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Councillor briefing 
An introduction to planning 
Date April 2013 www.pas.gov.uk
What is PAS ? 
ā€¢ PAS is a DCLG grant-funded programme but 
part of the Local Government Association 
ā€¢ Governed by a ā€˜sector ledā€™ board 
ā€¢ 10 staff ā€“ commissioners, generalists, support 
ā€œPAS exists to provide support to local planning 
authorities to provide efficient and effective planning 
services, to drive improvement in those services and 
to respond to and deliver changes in the planning 
systemā€
Scope of this Presentation 
ā€¢ To provide an introduction planning 
ā€¢ To help councillors understand their role 
ā€¢ To help councillors get the most from the 
system
Introduction to planning 
ā€¢ What is planning? 
ā€¢ Planning legislation and policy 
ā€¢ Development management 
ā€¢ Decision making 
ā€¢ Appeals and Enforcement
Planning is topical
Planningā€¦ 
ā€¢ sets out a long term vision for places 
ā€¢ provides a decision making framework to 
manage competing uses for space; 
ā€¢ balances economic, social and environmental 
needs. 
ā€¢ provides legitimacy through consultation and 
testing of evidence; 
ā€¢ delivers change on the ground
Planning involves balancing issues 
economic recession 
climate change 
environmental issues 
meeting housing needs localism 
long term strategies todayā€™s pressures 
brownfield development town cramming 
retail ā€œmarket forcesā€ viability of town centres 
individual interest public interest
Councillors have an important role 
ā€¢ Strategic leadership:ā€“ setting the vision and 
direction 
ā€¢ Plan making: councillors try to reflect local 
values and priorities in the policies 
ā€¢ Ward level: representing local views 
ā€¢ Neighbourhood planning ā€“ link between 
community and the council, involved in local 
decisions on spending
Councillors have an important role 
ā€¢ Development Management 
ā€“ involvement with the community and 
developers at an early stage 
ā€“Raising areas of concern 
ā€“ Informed debate 
ā€“Wide range of issues and material 
considerations to balance 
ā€“Making the right decision (not always the 
easiest)
Standards in planning are important 
ā€¢ Planning manages the right to develop land 
ā€¢ It involves balancing private and public interests 
ā€¢ Getting it wrong is costly (time, money, reputation 
and long lasting impacts) 
ā€¢ Need to demonstrate, at all times: 
ā€“ Fairness 
ā€“ Openness 
ā€“ impartiality
Legislation and Policy 
ā€¢ The Planning Acts and Statutory Instruments 
ā€¢ The National Planning Policy Framework 
(NPPF) 
ā€¢ The Development Plan 
- - Local Plans and other development plan 
documents 
- Neighbourhood Plans
National Planning Policy Framework 
(NPPF) 
ā€¢ Bringing together all the existing policy into 
one policy document 
ā€¢ Pro-growth 
ā€¢ Golden thread - presumption 
ā€¢ Plan-led system
NPPF: purpose of the planning 
system 
ā€¢ the NPPF emphasises the positive, rather 
than the controlling or regulatory, side of 
planning, to contribute to the achievement of 
sustainable development 
ā€¢ Plans and decisions should be based on the 
real world e.g. a sound ā€œevidence baseā€, an 
understanding of economic viability etc. 
ā€¢ 3 mutually dependent elements: 
- economic, social, environmental
NPPF and plan-making 
ā€¢ Local plan must show how objectively assessed 
development needs can be met. Not capacity based. 
ā€¢ In a (locally) sustainable way 
ā€¢ Take into account local circumstances and market 
signalsā€¦.to inform judgements about demand 
ā€¢ Only where there would be significant and 
demonstrable adverse affects which outweigh the 
benefits when assessed against the framework as a 
whole ā€“ should a development need not be met
Strategic Planning and the Duty to 
Co-operate 
ā€¢ Many planning issues stretch across 
boundaries and need a ā€˜larger than localā€™ 
response 
ā€¢ The duty to co-operate was introduced to 
address these issues via the local plan 
ā€¢ Local Plans will be tested against the duty 
ā€¢ Early days: some plans passing this, others 
are not.
Local plans 
ā€¢ The key to delivering sustainable development 
ā€¢ Be based on evidence 
ā€¢ Aspirational but realistic (deliverable) 
ā€¢ Reflect a collective vision developed through 
engagement with local communities 
ā€¢ Set out the strategic priorities for the area 
ā€¢ Positively plan for development and 
infrastructure required over a 15 year horizon
Neighbourhood plans 
ā€¢ Gives communities power to develop a shared 
vision for their neighbourhood 
ā€¢ Prepared by town/parish councils or 
neighbourhood forums 
ā€¢ Must be in general conformity with the 
strategic policies of the Local Plan 
ā€¢ Should not promote less development than 
set out in the Local Plan 
ā€¢ A few plans are close to being ā€˜adoptedā€™ by 
the local authority
The development plan is crucial 
ā€œIf regard is to be had to the development plan for the 
purpose of any determination to be made under the 
Planning Acts, the determination must be made in 
accordance with the plan unless material considerations 
indicate otherwiseā€. 
Section 38, Planning & Compulsory Purchase Act 2004 
The ā€œprimacyā€ of the Development Plan depends on it 
being: 
ā€“ up to date 
ā€“ in accord with national planning policies 
This is not changed by the Localism Act or the NPPF!
In practice 
ā€¢ The NPPF presumption 
ā€¢ Where an adopted (new or old-style) plan is 
out of date, or doesnā€™t reflect the NPPF, the 
NPPF will ā€˜trumpā€™ the adopted plan 
ā€¢ Particularly relevant for housing 
ā€¢ Around half of councils have an adopted plan 
in place (July 13)
Development Management
Development Management 
ā€¢ Pre-application discussions, considering and 
determining actual apps, monitoring and 
enforcement 
ā€¢ Concentrate on delivery ā€“ not control 
ā€¢ Puts plans into action 
ā€¢ Councillorā€™s role ā€“ understanding the policies, 
understanding the applications, getting 
engaged, liaising with the community, 
considering, deciding, reviewing
What is development? 
Town and Country Planning Act 1990 s55 
except where the context otherwise requires- 
ā€œthe carrying out of building, engineering, mining or 
other operations in, on, over or under land, OR the 
making of any material change in the use of any 
buildings or other landā€
Development? 
