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PROGRESS AND PITFALLS OF THE KALIMANTAN FORESTS AND
CLIMATE PARTNERSHIP: HOW TO IMPROVE REDD SUCCESS
MADELINE GREEN
JAMES COOK UNIVERSITY
NOVEMBER 2013
GLOBAL VOICES UNFCCC CLIMATE AUSTRALIAN YOUTH DELEGATION
www.globalvoices.org.au
The views expressed here are solely those of the author in his private capacity and do not represent
the views of Global Voices.
GLOBAL VOICES
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UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE
The United Nations Framework Convention on Climate Change (or UNFCCC) is a global mechanism
that aims to provide an intergovernmental platform to mitigate the effects of climate change
globally. Membership is almost universal across the world with 194 countries listed as members of
the UNFCCC.
The ultimate objective of the UNFCCC is to stabilise the level of greenhouse gas emissions in the
Earth’s  atmosphere  as  to  stop  any  major  disruptions  to  the  world’s  environments and ecosystems as
a result of human induced interference with the climate system. It was established at the Rio Earth
summit in 1992 in response to international concerns about climate change. Its establishment was a
formal recognition that climate change was an issue that simply could not be resolved by individual
nations; a coordinated response was required.
Member-states  attend  an  annual  ‘Conference  of  Parties’  (or  COP)  to  assess  the  level  of  progress  in
mitigating the effects of climate change and establishing legally binding obligations for countries to
reduce their emissions. In 2013, the main COP will be held in Warsaw.
MADELINE GREEN
Madeline Green, 22, is a Bachelor of Science (Marine Biology) with Honours in Environmental
Science student at James Cook University. She is a tutor at the university and has had her research
on local sawfish populations featured in Australian Geographic.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 2
Abstract
In response to unprecedented climate change figures and the near certainty that anthropogenic
activities are having a significant influence on global warming, programs such as REDD (Reducing
Emissions from Deforestation and forest Degradation) are considered the key mechanisms to solve
the current climate change crisis. REDD has been implemented in over 40 countries as a part of
international and bilateral arrangements. While REDD provides a simple market-based approach to
incentivise both developed and developing nations, its international scope is ambitious, sometimes
overlooking the requirement of national-level considerations. A case in point highlighting the
difficulties of implementation is the Indonesia-Australia Kalimantan Forest and Climate Partnership
(KFCP). Due to a lack of finance, weak governance and poor strategic enforcement the KFCP was shut
down earlier this year.
This paper discusses problems associated with the KFCP, through identifying the five essential
features of any given REDD program; governance, drivers, capacity building, Monitoring, Reporting
and Verification (MRV), and safeguards. Using examples from successful REDD projects and novel
approaches to combat pitfalls within in the KFCP this essay outlines the potential for REDD and
encourages re-establishment of the KFCP.
Recommendations
The following recommendations are derived from the recent failure of the KFCP;
1. Finance and nation-level strategy must be thoroughly planned and accounted for.
2. Completion of a Project Design Document (PDD) or Readiness Preparation Proposal (R-PP) is
required before any public announcements of a REDD project.
3. Within the PDD/R-PP’s   five   features   of   the   REDD   project   need   to   be   heavily   considered  
(governance, drivers, capacity building, Monitoring, Reporting and Verification (MRV), and
safeguards), with strategies describing methods for enforcement.
Introduction
The ubiquitous threat of climate change urgently requires the creation of effective global strategies
aimed at reducing the current human-induced impact on our planet.
The physical problem of climate change refers to anthropogenic emissions of carbon rich Green
House Gases (GHG), leading to rapid increases in heat trapped within our atmosphere (greenhouse
effect).1
The most recent report from the Intergovernmental Panel on Climate Change (IPCC) states
that  it  is  ‘extremely  likely  human  influence has been the dominant cause of the observed warming
since the mid-20th
century’.2
Additionally,  ‘atmospheric  concentrations  of  carbon  dioxide,  methane  
1
J Gupta, N van der Grijp, and O Kuik, Climate Change, Forests and REDD: Lessons for Institutional Design,
Hoboken, Taylor and Francis, 2013.
2
Group Intergovernmental Panel on Climate Change. Working, 1, Working Group 1 Contribution to the IPCC
firth assessment report Climate Change: The Physical Science Basis, Summary for Policy makers, edited, 2013.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 3
and  nitrous  oxide  have  increased  to  levels  unprecedented  in  at  least  the  last  800,000  years’.3
The
consequences pose a considerable threat to all biota globally4
. With such unparalleled warnings,
time for action to reduce anthropogenic emissions is required more than ever. Considering
emissions from deforestation contribute approximately 18 percent of global GHG emissions
annually,5
reducing deforestation and forest degradation is key in combating climate change.
The integration of forests as a mechanism to reduce emissions was first established in climate
change negotiations at the 11th
Conference of Parties (COP-11) of the United Nations Framework
Convention on Climate Change (UNFCCC) in Montreal, 2005. The project REDD (Reducing Emissions
from Deforestation and forest Degradation) provides a market-based approach, challenging
deforestation and forest degradation in developing countries by providing financial incentives and
carbon credits to nations for their efforts towards protecting and rehabilitating forests.6
Despite the initial simplicity of REDD, implementation in each nation has highlighted a range of
complex issues slowing REDD progression. These issues vary significantly per country and can be
categorised under five umbrella terms: governance, drivers, capacity, MRV (Monitoring, Reporting
and Verification), and safeguards. If these specific features are not addressed, REDD will be
unsuccessful in reducing emissions. For example, the Indonesia-Australia Kalimantan Forest and
Climate Partnership (KFCP) was closed down indefinitely in 2013 due to problems associated with
the implementation process. REDD can be an impressive intergovernmental program, offering the
most efficient market-based tool to reduce the effects of green house gas emissions, however
processes of implementation are currently limited.
This paper discusses the importance of forests, their role in the global policy agenda, and key issues
leading to the recent failure of the KFCP. Providing alternative strategies, using examples from
successful REDD projects and novel approaches, concluding with recommendations hoped to ensure
a future for REDD programs.
While REDD has been referred to using many different acronyms including RED, REDD, REDDD,
REDD+  and  REDD++,  for  the  purpose  of  this  paper  ‘REDD’  will  be  used  to  encompass  all  economic,  
social and environmental safeguards considered within the project.
Why Forests?
Forests provide unparalleled protection and support for both animal and human life globally,
however current rates of deforestation and forest degradation are raising concerns. Roughly 12
million hectares, or 0.4 percent of total forest, is lost through combined deforestation and
degradation processes annually, resulting in 4.4 Gigatons (Gt) of carbon dioxide released into the
atmosphere.7
However, forests have an impressive ability to reduce GHG emissions by acting as
3
Ibid.
4
Gupta, van der Grijp, and Kuik.
5
M Bert and Group Intergovernmental Panel on Climate Change. Working, III, Climate change 2007: mitigation
of climate change : contribution of Working Group III to the fourth assessment report of the Intergovernmental
Panel on Climate Change, Cambridge, Cambridge University Press for the Intergovernmental Panel on Climate
Change, 2007.
6
Gupta, van der Grijp, and Kuik.
7
Ibid.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 4
carbon   sinks,   removing   GHG’s   from   the   atmosphere.   ‘Afforestation   and   Reforestation’   projects  
combined with existing forest area have the capacity to sequester 289 Gt of carbon,8
equating to
roughly  86  percent  of  the  world’s  above  ground  carbon.  
