about man-made climate change and to lay the foundations for the measures that are needed to counteract such change”.
  • 12. 12 2. SLCFs - Short-Lived Climate Forcers This chapter focuses on the effects of particular gases and pollutants which have the common characteristic of a short lifetime and a very high RF – some of them are GHGs, but not all of them are. The chapter will talk about the Short-Lived Climate Forcers (SLCFs) and refer directly to Tropospheric Ozone (O3), Black Carbon (BC), Water Vapor, Methane (CH4), and Hydrofluorocarbons (HFCs). Due to their short lifetimes and physical proprieties, the RF of many of these gases and pollutants are difficult to effectively quantify and compare with the GWP100, which is the standard meter for the UNFCCC Kyoto Protocol. The only available and comparable GWP data are on CH4 and HFCs (for detailed information of their GWP in table of Appendix A). This chapter focuses on SLCFs – HFCs will be described in further detail in a later chapter. SLCF are also known as Short-lived climate pollutants (SLCPs). 2.1.Tropospheric Ozone After CO2 and CH4, Tropospheric Ozone (O3) is the third most important contributor to greenhouse radiative forcing (IPCC, AR4). “Tropospheric ozone is important because it can influence climate, as it is a greenhouse gas itself, and because its photolysis by UV radiation in the presence of water vapor is the primary source for hydroxyl radicals (OH). Hydroxyl radicals are responsible for the oxidative removal of many trace gases, such as methane (CH4), hydrofluorocarbons (HFCs), and hydrochlorofluorocarbons (HCFCs), that influence climate and/or are important for the stratospheric ozone layer. Tropospheric ozone arises from two processes: downward flux from the stratosphere; and in situ photochemical production from the oxidation of hydrocarbons and carbon monoxide (CO) in the presence of NOX (NO + NO2). Ozone is removed from the troposphere by in situ chemistry and by uptake at the Earth's surface.” (Volz-Thomas, 1995). The tropospheric ozone has an estimate RF of +0.35 W m–2 and a lifetime of approximately 22 years (IPCC, AR4). It can sound counterintuitive, but “ozone depletion in the stratosphere had caused a negative RF of –0.15 W m–2 as a best estimate over the period since 1750.” (IPCC, AR4).
  • 13. 13 2.2.Black Carbon Black Carbon is not a GHG, but a component of fine particulate matter (PM ≤ 2.5 µm). “Black carbon is emitted in a variety of combustion processes and is found throughout the Earth system. Black carbon has a unique and important role in the Earth's climate system because it absorbs solar radiation, influences cloud processes, and alters the melting of snow and ice cover. A large fraction of atmospheric black carbon concentrations is due to anthropogenic activities.” (Bond, et al. 2013). “Black carbon and non-absorbing aerosols, emitted mainly during diesel engine operation, have short lifetimes in the atmosphere of only days to weeks, but can have significant direct and indirect radiative forcing effects and large regional impacts” (IPCC, AR5) “Radiative forcing used alone to estimate black-carbon climate effects fails to capture important rapid adjustment mechanisms. Black-carbon-induced heating and cloud microphysical effects cause rapid adjustments within the climate system, particularly in clouds and snow. These rapid adjustments cause radiative imbalances that can be represented as adjusted or effective forcings, accounting for the near-term global response to black carbon more completely. […] The best estimate of industrial-era climate forcing of black carbon through all forcing mechanisms is +1.1 W m−2 […]. This total climate forcing of black carbon is greater than the direct forcing given in the fourth Intergovernmental Panel on Climate Change (IPCC) report. There is a very high probability that black carbon emissions, independent of co-emitted species, have a positive forcing and warm the climate.” (Bond, et al. 2013). 2.3.Water Vapor The water vapor is known to be Earth’s most abundant greenhouse gas, but the extent of its contribution to global warming has been debated. Researchers are now more confident with the fact that water vapor itself will contribute to a temperature rise of a few degrees by the end of the century (http://www.nasa.gov/). “Water vapor had indicated long-term increases in stratospheric water vapor and acknowledged that these trends would contribute a significant radiative impact. However, it only considered the stratospheric water vapor increase expected from CH4 increases as an RF, and this was estimated to contribute 2 to 5% of the total CH4 RF (about +0.02 W m–2)” (IPCC, AR4).
  • 14. 14 2.4.Methane “Methane is one of the six greenhouse gases to be mitigated under the Kyoto Protocol. It is the major component of natural gas and associated with all hydrocarbon fuels, animal husbandry and agriculture.” (IPCC, AR4) One of the main threats, based on different scenarios, is the release of the CH4 trapped in the permafrost. An increase of the global temperature will lead to the melting of artic ice and a release of a high quantity of methane. Methane's lifetime in the atmosphere is shorter than carbon dioxide (CO2), approximately 12 years, but CH4 is more efficient at trapping radiation than CO2. The CH4 radiative forcing is +0.5 W m–2 and the impact on climate change is more than 25 times greater than CO2 over a 100-year period (http://www3.epa.gov/) . Direct atmospheric measurements of methane trends and concentrations are shown in Figure 1. The data where derived from surface sites operated by NOAA/GMD (blue lines) and AGAGE (red lines). Graph (a) shows a time series of global CH4 abundance mole fraction (in ppb). The thinner lines show the CH4 global averages, and the thicker lines are the de- seasonalized global average trends from both networks. Graph (b) instead is showing annual growth rate (ppb yr–1) in global atmospheric CH4 abundance from 1984 through the end of 2005 (IPCC, AR4). Figure 1 Recent CH4 concentrations and trends. (IPCC, AR4)
  • 15. 15 2.5.Hydrofluorocarbons Hydrofluorocarbons (HFCs) are a family of industrially produced chemical gases widely used in refrigeration and air conditioning, foam blowing, and other applications. They were developed to replace ozone-depleting substances (primarily chlorofluorocarbons and hydrochlorofluorocarbons – CFCs and HCFCs) that were phased-out under the Montreal Protocol. HFC-134a, the most widely used of these compounds, has an atmospheric lifetime of around 13 years and a GWP100 of 1300. An entire chapter will be dedicated to this climate forcer later on. 2.6.Main differences with CO2 CO2 is important regardless of what metric and time horizon is used, but the relevance of SLCFs depend on the metric used and it is difficult to compare them with CO2. The fact that SLCFs have shorter lifetimes means that their pollutant effects are more locally concentrated than globally concentrated. Higher concentration of these gases can be extremely dangerous for both climate and human health. “In the context of climate change, emissions of different species (e.g., carbon dioxide and methane) are not directly comparable since they have different radiative efficiencies and lifetimes. Since comparisons via detailed climate models are computationally expensive and complex, emission metrics were developed to allow a simple and straightforward comparison of the estimated climate impacts of emissions of different species.” (Aamaas, et al. 2013). Due to the particularity and complexity of the SLCFs, is difficult to provide specific tables and direct data for trends and concentration. To better estimate the growth rate of BC and O3, as an example, researchers have to look at precursors, so the end result is different for every model they use. At the same time, they all agree on the high impacts of those gases on climate change. These particular forcers (BC pollutant and O3) have demonstrated an extremely high impact on human health, and a direct impact to local weather changes. The following infographic, provided by the Climate and Clean Air Coalition, gives a clear outlook on the SLCF previously described.