ā€¢ Is there a material change to the external 
appearance of the building, or a material 
change of use? 
ā€¢ If yes, then it is development needing planning 
permission 
ā€¢ But some things are ā€˜permitted developmentā€™ 
and donā€™t need planning permission from you 
ā€¢ Granted nationally by General Permitted 
Development Order or Use Classes Order
Examples of Permitted development 
ā€¢ minor house extensions, walls and fences, 
garages etc. 
ā€¢ temporary buildings and use 
ā€¢ agricultural buildings and operations 
ā€¢ some ā€œacceptableā€ material changes of use 
ā€¢ minor works by statutory undertakers
Change of use 
ā€¢ a few specific changes are defined in the Act as always 
ā€œmaterialā€, eg the subdivision of a single dwelling house 
ā€¢ otherwise there is no statutory definition; extensive 
decisions of the courts have established various tests 
and principles 
ā€¢ secondary legislation has established broad ā€œuse 
classesā€; changes of use within these classes are not 
development and so do not need planning permission 
NB: a change between classes does not automatically 
mean there will be a material change of use
Consultation and notification on 
applications 
ā€¢ Statutory consultation 
ā€¢ Town & Parish Councils 
ā€¢ Non-statutory consultation 
ā€¢ Neighbour notification 
ā€¢ Community engagement
Development Management - taking 
decisions
Delegated and committee decisions 
ā€¢ Delegation procedures aim to ensure that the 
Planning Committee only considers the most 
significant or contentious applications 
ā€¢ Aim for at least 90% of decisions delegated 
ā€¢ Referral to committee 
ā€¢ Time and resources 
ā€¢ Costs of committee decisions 
ā€¢ Local democracy
NPPF and decision making 
ā€¢ Local planning authorities should: 
ā€“ approve development proposals that accord 
with statutory plans without delay; and 
ā€“ grant permission where the plan is absent, silent, 
indeterminate or where relevant policies are out of 
dateā€¦ā€¦ā€¦ā€¦ā€¦ā€¦ā€¦..unless 
ā€“ā€¦.adverse impacts of allowing development 
would significantly and demonstrably outweigh 
the benefits, when assessed against the policies 
in the Framework taken as a whole
Making a decision 
ā€¢ Start with the development plan policies 
ā€¢ Take into account other material 
considerations, including: 
ā€¢ National policy 
ā€¢ Other council strategies 
ā€¢ Context and merits of the particular application 
ā€¢ Technical consideration 
ā€¢ Consultees views on planning aspects 
ā€¢ Other material planning matters 
ā€¢ Come to a view
Material considerations includeā€¦ 
ā€¢ Financial considerations 
ā€¢ Overlooking/loss of privacy 
ā€¢ Loss of light or 
overshadowing 
ā€¢ Parking, highway safety and 
traffic 
ā€¢ Noise 
ā€¢ Effect on listed building and 
conservation area 
ā€¢ Layout and density of 
building 
ā€¢ Design, appearance and 
materials 
ā€¢ Disabled personā€™s access 
ā€¢ Nature conservation 
ā€¢ Previous planning decisions
Non material considerations 
Matters that should not be taken into account in 
deciding planning applications include: 
ā€¢ Loss of view 
ā€¢ Negative effect on the value of properties 
ā€¢ Land ownership or restrictive covenants 
ā€¢ Applicantā€™s personal circumstances (unless exceptional such 
as relating to a physical disability) 
ā€¢ Business competition 
ā€¢ Matters controlled under building regulations or other non-planning 
legislation
The Development Plan 
Section 38 of the Planning & Compulsory 
Purchase Act 2004: 
ā€˜If regard is to be had to the development plan 
for the purpose of any determination to be 
made under the planning Acts, the 
determination is to be made in accordance 
with the plan unless material considerations 
indicate otherwiseā€™
The Development Plan again 
ā€¢ Policies can be interpreted differently 
ā€¢ Some policies conflict with each other 
ā€¢ And decisions can seem to conflict the with 
plan 
ā€¢ You can make these decisions provided that it 
is based on the merits of the case, in the light 
of all other material considerations
The decision 
ā€¢ Grant planning permission 
- subject to conditions 
- subject to planning obligations 
ā€¢ Special types of approval or consent e.g. prior 
approval, listed building consent, conservation 
area consent 
ā€¢ Refuse planning permission (or prior approval, 
LBC, CAC etc)
Refusals 
ā€¢ must be lawful 
ā€¢ must be justified by reasons, based on the 
Development Plan and any other material 
considerations in the case 
ā€¢ may be subject to appeal, so reasons should at 
least be defensible and based on credible 
evidence 
ā€¢ unreasonable or invalid refusals may result in 
cost awards against the council; but considered 
decisions properly defended will not, even if lost 
at appeal
Approvals 
ā€¢ must be lawful 
ā€¢ justification should be clearly minuted if different 
from officer report/recommendation 
ā€¢ should include a statement relating to 
development plan policies 
ā€¢ usually subject to conditions - with reasons 
which pass the tests in Circular 11/95 (this will 
be the issue if there is an appeal against any of 
them)
Being effective at Committee 
ā€¢ Be prepared 
ā€¢ Be focused: 
ā€¢ focus on the precise points where you agree or 
disagree with officer assessment 
ā€¢ Know your policies 
ā€¢ Stick to policies and material considerations 
ā€¢ Ensure your points are valid in planning law (take advice 
in advance if necessary) 
ā€¢ be aware of the need for probity and the public 
perception of your actions
Appeals 
ā€¢ against a refusal 
ā€¢ against a condition on permission 
ā€¢ against an enforcement notice 
ā€¢ against failure to determine within the 
statutory period
Assessing an appeal 
ā€¢ written representations 
ā€¢ public hearings 
ā€¢ public inquiries 
ā€¢ much-simplified process for householder cases 
ā€¢ Councillors can be involved, but take guidance 
from officers
Award of costs 
ā€¢ one of the parties must seek an award ā€“ itā€™s not 
automatic 
ā€¢ rights apply to authorities, appellants and the 
Inspectorate (or Secretary of State) 
ā€¢ it can be for full or partial costs (you can actually ā€œwinā€ 
the appeal and still have costs against you) 
ā€¢ the other party must have behaved unreasonably, 
causing unnecessary expense or delay
Developer contributions: S106 and 
Community Infrastructure Levy 
ā€¢ S106 obligations ā€“ site specific, includes affordable housing, 
negotiated and agreed 
ā€¢ CIL is set out, and fixed, in a charging schedule 
ā€¢ The aim of CIL is to help pay for infrastructure needed to 
support new development but not to remedy existing 
deficiencies unless the new scheme will make it worse. 
