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Chapter Five
Interest Aggregation
and Political Parties
Learning Objectives
• 5.1 Describe patron–client networks.
• 5.2 Explain how groups can act as interest aggregators.
• 5.3 Compare and contrast competitive and authoritarian party
systems and their roles in interest aggregation.
• 5.4 Discuss the types of electoral systems and their relation to
patterns of electoral competition.
• 5.5 Describe the features of different competitive party systems.
• 5.6 Compare and contrast exclusive and inclusive authoritarian party
systems.
• 5.7 Describe the range of the military’s role as an interest
aggregator.
© 2014 Pearson Education, Inc. All rights reserved.
Personal Interest Aggregation
• The process by which political demands are combined
into policy programs
• How interests are aggregated is key feature of political
process
• Democracies: two or more parties compete to gain
support for their alternative policy programs.
• Autocracies: ruling party may try to mobilize citizens’
support for its policies but it is covert and controlled
• Parties
• The distinctive and defining goal of a political party -
its mobilization of support for policies and candidates
- is especially related to interest aggregation
© 2014 Pearson Education, Inc. All rights reserved.
Personal Interest Aggregation
• Patron-Client Networks
• System in which central authority figure provides
benefits (patronage) to supporters in exchange for
loyalty
• Primitive structure out of which larger more
complicated political structures are composed
• With patron-client networks it is difficult to mobilize
political resources behind unified policies or to
respond to crises
• Static system
• Structure runs through the political processes of
countries such as the Philippines, Japan, and India.
© 2014 Pearson Education, Inc. All rights reserved.
© 2014 Pearson Education, Inc. All rights reserved.
Institutional Interest Aggregation
• In developing societies:
• citizens become aware of larger collective interests;
have resources and skills to work for them
• personal networks are regulated, limited, incorporated
within broader organizations.
• Institutional Groups:
• bureaucratic agencies and military groups are
important interest aggregators
• government agencies may be “captured” by interest
groups and used to support their demands.
© 2014 Pearson Education, Inc. All rights reserved.
Competitive Party Systems and Interest
Aggregation
• Parties are primary structures of interest
aggregation.
• Political parties are groups or organizations that
seek to place candidates in office under their
label.
• competitive party system – build electoral
support
• authoritarian party system – parties direct
society
© 2014 Pearson Education, Inc. All rights reserved.
Competitive Party Systems and Interest
Aggregation
• History and development of parties
• internally created parties
• externally created parties
• Stable party families: Social Democrats, Conservatives,
Christian Democrats, Nationalists, Liberals, etc.
• Party systems of democratic countries show stability
• Two-party systems are not exactly alike
• differences emerge due to various factors,
including electoral systems
© 2014 Pearson Education, Inc. All rights reserved.
Elections
• In democracies, elections are important to
parties:
• Determine whether they survive
• Voting is simplest and most frequently
performed political act
• Citizens make collective decisions about
future leaders and policies
• Elections aggregate diverse concerns into
collective decision
© 2014 Pearson Education, Inc. All rights reserved.
Electoral Systems
• Rules by which elections are conducted
• Determine who can vote, how people vote, how votes
get counted
• Single-member district plurality (SMDP) election rule
• First past the post
• Variation on this is majority runoff system
• Proportional representation (PR)
• Primary elections
• SMD elections: party officials select candidates
• Proportional representation elections: party draws
up list of candidates
© 2014 Pearson Education, Inc. All rights reserved.
Patterns of Electoral Competition
• Duverger’s law: single-member districts create 2-party
systems
• Mechanical effect – 3rd parties don’t win
• Psychological effect – voters anticipate mechanical
effect
• Strategic voting- support given to avoid worse
situation
• Anthony Downs
• 2-party systems: centrist pull or “convergence”
• Effective number of parties
© 2014 Pearson Education, Inc. All rights reserved.
© 2014 Pearson Education, Inc. All rights reserved.
© 2014 Pearson Education, Inc. All rights reserved.
Competitive Parties in Government
• Ability to implement policies is determined by
nature of electoral outcome
• Winning control of legislature and executive
• Coalition governments
• Aggregation of interests at executive level rather
than electoral can have costs and benefits
© 2014 Pearson Education, Inc. All rights reserved.