  • 16. 16 Figure 2 SLCP Infographic (http://www.ccacoalition.org/) 2.7.Environmental impact and Economic Benefits of SLCFs Reduction While targeting CO2 can result in strong policies of adaptation and mitigation, reduction policies on SLCFs can have a high impact on helping the effort of the 2ºC scenario. In order to achieve that scenario, strong cutting on emissions have to put in place before it is too late. The later the regulation is implemented, the higher the effort required will be to achieve the same results. Working on addressing specific forcers like the SLCFs can deeply help in this effort. The benefits are shown to be considerable; significantly reducing the rate of warming over the next two to four decades, improving the chances of remaining below the 2ºC target (IPCC, AR5). Due to their strong impacts in the short term, mitigation strategies including reducing aviation contrails and reducing emissions of particulate matter (including black carbon), tropospheric ozone and aerosol precursors (including NOx), can result in human health and mitigation co-benefit. (IPCC, AR5) “Tropospheric O3 and BC are known to impact negatively on people’s well-being and on the sustainability of natural resources. They are also short-lived
  • 17. 17 climate forcers (SLCFs), contributing to near-term global warming and changing local weather patterns. Controls of tropospheric ozone and black carbon would therefore have multiple benefits.” (UNEP, Assessment of Black Carbon). Ozone is toxic to plants, a vast body of literature describes experiments and observations showing the substantial effects of O3 on visible leaf health, growth and productivity for a large number of crops, trees and other plants. Ozone also affects vegetation composition and diversity. Model that simulate the Earth response on “SLCF emission reductions and BC specifically […] would lead to clear benefits for both air quality and climate. […] The temperature responses to the mitigation were generally stronger over the continents than over the oceans, and with a warming reduction of 0.44 K (0.39– 0.49) K the largest over the Arctic.” (Stohl, et al. 2015) Mitigation of SLCFs can help in preventing millions of premature deaths from small particulate pollution and preventing the loss of millions of tons of crops from ozone pollution every year. “Action on these substances is complementary to, but does not replace the challenge to dramatically reduce emissions of carbon dioxide from the burning of fossil fuels and deforestation.” (UNEP, Assessment of Black Carbon). 2.8.SLCFs Reduction Policies “[For SLCFs], on the other hand, cost-effective environmental policy measures should be designed such that they optimize both the climate and air quality responses. In some instances, control of the emissions of a species is expected to reduce future warming and improve air quality at the same time – a ‘win-win’ situation: in others, the control of emissions may be conflicting, in the sense that it could increase warming while improving air quality (or vice versa) – in this case, emission control involves a ‘trade-off’ between the impacts.” (Stohl, et al. 2015). Due to the physical properties, short lifetime, and high RF of SLCFs, the geographical pattern of the impacts of SLCFs is generally concentrated close to the source of emission. This makes them quite distinct from climate forcers with a global impact, which are regulated under the Kyoto protocol. (Stohl, et al. 2015)
  • 18. 18 This requires carrying out a different policy, that address the same problem in different ways. The results of policy on SLCFs are not always so easy to quantify. Governments, along with the United Nations Environment Programme (UNEP), came together to treat SLCFs as collective challenge. This came after recognizing how critical and necessary a mitigation that addresses near-term climate change is and that there are many cost-effective options available (http://www.ccacoalition.org/). They formed a unique initiative to support fast action and make a difference on several fronts at once: public health, food, energy security and climate (http://www.ccacoalition.org/). The Climate and Clean Air Coalition (CCAC) address methane, black carbon, and HFCs. The CCAC action on short-lived climate forcers must complement and supplement, not replace, global action to reduce carbon dioxide, in particular efforts under the UNFCCC (http://www.ccacoalition.org/). This coalition includes by now 49 countries including the United States, Australia the EU commission and Italy (http://www.ccacoalition.org/). This makes them a first attempt to come up with a common regulation for SLCFs.
