4. SupervisorTrainingOutline
Preview:
Review your company policy
Statistics Update
Identifying the problem
Supervisor Responsibilities
Reasonable Suspicion
Scenarios
Q&A
Supervisor
Training
Outline
5. Supervisors’ Responsibilities
By the end of this training, supervisors should know:
How to recognize possible alcohol/drug problems in
the workplace.
How to identify and investigate crisis situations.
Review reasonable suspicion testing.
How to refer employee to assessment/assistance.
Supervisor
Training
Outline
6. Training Objectives
1. Understand the specific elements of the DFSP
policy, procedures and the program as a whole.
2. Understand supervisor role and responsibilities
in implementing the DFSP.
3. Be aware of the supervisor skills that are critical
to policy implementation.
4. Understand the process of referring an
employee to drug/alcohol testing based on
reasonable suspicion & other types of testing.
Supervisor
Training
Objectives
7. Training Objectives (continued)
1. Identify the signs of substance abuse.
2. Discuss how to effectively confront an employee
that you suspect has a substance abuse
problem.
3. Practice managing a situation where substance
abuse is suspected.
4. Review your EAP services, that are available.
Supervisor
Training
Objectives
8. DFSP
Policy
The Drug-Free Safety Program Policy
accomplishes two major things:
Sends a clear message that use of alcohol
and drugs in the workplace is prohibited.
Encourages employees who have problems
with alcohol and other drugs to voluntarily
seek help.
Drug-Free Safety Program (DFSP)
Policy
9. PolicyAnswers the FollowingQuestions
What is the purpose of the policy and program?
Who is covered by the policy?
What positions are considers safety sensitive?
Understand what circumstances can an employee
be tested?
What is the difference between safety sensitive
policy and non-safety sensitive?
What drugs are employees immediately
terminated for, if testing positive?
How is the policy communicated to employees?
DFSP
Policy
10. Identifying Patterns
Patterns of absenteeism & tardiness:
Late arrival and early departure
Long lunch breaks
Monday and Friday absences
Weekend call-offs
Absences before/after paydays or holidays
Absences due to accidents
DFSP
Identifying
Issues
11. Identifying Patterns
Patterns of unusual behavior:
Frequent absences from the work area
Inability to concentrate
Fluctuating work quality
Inability to complete tasks in a timely manner
Wasted or damaged equipment
Excessive use of cologne, gum, mints
Wearing sunglasses
11DFSP
Identifying
Issues
12. Identifying Patterns
Patterns of abnormal interpersonal interactions:
Mood swings
Inappropriate statements & conversations
Overreactions to criticism
Outbursts of inappropriate anger, tears, or laughter
Complaints from co-workers or the public
DFSP
Identifying
Issues
13. Your responsibility as a supervisor is:
Maintain a safe, secure and productive
environment for employees
Evaluate and discuss performance with
employees
Treat all employees fairly
Act in a manner that does not demean or label
people
DFSP
Responsibilities
as aSupervisor
14. It is NOT your responsibility, as a
supervisor, to:
Diagnose drug and alcohol problems
Have all the answers
Provide counseling or therapy
Be a police officer
DFSP
Responsibilities
as aSupervisor
15. Legally Sensitive Areas:
Safeguard employee’s confidentiality.
Ensure the policy is clearly communicated.
Establish procedures to thoroughly investigate
alleged violations.
Provide due process and ample opportunity for
response to allegations.
If testing is included, ensure quality control and
confirmation of positive tests.
Conform to union contracts, if applicable.
DFSP
Responsibilities
as aSupervisor
16. Important to remember to:
Make sure the employee understands what is
expected in terms of work performance and
attendance.
Document all evaluations, including strengths
and weaknesses.
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DFSP
Responsibilities
as aSupervisor
17. A good supervisor should always
remember:
If an employee’s performance is unsatisfactory,
discuss your concerns with the employee in
private.
When appropriate, remind the employee that
there is a free, confidential EAP program available
for help.
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DFSP
Responsibilities
as aSupervisor
18. If you suspect substance abuse, but there is no
clear policy violation:
Always maintain confidentiality – meet in private
Address work performance/behavior issues
Focus on inadequate performances (be specific)
Be prepared for excuses such as stress at home,
personal problems, etc. . . .
Do not allow the employee to shift the blame
Use the Fit for Duty Form to guide your
conversation
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DFSP
Suspected
Abuse
19. Constructive Confrontation:
A deliberate attempt to help another person examine
the consequences of some aspect of their behavior or
attitude. It is an invitation to self-examination.
Use the four steps:
1. Identification
2. Documentation (not Diagnosis)
3. Confirmation
4. Confrontation
DFSP
Preparing to
Act
20. Handling Crisis Situations
Identify potential crisis situations
Crisis situations are less common than performance
problems and can consist of:
Dangerous behavior
Threatening behavior
Obvious impairment
Possession of alcohol & other drugs
Illegal activity
DFSP
Handling
Crisis
21. RecognizeTroubled Employees
Ongoing performance problems that do not respond to
normal supervisory actions may be signs of addiction and
other personal problems and may require more
intervention.
