1. Scope of Assessment
INS-A-SC-0000026
Statement Number:
Name: Gail Gibson
National ID Number: 5910280043089
Assessor Registration Number: 04A1301081
Assessor Registration Start Date: 09/10/2014
Assessor Registration End Date: 08/10/2017
Please note that the registration end date is subject to the 'last date for achievement' as stated in each
qualification. Assessors are not permitted to assess beyond their registration end date or the
qualification end date (whichever occurs first)
Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
NQFLevel Qualification TitleQualification Code
Qualification Details:
FETC: Long-term Insurance49649(S)Level 04
FETC: Short Term Insurance NQF L449929Level 04
FETC: Wealth Management NQF L457917Level 04
National Certificate: Financial Services Management NQF L448640Level 04
National Certificate: Financial Services NQF L248783Level 02
National Certificate: Financial Services NQF L349089Level 03
National Certificate: Wealth Management NQF L557608Level 05
Unit Standard Code Unit Standard Title
Unit standard included:
NQF Level
Collect, analyse, use and communicate numerical data.7451Level 01
Critically analyse how mathematics is used in social, political and
economic relations.
7449Level 01
Page 1 of 23
2. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Demonstrate knowledge and understanding of the individual basic
rights and responsibilities under a group retirement fund
12546Level 01
Demonstrate knowledge and understanding of the individual basic
rights and responsibilities under a medical scheme
12549Level 01
Describe, represent and interpret mathematical models in different
contexts.
7452Level 01
Develop and use keyboard skills to enter text9357Level 01
Working with numbers in various contexts.7447Level 01
Access and use information from texts8963Level 02
Apply basic business ethics in work environment113924Level 02
Apply basic knowledge of statistics and probability in order to
investigate life related problems
9009Level 02
Apply the basic skills of customer services114974Level 02
Attend to customer enquiries in the insurance sector.8098Level 02
Behave in a professional manner in a business environment114959Level 02
Contribute to the health, safety and security of a financial services
workplace
114957Level 02
Demonstrate ability to use the World Wide Web7573Level 02
Demonstrate knowledge and understanding of the rights and
responsibilities of the individual under the south african constitution
11816Level 02
Demonstrate knowledge and understanding of the structures that
reinforce and support human rights in south africa
11817Level 02
Demonstrate knowledge of and produce word processing documents
using basic functions
7568Level 02
Demonstrate understanding of rational and irrational numbers and
number systems.
7480Level 02
Examine the applications of the Basic Conditions of Employment Act
and its effect on earnings in own contract
10717Level 02
Examine the costs and benefits of using banking institutions for the
managing of personal finances
10716Level 02
Page 2 of 23
3. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Explain HIV/AIDS and the effects on the insurance industry and
workplace, and indicate own role in creating a caring work environment
114961Level 02
Explain how money laundering legislation impacts on monetary
transactions in South Africa
113904Level 02
Explain the implications of the FAIS ACT for employees in the financial
services organisations
113918Level 02
Identify the types of records required in the financial services industry
and indicate why it is necessary to create evidence
114973Level 02
Identify, describe, compare, classify, explore shape and motion in
2-and 3-dimensional shapes in different contexts
9008Level 02
Investigate credit in own circumstances10715Level 02
Investigate the structure of a financial services workplace114962Level 02
Maintain an existing information system in a financial services
environment
114971Level 02
Participate effectively in a team or group114936Level 02
Render basic first aid in an office workplace113929Level 02
Use a personal budget to manage own money10718Level 02
Use language and communication in occupational learning
programmes
8967Level 02
Use mathematics to investigate and monitor the financial aspects of
personal and community life.