  • 19. 19 3. Detailed outlook on Hydrofluorocarbon This chapter is focusing only on a specific SLCFs, the Hydrofluorocarbon (HFCs). HFCs are a family of various greenhouse gases, used as replacements for ozone-depleting substances (ODS) addressed by the Montreal Protocol. As greenhouse gases, HFCs accumulate in the atmosphere and trap infrared radiation that would otherwise escape to space. The full table of these gases is in Appendix A, where their GWP is shown. Two groups of different HFCs can be segmented by the family of HFC gases: one has a high- GWP, and the other has a low-GWP. As ODS replacement they have been used in: air conditioning, refrigeration, fire suppression, solvents, foam blowing agents, and aerosols. “HFCs are rapidly increasing in the atmosphere. Though HFCs currently represent a small fraction of total greenhouse gases, their warming impact is particularly strong, and their emissions are projected to increase nearly twentyfold in the next three decades if their growth is not reduced. The most commonly used HFC is HFC-134a, which is 1,430 times more damaging to the climate system then carbon dioxide. While HFCs are currently present in small quantity in the atmosphere their contribution to climate forcing is projected to climb to as much as 19% of global CO2 emissions by 2050. [HFCs are] projected to rise to about 3.5 to 8.8 Gt CO2eq in 2050, comparable to total current annual emissions from transport, estimated at around 6-7 Gt annually”. (http://www.unep.org/) A detail study on HFCs and the projection of their impact on various scenarios have been published by G. Velders in 2009, of which the conclusion of the study was underlined in the UNEP Report “HFCs: A Critical Link in Protecting Climate and the Ozone Layer”: “The increase in HFC radiative forcing from 2000 to 2050 can also be compared to the radiative forcing corresponding to a 450 ppm CO2 stabilization scenario. The reduction in radiative forcing necessary to go from a business-as- usual scenario (Figure 3) to such a stabilization scenario is of the same order of magnitude as the increase in HFC radiative forcing. In other words, the benefits of going from a business- as-usual pathway to a pathway in which CO2 stabilizes at 450 ppm can be counteracted by projected increases in HFC emissions.” (Ravishankara, 2011).
  • 20. 20 Figure 3 HFCs Scenarios (Ravishankara, 2011) The fast growth of HFCs usage is well described on the following graph, which allocate for each sector the consumption (in term of Mt of CO2 eq.). Figure 4 HFCs Consumption(Ravishankara, 2011) 3.1.Uses and Alternatives As a result of the phase-out of CFCs and ODS under the Montreal Protocol, the usage of HFCs as a replacement are been used on a growing rate year after year. The main usage of HFCs is
  • 21. 21 air-conditioning and refrigeration which covers around the 80% of all the HFCs consumption. Alternatives, other than using low-GWP HFCs, are already available to avoid the use and emission of high-GWP HFCs. Those alternatives can be both climate-friendly and energy efficient. The GWP impact of these alternatives are way lower than the hydrofluorocarbons by thousands. Those solutions have different physical properties, so the choice between the replacement gases have to be carefully evaluated due to their downside properties that have to be correctly addressed. Possible coolant alternatives could be Hydrocarbons, GWP 3-5, with has a flammable property. CO2, GWP 1 by definition, need to be kept under high pressure and Ammonia (NH3), GWP 1, that could be toxic if released. Water is another important coolant, used already successfully for his high heat capacity, is between them the safest to use, and the most cost-effective, even if need to be taken in consideration the fact that water accelerate metal corrosion and could be a source of biological growth. (http://ec.europa.eu/). The following CCAC’s infographic show clearly the growing trend already describer in the previous paragraph and consumption usage of HFCs. Figure 5 HFCs infographic (http://www.ccacoalition.org/)
  • 22. 22 3.2.Economic Benefits of HFCs Reduction The difference between SLCF and HFCs are that HFCs do not affect the air quality, have less local impact, a longer lifetime and a higher GWP. The fact that HFCs do not affect the air quality makes them easily addressed with a specific climate policy by themselves (Stohl, et al. 2015). “HFC emissions should be considered in relation to emissions of other global warming gases, not in isolation. In some situations, the use of HFCs can reduce CO2 emissions, hence an appraisal of ‘overall global warming impact’ must be made to properly understand the best fluids or technologies to use.” (March Consulting Group, 1998) Mainly the HFCs reduction policy are based on technological optimization. Before the phasedown of the ODS, refrigeration systems based on CFCs tended to suffer of a high level of refrigerant leakage, due to the cheap costs of the refrigerant itself and the low consciousness about the environmental harming” (March Consulting Group, 1998). Due to the higher cost of the HFC gas used as a cooling vector and the rise of consciousness about climate change, refrigeration systems based on HFCs tend to have somewhat lower levels of leakage (March Consulting Group, 1998). Those levels are still higher than the leakage rate of refrigeration systems using ammonia or hydrocarbon. For these systems it is essential that the leakage rate is at the lowest possible, because in this case it would be a problem for safety reasons (March Consulting Group, 1998). “If the same low level of leakage is achieved on HFC systems then the global warming impact from HFCs will be significantly reduced. It is vital that global warming emission reduction strategies compare the cost-effectiveness of investment in low leakage techniques for HFC refrigeration systems with the investment required to buy hydrocarbon or ammonia alternatives.” (March Consulting Group, 1998) “In the refrigeration, air-conditioning and heat pumps sector, use of HFCs to top-up leaks is estimated to represent 55% to 65% of total HFC consumption” (UNEP, Workshop on HFC Management). Other than preventing leakages there are various opportunities to improve the overall efficiency of refrigeration system.
  • 23. 23 1. Reduction of cooling demand. Optimizing insulation and implementing building with natural heat exchange would reduce the overall needs of cooling load and at the same time it would provide a cut on CO2 emissions. 2. Improving of component, system design within an improvement on the operation and maintenance practice would bring at a higher efficiency of the system and the overall longer life of the used equipment. 3. Choosing the refrigerant. Each coolant has a different thermodynamic performance and the resulting efficiency of choosing to use the right coolant instead of a not optimized on is around 5%. (March Consulting Group, 1998) Each of those would bring on a longer lifetime of the system, a cost reduction for costumers and a cut in HFC emissions. 3.3.HFCs Reduction Policies After various attempts to include HFCs under the Montreal protocol, on the 27th Meeting of the Parties to the Montreal Protocol (1 - 5 November 2015, Dubai), countries agreed on starting to address HFCs under it. This is an important step that would result in a common phasedown policy that would successfully take place. This recent update is the result submissions proposal of various countries and entity like USA an EU. The following is the press statement of U.S. Secretary of State John Kerry: “Today the United States joined countries around the world to open a new chapter in the fight against climate change. Together, we have agreed on a way forward to address the rapidly growing use and production of harmful hydrofluorocarbons (HFCs), a particularly potent greenhouse gas that plays a major role in driving global climate change. At the 27th Meeting of the Parties to the Montreal Protocol in Dubai, nations from around the world committed to address HFCs under the agreement and work toward an amendment in 2016. This is a major accomplishment. The Montreal Protocol is among the most successful multilateral environmental treaties in history. Amending it to include HFCs could set a course for actions that would avoid 0.5C of warming by the end of the century.