ā€¢ Councils must spend the income on infrastructure ā€“ but you 
can decide what (and that can change over time). 
ā€¢ Rates can vary by geographic area, use, and size 
ā€¢ CIL applies to all permitted development above 100 sqm from 
April this year.
CIL and Neighbourhood Planning
Enforcement 1 
ā€¢ Discretionary 
ā€¢ Act proportionately in responding to suspected 
breaches of planning control 
ā€¢ Publish an Enforcement Plan 
ā€¢ Works without permission not an offence 
ā€¢ Legal notices 
ā€¢ Other action
Enforcement 2 
Options available: 
ā€¢Submit a retrospective application 
ā€¢Submit a Certificate of Lawfulness application 
ā€¢Negotiations between the alleged offender and 
Council officers 
ā€¢Enforcement appeal
Behaviour - Rules and Codes 
ā€¢ Nolan Report (Standards in public life) 1997 
ā€¢ Local Government Act 2000 
ā€¢ Local Authorities (Model Code of Conduct) 
(England) Order 2007 
ā€¢ Local codes for planning 
ā€¢ Killian & Pretty ā€“ role of councillors 
ā€¢ Localism Act 2011 
ā€¢ Probity in Planning 2013
Councillor conduct and role 
ā€¢ As a Ward Councillorā€¦ 
ā€¦you can support or oppose an application and 
represent the views of your constituents 
ā€¢ As a Planning Committee Memberā€¦ 
ā€¦you still can, but you must still retain an open 
minded disposition; if not it could compromise your 
(impartial) role on the committee. 
ā€˜Avoid favouring a person, company, group or locality 
or putting yourself in a position where you appear to 
do soā€™ 
ā€¢ Applies to policy making as well
Whatā€™s changed? 
Localism Act ā€“ section 25 
ā€¢ Makes it clear that councillors are entitled to 
campaign on issues, express views etc. without 
disqualifying themselves from decision-making 
PROVIDED you can demonstrate absence of 
"bias" or "predeterminationā€.
To close 
ā€¢ Feedback forms 
ā€¢ Follow up impact assessment 
ā€¢ Use our website/forums 
ā€¢ Newsletter 
ā€¢ Keep in touch
Contact PAS 
email pas@local.gov.uk 
web www.pas.gov.uk 
phone 020 7664 3000

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An introduction to planning (July 2013)

  • 1. Councillor briefing An introduction to planning Date April 2013 www.pas.gov.uk
  • 2. What is PAS ? ā€¢ PAS is a DCLG grant-funded programme but part of the Local Government Association ā€¢ Governed by a ā€˜sector ledā€™ board ā€¢ 10 staff ā€“ commissioners, generalists, support ā€œPAS exists to provide support to local planning authorities to provide efficient and effective planning services, to drive improvement in those services and to respond to and deliver changes in the planning systemā€
  • 3. Scope of this Presentation ā€¢ To provide an introduction planning ā€¢ To help councillors understand their role ā€¢ To help councillors get the most from the system
  • 4. Introduction to planning ā€¢ What is planning? ā€¢ Planning legislation and policy ā€¢ Development management ā€¢ Decision making ā€¢ Appeals and Enforcement
  • 6.
  • 7. Planningā€¦ ā€¢ sets out a long term vision for places ā€¢ provides a decision making framework to manage competing uses for space; ā€¢ balances economic, social and environmental needs. ā€¢ provides legitimacy through consultation and testing of evidence; ā€¢ delivers change on the ground
  • 8. Planning involves balancing issues economic recession climate change environmental issues meeting housing needs localism long term strategies todayā€™s pressures brownfield development town cramming retail ā€œmarket forcesā€ viability of town centres individual interest public interest
  • 9. Councillors have an important role ā€¢ Strategic leadership:ā€“ setting the vision and direction ā€¢ Plan making: councillors try to reflect local values and priorities in the policies ā€¢ Ward level: representing local views ā€¢ Neighbourhood planning ā€“ link between community and the council, involved in local decisions on spending
  • 10. Councillors have an important role ā€¢ Development Management ā€“ involvement with the community and developers at an early stage ā€“Raising areas of concern ā€“ Informed debate ā€“Wide range of issues and material considerations to balance ā€“Making the right decision (not always the easiest)
  • 11. Standards in planning are important ā€¢ Planning manages the right to develop land ā€¢ It involves balancing private and public interests ā€¢ Getting it wrong is costly (time, money, reputation and long lasting impacts) ā€¢ Need to demonstrate, at all times: ā€“ Fairness ā€“ Openness ā€“ impartiality
  • 12. Legislation and Policy ā€¢ The Planning Acts and Statutory Instruments ā€¢ The National Planning Policy Framework (NPPF) ā€¢ The Development Plan - - Local Plans and other development plan documents - Neighbourhood Plans
  • 13. National Planning Policy Framework (NPPF) ā€¢ Bringing together all the existing policy into one policy document ā€¢ Pro-growth ā€¢ Golden thread - presumption ā€¢ Plan-led system
  • 14. NPPF: purpose of the planning system ā€¢ the NPPF emphasises the positive, rather than the controlling or regulatory, side of planning, to contribute to the achievement of sustainable development ā€¢ Plans and decisions should be based on the real world e.g. a sound ā€œevidence baseā€, an understanding of economic viability etc. ā€¢ 3 mutually dependent elements: - economic, social, environmental
  • 15. NPPF and plan-making ā€¢ Local plan must show how objectively assessed development needs can be met. Not capacity based. ā€¢ In a (locally) sustainable way ā€¢ Take into account local circumstances and market signalsā€¦.to inform judgements about demand ā€¢ Only where there would be significant and demonstrable adverse affects which outweigh the benefits when assessed against the framework as a whole ā€“ should a development need not be met
  • 16. Strategic Planning and the Duty to Co-operate ā€¢ Many planning issues stretch across boundaries and need a ā€˜larger than localā€™ response ā€¢ The duty to co-operate was introduced to address these issues via the local plan ā€¢ Local Plans will be tested against the duty ā€¢ Early days: some plans passing this, others are not.