7469Level 02
Work with a range of patterns and functions and solve problems9007Level 02
Write for a defined context8964Level 02
Access information in order to respond to client enquiries in a financial
services environment
9302Level 03
Accommodate audience and context needs in oral communication8968Level 03
Accommodate audience and context needs in oral/signed
communication
119472Level 03
Administer a long term claim117104Level 03
Page 3 of 23
4. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Administer basic asset related transactions in a Retirement Fund117124Level 03
Administer basic asset related transactions`117108Level 03
Administer basic client related transactions in a Collective Investment
Scheme Manager or Linked Investment Service Provider (LISP)
117116Level 03
Administer credit purchase transactions117423Level 03
Administer credit sales transactions117422Level 03
Administer income and reciepts117419Level 03
Administer long term employee benefits and medical scheme
membership
117136Level 03
Administer payments and expenses117420Level 03
Apply knowledge of basic accounting priniciples to financial services117111Level 03
Apply knowledge of HIV/AIDS to a specific business sector and a
workplace
114941Level 03
Apply knowledge of self and own situation to manage risks resulting
from change in the workplace
116966Level 03
Apply knowledge of self and team in order to develop a plan to
enhance team performance
13912Level 03
Apply problem-solving techniques to make a decision or solve a
problem in a real life context
114952Level 03
Calculate and record value added tax transactions117424Level 03
Coach a team member in order to enhance individual peformance in
work environment
113909Level 03
Communicate verbally with clients in a financial environment9303Level 03
Compile reconciliation statements117425Level 03
Conduct a formal meeting13914Level 03
Demonstrate ability to use and interpret texts that apply to the role
and responsibilities of Trustees of retirement funds
123417Level 03
Page 4 of 23
5. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Demonstrate ability to use and interpret texts that apply to the role
and responsibilities of trustees of retirement funds
12548Level 03
Demonstrate basic accounting concepts117421Level 03
Demonstrate knowledge and understanding of the role and
responsibilities of Trustees of Medical Schemes
123421Level 03
Demonstrate knowledge and understanding of the role and
responsibilities of trustees of medical schemes
12550Level 03
Demonstrate knowledge and understanding of the role and
responsibilities of Trustees of retirement funds
123420Level 03
Demonstrate knowledge and understanding of the role functions and
duties of trustees of retirement funds
12547Level 03
Demonstrate knowledge and understanding the duties of Trustees of
retirement funds with regard to death benefits
123419Level 03
Demonstrate techniques for gathering and presenting fieldwork data119894Level 03
Demonstrate understanding of the use of different number bases and
measurement units and an awareness of error in the context of
relevant calculations
9010Level 03
Describe collective investment schemes243129Level 03
Describe funeral insurance114956Level 03
Describe healthcare cover in South Africa117141Level 03
Describe how to manage workplace relationships114943Level 03
Describe Life Insurance114983Level 03
Describe short term insurance114964Level 03
Describe unit trusts as an investment8990Level 03
Describe, apply, analyse and calculate shape and motion in 2-and
3-dimensional space in different contexts
9013Level 03
Explain aviation insurance117130Level 03
Explain basic economics117132Level 03
Page 5 of 23
6. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Explain basic transactions in the Unit Trust industry9001Level 03
Explain common transactions in a collective investment scheme
portfolio
243135Level 03
Explain healthcare benefits administration in South Africa114972Level 03
Explain how to manage diversity in the workplace114932Level 03
Explain insurance transactions specific to Lloyd's of London117135Level 03
Explain the impact of personal wellness on work performance113907Level 03
Explain the manager's role in identifying and referring vulnerable or at
risk employees
114216Level 03
Explain the structure of the financial services industry in south africa113922Level 03
Explain the structure of the financial services industry in South Africa243144Level 03
Explain the types of compulsory statutory insurance in SA114966Level 03
Explain the types of compulsory statutory insurance in South Africa9005Level 03
Identify causes of stress and techniques to manage it in the workplace114946Level 03
Identify possible ways of improving employment prospects10713Level 03