  • 24. 24 The progress in Dubai also indicates that the world is ready for a new chapter in the fight against climate change. In agreeing to address HFCs together, we have laid the groundwork for even greater co-operation toward a successful outcome in Paris - and the entire planet will be better off for it.” (http://www.state.gov/). This recent update would bring in a coordination of policy and emissions target that have already been put in action. The EU address HFCs with two legislative acts: the ’MAC Directive’, addressing air conditioning systems used in motor vehicles, and a whole key player regulation called ‘F-gas Regulation’ that address general HFCs usage and emission. These legislative acts implemented a system of HFCs quota allocation system for companies and strong reporting obligation. “The MAC Directive prohibits the use of F-gases with a global warming potential of more than 150 times greater than carbon dioxide (CO2) in new types of cars and vans[…]. The F-gas Regulation follows two tracks of action: Improving the prevention of leaks from equipment containing F-gases and avoiding the use of F-gases where environmentally superior alternatives are cost-effective.” (http://ec.europa.eu/). The overall goal of these EU policies will be to cut the emissions of HFCs by “two-thirds by 2030 compared with 2014 levels. Though ambitious, this reduction is achievable at relatively low cost because climate friendly alternatives are readily available for many of the products and equipment in which [HFCs] are commonly used today” (http://ec.europa.eu/). Italian regulation follows the EU reduction policy, but at the same time, Italy is also an active player on the international level, being one of the 49 CCAC partners, that helped to address HFCs under the Montreal Protocol. The U.S.A. Administration announced on September 2014 a new commitment to reduce HFCs emissions. “The commitments made today would reduce cumulative global consumption of [HFC] greenhouse gases by the equivalent of 700 million metric tons of carbon dioxide through 2025, equivalent to 1.5% of the world’s 2010 greenhouse gas emissions and the same as taking nearly 15 million cars off the road for 10 years. In addition, the Administration is announcing a set of executive actions to continue progress in reducing HFC emissions” (https://www.whitehouse.gov/). “The U.S. is [phasing] down the use of high-global-warming- potential HFCs by finding environmentally-friendly alternatives to traditional ozone-depleting
  • 25. 25 substances through the Significant New Alternatives Policy, or SNAP, program. EPA reduced annual emissions by an estimated 160 million tonnes of CO2 equivalent in 2010. U.S. regulations ban intentional HFC releases during service and disposal of all refrigeration and air-conditioning equipment. Further regulations require recovery and recycling of HFC-134a used as a coolant in motor vehicle air conditioners” (http://www.ccacoalition.org/). Here some other examples of HFC regulations around the world: Australia have a system of license use of refrigerants and a carbon tax equivalent system and is a member of the CCAC. (https://www.environment.gov.au) Taiwan is not included in any international regulation due their particular political status. At the same time Taiwan put in place action in both phasing down CFCs and commit in CO2 cutting emissions. They are actively converting refrigerants to low-GWP coolants without receiving any financial and technological support from the UNEP found reserved to developing countries. (http://unfccc.epa.gov.tw/) China is addressing HFCs on a historical, multilateral approach with U.S.A. and another countries to phase down production and consumption of HFC within the scope of the Kyoto Protocol. (https://www.whitehouse.gov) Canada together with Mexico and the United States, was promoting amendment to the Montreal Protocol to phase down HFCs under it. Withdrawing from the Kyoto protocol Canada have no formal HFCs reduction obligations, but at the same time is a contributor of the CCAC. (www.climatechange.gc.ca) 3.4.Developing countries HFC's Alternatives Developing countries are a challenge on all the GHGs emissions due their increasing demand of product and system that produce pollutants. In developing countries, around 90% of high- GWP HFCs can be replaced with other substances or low-GWP HFCs (Zeiger, et al. 2014). This can be achieved without reduction of energy efficiency even at high temperature climate. Whenever possible, using hydrocarbon is the optimal choice to correctly address the global
  • 26. 26 warning impact, considering its flexibility as a coolant under safety standards. “Immediate action can and must be taken to guarantee future-proof solutions for both ODS replacement and growing demand for refrigerants and foam blowing agents.” (Zeiger, et al. 2014). Funds to help the ODS and high-GWP reduction, are provided by the Multilateral Fund for the Implementation of the Montreal Protocol. “Since 1991, the Fund has approved activities including industrial conversion, technical assistance, training and capacity building worth over US $3.0 billion” (http://www.multilateralfund.org/).
