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Peer Review
(OPPE & FPPE -- IPPE)
2
Why do Peer Review?
• “Since the continuation of clinicians’ privileges at a
hospital hinges on the quality and safety of care
delivered to patients, the review of privileges is a
critical – and sensitive – process. This
responsibility falls on the medical staff
(Credentialing committees), which monitors the
performance of all practitioners who are granted
privileges and makes recommendations to the
governing body of the hospital (Hospital Advisory
Committee) concerning which medical staff
members should receive new or maintain existing
privileges. ”
The Joint Commission, Aug 21, 2013
3
Results in OPPE/FPPE:
• OPPE/FPPE determines if the care provided by a
provider is at or below an acceptable level.
• Organizations that have been able to collect
meaningful data in an ongoing way, and provide
that data to individual providers (particularly if
accompanied by peer or benchmark data) have
found that practitioners become actively engaged
both in validating the data and in self-evaluation
and modifications in practice.
– This results in quality improvement.
4
Definitions
• OPPE: Ongoing professional practice
evaluation
• FPPE: Focused professional practice evaluation
– Initial/Increased FPPE: IPPE
• IPPE is a subset of TJC FPPE -- UIHC term
• Initial or Increased = when a practitioner requests new or
increased privileges
– Triggered FPPE
• Triggered by a concern or series of concerns about
practice or professionalism
5
Peer Review
Start Date Event
Privileged Provider Timeline
OPPE
Initial FPPE Increased FPPE Triggered FPPE
6
IPPE – Initial or increased
7
Peer Review
Start Date Event
Privileged Provider Timeline
OPPE
Initial FPPE Increased FPPE Triggered FPPE
8
• Ongoing Professional Practice Evaluation (OPPE) is required of
all privileged medical staff in all departments and services. It is
a mechanism to continually track medical staff with respect to
the core competencies necessary to maintain privileges.
These competencies should include: 1) medical and clinical
knowledge, 2) patient care, 3) inter personal skills and
communication, 4) practice based learning, 5) professionalism
and 6) system based practice.
• A successful OPPE/FPPE program should include all of these
components.
OPPE - Ongoing
9
10
11
12
OPPE Ratings (using latest quarter)
• REVIEW (any red)
– At least one of the metrics is UNFAVORABLE
– Requires action plan for improvement developed by faculty and Clinical
Service Head (DEO)
– Serious concerns, or lack of improvement over 2 cycles may result in
Triggered FPPE
• MEETS MOST GOALS (no red, some yellow)
– No metrics are unfavorable, however, one or more may need
improvement to reach the ideal goal
• GOALS MET (all green)
– All metrics for which there is data are favorable to goal
19
OPPE department
response form
20
Start Date Event
Privileged Provider Timeline
OPPE
Initial FPPE Increased FPPE Triggered FPPE
Triggered FPPE –
Frequently referred to as “Peer Review”
21
Three Peer Review Committees
• Medical Committee
• Surgical Committee
• Professional/Behavioral Committee
22
UIHC PEER
REVIEW
WORKFLOW
FPPE WORKFLOW
YES NO
DISAGREE
AGREE
Case Ranked Case Ranked
2 3
Evaluation triggered by the Clinical Service Head/Department Executive Officer (DEO), Chief Executive Officer (CEO) or Chief of Staff
(COS)
Evaluation is received in the Clinical Staff Office (CSO) and assigned to the appropriate Committee Chair by the Chief Medical Officer (CMO)
Peer Review Committee Chair evaluates trigger to assure case meets criteria for review
Committee member evaluates, completes form, and assigns rank CMO repeats
Evaluation
Rank 1:
Referred for second evaluation
Rank 2 or 3 or
uncertain
No further
action;
place in
CSO file
Second
panelist
evaluates
and agrees
with
ranking of
1
No further
action; place in
CSO file
Case ranked 3: Report sent to
DEO and LIP, DEO reviews and
makes recommendations, takes
action and sends a copy of report
and letter to CMO, OPPE
oversight and placed in CSO and
department files
Case ranked 2: Report sent to
DEO, who drafts an educational
and performance improvement
letter to LIP, copy of report and
letter to CMO, OPPE oversight and
placed in CSO and department files
Case ranked
1
Rank 2 or 3: LIP reviews ranking
and responds (Letter to Peer Review Committee and DEO)
Case discussed at full Committee
Meeting; ranking assigned, with possible recommendations
Case discussed at full Committee Meeting; ranking assigned
No further
action; place
in CSO file
No further
action; place in
CSO file
Case ranked
1
Second committee member disagrees with ranking of 1
Education plan,
including follow up
time line and
consequences of
noncompliance
established with DEO
Performance
Improvement plan,
timeline and
consequences of
noncompliance agreed on
by Chair, LIP, CMO,
Risk Management and
Assistant Dean Faculty
Affairs
LIP AGREES LIP AGREES
LIP DISAGREES
Referral may be made
to Corrective Action
detailed under Article
IV, Section 6. of the
Bylaws Rules and
Regulations of the
UIHC and Its Clinical
Staff
23
Contact
Teri Brennan
theresa-brennan@uiowa.edu
Office of the CMO: (319) 467-5700
Pager: 4088
I am available on VoalteMe
Holly Kolfenbach
holly-kolfenbach@uiowa.edu
Office: (319) 384-9289

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Peer Review Process

  • 1. 1 Peer Review (OPPE & FPPE -- IPPE)
  • 2. 2 Why do Peer Review? • “Since the continuation of clinicians’ privileges at a hospital hinges on the quality and safety of care delivered to patients, the review of privileges is a critical – and sensitive – process. This responsibility falls on the medical staff (Credentialing committees), which monitors the performance of all practitioners who are granted privileges and makes recommendations to the governing body of the hospital (Hospital Advisory Committee) concerning which medical staff members should receive new or maintain existing privileges. ” The Joint Commission, Aug 21, 2013
  • 3. 3 Results in OPPE/FPPE: • OPPE/FPPE determines if the care provided by a provider is at or below an acceptable level. • Organizations that have been able to collect meaningful data in an ongoing way, and provide that data to individual providers (particularly if accompanied by peer or benchmark data) have found that practitioners become actively engaged both in validating the data and in self-evaluation and modifications in practice. – This results in quality improvement.