  • 17. Local plans ā€¢ The key to delivering sustainable development ā€¢ Be based on evidence ā€¢ Aspirational but realistic (deliverable) ā€¢ Reflect a collective vision developed through engagement with local communities ā€¢ Set out the strategic priorities for the area ā€¢ Positively plan for development and infrastructure required over a 15 year horizon
  • 18. Neighbourhood plans ā€¢ Gives communities power to develop a shared vision for their neighbourhood ā€¢ Prepared by town/parish councils or neighbourhood forums ā€¢ Must be in general conformity with the strategic policies of the Local Plan ā€¢ Should not promote less development than set out in the Local Plan ā€¢ A few plans are close to being ā€˜adoptedā€™ by the local authority
  • 19. The development plan is crucial ā€œIf regard is to be had to the development plan for the purpose of any determination to be made under the Planning Acts, the determination must be made in accordance with the plan unless material considerations indicate otherwiseā€. Section 38, Planning & Compulsory Purchase Act 2004 The ā€œprimacyā€ of the Development Plan depends on it being: ā€“ up to date ā€“ in accord with national planning policies This is not changed by the Localism Act or the NPPF!
  • 20. In practice ā€¢ The NPPF presumption ā€¢ Where an adopted (new or old-style) plan is out of date, or doesnā€™t reflect the NPPF, the NPPF will ā€˜trumpā€™ the adopted plan ā€¢ Particularly relevant for housing ā€¢ Around half of councils have an adopted plan in place (July 13)
  • 22. Development Management ā€¢ Pre-application discussions, considering and determining actual apps, monitoring and enforcement ā€¢ Concentrate on delivery ā€“ not control ā€¢ Puts plans into action ā€¢ Councillorā€™s role ā€“ understanding the policies, understanding the applications, getting engaged, liaising with the community, considering, deciding, reviewing
  • 23. What is development? Town and Country Planning Act 1990 s55 except where the context otherwise requires- ā€œthe carrying out of building, engineering, mining or other operations in, on, over or under land, OR the making of any material change in the use of any buildings or other landā€
  • 24. Development? ā€¢ Is there a material change to the external appearance of the building, or a material change of use? ā€¢ If yes, then it is development needing planning permission ā€¢ But some things are ā€˜permitted developmentā€™ and donā€™t need planning permission from you ā€¢ Granted nationally by General Permitted Development Order or Use Classes Order
  • 25. Examples of Permitted development ā€¢ minor house extensions, walls and fences, garages etc. ā€¢ temporary buildings and use ā€¢ agricultural buildings and operations ā€¢ some ā€œacceptableā€ material changes of use ā€¢ minor works by statutory undertakers
  • 26. Change of use ā€¢ a few specific changes are defined in the Act as always ā€œmaterialā€, eg the subdivision of a single dwelling house ā€¢ otherwise there is no statutory definition; extensive decisions of the courts have established various tests and principles ā€¢ secondary legislation has established broad ā€œuse classesā€; changes of use within these classes are not development and so do not need planning permission NB: a change between classes does not automatically mean there will be a material change of use
  • 27. Consultation and notification on applications ā€¢ Statutory consultation ā€¢ Town & Parish Councils ā€¢ Non-statutory consultation ā€¢ Neighbour notification ā€¢ Community engagement
  • 28. Development Management - taking decisions
  • 29. Delegated and committee decisions ā€¢ Delegation procedures aim to ensure that the Planning Committee only considers the most significant or contentious applications ā€¢ Aim for at least 90% of decisions delegated ā€¢ Referral to committee ā€¢ Time and resources ā€¢ Costs of committee decisions ā€¢ Local democracy
  • 30. NPPF and decision making ā€¢ Local planning authorities should: ā€“ approve development proposals that accord with statutory plans without delay; and ā€“ grant permission where the plan is absent, silent, indeterminate or where relevant policies are out of dateā€¦ā€¦ā€¦ā€¦ā€¦ā€¦ā€¦..unless ā€“ā€¦.adverse impacts of allowing development would significantly and demonstrably outweigh the benefits, when assessed against the policies in the Framework taken as a whole
  • 31. Making a decision ā€¢ Start with the development plan policies ā€¢ Take into account other material considerations, including: ā€¢ National policy ā€¢ Other council strategies ā€¢ Context and merits of the particular application ā€¢ Technical consideration ā€¢ Consultees views on planning aspects ā€¢ Other material planning matters ā€¢ Come to a view
  • 32. Material considerations includeā€¦ ā€¢ Financial considerations ā€¢ Overlooking/loss of privacy ā€¢ Loss of light or overshadowing ā€¢ Parking, highway safety and traffic ā€¢ Noise ā€¢ Effect on listed building and conservation area ā€¢ Layout and density of building ā€¢ Design, appearance and materials ā€¢ Disabled personā€™s access ā€¢ Nature conservation ā€¢ Previous planning decisions
  • 33. Non material considerations Matters that should not be taken into account in deciding planning applications include: ā€¢ Loss of view ā€¢ Negative effect on the value of properties ā€¢ Land ownership or restrictive covenants ā€¢ Applicantā€™s personal circumstances (unless exceptional such as relating to a physical disability) ā€¢ Business competition ā€¢ Matters controlled under building regulations or other non-planning legislation
  • 34. The Development Plan Section 38 of the Planning & Compulsory Purchase Act 2004: ā€˜If regard is to be had to the development plan for the purpose of any determination to be made under the planning Acts, the determination is to be made in accordance with the plan unless material considerations indicate otherwiseā€™
  • 35. The Development Plan again ā€¢ Policies can be interpreted differently ā€¢ Some policies conflict with each other ā€¢ And decisions can seem to conflict the with plan ā€¢ You can make these decisions provided that it is based on the merits of the case, in the light of all other material considerations
  • 36. The decision ā€¢ Grant planning permission - subject to conditions - subject to planning obligations ā€¢ Special types of approval or consent e.g. prior approval, listed building consent, conservation area consent ā€¢ Refuse planning permission (or prior approval, LBC, CAC etc)
  • 37. Refusals ā€¢ must be lawful ā€¢ must be justified by reasons, based on the Development Plan and any other material considerations in the case ā€¢ may be subject to appeal, so reasons should at least be defensible and based on credible evidence ā€¢ unreasonable or invalid refusals may result in cost awards against the council; but considered decisions properly defended will not, even if lost at appeal
