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Kenyan	
  Case	
  study	
  on	
  the	
  Common	
  
Aler2ng	
  Protocol	
  (CAP):	
  
	
  Tool	
  for	
  Emergency	
  Telecommunica2ons	
  	
  
Commemora2ve	
  Workshop	
  of	
  the	
  African	
  Telecoms/ICT	
  Day	
  2019	
  	
  
“Using	
  Technology	
  to	
  Save	
  Lives:	
  Emergency	
  Communica:ons	
  for	
  
Disaster	
  Risk	
  Reduc:on	
  and	
  Management”.	
  
Maputo	
  -­‐	
  MOZAMBIQUE,	
  5	
  –	
  7	
  December	
  2019	
  
	
  
Presented	
  by	
  
Mwende	
  Njiraini	
  
Manager/Type	
  Approval	
  
Emergencies:	
  	
  
DusitD2	
  Hotel	
  Terror	
  AXack	
  
Emergencies:	
  School	
  Collapse	
  
Interna2onal	
  Conven2ons	
  &	
  Trea2es	
  
•  Tempere	
  Conven+on	
  on	
  the	
  Provision	
  of	
  
Telecommunica+on	
  Resources	
  for	
  Disaster	
  
Mi+ga+on	
  and	
  Relief	
  Opera+ons	
  (Signed	
  2003)	
  	
  
•  Sendai	
  Framework	
  of	
  Ac+on	
  on	
  Disaster	
  Risk	
  
Reduc+on	
  (2015-­‐2030)	
  
Policy	
  
•  Na+onal	
  Policy	
  for	
  Disaster	
  Management	
  in	
  Kenya,	
  
2009	
  
– Guiding	
  Principles:	
  
•  The	
  primacy	
  of	
  coordina+on,	
  collabora+on	
  and	
  
communica+on	
  
•  Research	
  and	
  dissemina+on	
  of	
  informa+on	
  
– Legal	
  and	
  Ins+tu+onal	
  Arrangement	
  
•  establishment	
  of	
  the	
  Na+onal	
  Disaster	
  Management	
  Agency	
  
Protocols	
  
•  Na+onal	
  Disaster	
  Response	
  Plan,	
  2009	
  
•  Health	
  Sector	
  Disaster	
  Risk	
  Management	
  Strategic	
  
Plan,	
  2014-­‐2018	
  	
  
•  Na+onal	
  Protocol	
  for	
  Mass	
  Casualty	
  Incident	
  
Management	
  in	
  Kenya	
  
Legisla2on	
  
•  Na+onal	
  Disaster	
  Management	
  Authority	
  Bill,	
  
2019	
  
•  Na+onal	
  Drought	
  Management	
  Authority	
  Act,	
  
2016	
  
•  Kenya	
  Informa+on	
  and	
  Communica+ons	
  Act,	
  1998	
  
•  Computer	
  Misuse	
  and	
  Cybercrimes	
  Act,	
  2018	
  
•  Occupa+onal	
  Safety	
  and	
  Health	
  Act,	
  2007	
  
Regula2ons	
  
•  Kenya	
  Informa+on	
  and	
  Communica+ons	
  
(Broadcas+ng)	
  Regula+ons,	
  2009	
  
•  Kenya	
  Informa+on	
  and	
  Communica+ons	
  
(Consumer	
  Protec+on)	
  Regula+ons,	
  2010	
  
•  	
  Kenya	
  Informa+on	
  and	
  Communica+ons	
  
(Numbering)	
  Regula+ons,	
  2010	
  
	
  
Guidelines	
  
•  Network	
  Redundancy,	
  Resilience	
  and	
  Diversity	
  (NRRD)	
  
Guidelines,	
  July	
  2017	
  
	
  
Licence	
  Condi2ons	
  
•  Provide	
  free	
  access	
  to	
  emergency	
  safety	
  and	
  
assistance	
  services	
  	
  
•  Permit	
  calls	
  to	
  interna+onally	
  and	
  na+onally	
  
emergency	
  numbers	
  to	
  be	
  free	
  of	
  charge.	
  