Additionally, the environmental and social benefits forests supply is unrivaled. Forests cover roughly
31  percent  of  the  earth’s  total  land  area;9
of this, primary and planted forest account for 36 and 7
percent respectively. Forests provide habitat for almost 90 percent   of   the   world’s   terrestrial  
biodiversity10
and support the livelihoods of one billion people,11
a quarter of which are found living
in tropical forests within developing countries.12
Further, an increase in forest management has
provided employment of 10 million people globally.13
The benefits forests provide are felt from
climate  change  policy  agenda’s  to  local  villages  and  even  rich  terrestrial  ecosystems.  It  is  because  of  
this tremendous protection; the governance of forests is complex and at times overlooked.
Forests in the global arena
REDD has taken off in rather a short time, bringing new momentum to forest issues on the global
policy agenda. However, difficulties associated with reaching a post 2012 climate agreement within
the UNFCCC has lead to proponents of REDD to resort to bilateral arrangements in an attempt to
move implementation forward while discussions on global mechanisms are at a standstill.14
At COP-
13 in Bali, 2007, the United Nations Environment Program (UNEP), United Nations Development
Program (UNDP) and Food and Agricultural Organization (FAO) joined forces to launch the UN-REDD
initiative with the primary aim to prepare developing nations for REDD implementation (become
REDD  ‘Ready’).  This  includes  focusing  on  MRV  strategies,  Readiness Preparation Proposals (R-PP) as
well as local capacity building. Together with UN-REDD, the Forest Carbon Partnership Facility
(FCPF), (established by the World Bank) now support 42 countries in improving national REDD
implementation strategies.15, 16
Australia and the Kalimantan Forest and Climate Partnership
Australia has been a key supporter of the REDD program since its beginnings. In 2007 the Australian
and Indonesian governments announced the creation of the Kalimantan Forests and Climate
Partnership (KFCP). This was one of the first REDD projects of its kind, targeting 70,000 hectares (ha)
of peat forests and 200,000 ha of dried peatland in Central Kalimantan, Indonesia.17
The KFCP
8
L Miles and V Kapos, 'Reducing greenhouse gas emissions from deforestation and forest degradation: global
land-use implications', Science, vol. 320, no. 5882, 2008.
9
D Humphreys, Deforestation and the Crisis of Global Governance, London, Earthscan, 2008.
10
Gupta, van der Grijp, and Kuik.
11
JN Rosenau, 'Governance in the twenty-first century', Global governance, vol. 1, 1995.
12
Gupta, van der Grijp, and Kuik.
13
Ibid.
14
Ibid.
15
UN-REDD, http://www.unredd.org/Partner_Countries/tabid/102663/Default.aspx, 2013.
16
Forest Carbon Partnership Website, http://www.forestcarbonpartnership.org/redd-country-participants.
17
E Olbrei and S Howes, 'A very real and practical contribution? Lessons from the Kalimantan Forests and
Climate Partnership', Climate law, vol. 3, no. 2, 2012.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 5
ambitiously planned to plant 100 million trees and re-habilitate dried peatland by blocking canals to
re-flood the area. Before the KFCP project was put on hold, a 2012 assessment report was
completed, highlighting the progress and pitfalls of the KFCP.18
Doubts were raised about the ability
of  the  program  to  combat  finance,  governance  and  safeguard  issues  in  time,  ‘our  conclusions of slow
progress when juxtaposed against rapid deforestation leads us to be more sceptical of the entire
REDD  undertaking’.19
Only a year after the report and its findings were published, the KFCP was shut
down  indefinitely,  government  officials  claiming  ‘a  lot  of  funds  spent  and  very  little  progress’.20
What went wrong?
Crucially, the ambitious KFCP project lacked adequate financing and strategy at the national level.
Understanding how these two limitations weighed on features of the project is imperative to ensure
successful REDD establishment in the future.
Firstly, major inconsistencies were found between the initial targets of KFCP in 2007 and the later
published Project Design Document (PDD, also referred to as a R-PP for UN-REDD initiatives) in 2009.
When first announced, the KFCP was regarded as a standalone tool aiming to reduce global
emissions by protecting and rehabilitating vast amounts of Indonesian forest, however the 2009 PDD
declared  the  KFCP  was  a  mere  ‘demonstration  project’,  scaling  back  targets of re-flooding to only 10
percent of the original area proposed.21
As a demonstration project the KFCP no longer aimed to
rehabilitate significant areas, but instead would only demonstrate that it could be achieved.22
Although not confirmed, reasons for the downsizing may have been attributed to a lack of finance. In
2007, Australia planned to contribute $30 million to fund the project, with other sources to make up
the remaining $70 million.23
However the 2009 PDD outlined that rehabilitating 200,000 ha of dried
peatland would cost roughly $222 million, not accounting for costs associated to blocking drain
canals. Clearly, the initial $100 million would not support even half of the 2007 KFCP project.
Limits in financing can abruptly halt the progression of REDD projects. Comprehensive data
collection and technical work is required to produce an accountable budget for any REDD project.
For the KFCP, very little technical work was completed before the 2007 announcement,24
leading to
the significant underestimation of finance required.
18
Ibid.
19
Ibid.
20
C Lang, Australia shuts down the Kalimantan Forest  Carbon  Partnership:  “A  lot  of  funds  spent  and  very  little  
progress”, http://www.redd-monitor.org, 2013.
21
Kalimantan Forests and Climate Partnership (KFCP) Design Document., edited, 2009.
22
Olbrei and Howes.
23
Ibid.
24
Downer A, ‘Indonesian  Forests  Partnership  to  Reduce  Greenhouse  Gas  Emissions’,  AusAID  press  release,  
September, edited, 2007.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 6
Problems with Governance
A large proportion of the Kalimantan Forest is under mining, oil palm and logging concessions, while
the remainder is declared national parks.25
In 2008, the Indonesian government called for all existing
permits for palm oil plantations on deep peat (peat greater than 3 meters in depth) to be revoked.26
In total, licensing restrictions would protect an area of 120,000 ha, a substantial extent of deep peat.
However, the government failed to enforce a reduction in permits and consequently oil palm
plantations have been established in locations within deep peat regions.27
Even more concerning is
the number of illegal plantations operating within the Kalimantan forest. Only 67 out of 352
plantations are legally permitted within central Kalimantan.28
Despite the Indonesian government
creating task forces (the Ministry of Forestry and the Corruption Eradication Commission) to
investigate illegal activities, the 2012 assessment report for the KFCP states that  ‘no  action  has  since  
been  taken  [to  reduce  illegal  operations]’.29
The strength of a government, level of corruption and
illegal activity weighs greatly on the capabilities to rehabilitate and protect forests nationally.
While overcoming issues of illegal activity may be the most difficult and expensive, there are other
methods to increase the establishment and stability of good governance in REDD programs. REDD
has the rare ability to be integrated or linked with standing institutions and management instead of
directing local resources away from alternative national goals.30
In Eastern Cambodia a REDD project
was combined with previously existing protection for an area of forest sustaining rich biodiversity.
This has since facilitated a long-term collaborative project with Forestry Administration and has
proved successful for REDD establishment.31
Unfortunately, little evidence of the KFCP being linked
with existing national park protections can be found.