  • 38. Approvals ā€¢ must be lawful ā€¢ justification should be clearly minuted if different from officer report/recommendation ā€¢ should include a statement relating to development plan policies ā€¢ usually subject to conditions - with reasons which pass the tests in Circular 11/95 (this will be the issue if there is an appeal against any of them)
  • 39. Being effective at Committee ā€¢ Be prepared ā€¢ Be focused: ā€¢ focus on the precise points where you agree or disagree with officer assessment ā€¢ Know your policies ā€¢ Stick to policies and material considerations ā€¢ Ensure your points are valid in planning law (take advice in advance if necessary) ā€¢ be aware of the need for probity and the public perception of your actions
  • 40. Appeals ā€¢ against a refusal ā€¢ against a condition on permission ā€¢ against an enforcement notice ā€¢ against failure to determine within the statutory period
  • 41. Assessing an appeal ā€¢ written representations ā€¢ public hearings ā€¢ public inquiries ā€¢ much-simplified process for householder cases ā€¢ Councillors can be involved, but take guidance from officers
  • 42. Award of costs ā€¢ one of the parties must seek an award ā€“ itā€™s not automatic ā€¢ rights apply to authorities, appellants and the Inspectorate (or Secretary of State) ā€¢ it can be for full or partial costs (you can actually ā€œwinā€ the appeal and still have costs against you) ā€¢ the other party must have behaved unreasonably, causing unnecessary expense or delay
  • 43. Developer contributions: S106 and Community Infrastructure Levy ā€¢ S106 obligations ā€“ site specific, includes affordable housing, negotiated and agreed ā€¢ CIL is set out, and fixed, in a charging schedule ā€¢ The aim of CIL is to help pay for infrastructure needed to support new development but not to remedy existing deficiencies unless the new scheme will make it worse. ā€¢ Councils must spend the income on infrastructure ā€“ but you can decide what (and that can change over time). ā€¢ Rates can vary by geographic area, use, and size ā€¢ CIL applies to all permitted development above 100 sqm from April this year.
  • 45. Enforcement 1 ā€¢ Discretionary ā€¢ Act proportionately in responding to suspected breaches of planning control ā€¢ Publish an Enforcement Plan ā€¢ Works without permission not an offence ā€¢ Legal notices ā€¢ Other action
  • 46. Enforcement 2 Options available: ā€¢Submit a retrospective application ā€¢Submit a Certificate of Lawfulness application ā€¢Negotiations between the alleged offender and Council officers ā€¢Enforcement appeal
  • 47. Behaviour - Rules and Codes ā€¢ Nolan Report (Standards in public life) 1997 ā€¢ Local Government Act 2000 ā€¢ Local Authorities (Model Code of Conduct) (England) Order 2007 ā€¢ Local codes for planning ā€¢ Killian & Pretty ā€“ role of councillors ā€¢ Localism Act 2011 ā€¢ Probity in Planning 2013
  • 48. Councillor conduct and role ā€¢ As a Ward Councillorā€¦ ā€¦you can support or oppose an application and represent the views of your constituents ā€¢ As a Planning Committee Memberā€¦ ā€¦you still can, but you must still retain an open minded disposition; if not it could compromise your (impartial) role on the committee. ā€˜Avoid favouring a person, company, group or locality or putting yourself in a position where you appear to do soā€™ ā€¢ Applies to policy making as well
  • 49. Whatā€™s changed? Localism Act ā€“ section 25 ā€¢ Makes it clear that councillors are entitled to campaign on issues, express views etc. without disqualifying themselves from decision-making PROVIDED you can demonstrate absence of "bias" or "predeterminationā€.
  • 50. To close ā€¢ Feedback forms ā€¢ Follow up impact assessment ā€¢ Use our website/forums ā€¢ Newsletter ā€¢ Keep in touch
  • 51.
  • 52. Contact PAS email pas@local.gov.uk web www.pas.gov.uk phone 020 7664 3000

Editor's Notes

  1. This is intended for councillors fairly new to planning. It covers planning basics and a councillors role in decision making. It is a long presentation, but is intended for you to dip in and out of to use the most relevant aspects for your needs. There are other councillor presentations on our website that go into certain areas in more detail.
  2. We provide
  3. Brief introduction to the content of the module Help Councillors be clear about their role and engagement. Explain that there are other Councillor presentations which go into the various topics in more detail ā€“ todayā€™s presentation is very much an INTRODUCTION TO PLANNING
  4. These are the main elements of the planning system that Members making decisions need to be familiar with. From the basics of ā€œWhat is planning? ā€œ to essential technical and legal procedures such as enforcement and planning obligations.
  5. Planning has been in the news more over the past year or so than Iā€™ve ever known it before. A lot has been about housing in the countryside ā€“ a bit polarised into a house builders vs nimbies debate. More recently about changes to Permitted Development to allow bigger extensions to houses. Good ā€“ to get people to be aware of and to discuss issues But not really about the big planning decisions that need to be made.
  6. Planning is exciting and interesting and touches everyone. Houses, infrastructure (roads, rail, power supply and generation etc.), schools, hospitals, factories, leisure facilities, retailing, education, tourism are all shaped by planning. It shapes our town centres and suburbs and helps to protect our best landscapes, coastlines and buildings. It can also be very controversial, unpopular and difficult.
  7. Because planning is about big things. Planning is about sustainable development ā€“ balancing the economic, environmental and social impacts of new development. Planning is not just about dealing with planning applications; the plan you have, and the decisions then made on applications, will impact on housing, job creation, climate change, investment, infrastructure and the quality of peopleā€™s lives. That is one of the reasons why planning is often controversial. Finding the right balance between different objectives is what makes your job challenging and exciting. So sustainable development is about positive growth ā€“ making economic, environmental and social progress for this and future generations. The planning system is about helping to make this happen. There are two main aspects to planning in local government ā€“ writing and implementing a plan, and dealing with planning applications. Underpinning both of these areas is the need for community involvement ā€“ something you can take a lead role in. (Government is implementing a series of reforms, aimed at reducing complexity and regulation, and enabling greater local input to planning. Responding to a perception that planning is a barrier to growth).