Identify ways of management relationships in own life114945Level 03
Indicate how collective investment scheme portfolios are reported243141Level 03
Indicate how different needs lead to the development of different
insurance products
114985Level 03
Indicate how unit trusts are reported9000Level 03
Indicate the scope of life insurance in South Africa117146Level 03
Indicate the scope of short term insurance in South Africa117134Level 03
Page 6 of 23
7. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Induct a new member into a team13911Level 03
Interpret and use information from texts119457Level 03
Interpret and use information from texts8969Level 03
Interpret current affairs related to a selected business sub sector117125Level 03
Investigate life related problems using data and probabilities9012Level 03
Investigate the need to provide financially for own retirement114960Level 03
Investigate the upside and downside business risk in hand held
electronic devices
117128Level 03
Maintain and adapt oral communication8962Level 03
Manage electronic mail in a business environment114984Level 03
Manage own work performance in relation to an organisation's
performance management system
117133Level 03
Manage personal expenditure10712Level 03
Manage personal expenditure119915Level 03
Manage risk in own life114970Level 03
Manage time effectively to enhance productivity and enable a balanced
lifestyle
117171Level 03
Operate a computer workstation in a business environment114979Level 03
Prepare general ledger accounts and initial trial balance117427Level 03
Research costs associated with marriage, birth, divorce and death in
own circumstances
10714Level 03
Research costs associated with marriage, birth, divorce and death in
own circumstances
119681Level 03
Research in the history of the Financial Services Industry in South
Africa
8986Level 03
Page 7 of 23
8. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Understand the Petty Cash System117418Level 03
Use a presentation package to produce business documents114980Level 03
Use a spreadsheet package to produce business documents114977Level 03
Use a web browser in a business environment114975Level 03
Use a word processing package to produce business documents114978Level 03
Use an electronic system as a tool in an financial services text113911Level 03
Use langauge and communiction in occupational learning programmes8973Level 03
Use language and communication in occupational learning
programmes
119467Level 03
Use mathematics to investigate and monitor the financial aspects of
personal, business and national issues.
7456Level 03
Write texts for a range of communicative contexts8970Level 03
Write/present/sign texts for a range of communicative contexts119465Level 03
Analyse current events reported in the media that could impact on
wealth management
243133Level 04
Analyse different group retirement products117123Level 04
Analyse healthcare funding in South Africa and the role of
intermediaries in the sector
119677Level 04
Analyse new developments reported in the media that could impact on
a business sector or industry
13943Level 04
Analyse new developments reported in the media that could impact on
Short Term insurance
120019Level 04
Analyse the different products available in the Long-term insurance
industry and the benefits of each
119478Level 04
Analyse the Financial Services industry and the role of insurance in a
business environment
119679Level 04
Analyse the financial services industry and the role of insurance in a
business environment
12168Level 04
Page 8 of 23
9. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Analyse the impact of weather events on selected regions119904Level 04
Analyse the National Health Policy as a means of providing healthcare
for the nation
243156Level 04
Analyse the Pension Funds Act as it applies to the administration of
retirement funds
117120Level 04
Analyse the proposed National Health policy as a means of providing
health care for a nation
113927Level 04
Analyse the role of group retirement benefits in the insurance industry117122Level 04
Anazlyse new developments reported in the media that could impact
on long term insurance
118011Level 04
Apply basic technical knowledge of a light motor vehicle to authorise a
claim
120130Level 04
Apply basic technical knowledge of a vehicle to authorise a heavy
motor vehicle claim
120126Level 04
Apply comprehension skills to engage oral texts in a business
environment
12154Level 04
Apply comprehension skills to engage written texts in a business
environment.
12155Level 04
Apply industry knowledge to develop an investment strategy for a
group retirement fund
113930Level 04
Apply knowledge and insight into aspexts of the Long Term Insurance
Act, Act 52 of 1998