Drivers
To develop policies and measures that aim to alter current trends in forests activities, it is important
to understand the drivers of deforestation and forest degradation. Increasingly, nation specific
drivers causing forest carbon change is receiving attention in REDD discussions.32
Data from
submitted R-PP’s  (PDD  for  the  KFCP)  is  being  used  as  a  tool  to  inspect  regional  and  international  
differences in key drivers.33
Globally, commercial agriculture is considered the most prevalent
deforestation driver accounting for 40 percent of all deforestation. However, nation-level
25
Olbrei and Howes.
26
Ibid.
27
Ibid.
28
Jakarta Globe, ‘Indonesia  Makes  Startling  Admission  on  Forests’,  Article  dated  3  February  2011.  ,
<http://www.thejakartaglobe.com/home/indonesia- makes-startling-admission-on-forests/420396>, 2011c.
29
Olbrei and Howes.
30
Gupta, van der Grijp, and Kuik.
31
T Johns and E Johnson, An overview of readiness for REDD: a compilation of readiness activities prepared on
behalf of the Forum on Readiness for REDD, Version 1.2. The Woods Hole Research Center Falmouth, MA, USA,
edited, 2009.
32
UNFCCC Decision 2/CP15, edited by Bonn UNFCCC, Germany., 2010a.
33
B Fisher, 'African exception to drivers of deforestation', Nature Geoscience, vol. 3, no. 6, 2010.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 7
investigations reveal deforestation in Africa is largely driven by small-scale subsistence activities34, 35
Furthermore, international forest degradation drivers differ from timber extraction in Latin America
and Asian continents (more than 70 percent) to fuel wood collection and charcoal (48 percent) in
Africa.36
Within Indonesia, mining, oil palm and logging processes account for the largest
deforestation drivers,37
however fire events in dried peatland produce the greatest amount of GHG
emissions.38
In addition to commercial drivers, the Kalimantan forest has 10,000 residents, who are
known to use fire to clear land for agricultural purposes (for example rubber plantations or
horticulture),39
increasing forest degradation and the subsequent release of carbon rich gases.
Unfortunately the 2012 KFCP assessment report concluded financing was uncertain, underestimated
and  therefore  unable  to  provide  ‘sufficiently  strong  incentives  to  tackle  the  deep-seated drivers of
deforestation in Indonesia’.40
While the first step is to identify the drivers of deforestation and
degradation nationally, more attention needs to be paid to reducing the impacts of identified
drivers. Within current literature, it seems this can be achieved by incentivising the protection of
forests over their exploitation.
How best to build capacity in REDD
Recognising the current and potential capacity of a nation will directly aid in strategising a successful
REDD program. Building capacity can improve forest governance and local support as well as
increase carbon sequestering, thereby reducing emissions. With moderate success, the KFCP
improved local capacity through a number of projects. Firstly, in 2011 seven project villages were
engaged in propagating plant species to be used for the rehabilitation of dried peat land. This
included educating local people on the objectives of REDD, training in planting techniques and field
maintenance.41
Secondly, local fire management units were supported through the KFCP in hope to
reduce small-scale leakage. This proved difficult to incorporate since local people use fire to clear
areas for agricultural purpose.42
Other problems associated with fire management included the
unavailability of local people, as they needed to continue their regular livelihood activities.
Additionally, shortfalls were evident in training of locals as the REDD program itself was said to be
lacking personnel required to increase national-level technical capacity.43
Reliable budgets need to be calculated, accounting for not only field funding (i.e. seedlings,
machinery), but ensuring technical support using NGOs, consultancy firms and academics where
possible. Adequately training large numbers of existing forestry members and locals is the backbone
34
R DeFries et al., 'Earth observations for estimating greenhouse gas emissions from deforestation in
developing countries', Environmental Science and Policy, vol. 10, no. 4, 2007.
35
Australian AWG-LCA report: Reducing Emissions from Deforestation and Forest Degradation in Developing
Countries (REDD), submission to the AWG-LCA. , edited by Australian Government., 2008.
36
N Hosonuma et al., 'An assessment of deforestation and forest degradation drivers in developing countries',
Environmental Research Letters (Online), vol. 7, no. 4, 2012.
37
Olbrei and Howes.
38
C Schmitt et al., Greening REDD+: Challenges and opportunities for forest biodiversity conservation, edited,
CBD Global Expert Workshop on Biodiversity Benefits, Nairobi, Kenya, 2010.
39
Olbrei and Howes.
40
Ibid.
41
Ibid.
42
Ibid.
43
Ibid.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 8
of capacity building in REDD initiatives. The reliability and support local communities provide to a
REDD program can be hugely cost-effective and ensure long-term sustainability of a project.
Cost-effective MRV strategies
A successful REDD project is one which reduces GHG emissions through the protection and/or
rehabilitation of forests. Measuring this relies on effective and quantitative Monitoring, Reporting
and Verification (MRV) of deforestation and forest degradation. However, developing such data
requires country level capacity and can potentially become costly.44
The KFCP 2009 PDD outlined a comprehensive budget of $3.5 million towards developing initial
methodologies aimed at obtaining baseline data for estimating current peatland emissions,
estimating reference emission levels (RELs) and forest monitoring and measuring.45
Before the KFCP
was shut down, monitoring practices included remote sensing techniques such as aerial surveys and
ground measurements such as peat depth and ground water table depth.46
At the time MRV
strategies in place for the KFCP were successful, however the development of RELs was limited.
As previously mentioned, issues with the KFCP budget damaged the overall feasibility of the project;
because of this, cost-effective alternatives should always be sourced. In general, low-resolution
remote sensing techniques are less expensive than fine-scale ground inventory, providing a
preferred option for countries considering lucrative monitoring.47
However, effectively calculating
levels of degradation and carbon stock primarily requires expensive ground measurements, merely
complemented with remote sensing techniques.48, 49
The idea of Community-Based Monitoring
(CBM) as a locally integrative and cost-effective tool is becoming more adopted in the REDD
literature.50, 51, 52, 53, 54
CBM simply refers to gathering systematic measurements of forest variables
and processes by local people,55
sometimes referred to as Participatory Forest Management (PFM).
Within KFCP reports, little evidence for CBM planning can be found. Integrating CBM within the KFCP
project could have lowered overall project costs and increased accuracy of MRV if established
correctly. Additionally, involving communities and local experts groups in REDD monitoring is key for
44
R DeFries, Deforesting the Earth: from prehistory to global crisis: an abridgement -­‐ by Michael Williams,
edited, Oxford, UK, Blackwell Publishing, 2007, Vol. 39, pp. 410-411.
45
Kalimantan Forests and Climate Partnership (KFCP) Design Document.
46
G Applegate, Methodology for Estimation of GHG Emissions from Tropical Peat Lands, edited, Indonesia-
Australia Forest Carbon Partnership: Workshop on Tropical Wetland Ecosystems of Indonesia Sanur Beach
Hotel, Bali, 2011.
47
F Danielsen et al., 'At the heart of REDD+: a role for local people in monitoring forests?', Conservation
Letters, vol. 4, no. 2, 2011.
48
Gupta, van der Grijp, and Kuik.
49
Danielsen et al.
50
AK Pratihast et al., 'Linking community-based and national REDD+ monitoring: A review of the potential',
Carbon Management, vol. 4, no. 1, 2013.
51
Danielsen et al.
