1. Mohammad Kaleem
Email: kaleemmohammad729@gmail.com
: 9176481244
Objective
A position in the financial services industry with a focus on operational management, team leadership and process
improvements.
Professional Overview
 A result oriented professional with 6.5 years of quality experience in Financial Reporting, Statutory
Reporting (NAIC Reporting, Yellow Book, and Blue book), Regulatory Reporting, research and analysis
in Mutual Fund & Hedge Fund.
 Good experience of IFRS and USGAAP.
 Having experience in transition of the financial reporting process from USA.
 Applications: SAP Business Objects (BO),TCP (Schedules), PAM (Portfolio Asset Management),
Access Data Base, Essbase, Hyperion etc.
Corporate Experience
HCL Technology Pvt.Ltd
Domain: Financial and Regulatory Reporting (UBS Bank)
Designated as Assistant Manager – Since January,2016
 Preparing regulatory disclosures (Swiss National Bank and FINMA) at a UBS group level and at various
aggregated levels.
 Prepare the financial statements i.e. balance sheet, cash flow, income statement and managing the
disclosures as per the IFRS and Local GAAP.
 Providing operational, financial accounting and reporting activities across multiple-locations.
 Preparation and submission of daily, monthly and yearly Assets and liability statement, operational cash
flow projection as per the FINMA and Swiss Bank Regulations.
 Producing the liquidity coverage ratio (LCR) and Net –stable Funding Ratio NFSR) as per BASEL-III
requirements and guidelines in SAP and submitting them to the regulators.
 Conducting the data validation and sanity checks of the reports prepared by the team with commentary.
 Performing reconciliations between regulatory disclosures and other internal or external disclosures.
 Executing procedural controls and governance procedures.
 Improving processes by providing recommendations regarding financial reporting procedures and internal
management information provision.

2. WNS Global Services Private Limited
Domain: Insurance and Healthcare (Financial and Investment Reporting)
Duration – Aug, 2014 – Jan, 2016
Designated as Assistant Manager
 One of the key participants of the pilot batch responsible for transition of Financial Reporting and
Investment Reporting work of our Insurance client.
 Responsible for GAAP & STAT (NAIC Reporting) month-end close quarter-end statutory reporting and
investment analytics.
 Working on IFRS standard 7, 9 and 13 (Financial Instrument and Fair value measurement)
 Complete the quarterly financial statements required for statutory reporting (Yellow Books).
 Preparation of various reports related to investment reporting like Assets Valuation Reserve (AVR),
Schedule of Investments, Wash Sales report, Portfolio Investment report and Security Lending report,
exhibit capital gain loss.
 Prepare investment schedules for statutory reporting such as, Net Investment Income, capital gain/losses,
Schedule D’s (Bonds & Stocks), DA’s (Short term Investments), E’s (Cash and cash equivalent), etc
 Taking care of fair value calculation, Accrual accounting, Investment in equity and Debt securities and
reconciliation activities as per the IFRS and USGAAP standards.
 Specification and understanding of client’s reporting requirement for ensuring smooth and timely
transition.
 Identification of process improvement opportunities and developing the Business process re-engineering
plan.
 Preparation of process related documents as per the new updates (SOP).
Techbooks International Pvt. Ltd.
Duration – May, 2011 – June, 2014
Designation – Sr. Financial Analyst (Financial Reporting)
 Preparation of financial report, regulatory reporting, statutory reporting and SEC filings includes the 10-
Qs and 10K.
 Prepare the financial statements i.e. balance sheet, cash flow, income statement with the help of trial
balance and pass various adjustment journal entries.
 Review and analyse financial statements for banking and service industries, commercial industries and
insurance industries under US-GAAP and IFRS.
 Making detail foot note (Disclosure management), analysis the mapping each concept within the notes
with appropriates US-GAAP taxonomy element.
 Keep a track of SEC updates, filing guidelines and FASB releases.
New River Software Financial Services Pvt. Ltd (Broadridge)
Duration: July, 2009 till May 2011
Designation: Financial Analyst (Investment Reporting)
 Preparation of financial statements of mutual funds clients.
 Prepare sheets of shareholder’s fees and expenses for reporting requirement.
 Prepare the documents as per the SEC requirement.

3.  Ensuring the quality of the information offered to the clients & providing daily updates & latest
information regarding the product.
 Handling queries of the clients on a regular basis.
Extracurricular Activities
 Organized and took part in seminars and cultural functions in college.
 Participated in many presentations, group discussions and organized by college.
 Participated in the college games and was captain of college cricket team.
Education
 MBA in Finance from Bangalore School of Business Delhi campus.
 B.Com from MJPR University, Bareilly
 12th from CBSE
 10th AMU Aligarh
Competencies
 Team player.
 Worked effectively with diverse groups of people.
 Mobility.
 Quick learner and adapt well to changes and pressures in work place.
Personal Details
Nationality : Indian
Father’s name : Fariduddin
Date of Birth : 5th
July, 1988
Marital Status : Single
Sex : Male
Passport : YES
US VISA : YES/ B1B2
Language : English, French (Basics)
Address : E-138 Pandav Nagar east Delhi, Near Akshardham Metro Station. 110092
(Mohammad Kaleem)