117126Level 04
Apply knowledge and insight into the Short Term Insurance Act (No 53
of 1998) and the accompanying regulations
117121Level 04
Apply knowledge and insight into the statutory cover addorded under
the Compensation for Occupational Injuries and Diseases Act, 130 of
1993, as amended (COIDA)
117149Level 04
Apply knowledge insurance of household contents120016Level 04
Apply knowledge of agricultural crop insurance120109Level 04
Apply knowledge of business interruption insurance120120Level 04
Apply knowledge of insurance to the transportation of a consignment
of goods
120020Level 04
Apply knowledge of personal accident insurance120022Level 04
Page 9 of 23
10. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Apply knowledge of personal all risks insurance120011Level 04
Apply knowledge of personal liability insurance120132Level 04
Apply knowledge of public liability insurance120125Level 04
Apply knowledge of Short Term Insurance to reinsurance120136Level 04
Apply knowledge of Short Term Insurance to the All Risks section of a
commercial policy
120122Level 04
Apply knowledge of statistics and probability to critically interrogate
and effectively communicate findings on life-related problems
9015Level 04
Apply knowledge of the current Medical Schemes Act and the
accompanying regulations
117118Level 04
Apply knowledge of the sales cycle in wealth management113921Level 04
Apply Return on Investment (ROI) theory and practice to a business
unit
114209Level 04
Apply technical and understanding of business insurance120115Level 04
Apply technical knowledge and skill in order to manage risk in
business interruption
14980Level 04
Apply technical knowledge and skill in order to manage risk in
emergency planning
13939Level 04
Apply technical knowledge and skill in order to manage risk in
occupational health and occupational hygiene
13950Level 04
Apply technical knowledge and skill in order to underwrite professional
indemnity insurance
120116Level 04
Apply technical knowledge and skill to align business unit
performance to business goals
13949Level 04
Apply technical knowledge and skill to assess an aviation risk120111Level 04
Apply technical knowledge and skill to determine the quantum and
validity of a domestic or light motor vehicle claim
120138Level 04
Apply technical knowledge and skill to determine the quantum and
validty of an industrial or heavy vehicle claim
120119Level 04
Apply technical knowledge and understanding of business motor
insurance
120135Level 04
Page 10 of 23
11. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Apply technical knowledge and understanding of Contract Works
Insurance
120134Level 04
Apply technical knowledge and understanding of fidelity insurance as
a means of manageing people related financial risk
120114Level 04
Apply technical knowledge and understanding of hte insurance of wild
life, livestock and other animals
120117Level 04
Apply technical knowledge and understanding of insurance in the
event of machinery breakdown
120108Level 04
Apply technical knowledge and understanding of the cover provided
under a Short Term Multi-Peril Insurance policy
120121Level 04
Apply technical knowledge and understanding of the insurance of
timber plantations
120113Level 04
Apply the budget function in a business unit13941Level 04
Apply the law of contract to insurance120128Level 04
Apply the law of contract to insurance14991Level 04
Apply the principles of situational leadership to a business unit13953Level 04
Apply the regulations for disclosure that are required as part of the
financial sales process
117129Level 04
Apply the skills of customer care in a specific work environment119676Level 04
Demonstrate a basic understanding of the role of a business strategy
in managing a small business or a business unit
13942Level 04
Demonstrate knowledge and application of aviation legislation that
impacts on insurance
120006Level 04
Demonstrate knowledge and application of ethical conduct in a
business environment
13940Level 04
Demonstrate knowledge and application of ethical conduct in a
business environment
242655Level 04
Demonstrate knowledge and application of of the relationships
between Life Style Measurements (LSM) and Long-term insurance
119262Level 04
Demonstrate knowledge and application of Sectional Title insurance120018Level 04
Demonstrate knowledge and application of the Value Added Tax Act
(VAT), 89 of 1991 as amended as it applies to insurance policies
119682Level 04
Page 11 of 23
12. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Demonstrate knowledge and insight into legislation relating to
marriage, divorce and maintenance as it applies to employee
retirement and insurance benefits
10391Level 04