  • 27. 27 4. International main Regulations on Climate Change There are a lot of expectations on the next agreement that will take place in Paris on December 2015 under the UNFCCC. One of the biggest topics will be addressing a drastically reduction of BC emissions, and to reduce overall GHG emissions to achieve the 2-degree scenario. Europe, for example, wants to recognize and highlight the relevant role of a new international carbon market (http://ec.europa.eu/). The EU emissions trading system (ETS) is a significant example of an international carbon market that, with bilateral agreement, share the market with countries like China and South-Korea. This chapter focuses on an analysis of the difference between the two main international regulation on climate change will provide the right understanding of the recent updates on the agreement of addressing HFCs within Montreal Protocol instead of the Kyoto’ one. It also mentions the EU ETS to show a more local international regulation on Climate Change. 4.1.Montreal Protocol Studies in the late 80s showed the relationship the recently discovered Antarctic ozone depletion in the Antarctic lower stratosphere, and the consumption and production of chemical substances such as chlorofluorocarbons (CFCs). “Chlorofluorocarbons (CFCs) and other ozone-depleting substances (ODSs) are now globally recognized as the main cause of the observed depletion of the ozone layer. Molina and Rowland first recognized the potential for CFCs to deplete stratospheric ozone in 1974, thereby providing an ‘early warning.’ This scientific warning led to ODS emission reductions by citizen action and national regulations. A decade later, the discovery of the ozone hole over Antarctica and the subsequent attribution to ODSs further heightened concern. The 1987 Montreal Protocol on Substances that Deplete the Ozone Layer formally recognized the significant threat of the ODSs to the ozone layer and provided a mechanism to reduce and phase-out the global production and consumption of ODSs. Under the Montreal Protocol and national regulations, significant decreases have occurred in the production, use, emissions,
  • 28. 28 and observed atmospheric concentrations of CFC-11, CFC-113, methyl chloroform, and several other ODSs and there is emerging evidence for recovery of stratospheric ozone.” (Velders, et al. 2007). The actions taken by the governments at the time to focus on a global solution not only avoided the continuous depleting of the ozone layer, but also reduced the damage to the ozone layer such that the damage is less today than it was in the 70s. At the same time the government efforts prevented the presence of strong climate forcers in our atmosphere. It was not known in 1987 but “ODSs and their substitute fluorocarbon gases (HFCs) are also greenhouse gases, which contribute to the radiative forcing (RF) of climate” (Velders, et al. 2007). Intergovernmental Panel on Climate Change (IPCC) stated that an increase in CFCs might give an additional radiative forcing of about 0.6 W/m2, which might also contribute, approximately, a few tenths of a degree rise to global mean temperatures (Morgenstern, et al 2008). The Montreal Protocol set binding progressive phase-out obligations for developed and developing countries for all the major ozone depleting substances, including CFCs, halons and less damaging transitional chemicals such as HCFCs. It has since been ratified by 196 countries around the world. In 2012 United Nations Environment Programme (UNEP) estimated that The Montreal Protocol has prevented: 19 million more cases of non-melanoma cancer 1.5 million more cases of melanoma cancer 130 million more cases of eye cataracts Global observations have verified that atmospheric levels of key ozone depleting substances are going down and it is believed that with implementation of the Protocol's provisions the ozone layer should return to pre-1980 levels by 2050 to 2075. (http://www.unep.org) 4.2.Kyoto Protocol The basis of the Kyoto protocol comes from the scientific data, suggestions and scenarios provided by the IPCC to governments. The UNFCCC website provide a description that gives a better understanding what the Kyoto Protocol really is: “The Kyoto Protocol is an international agreement linked to the UNFCCC,
  • 29. 29 which commits its Parties by setting internationally binding emission reduction targets. Recognizing that developed countries are principally responsible for the current high levels of GHG emissions in the atmosphere as a result of more than 150 years of industrial activity. […] Under the Protocol, countries must meet their targets primarily through national measures. However, the Protocol also offers them an additional means to meet their targets by way of three market-based mechanisms. […] The Protocol places a heavier burden on developed nations under the principle of ‘common but differentiated responsibilities’. The Kyoto Protocol was adopted in Kyoto, Japan, on 11 December 1997 and, [due to a complex ratification process], it entered into force on 16 February 2005. The detailed rules for the implementation of the Protocol were adopted at COP7 in Marrakesh, Morocco, in 2001, and are referred to as the ‘Marrakesh Accords.’ Its first commitment period started in 2008 and ended in 2012” (http://unfccc.int/). “The Kyoto Protocol aims, in its first commitment period, to reduce CO2-equivalent emissions in 40 countries by 2008–2012. The agreed upon reductions will occur in emissions of six key greenhouse gases (CO2, CH4, N2O, HFCs, PFCs, and SF6) referenced to a 1990 baseline. It is widely acknowledged that the first commitment period of the Kyoto Protocol is only a first step to obtain the objective of the UNFCCC; namely, “stabilization of greenhouse gases concentrations in the atmosphere at a level that would prevent dangerous anthropogenic interference with the climate system.” The adopted CO2- equivalent emission reduction target is −5.8%” (Velders, et al. 2007). During the second commitment period, participating parties committed to reducing GHG emissions by at least 18 percent below 1990 levels in the eight-year period from 2013 to 2020. 4.3.EU ETS This is an example of an international market of carbon emissions to illustrate how different countries are approaching the reduction of GHGs. For the reduction of CO2 and other important GHGs, the EU implemented an emissions trading system (EU ETS), where is the main policy of European Union to combat climate change. “The number of emissions trading systems around the world is increasing. Besides the EU ETS, national or sub-national systems are already operating or under development in Canada, China, Japan, Kazakhstan, New Zealand, South Korea, Switzerland and the United States” (http://ec.europa.eu/). The EU ETS
  • 30. 30 is by far the biggest international system for trading greenhouse gas emission allowances. “It covers more than 11,000 power stations and industrial plants in 31 countries, as well as airlines. The EU ETS works on the 'cap and trade' principle. A 'cap', or limit, is set on the total amount of certain greenhouse gases that can be emitted by the factories, power plants and other installations in the system. The cap is reduced over time so that total emissions fall” (http://ec.europa.eu/). Other than that the European Commission is looking at cost-efficient ways to make the European economy more climate-friendly and less energy-consuming. The goal of the “Low-Carbon Economy” road map is to achieve the target of cutting emissions to 80% below 1990 levels by 2050, with the following milestones: 40% emissions cuts by 2030 and 60% by 2040 (http://ec.europa.eu/). 4.4.Success and failures of International Regulations The Montreal protocol is considered an example to follow for further International regulations. The efforts and the abilities of government to understand that human intervention was causing a huge impact on the Earth is the first step on a long way of the Climate Change effort that nowadays this and further generations have to face. “The Montreal Protocol represents a great achievement at the global scale. This work started in the early 1970s, is now recognized as an outstanding example of successful cooperation between developed and developing countries and provides an excellent model for treating complex environmental issues of global importance” (http://www.unep.fr/). “The climate protection already achieved by the Montreal Protocol alone is far larger than the reduction target of the first commitment period of the Kyoto Protocol” (Velders, et al. 2007). One of the main reasons the Montreal Protocol was so successful in not only its implementation but also the results achieved was due to the fact that it was very focused on a specific problem (effects of CFCs and ODS on the ozone layer) that had a clear and direct solution (a phase-out of CFCs and ODS). The specific focus on how human consumption was depleting the ozone layer was an important problem to solve, yet it did not cover the overall