52
B  Palmer  Fry,  'Community  forest  monitoring  in  REDD+:  the  ‘M’  in  MRV?',  Environmental Science and Policy,
vol. 14, no. 2, 2011.
53
CC Gibson, JT Williams, and E Ostrom, 'Local Enforcement and Better Forests', World Development, vol. 33,
no. 2, 2005.
54
J Eliasch, Climate Change: Financing Global Forests - The Eliasch Review, London, Earthscan, 2008.
55
Pratihast et al.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 9
producing on-going ground data and establishing a communication and education platform between
NGO’s  and  the  broader  public.  Lastly,  CBM  can  also  aid  in  sourcing  locally  driven  activities  causing  
small-scale forest degradation (leakage), which would usually be missed by other monitoring
measures (for example subsistence fuel wood collection, charcoal extraction and grazing in
forests).56, 57, 58
Previous studies have revealed CBM can be successful in various ecological fields
collecting environmental observations and data for biodiversity measurements,59,60
carbon
monitoring,61
wild land monitoring62
and ecosystem comparisons.63
With regards to REDD, CBM
systems established in India, Tanzania and Madagascar forestry management and monitoring
programs have proved successful for yielding large volumes of data at relatively low costs.64
The importance of safeguards
In   REDD   safeguards   are   defined   as   ‘actions that are used to incentivise the protection and
conservation of natural forests, their ecosystems services and to enhance other social and
environmental  benefits’.65
The inclusion of REDD within the UNFCCC is significant for its capacity to
engage developing nations in global mitigation efforts.66
Forest dwelling communities within
developing nations rarely have formal recognition of their customary tenure and land ownership
rights.67
Since REDD projects directly limit the availability and accessibility of land and forests, it is
essential nation-level REDD strategies acknowledge the rights of local people. If these rights are
overlooked, progression in many facets of REDD can slow. The KFCP announced it would consider
local villages land tenure agreements, however during implementation local Dayak people accused
the project of denying them of their human rights and customary land tenures.68
A lack of discussion
between the hired consultancy firm (Aurecon) and the Dayak people reduced the trust and support
for the KFCP. In addition with a lack of communication, financing again, was important for the KFCP
56
J Gupta and N van der Grijp, Mainstreaming Climate Change in Development Cooperation: Theory, Practice
and Implications for the European Union, Cambridge, Cambridge University Press, 2010.
57
S Dinda, 'Environmental Kuznets Curve hypothesis: a survey', Ecological economics, vol. 49, no. 4, 2004.
58
Programme United Nations Environment, Towards a green economy: pathways to sustainable development
and poverty eradication, United Nations Environment Programme, 2011.
59
J Rist et al., 'Hunter reporting of catch per unit effort as a monitoring tool in a bushmeat-harvesting system',
Conservation biology : the journal of the Society for Conservation Biology, vol. 24, no. 2, 2010.
60
JPG Jones et al., 'Testing the use of interviews as a tool for monitoring trends in the harvesting of wild
species', Journal of Applied Ecology, vol. 45, no. 4, 2008.
61
M Skutsch, E Zahabu, and B Karky, 'Community forest management under REDD: policy conditions for
equitable governance', 13th World Forestry Congress: Forests in development, a vital balance. Buenos Aires,
Argentina, 2009, pp. 18-25.
62
G Stuart-Hill et al., 'The Event Book System: A Community-based Natural Resource Monitoring System from
Namibia', Biodiversity and Conservation, vol. 14, no. 11, 2005.
63
AJ Uychiaoco et al., 'Monitoring and evaluation of reef protected areas by local fishers in the Philippines:
tightening the adaptive management cycle', Biodiversity & Conservation, vol. 14, no. 11, 2005.
64
Danielsen et al.
65
Schmitt et al.
66
DJ Kelly, 'The case for social safeguards in a post-2012 agreement on REDD', Law, Environment and
Development Journal (vol. 1, 2010.
67
WD Sunderlin, J Hatcher, and M Liddle, From exclusion to ownership? Challenges and opportunities in
advancing forest tenure reform, Rights and Resources Initiative, 2008.
68
Olbrei and Howes.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 10
safeguards. Local villages within Kalimantan clearly outlined that forests would only be protected for
long-term financing arrangements, something the KFCP could not promise in its beginnings.69
Through a different project, Australia has achieved valuable respect and trust from local indigenous
communities by allowing customary hunting of dugongs and turtle species, considered protected
under Australian national legislation.70
Despite no-take restrictions for commercial and recreational
vessels, subsistent hunting using traditional indigenous tools and yearly catch quotas is accepted for
local indigenous communities.71
This allowance works as a co-benefit, providing local indigenous
communities with a source of food and customary activity in addition with lowering the indigenous
catch rates of dugongs through the quota system.72
Exchanging dugongs for forests and applying the above logic, may alleviate trust issues local
communities currently raise with REDD projects. Of course, financing is still required, but if there can
be a pre-determined subsistent land use allowance for local people and a much broader halt on
commercial operations, this may improve the social safeguards and reduce project costs.
The second component of safeguards refers to the biodiversity and ecosystem protection REDD
projects consider. Within the UNFCCC, REDD is the only climate mitigation tool directly accounting
for biological benefits. While forests provide unprecedented protection for terrestrial biodiversity,
overcoming challenges to account for and protect species are less crucial to a projects success than
the previously mentioned features.
Conclusion
Forests are undoubtedly one of the most unique and important natural resources humans can
protect in order to reduce GHG emissions. Their significance is realised at the international level with
REDD programs implemented in 42 countries including bilateral arrangements with UNEP, UNDP,
FAO and the FCPF. REDD provides one of the most simple yet effective tools for reducing
anthropogenic emissions globally. Inadequate financing, and weak governance led to the
unfortunate closure of the KFCP, a project with so much promise. Demoted to a demonstration
project in 2009, the KFCP lost trust from local groups and organisations, resulting in reduced funding
and credibility. Additionally, weak governance and the large number of illegal operations running in
Kalimantan forests have presented problems for implementation and enforcement.
Overcoming these challenges requires adequate finance and thorough national-level strategy.
Moreover, linking REDD with previously established forestry institutions, integrating Community
Based Monitoring programs within MRV features and providing increased land rights to local and
indigenous people while reducing commercial allowance may benefit REDD projects. Key issues of
governance, drivers, capacity building, MRV and safeguards should be considered the most
important  to  identify/overcome.  This  identification  can  be  completed  through  PDD’s  or  R-PP’s  and  
should be finalised before the announcement of the REDD program (to avoid dramatic
69
Ibid.
70
J Grayson, Characteristics of traditional dugong and green turtle fisheries in Torres Strait: opportunities for
management, 2011.
71
Ibid.
72
R Heinsohn et al., 'Unsustainable harvest of dugongs in Torres Strait and Cape York (Australia) waters: two
case studies using population viability analysis', Animal Conservation, vol. 7, no. 4, 2004.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 11
underestimations, like that of the KFCP). The future of REDD remains hopeful and despite the KFCP
let down, project success in other continents outlines the ability for REDD to facilitate positive
change, reduce anthropogenic impacts and progress towards a sustainable future.
Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success
Global Voices UNFCCC Australian Youth Delegation
Madeline Green (James Cook University)
Page 12
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Progress and Pitfalls of the Kalimantan Forests and Climate Partnership. Madeline Green-James Cook University Global Voices Report.