•  Where	
  technically	
  possible,	
  forward	
  any	
  useful	
  
personal	
  data	
  to	
  the	
  designated	
  emergency	
  
services	
  providers	
  upon	
  connec+ng	
  emergency	
  
calls	
  
Licence	
  Condi2ons	
  
•  Provision	
  of	
  public	
  no+ces	
  and	
  announcements	
  
during	
  emergency,	
  public	
  disasters	
  and	
  crisis	
  
situa+ons	
  	
  
•  Provision	
  of	
  safety	
  and	
  security	
  informa+on	
  to	
  the	
  
general	
  public	
  at	
  such	
  occasions	
  at	
  no	
  cost	
  upon	
  
the	
  request	
  
Licence	
  Condi2ons	
  
•  The	
  Licensee	
  shall	
  facilitate	
  provision	
  of	
  
informa+on	
  to	
  the	
  public	
  as	
  may	
  be	
  directed	
  by	
  
the	
  Government	
  
•  Submit	
  procedures	
  and	
  opera+ons	
  plan	
  within	
  3	
  
months	
  (Broadcasters)	
  or	
  9	
  months	
  (Telecom	
  
operators)	
  
	
  
Licence	
  Condi2ons	
  
Numbering	
  and	
  Number	
  Portability	
  
•  Configura+on	
  the	
  na+onal	
  emergency	
  numbers	
  
prescribed	
  by	
  the	
  Authority	
  (112	
  and	
  999)	
  
•  Deliver	
  free	
  of	
  charge	
  emergency	
  traffic	
  generated	
  
on	
  its	
  network	
  to	
  Public	
  Emergency	
  Service	
  
Providers	
  
Emergency	
  Ins2tu2ons	
  
•  Na+onal	
  Disaster	
  Opera+ons	
  Centre	
  (NDOC)	
  
•  Mombasa	
  Mari+me	
  Rescue	
  Coordina+on	
  Centre	
  (MRCC)	
  -­‐	
  
Regional	
  Mari+me	
  Rescue	
  Coordina+on	
  Centre	
  (RMRCC)	
  
•  Division	
  of	
  Emergency	
  and	
  Disaster	
  Risk	
  Management	
  -­‐	
  
Ministry	
  of	
  Health	
  
•  Communica+ons	
  Authority	
  of	
  Kenya:	
  Na+onal	
  KE-­‐CIRT/CC	
  	
  
•  Na+onal	
  Police	
  Service,	
  Kenya	
  Defense	
  Forces,	
  Na+onal	
  
Youth	
  Service,	
  Kenya	
  Airports	
  Authority,	
  Kenya	
  Wildlife	
  
Services	
  
•  Kenya	
  Red	
  Cross,	
  St.	
  Johns	
  Ambulance	
  
Emergency	
  Technologies:	
  Crowdsourcing	
  
Emergency	
  Technologies:	
  Social	
  Media	
  
Common	
  Aler2ng	
  Protocol	
  (CAP)	
  
•  ITU-­‐T	
  Rec.	
  X.	
  1303:	
  interna+onal	
  standard	
  format	
  
for	
  emergency	
  aler+ng	
  and	
  public	
  warning	
  
Common	
  Aler2ng	
  Protocol	
  (CAP)	
  
•  CAP	
  is	
  a	
  standard	
  message	
  format	
  designed	
  for:	
  
– All-­‐Media:	
  television,	
  radio,	
  telephone,	
  fax,	
  highway	
  
signs,	
  e-­‐mail,	
  Web	
  sites,	
  RSS	
  "Blogs”	
  
– All-­‐Hazard:	
  Weather,	
  Fires,	
  Earthquakes,	
  Volcanoes,	
  
Landslides,	
  Child	
  Abduc+ons,	
  Disease	
  Outbreaks,	
  Air	
  
Quality	
  Warnings,	
  Transporta+on	
  Problems,	
  Power	
  
Outages	
  	
  
– To	
  anyone:	
  :	
  the	
  public	
  at	
  large;	
  designated	
  groups	
  
(civic	
  authority,	
  responders,	
  etc.);	
  specific	
  people	
  
Common	
  Aler2ng	
  Protocol	
  (CAP)	
  