  8. Sometimes these are very difficult ā€“ hard choices to make.
  9. There is a legal framework and a policy framework. Legislation mainly takes the form of Acts of Parliament and Statutory Instruments. The main Acts of Parliament are: The Town and Country Planning Act 1990 The Planning and Compulsory Purchase Act 2004 The Planning Act 2008 The Localism Act 2011 But there are many others. Some examples of Statutory Instruments are: The Town and Country Planning (Local Planning) (England) Regulations 2012 The Town and Country Planning (Development Management Procedure) (England) Order 2010 (and subsequent Amendments) The Community Infrastructure Levy Regulations 2010 And again there are many others The National Planning Policy Framework was published 27 March 2012. It replaced much of the previous national planning policy and guidance in Planning Policy Statements, Planning Policy Guidance Notes and many other documents. The NPPF is a key part of Government reforms aimed at making the planning system less complex and more accessible, protecting the environment and promoting sustainable growth. The 2004 Act provides that the Development Plan for an area was the RSS and the Local Development Framework. The RSS contained regional policies and was prepared by the Regional Planning Body for the area. Regional planning structures have now been revoked and strategic planning will be done by LPAs working in co operation to tackle their larger than local issues. At examination they will need to satisfy the Duty to Co operate and demonstrate that they have worked together in positive and constructive way that is on going. Failure to do this means you wonā€™t be able to adopt you plan. The Local Development Framework (LDF) was a suite of documents ā€“ Core Strategy, Site Specific Allocations, Area Action Plans etc. Whilst the legislation affecting the LDF has not changed, the NPPF makes it clear that the Government now envisages a less complex system. The NPPF refers to ā€˜Local Plansā€™ and ā€˜each local planning authority should produce a Local Plan for its areaā€™ā€¦. ā€œLocal Plans should set out the opportunities for development and clear policies on what will or will not be permitted and whereā€. (paragraph 154) Any additional development plan documents should only be used where clearly justifiedā€™ (Paragraph 153) The Localism Act introduced a new type of plan ā€“ Neighbourhood Plans. ā€˜Neighbourhood planning gives communities direct power to develop a shared vision for their neighbourhood and deliver the sustainable development they need. (NPPF paragraph 183) ā€œNeighbourhood plans must be in general conformity with the strategic policies of the Local Planā€¦.Neighbour plans and orders should not promote less development than set out in the Local Plan or undermine its strategic policies. (paragraph 184). ā€œOnce a neighbourhood plan has demonstrated its general conformity with the strategic policies of the Local Plan and is brought into force, the policies it contains take precedence over existing non-strategic policies in the Local Plan for that neighbourhood, where they are in conflict. (paragraph 185) Neighbourhood plans can be prepared by town/parish councils or community forums and do not take effect unless there is a majority of support in a referendum in the area. The Upper Eden Neighbourhood Plan was the first to be adopted, having received 90.22% of votes cast in favour at a referendum. This has now been joined Thame and St James area in Exeter. A few more are getting close.
  10. The NNPF was published in March 2012 and replaced and reduced policy and guidance. Previously national planning policy and guidance was contained in a series of Planning Policy Statements (PPSs) and Planning Policy Guidance Notes (PPGs). In addition there was a series of Mineral Policy statements (PPSs) and Mineral Planning Guidance Notes (MPGs). These have mostly been superseded by the NPPF. The NPPF does not contain specific waste policies, since national waste planning policy will be published as part of the National Waste Management Plan for England which is not expected before late 2013. PPS 10 ā€˜Planning for Sustainable Waste Managementā€™ (July 2005) therefore remains in force. But it is quite clear that the Government does expect you to plan for ā€˜objectively assessed housing needsā€™ ā€“ quite clear through comments on plans coming forward, and on appeals against housing refusals where there is no identified 5 year supply. The NPPF is important. It is a material consideration in determining planning applications.
  11. The NPPF does firmly set out that it is still a plan led system. It requires ā€˜needsā€™ to be met and local plans need to be ā€˜ deliverableā€™ ā€˜viableā€™, ā€˜realisticā€™, and ā€˜flexibleā€™. Includes land prices, viability ā€“ increased emphasis (para 39) on viability of development ā€“ which should not be threatened by ā€˜obligations and policy burdensā€™. So the cumulative impact of your policies should not risk the implementation of the plan via developments ā€“ should not jeopardise ā€˜acceptable returns to a willing land owner and willing developerā€™. Plans must ā€˜facilitateā€™ development ā€˜throughout the economic cycleā€™. LAs should have a clear understanding of business needs and how to meet them Work with neighbours if needs canā€™t be met within own area BUT ā€“ how local authorities deal with the tension between delivering growth, ensuring sustainability and competitive returns for owners ā€“ is still being worked through. Will be positions taken, though, by authorities and Inspectorate.
  12. The Duty to Co-operate was introduced as a form of regional planning, delivered via co-operation between organisations, and to be delivered via local plans. The NPPF specifies certain topics as being appropriate strategic matters, which cross authority boundaries, which you will probably need to co-operate with your neighbours on. They are: Provision of homes and jobs; Retail, leisure and commercial development; Infrastructure for transport, telecoms, waste, water, flood-risk, coastal change, minerals & energy; Health, security, community & cultural infrastructure; Climate change mitigation and adaptation; Conservation & enhancement of the natural & historic environment, including landscape. But only where relevant. If you havenā€™t got strategic, cross boundary issues raised by conservation issues, you donā€™t need to apply the duty. Local planning authorities should set out the strategic priorities for these area in the Local Plan. And to pass the duty test (which needs to start early and be ongoing) they have to demonstrate outcomes.
  13. The NPPF sets out the role of Local Plans, a summary of which is provided in the bullet points in the slide. This is where you set out your priorities. It is a key document and should be one of the main strategies for the council, linking up other strategies and investment programmes.
  14. Approximately 500 areas across England are involved in neighbourhood planning Ensure neighbourhood plans are deliverable, sustainable and credible to be part of the local development plan. Ensure neighbourhood orders are appropriate to grant development consent for compatible development Enable communities to enter into a positive dialogue with local planning authorities The examination is to check the basic conditions. Upper Eden Valley in Cumbria is the first plan to go through referendum in March 2013. If they pass the referendum (simple majority of those voting) the authority has to adopt it; it becomes part of the Dev Plan and will be used for decision making. Once adopted, the policies in neighbourhood plans must be taken into account in decisions on any planning application in that area. Also opens up opportunity for more funds to be spent on local infrastructure (CiL allocation)
  15. So these are the documents that make up the development plan. The development plan is a crucial tool in planning ā€“ made clear in legislation and the NPPF.