  • 1. PROGRESS AND PITFALLS OF THE KALIMANTAN FORESTS AND CLIMATE PARTNERSHIP: HOW TO IMPROVE REDD SUCCESS MADELINE GREEN JAMES COOK UNIVERSITY NOVEMBER 2013 GLOBAL VOICES UNFCCC CLIMATE AUSTRALIAN YOUTH DELEGATION www.globalvoices.org.au
  • 2. The views expressed here are solely those of the author in his private capacity and do not represent the views of Global Voices. GLOBAL VOICES Global Voices was established in February 2011 by Thom Woodroofe as a non-profit private company limited by guarantee through a grant from the British Council. We are now funded through partnerships  with  Australia’s  leading  universities,  the  corporate  &   philanthropic communities and Government. We are based in Melbourne, with five part-time team members all aged 25 and under. Our board of directors is chaired by The Honourable Peter Lindsay, a former Parliamentary Secretary for Defence. Global Voices selects,  funds,  prepares  and  then  coordinates  delegations  of  Australia’s  future  leaders   to a variety of major international events. We also run a domestic events program designed to bring Australia’s  future  leaders  face-to-face with key international decision makers over a small, intimate working meal. Our vision is to see young Australians having influence on the world stage. Our mission is to provide opportunities for young Australians to engage with international policy both at home and abroad. UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE The United Nations Framework Convention on Climate Change (or UNFCCC) is a global mechanism that aims to provide an intergovernmental platform to mitigate the effects of climate change globally. Membership is almost universal across the world with 194 countries listed as members of the UNFCCC. The ultimate objective of the UNFCCC is to stabilise the level of greenhouse gas emissions in the Earth’s  atmosphere  as  to  stop  any  major  disruptions  to  the  world’s  environments and ecosystems as a result of human induced interference with the climate system. It was established at the Rio Earth summit in 1992 in response to international concerns about climate change. Its establishment was a formal recognition that climate change was an issue that simply could not be resolved by individual nations; a coordinated response was required. Member-states  attend  an  annual  ‘Conference  of  Parties’  (or  COP)  to  assess  the  level  of  progress  in mitigating the effects of climate change and establishing legally binding obligations for countries to reduce their emissions. In 2013, the main COP will be held in Warsaw. MADELINE GREEN Madeline Green, 22, is a Bachelor of Science (Marine Biology) with Honours in Environmental Science student at James Cook University. She is a tutor at the university and has had her research on local sawfish populations featured in Australian Geographic.
  • 3. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 2 Abstract In response to unprecedented climate change figures and the near certainty that anthropogenic activities are having a significant influence on global warming, programs such as REDD (Reducing Emissions from Deforestation and forest Degradation) are considered the key mechanisms to solve the current climate change crisis. REDD has been implemented in over 40 countries as a part of international and bilateral arrangements. While REDD provides a simple market-based approach to incentivise both developed and developing nations, its international scope is ambitious, sometimes overlooking the requirement of national-level considerations. A case in point highlighting the difficulties of implementation is the Indonesia-Australia Kalimantan Forest and Climate Partnership (KFCP). Due to a lack of finance, weak governance and poor strategic enforcement the KFCP was shut down earlier this year. This paper discusses problems associated with the KFCP, through identifying the five essential features of any given REDD program; governance, drivers, capacity building, Monitoring, Reporting and Verification (MRV), and safeguards. Using examples from successful REDD projects and novel approaches to combat pitfalls within in the KFCP this essay outlines the potential for REDD and encourages re-establishment of the KFCP. Recommendations The following recommendations are derived from the recent failure of the KFCP; 1. Finance and nation-level strategy must be thoroughly planned and accounted for. 2. Completion of a Project Design Document (PDD) or Readiness Preparation Proposal (R-PP) is required before any public announcements of a REDD project. 3. Within the PDD/R-PP’s   five   features   of   the   REDD   project   need   to   be   heavily   considered   (governance, drivers, capacity building, Monitoring, Reporting and Verification (MRV), and safeguards), with strategies describing methods for enforcement. Introduction The ubiquitous threat of climate change urgently requires the creation of effective global strategies aimed at reducing the current human-induced impact on our planet. The physical problem of climate change refers to anthropogenic emissions of carbon rich Green House Gases (GHG), leading to rapid increases in heat trapped within our atmosphere (greenhouse effect).1 The most recent report from the Intergovernmental Panel on Climate Change (IPCC) states that  it  is  ‘extremely  likely  human  influence has been the dominant cause of the observed warming since the mid-20th century’.2 Additionally,  ‘atmospheric  concentrations  of  carbon  dioxide,  methane   1 J Gupta, N van der Grijp, and O Kuik, Climate Change, Forests and REDD: Lessons for Institutional Design, Hoboken, Taylor and Francis, 2013. 2 Group Intergovernmental Panel on Climate Change. Working, 1, Working Group 1 Contribution to the IPCC firth assessment report Climate Change: The Physical Science Basis, Summary for Policy makers, edited, 2013.
  • 4. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 3 and  nitrous  oxide  have  increased  to  levels  unprecedented  in  at  least  the  last  800,000  years’.3 The consequences pose a considerable threat to all biota globally4 . With such unparalleled warnings, time for action to reduce anthropogenic emissions is required more than ever. Considering emissions from deforestation contribute approximately 18 percent of global GHG emissions annually,5 reducing deforestation and forest degradation is key in combating climate change. The integration of forests as a mechanism to reduce emissions was first established in climate change negotiations at the 11th Conference of Parties (COP-11) of the United Nations Framework Convention on Climate Change (UNFCCC) in Montreal, 2005. The project REDD (Reducing Emissions from Deforestation and forest Degradation) provides a market-based approach, challenging deforestation and forest degradation in developing countries by providing financial incentives and carbon credits to nations for their efforts towards protecting and rehabilitating forests.6 Despite the initial simplicity of REDD, implementation in each nation has highlighted a range of complex issues slowing REDD progression. These issues vary significantly per country and can be categorised under five umbrella terms: governance, drivers, capacity, MRV (Monitoring, Reporting and Verification), and safeguards. If these specific features are not addressed, REDD will be unsuccessful in reducing emissions. For example, the Indonesia-Australia Kalimantan Forest and Climate Partnership (KFCP) was closed down indefinitely in 2013 due to problems associated with the implementation process. REDD can be an impressive intergovernmental program, offering the most efficient market-based tool to reduce the effects of green house gas emissions, however processes of implementation are currently limited. This paper discusses the importance of forests, their role in the global policy agenda, and key issues leading to the recent failure of the KFCP. Providing alternative strategies, using examples from successful REDD projects and novel approaches, concluding with recommendations hoped to ensure a future for REDD programs. While REDD has been referred to using many different acronyms including RED, REDD, REDDD, REDD+  and  REDD++,  for  the  purpose  of  this  paper  ‘REDD’  will  be  used  to  encompass  all  economic,   social and environmental safeguards considered within the project. Why Forests? Forests provide unparalleled protection and support for both animal and human life globally, however current rates of deforestation and forest degradation are raising concerns. Roughly 12 million hectares, or 0.4 percent of total forest, is lost through combined deforestation and degradation processes annually, resulting in 4.4 Gigatons (Gt) of carbon dioxide released into the atmosphere.7 However, forests have an impressive ability to reduce GHG emissions by acting as 3 Ibid. 4 Gupta, van der Grijp, and Kuik. 5 M Bert and Group Intergovernmental Panel on Climate Change. Working, III, Climate change 2007: mitigation of climate change : contribution of Working Group III to the fourth assessment report of the Intergovernmental Panel on Climate Change, Cambridge, Cambridge University Press for the Intergovernmental Panel on Climate Change, 2007. 6 Gupta, van der Grijp, and Kuik. 7 Ibid.