Cooperation and Conflict in Competitive
Party Systems
• Majoritarian two-party systems:
• dominated by two parties (U.S)
• have two dominant parties and election laws that
create legislative majorities for one (Britain)
• Majority-coalition systems:
• establish pre-electoral coalitions so voters know
which parties will work together to form government
• Multiparty systems:
• election laws and party systems that ensure no single
party wins legislative majority
• no tradition of pre-election coalitions
© 2014 Pearson Education, Inc. All rights reserved.
Cooperation and Conflict in Competitive
Party Systems
• Consensual party system:
• parties are not far apart on policies and trust
each other and political system
• Conflictual party system:
• parties are far apart on policies and are
antagonistic toward each other and political
system
• Consociational (accommodative) party system:
• party systems have both consensual and
conflictual features
© 2014 Pearson Education, Inc. All rights reserved.
Authoritarian Party Systems
• Can also aggregate interests
• Aggregation takes place within party or interactions with
groups
• Exclusive governing party – total control, permits no
opposition
• Inclusive governing party – accepts some groups
• Authoritarian corporatist system – encourages
interests but gives them no power
• Electoral authoritarianism – façade of democracy
© 2014 Pearson Education, Inc. All rights reserved.
The Military and Interest Aggregation
• Military has instruments of force and organizational
capacity
• Absent strong constitutional tradition, it is effective
contender for power
• Major limitation in interest aggregation is that military is
not designed for this
© 2014 Pearson Education, Inc. All rights reserved.
Trends in Interest Aggregation
• Democratic trend in the world has gained
momentum since the end of the 1980s.
• In 1990s – first time in world history there are
more free than unfree states
• Many African nations have moved toward
freedom
• Unfree states remain in Middle East, Central
Asia, Africa
• Authoritarian regimes remain in Zimbabwe,
Sudan, Somalia
© 2014 Pearson Education, Inc. All rights reserved.
Significance of Interest Aggregation
• How interests are aggregated is important
determinant of what government does for and to
citizens
• Democratic countries’ competitive party systems
narrow down and combine policy preferences
• Noncompetitive party systems, military
governments, monarchies - aggregation works
differently, but with similar effect of narrowing
policy options
• Aggregation ultimately affects government’s
adaptability and stability
© 2014 Pearson Education, Inc. All rights reserved.

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Powell_Ch.5.pptx

  • 2. Learning Objectives • 5.1 Describe patron–client networks. • 5.2 Explain how groups can act as interest aggregators. • 5.3 Compare and contrast competitive and authoritarian party systems and their roles in interest aggregation. • 5.4 Discuss the types of electoral systems and their relation to patterns of electoral competition. • 5.5 Describe the features of different competitive party systems. • 5.6 Compare and contrast exclusive and inclusive authoritarian party systems. • 5.7 Describe the range of the military’s role as an interest aggregator. © 2014 Pearson Education, Inc. All rights reserved.
  • 3. Personal Interest Aggregation • The process by which political demands are combined into policy programs • How interests are aggregated is key feature of political process • Democracies: two or more parties compete to gain support for their alternative policy programs. • Autocracies: ruling party may try to mobilize citizens’ support for its policies but it is covert and controlled • Parties • The distinctive and defining goal of a political party - its mobilization of support for policies and candidates - is especially related to interest aggregation © 2014 Pearson Education, Inc. All rights reserved.
  • 4. Personal Interest Aggregation • Patron-Client Networks • System in which central authority figure provides benefits (patronage) to supporters in exchange for loyalty • Primitive structure out of which larger more complicated political structures are composed • With patron-client networks it is difficult to mobilize political resources behind unified policies or to respond to crises • Static system • Structure runs through the political processes of countries such as the Philippines, Japan, and India. © 2014 Pearson Education, Inc. All rights reserved.
  • 5. © 2014 Pearson Education, Inc. All rights reserved.
  • 6. Institutional Interest Aggregation • In developing societies: • citizens become aware of larger collective interests; have resources and skills to work for them • personal networks are regulated, limited, incorporated within broader organizations. • Institutional Groups: • bureaucratic agencies and military groups are important interest aggregators • government agencies may be “captured” by interest groups and used to support their demands. © 2014 Pearson Education, Inc. All rights reserved.