  • 31. 31 impact of mankind and the effects humans have on the environment, which is much large in scope than just the use of CFCs and ODS. Can we say the same thing about the Kyoto Protocol? Following the success of the Montreal Protocol, it was soon clear that there were many more problems that were necessary to face in the questions related to climate impact. The goal to reduce overall impact without focusing on a specific solvable problem in a short-term time frame created an economic and political issue that was difficult for governments to come up with a simple and successful agreement. This is why the agreement took a much longer time compared to the Montreal Protocol, and why it is still in the agreement and ratification process today. This can be seen, for instance, with the USA, who signed the agreement on the 12th of November 1998, but never ratified it, and Canada who withdrew from the protocol in 2012. Scientific communities now have a deeper understanding of the environmental processes, and acknowledge much more strongly than in the 80s the implications of substance emission, the greenhouse effect, and the real effort required to prevent climate change. As an example, we already said the Montreal Protocol was signed without knowing ODSs had a strong GHG effect, and that GHGs were affecting the climate. For this reason, policies to reduce CFCs did not consider the GHGs effect. CFCs were used in many industrial processes and in refrigerators, due to their nontoxic and nonflammable properties compared to ammonia (NH3), methyl chloride (CH3Cl), and sulfur dioxide (SO2). As a result, “the demand for the CFCs was accommodated by recycling, and reuse of existing stocks of CFCs and by the use of substitutes. Some applications, for example degreasing of metals and cleaning solvents for circuit boards, that once used CFCs now use halocarbon-free fluids, water (sometimes as steam), and diluted citric acids. Industry developed two classes of halocarbon substitutes- the hydrochlorofluorocarbons (HCFCs) and the hydrofluorocarbons (HFCs). The HCFCs include hydrogen atoms in addition to chlorine, fluorine, and carbon atoms. The advantage of using HCFCs is that the hydrogen reacts with tropospheric hydroxyl (OH), resulting in a shorter atmospheric lifetime. HCFC-22 (CHClF2) has an atmospheric lifetime of about 13 years and has been used in low-demand home air-conditioning and some refrigeration applications since 1975.” (Elkins, 1999).
  • 32. 32 As we already discussed, both HCFCs and HFCs’ radiative forces are extremely high, and now the concentration is increasing at a rapid rate. HFC reduction policies are only starting to be set in place by governments in recent years. Did the Kyoto protocol reach the goal to have an effective GHGs reduction? Data shows that GHG emission today are higher than ever, and the CO2 concentration reach for the first time in March 2015 more than 400PPM (http://www.esrl.noaa.gov/). The trend line does not seem to get any slower. This does not mean that the Kyoto protocol is a failure, but it is only the first important step on the road of preventing Climate Change for government and society. As it will be explained later on, concentration and emission are cumulated because the earth absorption rate of GHGs takes many years, and for this reason a reduction policy’s results would take a long time to be actually seen. Figure 6 Concentration of CO2 PPM – (http://www.esrl.noaa.gov/) October 2015
  • 33. 33 Figure 7 CO2 equivalent gas emission (MT) from 1960-2011 – Data: World Development Indicators (World Bank) IPCC‘s scientific work, risk assessment and scenarios on climate change are extremely relevant for policy makers. The projection of the 2°C Degree scenario implies a strong government intervention in cutting emissions. The important of the IPCC scientific work is considered by the UNFCCC itself in this way: “The 1995 Second Assessment Report, in particular its statement that "the balance of evidence suggests … a discernible human influence on global climate", stimulated many governments into intensifying negotiations on what was to become the Kyoto Protocol. The Third Assessment Report, released in 2001, confirmed the findings of the Second Assessment Report, providing new and stronger evidence of a warming world. The Fourth Assessment Report (AR4), released in 2007, provided the scientific foundation for the Marrakech Accords. The Fifth Assessment Report, finalized in October 2014, informs the negotiations and policy formulation towards the Paris Agreement” (http://unfccc.int/) 5000 10000 15000 20000 25000 30000 35000 40000 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010 2008: first commitment period started Dec. 1997: Kyoto Agreement
  • 34. 34 Conclusions The updates on recent regulations that address HFCs under the Montreal Protocol is one of biggest changes on the Climate Change effort of the last years. The difficulty of addressing policy to achieve results under the common but differentiated responsibilities is probably one of the topics on the table of the next Paris Conference. It difficult to predict which policy countries will agree upon, but it is clear that there is a need of a coordinate effort on the reduction of GHGs. The effort required to meet the 2-degree scenario is increasing and soon it may reach the point where it will not be economically sustainable anymore. The efforts in reducing SLCFs and HFCs specifically can contribute significantly to this effort and the recent amendment of the Montreal protocol is moving in this direction. As previously highlighted, reduction of these types of gases is always becoming more relevant. Climate Change has been under evaluation of the Stern Review – a report by Sir Nicholas Stern designed to examine economic impacts of Climate Change. In the report, Stern establishes that “The costs of action were estimated at some 1-2% of global GDP per year, and the costs of inaction were estimated to be equivalent to losing something in the region of 5-20% of global GDP each year.” (King, et al. 2015). The effort of countries in preventing climate change can be seen in various policy and regulation that are in our day by day life without people noticing. As an example, for reducing BC, CO2 and other pollutants, countries like the EU and the US are addressing different but similar specific regulations on automotive industries. New higher standards are periodically made such that automotive companies have to comply to be able to sell new products on the market. As a recent example, thanks to the effort and investigation of the EPA, US Environmental Protection Agency, the Volkswagen “DieselGate” was revealed. This raised the awareness of the general population on the impacts and the relevance of these policies on an individual scale. Some climatologists are still more focused on long-term climate forcers and the cutting down of the emissions of CO2, not fully recognizing the relevance of HFCs and SLCFs. As discussed
  • 35. 35 throughout this paper, from an economics perspective, the increased emissions of HFCs and SLCFs are always becoming more relevant due to the fact that the projected impact of these gases may eventually, if not addressed properly, counteract the current efforts in policies that are reducing CO2 emissions. Without fully considering and focusing efforts on the reduction of HFCs and SLCFs, prevention of climate change will be much more difficult in the future. The step taken by countries to address HFCs under the Montreal Protocol is, hopefully, the first of many steps and policies we take in reducing emissions from HFCs and SLCFs.