•  Geo:	
  Geophysical	
  (earthquakes,	
  volcanoes,	
  tsunami,	
  etc.,	
  includes	
  landslide)	
  
•  Met:	
  Meteorological	
  (weather,	
  storms,	
  etc.	
  includes	
  flood)	
  
•  Safety:	
  General	
  emergency	
  and	
  public	
  safety	
  
•  Security:	
  Law	
  enforcement,	
  military,	
  homeland	
  and	
  local/private	
  security	
  
•  Rescue:	
  Rescue	
  and	
  recovery	
  
•  Fire:	
  Fire	
  suppression	
  and	
  rescue	
  
•  Health:	
  Medical	
  and	
  public	
  health	
  
•  Env:	
  Pollu+on	
  and	
  other	
  environmental	
  
•  Transport:	
  Public	
  and	
  private	
  transporta+on	
  
•  Infra:	
  U+lity,	
  telecommunica+on,	
  other	
  non-­‐transport	
  infrastructure	
  
•  CBRNE:	
  Chemical,	
  Biological,	
  Radiological,	
  Nuclear	
  or	
  High-­‐Yield	
  Explosive	
  
threat	
  or	
  akack	
  
•  Other:	
  Other	
  events	
  	
  
CAP	
  Implementa2on	
  by	
  Country/Territory	
  
Register	
  of	
  WMO	
  Members	
  Aler2ng	
  Authori2es	
  
1.  Has	
  an	
  opera+onal	
  CAP	
  system	
  (CAP	
  feed	
  URLs:	
  
hkp://alert-­‐hub.org)	
  
2.  Hosted	
  an	
  in-­‐country	
  CAP	
  Jump	
  Start	
  
3.  Uses	
  CAP-­‐enabled	
  MeteoFactory	
  from	
  
MeteoFrance	
  Interna+onal	
  
Register	
  of	
  WMO	
  Members	
  Aler2ng	
  Authori2es	
  
•  Kenya	
  Meteorological	
  Service	
  
– CAP	
  Feed	
  URL:	
  hkp://www.meteo.go.ke/cap/en/alerts/
rss.xml	
  
– Hazard	
  Categories:	
  	
  
•  Geo:	
  Geophysical	
  (earthquakes,	
  volcanoes,	
  tsunami,	
  etc.,	
  
includes	
  landslide)	
  
•  Met:	
  Meteorological	
  (weather,	
  storms,	
  etc.	
  includes	
  flood)	
  
Register	
  of	
  WMO	
  Members	
  Aler2ng	
  Authori2es	
  
•  Ministry	
  of	
  Water	
  and	
  Irriga+on	
  
– CAP	
  Feed	
  URL:	
  [blank]	
  
– Hazard	
  Categories:	
  	
  
•  Met:	
  Meteorological	
  (weather,	
  storms,	
  etc.	
  includes	
  flood)	
  
CAP	
  Implementa2on	
  in	
  Kenya	
  	
  
•  Safaricom	
  PLC	
  :	
  	
  
–  2G,	
  3G,	
  4G,	
  Mobile	
  networks	
  
–  SMS	
  relayed	
  as	
  a	
  single	
  broadcast	
  to	
  a	
  cluster	
  of	
  mobile	
  
numbers	
  to	
  	
  staff	
  numbers.	
  