  • 5. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 4 carbon   sinks,   removing   GHG’s   from   the   atmosphere.   ‘Afforestation   and   Reforestation’   projects   combined with existing forest area have the capacity to sequester 289 Gt of carbon,8 equating to roughly  86  percent  of  the  world’s  above  ground  carbon.   Additionally, the environmental and social benefits forests supply is unrivaled. Forests cover roughly 31  percent  of  the  earth’s  total  land  area;9 of this, primary and planted forest account for 36 and 7 percent respectively. Forests provide habitat for almost 90 percent   of   the   world’s   terrestrial   biodiversity10 and support the livelihoods of one billion people,11 a quarter of which are found living in tropical forests within developing countries.12 Further, an increase in forest management has provided employment of 10 million people globally.13 The benefits forests provide are felt from climate  change  policy  agenda’s  to  local  villages  and  even  rich  terrestrial  ecosystems.  It  is  because  of   this tremendous protection; the governance of forests is complex and at times overlooked. Forests in the global arena REDD has taken off in rather a short time, bringing new momentum to forest issues on the global policy agenda. However, difficulties associated with reaching a post 2012 climate agreement within the UNFCCC has lead to proponents of REDD to resort to bilateral arrangements in an attempt to move implementation forward while discussions on global mechanisms are at a standstill.14 At COP- 13 in Bali, 2007, the United Nations Environment Program (UNEP), United Nations Development Program (UNDP) and Food and Agricultural Organization (FAO) joined forces to launch the UN-REDD initiative with the primary aim to prepare developing nations for REDD implementation (become REDD  ‘Ready’).  This  includes  focusing  on  MRV  strategies,  Readiness Preparation Proposals (R-PP) as well as local capacity building. Together with UN-REDD, the Forest Carbon Partnership Facility (FCPF), (established by the World Bank) now support 42 countries in improving national REDD implementation strategies.15, 16 Australia and the Kalimantan Forest and Climate Partnership Australia has been a key supporter of the REDD program since its beginnings. In 2007 the Australian and Indonesian governments announced the creation of the Kalimantan Forests and Climate Partnership (KFCP). This was one of the first REDD projects of its kind, targeting 70,000 hectares (ha) of peat forests and 200,000 ha of dried peatland in Central Kalimantan, Indonesia.17 The KFCP 8 L Miles and V Kapos, 'Reducing greenhouse gas emissions from deforestation and forest degradation: global land-use implications', Science, vol. 320, no. 5882, 2008. 9 D Humphreys, Deforestation and the Crisis of Global Governance, London, Earthscan, 2008. 10 Gupta, van der Grijp, and Kuik. 11 JN Rosenau, 'Governance in the twenty-first century', Global governance, vol. 1, 1995. 12 Gupta, van der Grijp, and Kuik. 13 Ibid. 14 Ibid. 15 UN-REDD, http://www.unredd.org/Partner_Countries/tabid/102663/Default.aspx, 2013. 16 Forest Carbon Partnership Website, http://www.forestcarbonpartnership.org/redd-country-participants. 17 E Olbrei and S Howes, 'A very real and practical contribution? Lessons from the Kalimantan Forests and Climate Partnership', Climate law, vol. 3, no. 2, 2012.
  • 6. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 5 ambitiously planned to plant 100 million trees and re-habilitate dried peatland by blocking canals to re-flood the area. Before the KFCP project was put on hold, a 2012 assessment report was completed, highlighting the progress and pitfalls of the KFCP.18 Doubts were raised about the ability of  the  program  to  combat  finance,  governance  and  safeguard  issues  in  time,  ‘our  conclusions of slow progress when juxtaposed against rapid deforestation leads us to be more sceptical of the entire REDD  undertaking’.19 Only a year after the report and its findings were published, the KFCP was shut down  indefinitely,  government  officials  claiming  ‘a  lot  of  funds  spent  and  very  little  progress’.20 What went wrong? Crucially, the ambitious KFCP project lacked adequate financing and strategy at the national level. Understanding how these two limitations weighed on features of the project is imperative to ensure successful REDD establishment in the future. Firstly, major inconsistencies were found between the initial targets of KFCP in 2007 and the later published Project Design Document (PDD, also referred to as a R-PP for UN-REDD initiatives) in 2009. When first announced, the KFCP was regarded as a standalone tool aiming to reduce global emissions by protecting and rehabilitating vast amounts of Indonesian forest, however the 2009 PDD declared  the  KFCP  was  a  mere  ‘demonstration  project’,  scaling  back  targets of re-flooding to only 10 percent of the original area proposed.21 As a demonstration project the KFCP no longer aimed to rehabilitate significant areas, but instead would only demonstrate that it could be achieved.22 Although not confirmed, reasons for the downsizing may have been attributed to a lack of finance. In 2007, Australia planned to contribute $30 million to fund the project, with other sources to make up the remaining $70 million.23 However the 2009 PDD outlined that rehabilitating 200,000 ha of dried peatland would cost roughly $222 million, not accounting for costs associated to blocking drain canals. Clearly, the initial $100 million would not support even half of the 2007 KFCP project. Limits in financing can abruptly halt the progression of REDD projects. Comprehensive data collection and technical work is required to produce an accountable budget for any REDD project. For the KFCP, very little technical work was completed before the 2007 announcement,24 leading to the significant underestimation of finance required. 18 Ibid. 19 Ibid. 20 C Lang, Australia shuts down the Kalimantan Forest  Carbon  Partnership:  “A  lot  of  funds  spent  and  very  little   progress”, http://www.redd-monitor.org, 2013. 21 Kalimantan Forests and Climate Partnership (KFCP) Design Document., edited, 2009. 22 Olbrei and Howes. 23 Ibid. 24 Downer A, ‘Indonesian  Forests  Partnership  to  Reduce  Greenhouse  Gas  Emissions’,  AusAID  press  release,   September, edited, 2007.