Demonstrate knowledge and insight into provisions relating to Capital
Gains Tax (CGT) contained in the Income Tax Act as it applies to
insurance and investment
243146Level 04
Demonstrate knowledge and insight into the Capital Gains Tax
Legislationas it applies to insurance and investment
12167Level 04
Demonstrate knowledge and insight into the Collective Investment
Schemes Act
12166Level 04
Demonstrate knowledge and insight into the Collective Investment
Schemes Control Act, 45 of 2002 (CISCA)
243155Level 04
Demonstrate knowledge and insight into the Income Tax Act (58 of
1962 and the accompanying regulations) as amended as it applies to
insurance and investment products
14315Level 04
Demonstrate knowledge and insight into the Income Tax Act (58 of
1962 and the accompanying regulations) as amended as it applies to
Long-Term insurance and investment products
243132Level 04
Demonstrate knowledge and insight into the Long Term Insurance Act14316Level 04
Demonstrate knowledge and insight into the policyholder protection12332Level 04
Demonstrate knowledge and insight into the Short-term Insurance Act
(No53 0f 1998) and the accompanying regulations
10194Level 04
Demonstrate knowledge and insight of the Financial Advisory and
Intermediary Services Act (FAIS) (Act 37 of 2002)
12164Level 04
Demonstrate knowledge and skill in order to assess a non-motor claim120137Level 04
Demonstrate knowledge and understanding of engineering insurance14984Level 04
Demonstrate knowledge and understanding of financial interactions of
insurers, underwriting managers and intermediaries in short term
insurance
120129Level 04
Demonstrate knowledge and understanding of house owners insurance120015Level 04
Demonstrate knowledge and understanding of how the insurance
industry responds to different needs in the Group Retirement Benefits
Market
10394Level 04
Demonstrate knowledge and understanding of insurable risk14994Level 04
Demonstrate knowledge and understanding of issues of compliance or
non-activity that could result in civil or criminal liability in terms of
business law
120127Level 04
Page 12 of 23
13. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Demonstrate knowledge and understanding of of the insurance of
pleasure craft
120008Level 04
Demonstrate knowledge and understanding of personal motor
insurance
120005Level 04
Demonstrate knowledge and understanding of the Financial Advisory
and Intermediary Services Act 2002 (FAIS) (Act 37 of 2002) as it
impacts on a specific financial services sub-sector
242584Level 04
Demonstrate knowledge and understanding of the investment strategy
of a selected group retirement fund
243145Level 04
Demonstrate knowledge and understanding of the investment strategy
of a selected medical scheme
243140Level 04
Demonstrate knowledge and understanding of the occupational health
and safety Act 85 of 1993 (OHSA (as amended) and the
responsibilities of management in terms of the Act
13951Level 04
Demonstrate knowledge and understanding of the primary legislation
that impacts on retirement funds
10393Level 04
Demonstrate knowledge and understanding of the Road Ordinance as
it applies to motor insurance
120026Level 04
Demonstrate knowledge and understanding of the sales process in
Short Term Insurance
120112Level 04
Demonstrate knowledge and understanding of the scope of
transportation insurance
120013Level 04
Demonstrate knowledge and understanding of the scope of travel
insurance in South Africa
120012Level 04
Demonstrate knowledge and understanding of the standard insurance
cover in terms of NASRIA
120023Level 04
Demonstrate knowledge and understanding of the value added tax act,
89 of 1991 as amended as it applies to insurance policies
10381Level 04
Demonstrate knowledge and understanding of transportation insurance120009Level 04
Demonstrate knowledge and understanding of warranty as a class of
insurance
120014Level 04
Demonstrate knowledge of insurable risk120124Level 04
Demonstrate skills and techniques required to build a relationship with
a client in a financial services environment
243137Level 04
Demonstrate skills and techniques required to build a relationship with
client in a financial services environment
113903Level 04
Describe and apply the basic principles of personal income tax117127Level 04
Page 13 of 23
14. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Describe and apply the management functions of an organisation.14667Level 04
Describe disability insurance solutions in the context of financial
planning
113910Level 04
Describe disability insurance solutions in the context of financial
planning
243131Level 04
Describe group insured benefits117137Level 04
Describe issues of compliance or non-activity that could result in civil
or criminal liability in terms of business law.