•  CAP	
  is	
  used	
  to	
  convey	
  	
  
–  Early	
  warnings	
  for	
  natural	
  occurrences	
  from	
  the	
  meteorological	
  
department	
  
–  Poli+cal	
  rallies	
  that	
  could	
  	
  turn	
  violent	
  or	
  cause	
  traffic	
  gridlock,	
  	
  
–  Accidents	
  along	
  major	
  highways	
  and	
  alterna+ve	
  routes	
  	
  
–  Major	
  Na+onal	
  Announcements	
  	
  
–  Informa+on	
  on	
  insecurity	
  in	
  parts	
  of	
  the	
  country	
  and	
  warning	
  
staff	
  to	
  avoid	
  such	
  areas	
  or	
  seek	
  security	
  clearance	
  before	
  travel	
  
–  CEO	
  and	
  companywide	
  announcements	
  to	
  staff	
  
Challenges	
  
•  Enforcement	
  of	
  legal,	
  regulatory	
  and	
  licence	
  
provisions	
  
•  Informa+on	
  sharing	
  
– Trust	
  	
  -­‐	
  Veracity	
  of	
  informa+on	
  
– Security	
  vs	
  privacy	
  
	
  	
  
Recommenda2ons	
  
Enactment	
  of	
  legisla+ons,	
  Regula+ons	
  and	
  
Guidelines:	
  
•  Cri+cal	
  Infrastructure	
  Protec+on	
  Law	
  
•  Guidelines	
  on	
  Disaster	
  Preparedness,	
  Response	
  
and	
  Recovery	
  for	
  ICT	
  networks	
  	
  
	
  
Recommenda2ons	
  
Review	
  Regula+ons	
  and	
  Guidelines:	
  
•  Importa+on,	
  Type	
  Approval	
  and	
  Distribu+on	
  of	
  
Communica+ons	
  Equipment	
  Regula+ons	
  
•  Draq	
  Infrastructure	
  Sharing	
  Regula+ons	
  (Na+onal	
  
Roaming)	
  
•  Registra+on	
  of	
  SIM	
  Card	
  Regula+ons	
  and	
  Guidelines	
  
•  Network	
  Redundancy,	
  Resilience	
  and	
  Diversity	
  (NRRD)	
  
Guidelines	
  
•  Guidelines	
  on	
  Features	
  and	
  Specifica+ons	
  for	
  Mobile	
  
Cellular	
  Devices	
  Imported	
  into	
  and	
  Distributed	
  in	
  
Kenya	
  
Recommenda2ons	
  
•  Implementa+on	
  of	
  Interna+onal	
  Standards	
  
– Common	
  Aler+ng	
  Protocol	
  
– Conformance	
  and	
  Interoperability	
  Framework	
  
– Use	
  of	
  Emerging	
  Technologies	
  
•  Psychological	
  First	
  Aid	
  (PFA)	
  and	
  support	
  

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Kenyan Case Study on CAP Emergency Alerting