  16. NPPF makes it clear that authorities should have an identified 5 year land supply. If they donā€™t then their policies are seen as out of date: Para 49 Housing applications should be considered in the context of the presumption in favour of sustainable development. Relevant policies for the supply of housing should not be considered up-to-date if the local planning authority cannot demonstrate a five-year supply of deliverable housing sites.
  17. This is the implementation side of planning. Deals with getting the right development on the ground. It is more than just processing planning applications - at least it should be. It is engaging with councillors, communities and developers to ā€˜plan positivelyā€™ and get the best development possible. It involves working with developers on stalled sites, monitoring and where necessary enforcement, and generally managing development to achieve the spatial objectives set out in the plan. Pre application engagement by Councillors is essential This is the bit that is most often in the public eye. Many people only pay attention to planning (and maybe only get in touch with you) when there is a planning application that affects them. It might be their own, their neighbourā€™s, or one down the road.
  18. is it ā€œdevelopmentā€ in terms of the statute? physical change (usually of some permanence), other than some categories excluded from the definition in the Act a ā€œmaterialā€ change of use If the answer to this question is NO, then planning permission is not required: the use or physical change are not ā€œdevelopmentā€ and are not subject to planning control NB: if the change is not a ā€œmaterialā€ change of use it is not even development if it is ā€œdevelopmentā€, is this a form of development which is ā€œpermittedā€ [ā€œPDā€]? If YES, an application is not required ā€“ unless the authority has removed permitted development rights (ā€œArticle 4 Directionā€) In some areas of the country, known generally as 'designated areas', permitted development rights are more restricted. If you live in a Conservation Area, a National Park, an Area of Outstanding Natural Beauty or the Norfolk or Suffolk Broads, you will need to apply for planning permission for certain types of work which do not need an application in other areas.
  19. Too detailed.
  20. A1 Shops A2 Financial and Professional Services A3 Restaurants & Cafes A4 Drinking Establishments A5 Hot Food Takeaways B1 Business B2 General Industrial B8 Storage and Distribution C1 Hotels C2 Residential Institutions C2A Secure residential institutions C3 Dwellinghouses C4 Houses in Multiple Occupation (HMO) D1 Non-residential Institutions D2 Assembly and Leisure Changes between some classes are permitted. A recent change is to allow changes of use from offices to residential without permission. Government are also talking about introducing a permitted change from retail to residential. Growth and Infrastructure Act 2013 introduced changes to PD criteria and reduced restrictions on changes between use classes with the aim of speeding up and streamlining the development processes.
  21. Why necessary Role of parish councils Press and public notices Legal requirements/local practice
  22. Balance between committee and delegated decisions. - not possible to report all applications to committee. Councillors and officers must develop mutual trust and understanding. Every Council should have a delegation scheme and criteria for referring applications to committee e.g. contrary to Development Plan or where the number of objections exceeds a certain number. Published protocol ā€“ open and everyone can see. Sets out how everything from how the public can get involved (e.g. speaking at committee), to site visits. It should be visible to the public and be the cornerstone of all communications and interaction. Duty to whole community ā€“ not just that applicant or that objector. We must be aware of our role as community leaders serving the whole community/public through the system. Good and ethical - planning decisions affect us all, affect land and property values, they can affect livelihoods, quality of life, our health, social and economic well being. Planning decisions carry great responsibility on the part of those making them.
  23. If have a plan in place: If proposal accords with local plan, pass it quickly If it doesnā€™t, refuse it quickly No plan in place (or its silent, out of date or indeterminate): Proposal assessed against sustainable development principles of whole NPPF Subject to test of ā€˜significant and demonstrable harmā€™
  24. Accept that policies can be interpreted differently And that the weight to be given to material considerations is for the decision maker
  25. The list is not exhaustive. Not all will apply in every case. The weight to be given to the different considerations will vary according to the circumstances of the case. Financial considerations ā€“ recently introduced, and includes income to the council generated by S106 obligations, CiL, and New Homes Bonus
  26. It is helpful if the Council has a system to explain to third parties what are material considerations and what are or unlikely to be material considerations (e.g. information provided with public speaking or neighbour notification guidance) . This will help objectors to understand the process who otherwise may feel that their comments are being disregarded. When matters are addressed by other legislation (eg licensing regimes, health & safety, fire safety) they should not be taken into account in the planning decision. The history or character of the applicant is unlikely to be a material consideration other than in certain exceptional circumstances such as a mineral operatorā€™s experience in managing and restoring a site. Commercial competition (eg Tesco v Sainsburys) is not a material consideration BUT whether the development proposal is out of town or in town (i.e. relative impact on the vitality and viability of the town centre) MAY be material. Issues related to decency or belief (e.g. sex shops, places of worship) are not likely to be relevant material considerations.
  27. The starting point Development plan (and reference to NPPF and any other relevant national advice) is the starting point ā€“ and will always be referred to in officersā€™ reports. How the NPPF applies to decisions. First through the plan, but if the plan is silent on an issue (or out of date, or not prepared, as in some authorities), councils must still have regard to national policy. The lack of a plan or policy does not give Councillors a ā€œget out of jail freeā€ card on difficult issues. The Government had given Local Planning Authorities until the end of March 2013 to have their plans adopted but after this date it is the NPPF that now carries the most weight in the absence of an up-to-date Local Plan. This is relevant whoever (officers or committee) makes the decision.