  • 7. Competitive Party Systems and Interest Aggregation • Parties are primary structures of interest aggregation. • Political parties are groups or organizations that seek to place candidates in office under their label. • competitive party system – build electoral support • authoritarian party system – parties direct society © 2014 Pearson Education, Inc. All rights reserved.
  • 8. Competitive Party Systems and Interest Aggregation • History and development of parties • internally created parties • externally created parties • Stable party families: Social Democrats, Conservatives, Christian Democrats, Nationalists, Liberals, etc. • Party systems of democratic countries show stability • Two-party systems are not exactly alike • differences emerge due to various factors, including electoral systems © 2014 Pearson Education, Inc. All rights reserved.
  • 9. Elections • In democracies, elections are important to parties: • Determine whether they survive • Voting is simplest and most frequently performed political act • Citizens make collective decisions about future leaders and policies • Elections aggregate diverse concerns into collective decision © 2014 Pearson Education, Inc. All rights reserved.
  • 10. Electoral Systems • Rules by which elections are conducted • Determine who can vote, how people vote, how votes get counted • Single-member district plurality (SMDP) election rule • First past the post • Variation on this is majority runoff system • Proportional representation (PR) • Primary elections • SMD elections: party officials select candidates • Proportional representation elections: party draws up list of candidates © 2014 Pearson Education, Inc. All rights reserved.
  • 11. Patterns of Electoral Competition • Duverger’s law: single-member districts create 2-party systems • Mechanical effect – 3rd parties don’t win • Psychological effect – voters anticipate mechanical effect • Strategic voting- support given to avoid worse situation • Anthony Downs • 2-party systems: centrist pull or “convergence” • Effective number of parties © 2014 Pearson Education, Inc. All rights reserved.
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  • 14. Competitive Parties in Government • Ability to implement policies is determined by nature of electoral outcome • Winning control of legislature and executive • Coalition governments • Aggregation of interests at executive level rather than electoral can have costs and benefits © 2014 Pearson Education, Inc. All rights reserved.
  • 15. Cooperation and Conflict in Competitive Party Systems • Majoritarian two-party systems: • dominated by two parties (U.S) • have two dominant parties and election laws that create legislative majorities for one (Britain) • Majority-coalition systems: • establish pre-electoral coalitions so voters know which parties will work together to form government • Multiparty systems: • election laws and party systems that ensure no single party wins legislative majority • no tradition of pre-election coalitions © 2014 Pearson Education, Inc. All rights reserved.
  • 16. Cooperation and Conflict in Competitive Party Systems • Consensual party system: • parties are not far apart on policies and trust each other and political system • Conflictual party system: • parties are far apart on policies and are antagonistic toward each other and political system • Consociational (accommodative) party system: • party systems have both consensual and conflictual features © 2014 Pearson Education, Inc. All rights reserved.
  • 17. Authoritarian Party Systems • Can also aggregate interests • Aggregation takes place within party or interactions with groups • Exclusive governing party – total control, permits no opposition • Inclusive governing party – accepts some groups • Authoritarian corporatist system – encourages interests but gives them no power • Electoral authoritarianism – façade of democracy © 2014 Pearson Education, Inc. All rights reserved.
  • 18. The Military and Interest Aggregation • Military has instruments of force and organizational capacity • Absent strong constitutional tradition, it is effective contender for power • Major limitation in interest aggregation is that military is not designed for this © 2014 Pearson Education, Inc. All rights reserved.
  • 19. Trends in Interest Aggregation • Democratic trend in the world has gained momentum since the end of the 1980s. • In 1990s – first time in world history there are more free than unfree states • Many African nations have moved toward freedom • Unfree states remain in Middle East, Central Asia, Africa • Authoritarian regimes remain in Zimbabwe, Sudan, Somalia © 2014 Pearson Education, Inc. All rights reserved.
  • 20. Significance of Interest Aggregation • How interests are aggregated is important determinant of what government does for and to citizens • Democratic countries’ competitive party systems narrow down and combine policy preferences • Noncompetitive party systems, military governments, monarchies - aggregation works differently, but with similar effect of narrowing policy options • Aggregation ultimately affects government’s adaptability and stability © 2014 Pearson Education, Inc. All rights reserved.