  • 4. 4 Definitions • OPPE: Ongoing professional practice evaluation • FPPE: Focused professional practice evaluation – Initial/Increased FPPE: IPPE • IPPE is a subset of TJC FPPE -- UIHC term • Initial or Increased = when a practitioner requests new or increased privileges – Triggered FPPE • Triggered by a concern or series of concerns about practice or professionalism
  • 5. 5 Peer Review Start Date Event Privileged Provider Timeline OPPE Initial FPPE Increased FPPE Triggered FPPE
  • 6. 6 IPPE – Initial or increased
  • 7. 7 Peer Review Start Date Event Privileged Provider Timeline OPPE Initial FPPE Increased FPPE Triggered FPPE
  • 8. 8 • Ongoing Professional Practice Evaluation (OPPE) is required of all privileged medical staff in all departments and services. It is a mechanism to continually track medical staff with respect to the core competencies necessary to maintain privileges. These competencies should include: 1) medical and clinical knowledge, 2) patient care, 3) inter personal skills and communication, 4) practice based learning, 5) professionalism and 6) system based practice. • A successful OPPE/FPPE program should include all of these components. OPPE - Ongoing
  • 9. 9
  • 10. 10
  • 11. 11
  • 12. 12 OPPE Ratings (using latest quarter) • REVIEW (any red) – At least one of the metrics is UNFAVORABLE – Requires action plan for improvement developed by faculty and Clinical Service Head (DEO) – Serious concerns, or lack of improvement over 2 cycles may result in Triggered FPPE • MEETS MOST GOALS (no red, some yellow) – No metrics are unfavorable, however, one or more may need improvement to reach the ideal goal • GOALS MET (all green) – All metrics for which there is data are favorable to goal
  • 14. 20 Start Date Event Privileged Provider Timeline OPPE Initial FPPE Increased FPPE Triggered FPPE Triggered FPPE – Frequently referred to as “Peer Review”
  • 15. 21 Three Peer Review Committees • Medical Committee • Surgical Committee • Professional/Behavioral Committee
  • 16. 22 UIHC PEER REVIEW WORKFLOW FPPE WORKFLOW YES NO DISAGREE AGREE Case Ranked Case Ranked 2 3 Evaluation triggered by the Clinical Service Head/Department Executive Officer (DEO), Chief Executive Officer (CEO) or Chief of Staff (COS) Evaluation is received in the Clinical Staff Office (CSO) and assigned to the appropriate Committee Chair by the Chief Medical Officer (CMO) Peer Review Committee Chair evaluates trigger to assure case meets criteria for review Committee member evaluates, completes form, and assigns rank CMO repeats Evaluation Rank 1: Referred for second evaluation Rank 2 or 3 or uncertain No further action; place in CSO file Second panelist evaluates and agrees with ranking of 1 No further action; place in CSO file Case ranked 3: Report sent to DEO and LIP, DEO reviews and makes recommendations, takes action and sends a copy of report and letter to CMO, OPPE oversight and placed in CSO and department files Case ranked 2: Report sent to DEO, who drafts an educational and performance improvement letter to LIP, copy of report and letter to CMO, OPPE oversight and placed in CSO and department files Case ranked 1 Rank 2 or 3: LIP reviews ranking and responds (Letter to Peer Review Committee and DEO) Case discussed at full Committee Meeting; ranking assigned, with possible recommendations Case discussed at full Committee Meeting; ranking assigned No further action; place in CSO file No further action; place in CSO file Case ranked 1 Second committee member disagrees with ranking of 1 Education plan, including follow up time line and consequences of noncompliance established with DEO Performance Improvement plan, timeline and consequences of noncompliance agreed on by Chair, LIP, CMO, Risk Management and Assistant Dean Faculty Affairs LIP AGREES LIP AGREES LIP DISAGREES Referral may be made to Corrective Action detailed under Article IV, Section 6. of the Bylaws Rules and Regulations of the UIHC and Its Clinical Staff
  • 17. 23 Contact Teri Brennan theresa-brennan@uiowa.edu Office of the CMO: (319) 467-5700 Pager: 4088 I am available on VoalteMe Holly Kolfenbach holly-kolfenbach@uiowa.edu Office: (319) 384-9289