  • 7. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 6 Problems with Governance A large proportion of the Kalimantan Forest is under mining, oil palm and logging concessions, while the remainder is declared national parks.25 In 2008, the Indonesian government called for all existing permits for palm oil plantations on deep peat (peat greater than 3 meters in depth) to be revoked.26 In total, licensing restrictions would protect an area of 120,000 ha, a substantial extent of deep peat. However, the government failed to enforce a reduction in permits and consequently oil palm plantations have been established in locations within deep peat regions.27 Even more concerning is the number of illegal plantations operating within the Kalimantan forest. Only 67 out of 352 plantations are legally permitted within central Kalimantan.28 Despite the Indonesian government creating task forces (the Ministry of Forestry and the Corruption Eradication Commission) to investigate illegal activities, the 2012 assessment report for the KFCP states that  ‘no  action  has  since   been  taken  [to  reduce  illegal  operations]’.29 The strength of a government, level of corruption and illegal activity weighs greatly on the capabilities to rehabilitate and protect forests nationally. While overcoming issues of illegal activity may be the most difficult and expensive, there are other methods to increase the establishment and stability of good governance in REDD programs. REDD has the rare ability to be integrated or linked with standing institutions and management instead of directing local resources away from alternative national goals.30 In Eastern Cambodia a REDD project was combined with previously existing protection for an area of forest sustaining rich biodiversity. This has since facilitated a long-term collaborative project with Forestry Administration and has proved successful for REDD establishment.31 Unfortunately, little evidence of the KFCP being linked with existing national park protections can be found. Drivers To develop policies and measures that aim to alter current trends in forests activities, it is important to understand the drivers of deforestation and forest degradation. Increasingly, nation specific drivers causing forest carbon change is receiving attention in REDD discussions.32 Data from submitted R-PP’s  (PDD  for  the  KFCP)  is  being  used  as  a  tool  to  inspect  regional  and  international   differences in key drivers.33 Globally, commercial agriculture is considered the most prevalent deforestation driver accounting for 40 percent of all deforestation. However, nation-level 25 Olbrei and Howes. 26 Ibid. 27 Ibid. 28 Jakarta Globe, ‘Indonesia  Makes  Startling  Admission  on  Forests’,  Article  dated  3  February  2011.  , <http://www.thejakartaglobe.com/home/indonesia- makes-startling-admission-on-forests/420396>, 2011c. 29 Olbrei and Howes. 30 Gupta, van der Grijp, and Kuik. 31 T Johns and E Johnson, An overview of readiness for REDD: a compilation of readiness activities prepared on behalf of the Forum on Readiness for REDD, Version 1.2. The Woods Hole Research Center Falmouth, MA, USA, edited, 2009. 32 UNFCCC Decision 2/CP15, edited by Bonn UNFCCC, Germany., 2010a. 33 B Fisher, 'African exception to drivers of deforestation', Nature Geoscience, vol. 3, no. 6, 2010.
  • 8. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 7 investigations reveal deforestation in Africa is largely driven by small-scale subsistence activities34, 35 Furthermore, international forest degradation drivers differ from timber extraction in Latin America and Asian continents (more than 70 percent) to fuel wood collection and charcoal (48 percent) in Africa.36 Within Indonesia, mining, oil palm and logging processes account for the largest deforestation drivers,37 however fire events in dried peatland produce the greatest amount of GHG emissions.38 In addition to commercial drivers, the Kalimantan forest has 10,000 residents, who are known to use fire to clear land for agricultural purposes (for example rubber plantations or horticulture),39 increasing forest degradation and the subsequent release of carbon rich gases. Unfortunately the 2012 KFCP assessment report concluded financing was uncertain, underestimated and  therefore  unable  to  provide  ‘sufficiently  strong  incentives  to  tackle  the  deep-seated drivers of deforestation in Indonesia’.40 While the first step is to identify the drivers of deforestation and degradation nationally, more attention needs to be paid to reducing the impacts of identified drivers. Within current literature, it seems this can be achieved by incentivising the protection of forests over their exploitation. How best to build capacity in REDD Recognising the current and potential capacity of a nation will directly aid in strategising a successful REDD program. Building capacity can improve forest governance and local support as well as increase carbon sequestering, thereby reducing emissions. With moderate success, the KFCP improved local capacity through a number of projects. Firstly, in 2011 seven project villages were engaged in propagating plant species to be used for the rehabilitation of dried peat land. This included educating local people on the objectives of REDD, training in planting techniques and field maintenance.41 Secondly, local fire management units were supported through the KFCP in hope to reduce small-scale leakage. This proved difficult to incorporate since local people use fire to clear areas for agricultural purpose.42 Other problems associated with fire management included the unavailability of local people, as they needed to continue their regular livelihood activities. Additionally, shortfalls were evident in training of locals as the REDD program itself was said to be lacking personnel required to increase national-level technical capacity.43 Reliable budgets need to be calculated, accounting for not only field funding (i.e. seedlings, machinery), but ensuring technical support using NGOs, consultancy firms and academics where possible. Adequately training large numbers of existing forestry members and locals is the backbone 34 R DeFries et al., 'Earth observations for estimating greenhouse gas emissions from deforestation in developing countries', Environmental Science and Policy, vol. 10, no. 4, 2007. 35 Australian AWG-LCA report: Reducing Emissions from Deforestation and Forest Degradation in Developing Countries (REDD), submission to the AWG-LCA. , edited by Australian Government., 2008. 36 N Hosonuma et al., 'An assessment of deforestation and forest degradation drivers in developing countries', Environmental Research Letters (Online), vol. 7, no. 4, 2012. 37 Olbrei and Howes. 38 C Schmitt et al., Greening REDD+: Challenges and opportunities for forest biodiversity conservation, edited, CBD Global Expert Workshop on Biodiversity Benefits, Nairobi, Kenya, 2010. 39 Olbrei and Howes. 40 Ibid. 41 Ibid. 42 Ibid. 43 Ibid.
  • 9. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 8 of capacity building in REDD initiatives. The reliability and support local communities provide to a REDD program can be hugely cost-effective and ensure long-term sustainability of a project. Cost-effective MRV strategies A successful REDD project is one which reduces GHG emissions through the protection and/or rehabilitation of forests. Measuring this relies on effective and quantitative Monitoring, Reporting and Verification (MRV) of deforestation and forest degradation. However, developing such data requires country level capacity and can potentially become costly.44 The KFCP 2009 PDD outlined a comprehensive budget of $3.5 million towards developing initial methodologies aimed at obtaining baseline data for estimating current peatland emissions, estimating reference emission levels (RELs) and forest monitoring and measuring.45 Before the KFCP was shut down, monitoring practices included remote sensing techniques such as aerial surveys and ground measurements such as peat depth and ground water table depth.46 At the time MRV strategies in place for the KFCP were successful, however the development of RELs was limited. As previously mentioned, issues with the KFCP budget damaged the overall feasibility of the project; because of this, cost-effective alternatives should always be sourced. In general, low-resolution remote sensing techniques are less expensive than fine-scale ground inventory, providing a preferred option for countries considering lucrative monitoring.47 However, effectively calculating levels of degradation and carbon stock primarily requires expensive ground measurements, merely complemented with remote sensing techniques.48, 49 The idea of Community-Based Monitoring (CBM) as a locally integrative and cost-effective tool is becoming more adopted in the REDD literature.50, 51, 52, 53, 54 CBM simply refers to gathering systematic measurements of forest variables and processes by local people,55 sometimes referred to as Participatory Forest Management (PFM). Within KFCP reports, little evidence for CBM planning can be found. Integrating CBM within the KFCP project could have lowered overall project costs and increased accuracy of MRV if established correctly. Additionally, involving communities and local experts groups in REDD monitoring is key for 44 R DeFries, Deforesting the Earth: from prehistory to global crisis: an abridgement -­‐ by Michael Williams, edited, Oxford, UK, Blackwell Publishing, 2007, Vol. 39, pp. 410-411. 45 Kalimantan Forests and Climate Partnership (KFCP) Design Document. 46 G Applegate, Methodology for Estimation of GHG Emissions from Tropical Peat Lands, edited, Indonesia- Australia Forest Carbon Partnership: Workshop on Tropical Wetland Ecosystems of Indonesia Sanur Beach Hotel, Bali, 2011. 47 F Danielsen et al., 'At the heart of REDD+: a role for local people in monitoring forests?', Conservation Letters, vol. 4, no. 2, 2011. 48 Gupta, van der Grijp, and Kuik. 49 Danielsen et al. 50 AK Pratihast et al., 'Linking community-based and national REDD+ monitoring: A review of the potential', Carbon Management, vol. 4, no. 1, 2013. 51 Danielsen et al. 52 B  Palmer  Fry,  'Community  forest  monitoring  in  REDD+:  the  ‘M’  in  MRV?',  Environmental Science and Policy, vol. 14, no. 2, 2011. 53 CC Gibson, JT Williams, and E Ostrom, 'Local Enforcement and Better Forests', World Development, vol. 33, no. 2, 2005. 54 J Eliasch, Climate Change: Financing Global Forests - The Eliasch Review, London, Earthscan, 2008. 55 Pratihast et al.