Examples of common performance problems that may
be indicators of underlying addiction include:
Poor attendance - tardiness, unexplained absences,
long lunches
Co-workers or customer complaints and,
Mistakes and missed deadlines
DFSP
Troubled
Employees
22. Recognizing Substance Abuse Problems
Ways that people use alcohol and other drugs:
Experimentation
Social/recreational
As a stress reliever
DFSP
Troubled
Employees
Alcohol
24. Signs & Symptoms of Abuse |
Misuse
Behaviorally
Slow reaction time
Impaired coordination
Slowed or slurred speech
Irritability
Excessive talking
Inability to sit still
Limited attention span
Poor motivation
Lack of energy
DFSP
Troubled
Employees
Signs |
Symptoms
25. Signs & Symptoms of Abuse | Misuse
Physically
Weight loss
Sweating
Chills
Smell of alcohol and/or marijuana
DFSP
Troubled
Employees
Signs |
Symptoms
26. Reasonable Suspicion:
Observed behavior (direct observation of
drug or alcohol use)
A pattern of abnormal conduct (frequent
absenteeism, excessive tardiness)
Repeated violations of the company’s
safety or work rules
DFSP
Reasonable
Suspicion
27. Referring for a Reasonable SuspicionTest
Making the Decision
You are responsible for being alert to declining job
performance, erratic behavior, and other symptoms
relating to possible violation of the Drug Free Safety
policy.
Here are Five Steps to be taken when making a
decision to refer an employee for a reasonable
suspicion test:
DFSP
Reasonable
Suspicion
FiveSteps
28. Making the Referring for a Reasonable SuspicionTest
Decision
Five Steps
1. The supervisor must document in writing all
circumstances, information, and facts leading to and
supporting his/her suspicions. At a minimum, the
documentation should include appropriate dates and
times of questionable behavior, any source of
information and rationale leading to testing.
(Use Appropriate Supervisor Form)
REVIEW SUPERVISOR FORMS
DFSP
Reasonable
Suspicion
Referring
Steps
29. Making the Referring for a Reasonable Suspicion
Test Decision
Five Steps (con’t)
2. The supervisor must contact the Program
Administrator – when possible or at a minimum
confirm their suspicion with another supervisor. If
both parties agree there is sufficient reason for a
drug and/or alcohol test they shall proceed to the
confrontation step. If there is no other supervisor
to confirm with proceed with reasonable suspicion
steps.
3. The supervisor shall notify the collection facility
that the employee is being sent for testing. Both
Drug and Alcohol test should be conducted and fill
out the Notification and Consent Form.
DFSP
Reasonable
Suspicion
Referring
Steps
30. DFSP
Reasonable
Suspicion
Referring
Steps
Making the Referring for a Reasonable Suspicion
Test Decision
Five Steps (con’t)
4. Make arrangements for the employee to be
transported to the collection site and someone to
stay until the collection is completed and arrange
for the employee to get home following the
collection process when necessary.
5. At this time, the supervisor shall discuss the
situation with the employee in a private location.
The confirming supervisor may serve as a witness to
the discussion. Do not diagnose the cause of the
problem. (next slide)
31. Making the Referring for a Reasonable
SuspicionTest Decision
5. Continued
Instead, present the employee with documented
instances of questionable behavior. Based on the
discussion with the employee, the supervisor and
the witness shall determine whether or not the
employee needs to go get tested. “I suspect there
is a problem, we need to rule out drug and
alcohol, first. We need to go for a test.”
DFSP
Reasonable
Suspicion
Referring
Steps
32. Enabling
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Enabling: Action that you take that protects
the employee from the consequences of his/her
actions and actually helps the employee to
NOT deal with the problem.
Examples of enabling:
Covering Up
Rationalizing
Withdrawing/Avoiding
Blaming
Controlling
Threatening
DFSP
Reasonable
Suspicion
Enabling
34. DO emphasize that you only are concerned with
work performance or conduct
DO have documentation or performance in front
of you when you talk with the employee
DO remember that many problems get worse
without assistance
DO emphasize that conversations with an EAP, if
applicable, are confidential
DO explain that an EAP, if applicable, is voluntary
and exists to help the employee
DO call an EAP, if applicable, to discuss how to
make a referral
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DFSP
Supervisor
Facts
Do’s for
Supervisors
35. DFSP
Supervisor
Facts
Don’ts for
Supervisors
DON’T try to diagnose the problem
DON’T lecture. Limit comments to job
performance and conduct issues only
DON’T discuss alcohol and drug use
DON’T be misled by sympathy-evoking tactics
DON’T cover up. If you protect people, it
enables them to stay the same
DON’T make threats that you do not intend to
carry out
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37. ContinuedSupervision -After Returning to Duty
Continuing feedback about behavior and
performance
Encouragement to follow through with continuing
care and support groups
Accurate performance appraisals and fair treatment
Time to adjust to doing things differently
Respect for his or her privacy
Open lines of communication
Corrective action if old behaviors reappear
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After
constructive
confrontation
and referral,
the employee
will need:
38. Where Can An Employee Get Help?
Employee Assistance Program (EAP)
Human Resource or EAP Program Manager
Voluntary request help of Supervisor /
Manager.
Testing
Positive
39. What is EAP?
A confidential counseling and referral service
that helps employees and their families deal
with personal problems.
A tool to assist supervisors in dealing with
individuals whose personal problems may
interfere with their job performance.
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EAP
Programs
40. Alternative to Dismissal
A supervisor, can request that an employee
seek EAP intervention.
Employee participation is voluntary.
The employee or any family member can call
EAP for services.
When validated through action, the EAP is an
alternative to dismissal.
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EAP
Programs
41. FactsAbout EAP
Free of charge
Eligible to Employees
& Immediate Family
Confidential
24-hour availability
Qualified Counselors,
Close to Home
Resource for
Information
Assessment, short-
term counseling
Referral and follow-up
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