  • 36. 36 Appendix A GWP comparison between main GHG Gases Global Warming Potential For Given Time Horizon Industrial Designation or Common Name Chemical Formula Lifetime(ye ars) Radiative Efficiency (W m– 2 ppb–1) SAR‡ (1 00-yr) 20-yr 100-yr 500-yr Carbon dioxide CO2 See belowa b1.4x10–5 1 1 1 1 Methane CH4 12c 3.7x10–4 21 72 25 7.6 Nitrous oxide N2O 114 3.03x10–3 310 289 298 153 Substances controlled by the Montreal Protocol CFC-11 CCl3F 45 0.25 3,800 6,730 4,750 1,620 CFC-12 CCl2F2 100 0.32 8,100 11,000 10,900 5,200 CFC-13 CClF3 640 0.25 10,800 14,400 16,40 0 CFC-113 CCl2FCClF2 85 0.3 4,800 6,540 6,130 2,700 CFC-114 CClF2CClF2 300 0.31 8,040 10,000 8,730 CFC-115 CClF2CF3 1,700 0.18 5,310 7,370 9,990 Halon-1301 CBrF3 65 0.32 5,400 8,480 7,140 2,760 Halon-1211 CBrClF2 16 0.3 4,750 1,890 575 Halon-2402 CBrF2CBrF2 20 0.33 3,680 1,640 503 Carbon tetrachloride CCl4 26 0.13 1,400 2,700 1,400 435 Methyl bromide CH3Br 0.7 0.01 17 5 1 Methyl chloroform CH3CCl3 5 0.06 100* 506 146 45
  • 37. 37 HCFC-21 CHCl2F 1.7 0.14 530 151 46 HCFC-22 CHClF2 12 0.2 1,500 5,160 1,810 549 HCFC-123 CHCl2CF3 1.3 0.14 90 273 77 24 HCFC-124 CHClFCF3 5.8 0.22 470 2,070 609 185 HCFC-141b CH3CCl2F 9.3 0.14 600 2,250 725 220 HCFC-142b CH3CClF2 17.9 0.2 1,800 5,490 2,310 705 HCFC-225ca CHCl2CF2CF3 1.9 0.2 429 122 37 HCFC-225cb CHClFCF2CClF2 5.8 0.32 2,030 595 181 Hydrofluorocarbons HFC-23 CHF3 270 0.19 11,700 12,000 14,800 12,20 0 HFC-32 CH2F2 4.9 0.11 650 2,330 675 205 HFC-41 CH3F 2.4 0.02 150 323 92 28 HFC-125 CHF2CF3 29 0.23 2,800 6,350 3,500 1,100 HFC-134 CHF2CHF2 9.6 0.18 1000 3,400 1,100 335 HFC-134a CH2FCF3 14 0.16 1,300 3,830 1,430 435 HFC-143 CH2FCHF2 3.5 0.13 300 1,240 353 107 HFC-143a CH3CF3 52 0.13 3,800 5,890 4,470 1,590 HFC-152 CH2FCH2F 0.60 0.09 187 53 16 HFC-152a CH3CHF2 1.4 0.09 140 437 124 38 HFC-161 CH3CH2F 0.3 0.03 43 12 3.7 HFC-227ea CF3CHFCF3 34.2 0.26 2,900 5,310 3,220 1,040 HFC-236cb CH2FCF2CF3 13.6 0.23 3,630 1,340 407 HFC-236ea CHF2CHFCF3 10.7 0.3 4,090 1,370 418 HFC-236fa CF3CH2CF3 240 0.28 6,300 8,100 9,810 7,660 HFC-245ca CH2FCF2CHF2 6.2 0.23 560 2,340 693 211
  • 38. 38 HFC-245fa CHF2CH2CF3 7.6 0.28 3,380 1,030 314 HFC-365mfc CH3CF2CH2CF3 8.6 0.21 2,520 794 241 HFC-43-10mee CF3CHFCHFCF2CF3 15.9 0.4 1,300 4,140 1,640 500 Perfluorinated compounds Sulphur hexafluoride SF6 3,200 0.52 23,900 16,300 22,800 32,60 0 Nitrogen trifluoride NF3 740 d0.21 12,300 17,200 20,70 0 PFC-14 CF4 50,000 e0.10 6,500 5,210 7,390 11,20 0 PFC-116 C2F6 10,000 0.26 9,200 8,630 12,200 18,20 0 PFC-218 C3F8 2,600 0.26 7,000 6,310 8,830 12,50 0 PFC-318 c-C4F8 3,200 0.32 8,700 7,310 10,300 14,70 0 PFC-3-1-10 C4F10 2,600 0.33 7,000 6,330 8,860 12,50 0 PFC-4-1-12 C5F12 4,100 0.41 7,500 6,510 9,160 13,30 0 PFC-5-1-14 C6F14 3,200 0.49 7,400 6,600 9,300 13,30 0 PFC-9-1-18 C10F18 >1,000f 0.56 >5,500 >7,500 >9,50 0 trifluoromethyl sulphur pentafluoride SF5CF3 800 0.57 13,200 17,700 21,20 0 Perfluorocyclopro pane c-C3F6 >1000 0.42 >12,70 0 >17,34 0 >21,8 00