  • 10. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 9 producing on-going ground data and establishing a communication and education platform between NGO’s  and  the  broader  public.  Lastly,  CBM  can  also  aid  in  sourcing  locally  driven  activities  causing   small-scale forest degradation (leakage), which would usually be missed by other monitoring measures (for example subsistence fuel wood collection, charcoal extraction and grazing in forests).56, 57, 58 Previous studies have revealed CBM can be successful in various ecological fields collecting environmental observations and data for biodiversity measurements,59,60 carbon monitoring,61 wild land monitoring62 and ecosystem comparisons.63 With regards to REDD, CBM systems established in India, Tanzania and Madagascar forestry management and monitoring programs have proved successful for yielding large volumes of data at relatively low costs.64 The importance of safeguards In   REDD   safeguards   are   defined   as   ‘actions that are used to incentivise the protection and conservation of natural forests, their ecosystems services and to enhance other social and environmental  benefits’.65 The inclusion of REDD within the UNFCCC is significant for its capacity to engage developing nations in global mitigation efforts.66 Forest dwelling communities within developing nations rarely have formal recognition of their customary tenure and land ownership rights.67 Since REDD projects directly limit the availability and accessibility of land and forests, it is essential nation-level REDD strategies acknowledge the rights of local people. If these rights are overlooked, progression in many facets of REDD can slow. The KFCP announced it would consider local villages land tenure agreements, however during implementation local Dayak people accused the project of denying them of their human rights and customary land tenures.68 A lack of discussion between the hired consultancy firm (Aurecon) and the Dayak people reduced the trust and support for the KFCP. In addition with a lack of communication, financing again, was important for the KFCP 56 J Gupta and N van der Grijp, Mainstreaming Climate Change in Development Cooperation: Theory, Practice and Implications for the European Union, Cambridge, Cambridge University Press, 2010. 57 S Dinda, 'Environmental Kuznets Curve hypothesis: a survey', Ecological economics, vol. 49, no. 4, 2004. 58 Programme United Nations Environment, Towards a green economy: pathways to sustainable development and poverty eradication, United Nations Environment Programme, 2011. 59 J Rist et al., 'Hunter reporting of catch per unit effort as a monitoring tool in a bushmeat-harvesting system', Conservation biology : the journal of the Society for Conservation Biology, vol. 24, no. 2, 2010. 60 JPG Jones et al., 'Testing the use of interviews as a tool for monitoring trends in the harvesting of wild species', Journal of Applied Ecology, vol. 45, no. 4, 2008. 61 M Skutsch, E Zahabu, and B Karky, 'Community forest management under REDD: policy conditions for equitable governance', 13th World Forestry Congress: Forests in development, a vital balance. Buenos Aires, Argentina, 2009, pp. 18-25. 62 G Stuart-Hill et al., 'The Event Book System: A Community-based Natural Resource Monitoring System from Namibia', Biodiversity and Conservation, vol. 14, no. 11, 2005. 63 AJ Uychiaoco et al., 'Monitoring and evaluation of reef protected areas by local fishers in the Philippines: tightening the adaptive management cycle', Biodiversity & Conservation, vol. 14, no. 11, 2005. 64 Danielsen et al. 65 Schmitt et al. 66 DJ Kelly, 'The case for social safeguards in a post-2012 agreement on REDD', Law, Environment and Development Journal (vol. 1, 2010. 67 WD Sunderlin, J Hatcher, and M Liddle, From exclusion to ownership? Challenges and opportunities in advancing forest tenure reform, Rights and Resources Initiative, 2008. 68 Olbrei and Howes.
  • 11. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 10 safeguards. Local villages within Kalimantan clearly outlined that forests would only be protected for long-term financing arrangements, something the KFCP could not promise in its beginnings.69 Through a different project, Australia has achieved valuable respect and trust from local indigenous communities by allowing customary hunting of dugongs and turtle species, considered protected under Australian national legislation.70 Despite no-take restrictions for commercial and recreational vessels, subsistent hunting using traditional indigenous tools and yearly catch quotas is accepted for local indigenous communities.71 This allowance works as a co-benefit, providing local indigenous communities with a source of food and customary activity in addition with lowering the indigenous catch rates of dugongs through the quota system.72 Exchanging dugongs for forests and applying the above logic, may alleviate trust issues local communities currently raise with REDD projects. Of course, financing is still required, but if there can be a pre-determined subsistent land use allowance for local people and a much broader halt on commercial operations, this may improve the social safeguards and reduce project costs. The second component of safeguards refers to the biodiversity and ecosystem protection REDD projects consider. Within the UNFCCC, REDD is the only climate mitigation tool directly accounting for biological benefits. While forests provide unprecedented protection for terrestrial biodiversity, overcoming challenges to account for and protect species are less crucial to a projects success than the previously mentioned features. Conclusion Forests are undoubtedly one of the most unique and important natural resources humans can protect in order to reduce GHG emissions. Their significance is realised at the international level with REDD programs implemented in 42 countries including bilateral arrangements with UNEP, UNDP, FAO and the FCPF. REDD provides one of the most simple yet effective tools for reducing anthropogenic emissions globally. Inadequate financing, and weak governance led to the unfortunate closure of the KFCP, a project with so much promise. Demoted to a demonstration project in 2009, the KFCP lost trust from local groups and organisations, resulting in reduced funding and credibility. Additionally, weak governance and the large number of illegal operations running in Kalimantan forests have presented problems for implementation and enforcement. Overcoming these challenges requires adequate finance and thorough national-level strategy. Moreover, linking REDD with previously established forestry institutions, integrating Community Based Monitoring programs within MRV features and providing increased land rights to local and indigenous people while reducing commercial allowance may benefit REDD projects. Key issues of governance, drivers, capacity building, MRV and safeguards should be considered the most important  to  identify/overcome.  This  identification  can  be  completed  through  PDD’s  or  R-PP’s  and   should be finalised before the announcement of the REDD program (to avoid dramatic 69 Ibid. 70 J Grayson, Characteristics of traditional dugong and green turtle fisheries in Torres Strait: opportunities for management, 2011. 71 Ibid. 72 R Heinsohn et al., 'Unsustainable harvest of dugongs in Torres Strait and Cape York (Australia) waters: two case studies using population viability analysis', Animal Conservation, vol. 7, no. 4, 2004.
  • 12. Progress and Pitfalls of the Kalimantan Forests and Climate Partnership: How to improve REDD success Global Voices UNFCCC Australian Youth Delegation Madeline Green (James Cook University) Page 11 underestimations, like that of the KFCP). The future of REDD remains hopeful and despite the KFCP let down, project success in other continents outlines the ability for REDD to facilitate positive change, reduce anthropogenic impacts and progress towards a sustainable future.
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