  28. - a policy is out of date compared with national policy - the monitoring information shows that the situation ā€œon the groundā€ has changed - exceptional local circumstances
  29. The Committee can decide to grant planning permission and therefore allow the development to proceed or refuse permission. Otherwise unacceptable development, can be made acceptable through the use of conditions or planning obligations. Most decisions to grant planning permission will be subject to various planning conditions being satisfied. Planning conditions should only be imposed where they are necessary, relevant to planning and to the development to be permitted, enforceable, precise and reasonable in all respects. (NPPF paragraph 206) Planning obligations should only be used where it is not possible to address unacceptable impacts through a planning condition and are required to meet the following tests Necessary to make the development acceptable in planning terms Directly related to the development; and Fairly and reasonably related in scale and kind to the development. (NPPF paragraph 204) For some types of application planning permission is deemed granted if the planning authority does not respond to the developerā€™s application within a specified period called prior approval. Typical examples are telecommunication or agricultural developments. Because telecommunication masts often generate considerable local opposition it is not unusual for such developments to be determined by Committee rather than officers which can put a severe constraint on meeting the required timescales. Other special types of consent exist such as Listed Building Consent ā€“ to demolish, alter or extend a listed building in a way that affects its character or appearance as a building of special architectural or historic interest ā€“ or Conservation Area Consent ā€“ for the total or substantial demolition of any unlisted building in a Conservation Area. Trees can be protected by the designation of Tree Preservation Orders or if they are located within a Conservation Area. For such protected trees consent is required for works to prune or fell them. Planning applications can only be refused for genuine planning reasons.
  30. This applies to decisions made at delegated or committee Particularly important for overturned recommendations. You canā€™t refuse something just because you donā€™t like it, or your constituents donā€™t like it. It has to be based on planning grounds and agreed at committee. You canā€™t send officers away to work it out. That kind of behaviour is seen to be unreasonable. Itā€™s also just not fair, and doesnā€™t give a good impression of the way the council operates.
  31. written representations an exchange of written statements Inspector visits site only to see public hearings exchange of written submissions informal discussion lead by the Inspector discussion may continue at site visit public inquiries written statements and proofs of evidence of witnesses advocates present the case and may cross examine witnesses Inspector visits site only to see much-simplified process for householder cases
  32. Details (including examples of unreasonable behaviour) are in Circular 03/2009 EXAMPLES (for the LPA) failure to produce credible evidence to substantiate each reason for refusal refusing only because of local objection ignoring policy, in the absence of other compelling material planning considerations relying on non-planning reasons refusing to renew, where no changed circumstances refusing details as a way of re-visiting the principle
  33. There is a separate PAS presentation on viability and developer contributions What is really important to deliver the development in your area? Set up your priorities and get agreements to them. CIL is a corporate matter ā€“ all those involved in collection and spending should understand it and be clear of their role. Requires knowledge of the infrastructure needs of the area. What mechanisms or agreements do you need to put in place S106s - If the development is capable of being charged CIL, the S106 obligation must meet these legal tests: NECESSARY to make the development acceptable in planning terms DIRECTLY RELATED to the development FAIRLY AND REASONABLY related in kind and scale to the development These are also now the policy tests in the NPPF
  34. Explain that whilst discretionary is central to credibility of Planning. Formerly PPS 18 provided clear guidance ā€“ such as when not expedient to take action. NPPF deals with enforcement in a single paragraph (paragraph 207). A breach of planning control is ā€˜ the carrying out of development without the required planning permission or failing to comply with any condition or limitation subject to which planning permission has been grantedā€™ -199o Act. Need a policy ā€“ time consuming and complex. Various notices ā€“ Planning Contravention Notice, Enforcement Notice, Breach of Condition Notice, Stop Notice Injunctions. Essential to have knowledgeable legal support/advice.
  35. The person(s) served with the Enforcement Notice or other types of notice has a number of options open to them. They can submit a retrospective application which must be dealt with by the Local Planning Authority in exactly the same way as a normal planning application i.e. without prejudice. They can submit a Certificate of Lawfulness application. Whatever course of action is decided it should be preceded by negotiations with the Enforcement Officer. Submitting an enforcement appeal is very much the last resort. The appeal will be decided by an independent planning inspector.
  36. Councillors need to know that there are rules and a framework within which they operate. All designed to ensure proper, fair and transparent decision making. Lord Nolan was the first chairman of a commission that highlighted that planning is probably the most contentious matter with which local government deals. While his report created, as mentioned earlier, an unhelpful atmosphere where councillors shied away from any involvement with applicants, it contained many positive recommendations such as that members of planning committees should be trained and there should be greater openness in the planning process. The Localism Act intended to provide additional protection to Councillors who have expressed views on proposals before a planning committee and paved the way for the abolition of the Standards Board for England (currently postponed to July). In its place, the Act introduced a criminal offence introduce a new criminal offence of failing to disclose or register membersā€™ interests. The LGA first issued its Probity in Planning guidance in 1997 after the Nolan Report. It was subsequently revised in 2009 and has now (2013) unsdergone a further revision to take into account the Localism Act.
  37. Point out to audience that there is a separate PAS presentation which deals in detail with the probity issues which surround the role of Councillors on Planning Committees but there is a need to highlight some of the key issues to complete todayā€™s presentation. The basis of the planning system is the consideration of private proposals against wider public interests. Much is often at stake in this process, and opposing views are often strongly held by those involved. Whilst planning committee councillors should take account of these views, the general role and conduct of councillors and officers is they should not favour any person, company, group or locality, nor put themselves in a position where they appear to do so. Councillors who do not feel that they can act in this way should consider whether they are best suited to serve on a planning committee. Also remember any other roles you have ā€“ as a cabinet member, or within your political group.
  38. This is different from before. After Nolan in 1997 lobbying and openly expressing opinions was seen as too risky. The Localism Act 2011, especially section 25, has changed what is allowed. Before then Councillors on Planning Committees were strongly discouraged from expressing any view on the merits of an application before they had seen the officerā€™s report setting out all the policy and other material considerations. The Localism Act changed that because the Coalition Government felt that a Councillor was not able to deliver on his role of championing an area if he was not able to express a view on a proposal which might have a significant influence on the area. So now it is allowed to express a view though that needs to be qualified by retaining an open mind as new facts and information becomes available. At the same time it is important not to give the appearance of having a closed mind. Section 25 makes it clear that the normal activities of a councillor, representing constituents and raising questions, are acceptable and will not represent pre-determination. You will still be able to vote on the application (unless, of course, you have already made up your mind). A lot more detail on this issue is available in the Committees and Probity PAS presentation for councillors.
  39. Part of our grant conditions are that we do independent impact assessment work. So we may, in a few weeks/months time, get in touch with you (via Arup) to ask how useful you found this event after a bit of time has passed. We provide our support for free, so in return, we would appreciate it if you gave us 10 minutes or so of your time to help us work out how effective we are being.