  • 39. 39 Fluorinated ethers HFE-125 CHF2OCF3 136 0.44 13,800 14,900 8,490 HFE-134 CHF2OCHF2 26 0.45 12,200 6,320 1,960 HFE-143a CH3OCF3 4.3 0.27 2,630 756 230 HCFE-235da2 CHF2OCHClCF3 2.6 0.38 1,230 350 106 HFE-245cb2 CH3OCF2CF3 5.1 0.32 2,440 708 215 HFE-245fa2 CHF2OCH2CF3 4.9 0.31 2,280 659 200 HFE-254cb2 CH3OCF2CHF2 2.6 0.28 1,260 359 109 HFE-347mcc3 CH3OCF2CF2CF3 5.2 0.34 1,980 575 175 HFE-347pcf2 CHF2CF2OCH2CF3 7.1 0.25 1,900 580 175 HFE-356pcc3 CH3OCF2CF2CHF2 0.33 0.93 386 110 33 HFE-449sl (HFE- 7100) C4F9OCH3 3.8 0.31 1,040 297 90 HFE-569sf2 (HFE- 7200) C4F9OC2H5 0.77 0.3 207 59 18 HFE-43- 10pccc124 (H- Galden 1040x) CHF2OCF2OC2F4OC HF2 6.3 1.37 6,320 1,870 569 HFE-236ca12 (HG-10) CHF2OCF2OCHF2 12.1 0.66 8,000 2,800 860 HFE-338pcc13 (HG-01) CHF2OCF2CF2OCHF 2 6.2 0.87 5,100 1,500 460 (CF3)2CFOCH3 3.4 0.31 1204 343 104 CF3CF2CH2OH 0.4 0.24 147 42 13 (CF3)2CHOH 1.8 0.28 687 195 59 HFE-227ea CF3CHFOCF3 11 0.40 4,540 1,540 468
  • 40. 40 HFE-236ea2 CHF2OCHFCF3 5.8 0.44 3,370 989 301 HFE-236fa CF3CH2OCF3 3.7 0.34 1,710 487 148 HFE-245fa1 CHF2CH2OCF3 2.2 0.30 1,010 286 87 HFE 263fb2 CF3CH2OCH3 0.2 0.1 38 11 3 HFE-329mcc2 CHF2CF2OCF2CF3 6.8 0.49 3,060 919 279 HFE-338mcf2 CF3CH2OCF2CF3 4.3 0.43 1,920 552 168 HFE-347mcf2 CHF2CH2OCF2CF3 2.8 0.41 1,310 374 114 HFE-356mec3 CH3OCF2CHFCF3 0.94 0.30 355 101 31 HFE-356pcf2 CHF2CH2OCF2CHF2 2.0 0.37 931 265 80 HFE-356pcf3 CHF2OCH2CF2CHF2 3.6 0.39 1,760 502 153 HFE 365mcf3 CF3CF2CH2OCH3 0.27 0.11 41 11 4 HFE-374pc2 CHF2CF2OCH2CH3 5.0 0.25 1,930 557 169 - (CF2)4CH (OH) - 0.3 0.85 258 73 23 (CF3)2CHOCHF2 3.1 0.41 1,330 380 115 (CF3)2CHOCH3 0.25 0.30 94 27 8.2 Perfluoropolyethers PFPMIE CF3OCF(CF3)CF2OC F2OCF3 800 0.65 7,620 10,300 12,40 0 Hydrocarbons and other compounds – Direct Effects Dimethylether CH3OCH3 0.015 0.02 1 1 <<1 Chloroform CHCl3 0.51 0.11 4 108 31 9.3 Methylene chloride CH2Cl2 0.38 0.03 9 31 8.7 2.7 Methyl chloride CH3Cl 1.0 0.01 45 13 4 CH2Br2 0.41 0.01 5.4 1.54 0.47
  • 41. 41 Halon-1201 CHBrF2 5.8 0.14 1,380 404 123 Trifluoroiodomet hane CF3I 0.005 0.23 <1 1 0.4 0.1 a The CO2 response function used in this report is based on the revised version of the Bern Carbon cycle model used in Chapter 10 of this report (Bern2.5CC; Joos et al. 2001) using a background CO2 concentration value of 378 ppm. The decay of a pulse of CO2 with time t is given by Where a0 = 0.217, a1 = 0.259, a2 = 0.338, a3 = 0.186, τ1 = 172.9 years, τ2 = 18.51 years, and τ3 = 1.186 years. b The radiative efficiency of CO2 is calculated using the IPCC (1990) simplified expression as revised in the TAR, with an updated background concentration value of 378 ppm and a perturbation of +1 ppm (see Section 2.10.2). c The perturbation lifetime for methane is 12 years as in the TAR (see also Section 7.4). The GWP for methane includes indirect effects from enhancements of ozone and stratospheric water vapour (see Section 2.10.3.1). d Robson et al. (2006) e Hurley et al. (2005) f Shine et al. (2005c), updated by the revised AGWP for CO2. The assumed lifetime of 1,000 years is a lower limit. ‡ Second Assessment Report (IPCC, 1996) * Compound in SAR (Table 2.8) was erroneously listed as CH3Cl3. (IPCC, AR4 )
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