  • 1. Kenyan  Case  study  on  the  Common   Aler2ng  Protocol  (CAP):    Tool  for  Emergency  Telecommunica2ons     Commemora2ve  Workshop  of  the  African  Telecoms/ICT  Day  2019     “Using  Technology  to  Save  Lives:  Emergency  Communica:ons  for   Disaster  Risk  Reduc:on  and  Management”.   Maputo  -­‐  MOZAMBIQUE,  5  –  7  December  2019     Presented  by   Mwende  Njiraini   Manager/Type  Approval  
  • 2. Emergencies:     DusitD2  Hotel  Terror  AXack  
  • 4.
  • 5. Interna2onal  Conven2ons  &  Trea2es   •  Tempere  Conven+on  on  the  Provision  of   Telecommunica+on  Resources  for  Disaster   Mi+ga+on  and  Relief  Opera+ons  (Signed  2003)     •  Sendai  Framework  of  Ac+on  on  Disaster  Risk   Reduc+on  (2015-­‐2030)  
  • 6. Policy   •  Na+onal  Policy  for  Disaster  Management  in  Kenya,   2009   – Guiding  Principles:   •  The  primacy  of  coordina+on,  collabora+on  and   communica+on   •  Research  and  dissemina+on  of  informa+on   – Legal  and  Ins+tu+onal  Arrangement   •  establishment  of  the  Na+onal  Disaster  Management  Agency  
  • 7. Protocols   •  Na+onal  Disaster  Response  Plan,  2009   •  Health  Sector  Disaster  Risk  Management  Strategic   Plan,  2014-­‐2018     •  Na+onal  Protocol  for  Mass  Casualty  Incident   Management  in  Kenya  
  • 8. Legisla2on   •  Na+onal  Disaster  Management  Authority  Bill,   2019   •  Na+onal  Drought  Management  Authority  Act,   2016   •  Kenya  Informa+on  and  Communica+ons  Act,  1998   •  Computer  Misuse  and  Cybercrimes  Act,  2018   •  Occupa+onal  Safety  and  Health  Act,  2007  
  • 9. Regula2ons   •  Kenya  Informa+on  and  Communica+ons   (Broadcas+ng)  Regula+ons,  2009   •  Kenya  Informa+on  and  Communica+ons   (Consumer  Protec+on)  Regula+ons,  2010   •   Kenya  Informa+on  and  Communica+ons   (Numbering)  Regula+ons,  2010    
  • 10. Guidelines   •  Network  Redundancy,  Resilience  and  Diversity  (NRRD)   Guidelines,  July  2017    
  • 11. Licence  Condi2ons   •  Provide  free  access  to  emergency  safety  and   assistance  services     •  Permit  calls  to  interna+onally  and  na+onally   emergency  numbers  to  be  free  of  charge.   •  Where  technically  possible,  forward  any  useful   personal  data  to  the  designated  emergency   services  providers  upon  connec+ng  emergency   calls  
  • 12. Licence  Condi2ons   •  Provision  of  public  no+ces  and  announcements   during  emergency,  public  disasters  and  crisis   situa+ons     •  Provision  of  safety  and  security  informa+on  to  the   general  public  at  such  occasions  at  no  cost  upon   the  request  
  • 13. Licence  Condi2ons   •  The  Licensee  shall  facilitate  provision  of   informa+on  to  the  public  as  may  be  directed  by   the  Government   •  Submit  procedures  and  opera+ons  plan  within  3   months  (Broadcasters)  or  9  months  (Telecom   operators)    
  • 14. Licence  Condi2ons   Numbering  and  Number  Portability   •  Configura+on  the  na+onal  emergency  numbers   prescribed  by  the  Authority  (112  and  999)   •  Deliver  free  of  charge  emergency  traffic  generated   on  its  network  to  Public  Emergency  Service   Providers  
  • 15. Emergency  Ins2tu2ons   •  Na+onal  Disaster  Opera+ons  Centre  (NDOC)   •  Mombasa  Mari+me  Rescue  Coordina+on  Centre  (MRCC)  -­‐   Regional  Mari+me  Rescue  Coordina+on  Centre  (RMRCC)   •  Division  of  Emergency  and  Disaster  Risk  Management  -­‐   Ministry  of  Health   •  Communica+ons  Authority  of  Kenya:  Na+onal  KE-­‐CIRT/CC     •  Na+onal  Police  Service,  Kenya  Defense  Forces,  Na+onal   Youth  Service,  Kenya  Airports  Authority,  Kenya  Wildlife   Services   •  Kenya  Red  Cross,  St.  Johns  Ambulance  
  • 18. Common  Aler2ng  Protocol  (CAP)   •  ITU-­‐T  Rec.  X.  1303:  interna+onal  standard  format   for  emergency  aler+ng  and  public  warning  
  • 19.
  • 20. Common  Aler2ng  Protocol  (CAP)   •  CAP  is  a  standard  message  format  designed  for:   – All-­‐Media:  television,  radio,  telephone,  fax,  highway   signs,  e-­‐mail,  Web  sites,  RSS  "Blogs”   – All-­‐Hazard:  Weather,  Fires,  Earthquakes,  Volcanoes,   Landslides,  Child  Abduc+ons,  Disease  Outbreaks,  Air   Quality  Warnings,  Transporta+on  Problems,  Power   Outages     – To  anyone:  :  the  public  at  large;  designated  groups   (civic  authority,  responders,  etc.);  specific  people  
  • 21. Common  Aler2ng  Protocol  (CAP)   •  Geo:  Geophysical  (earthquakes,  volcanoes,  tsunami,  etc.,  includes  landslide)   •  Met:  Meteorological  (weather,  storms,  etc.  includes  flood)   •  Safety:  General  emergency  and  public  safety   •  Security:  Law  enforcement,  military,  homeland  and  local/private  security   •  Rescue:  Rescue  and  recovery   •  Fire:  Fire  suppression  and  rescue   •  Health:  Medical  and  public  health   •  Env:  Pollu+on  and  other  environmental   •  Transport:  Public  and  private  transporta+on   •  Infra:  U+lity,  telecommunica+on,  other  non-­‐transport  infrastructure   •  CBRNE:  Chemical,  Biological,  Radiological,  Nuclear  or  High-­‐Yield  Explosive   threat  or  akack   •  Other:  Other  events    
  • 22. CAP  Implementa2on  by  Country/Territory  
  • 23. Register  of  WMO  Members  Aler2ng  Authori2es   1.  Has  an  opera+onal  CAP  system  (CAP  feed  URLs:   hkp://alert-­‐hub.org)   2.  Hosted  an  in-­‐country  CAP  Jump  Start   3.  Uses  CAP-­‐enabled  MeteoFactory  from   MeteoFrance  Interna+onal  
  • 24. Register  of  WMO  Members  Aler2ng  Authori2es   •  Kenya  Meteorological  Service   – CAP  Feed  URL:  hkp://www.meteo.go.ke/cap/en/alerts/ rss.xml   – Hazard  Categories:     •  Geo:  Geophysical  (earthquakes,  volcanoes,  tsunami,  etc.,   includes  landslide)   •  Met:  Meteorological  (weather,  storms,  etc.  includes  flood)  
  • 25. Register  of  WMO  Members  Aler2ng  Authori2es   •  Ministry  of  Water  and  Irriga+on   – CAP  Feed  URL:  [blank]   – Hazard  Categories:     •  Met:  Meteorological  (weather,  storms,  etc.  includes  flood)  
  • 26. CAP  Implementa2on  in  Kenya     •  Safaricom  PLC  :     –  2G,  3G,  4G,  Mobile  networks   –  SMS  relayed  as  a  single  broadcast  to  a  cluster  of  mobile   numbers  to    staff  numbers.   •  CAP  is  used  to  convey     –  Early  warnings  for  natural  occurrences  from  the  meteorological   department   –  Poli+cal  rallies  that  could    turn  violent  or  cause  traffic  gridlock,     –  Accidents  along  major  highways  and  alterna+ve  routes     –  Major  Na+onal  Announcements     –  Informa+on  on  insecurity  in  parts  of  the  country  and  warning   staff  to  avoid  such  areas  or  seek  security  clearance  before  travel   –  CEO  and  companywide  announcements  to  staff  
  • 27. Challenges   •  Enforcement  of  legal,  regulatory  and  licence   provisions   •  Informa+on  sharing   – Trust    -­‐  Veracity  of  informa+on   – Security  vs  privacy      
  • 28. Recommenda2ons   Enactment  of  legisla+ons,  Regula+ons  and   Guidelines:   •  Cri+cal  Infrastructure  Protec+on  Law   •  Guidelines  on  Disaster  Preparedness,  Response   and  Recovery  for  ICT  networks      
  • 29. Recommenda2ons   Review  Regula+ons  and  Guidelines:   •  Importa+on,  Type  Approval  and  Distribu+on  of   Communica+ons  Equipment  Regula+ons   •  Draq  Infrastructure  Sharing  Regula+ons  (Na+onal   Roaming)   •  Registra+on  of  SIM  Card  Regula+ons  and  Guidelines   •  Network  Redundancy,  Resilience  and  Diversity  (NRRD)   Guidelines   •  Guidelines  on  Features  and  Specifica+ons  for  Mobile   Cellular  Devices  Imported  into  and  Distributed  in   Kenya  
  • 30. Recommenda2ons   •  Implementa+on  of  Interna+onal  Standards   – Common  Aler+ng  Protocol   – Conformance  and  Interoperability  Framework   – Use  of  Emerging  Technologies   •  Psychological  First  Aid  (PFA)  and  support