14979Level 04
Describe managed care as it is applied in Medical Scheme
Administration in South Africa
118019Level 04
Describe standard insurance cover in terms of SASRIA117117Level 04
Describe the basic principles of personal income tax10389Level 04
Describe the control of fraud in Healthcare Benefits Administration118018Level 04
Describe the control of fraud in Long-term insurance119261Level 04
Describe the main aspects of pre and post retirement funding113931Level 04
Describe the main aspects of pre and post retirement planning243136Level 04
Describe the sales function in a Collective Investment Scheme
Manager or Linked Investment Service Provider (Lisp)
243151Level 04
Determine risk exposure in order to manage the risk in a specific
situation
15008Level 04
Determine risk exposure in order to manage the risk in a specific
situation
242654Level 04
Develop a business plan for a small business10385Level 04
Develop a business plan for small business117241Level 04
Develop a strategy to manage compromised employee wellbeing114208Level 04
Engage in sustained oral communication and evaluate spoken texts8974Level 04
Page 14 of 23
15. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Engage in sustained oral/signed communication and evaluate
spoken/signed texts
119462Level 04
Explain and apply the basic principles of the Estate Duty Act (45 of
1955)
119678Level 04
Explain basic investment principles113916Level 04
Explain basic investment principles243153Level 04
Explain Capital Markets and Capital Market Instruments243142Level 04
Explain credit life insurance119260Level 04
Explain Equity Markets and equity market instruments243148Level 04
Explain fidelity insurance as a means of managing people related
financial risk
14987Level 04
Explain fiduciary responsibilities and the associated risks113923Level 04
Explain fiduciary responsibilities and the associated risks243152Level 04
Explain money markets and money market instruments243154Level 04
Explain options for healthcare cover in order to make an informed
decision
243138Level 04
Explain South African money laundering legislation and the
implications for accountable institutions in transacting with clients
242593Level 04
Explain the application of the Promotion of Access to Information Act,
2 of 2002 and the Electronic Transactions and Communications Act,
25 of 2002, in a business environment
243225Level 04
Explain the application of the Promotion of Access to Information Act,
2 of 2002 and the Electronic Transactions and Communications Act,
25 of 2002, in Wealth Management
113928Level 04
Explain the basic principles of asset management that apply to
financial markets and insurance
113917Level 04
Explain the basic principles of asset management that apply to
financial markets and insurance
243130Level 04
Explain the cycle of a medical claim118014Level 04
Explain the Financial Intelligence Center Act, 38 of 2001 and the
implication of this act for client relations
14506Level 04
Page 15 of 23
16. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Explain the impact of of organisational wellness on a business
environment and indicate a strategy for a business unit
114212Level 04
Explain the implications of climate change for an economic sector119909Level 04
Explain the legislation relating to marriage, divorce and maintenance
as it applies to retirement benefits
117131Level 04
Explain the Medicines and Related Substances Control Amendment
Act, 59 of 2002, as it impacts on medical schemes
243149Level 04
Explain the Medicines and Related Substances Control Amendment
Act, 59 of 2003, as it impacts in medical schemes
113932Level 04
Explain the nature of risk and the risk management process14995Level 04
Explain the options available for post retirement healthcare113919Level 04
Explain the roles of actuaries, underwriters and claims assessors in
Long-term insurance
119259Level 04
Explain the scope of the Compensation for Occupational Injuries and
Diseases Act 130 of 1993 (COIDA)
117155Level 04
Explain the use of coding in Healthcare Benefits Administration117215Level 04
Explain trade in a global economy119899Level 04
Explaing people-related risks in an organisation14999Level 04
Explore strategies to retain or expand existing business in the
insurance/investment industry
14319Level 04
Identify and explain trends and issues in the Long-term insurance
market that present an abnormal risk
119264Level 04
Indicate how different needs lead to the development of different
investment products
119680Level 04
Interpret basic financial statements10388Level 04
Interpret basic financial statements117156Level 04
Investigate dread disease products and their place in wealth
management
113913Level 04
Investigate dread disease products and their place in wealth
management
243139Level 04
Page 16 of 23
17. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Investigate possible funding options for investors exiting a group
retirement fund
243150Level 04
Investigate possible funding options for investors exiting a group
retirment
113920Level 04
Investigate quality and control mechanisms in a business unit118005Level 04
INvestigate the possibilities of establishing a running a small business
enterprise (SMME)
117244Level 04
Investigate the possibilities of establishing and running a small
business enterprise (SMME)
10386Level 04
Investigate the range of options available for wealth management113914Level 04
Investigate the range of options available for wealth management243134Level 04
Investigate ways of managing financial risk in own lives10387Level 04
Investigate ways of managing financial risk in own lives117158Level 04
Manage a business offering financial advice119675Level 04
Manage Expenditure against a budget242810Level 04
Manage Risk in own work environment119265Level 04
Manage risk in own work/business environment13954Level 04
Manage the risk in an agricultural entirty120131Level 04
Mentor a colleague to enhance the individual`s knowledge, skills,
values and attitudes in a selected career path
114215Level 04
Motivate a team13947Level 04
Negotiate an agreement or deal in an authentic work situation13948Level 04
Outline the structure of the collective investment industry243147Level 04
Process a claim in credit risk insurance14978Level 04
Page 17 of 23
18. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Process a short term insurance claim120123Level 04
Produce photographic evidence of a collsion120133Level 04
Read, analyse and respond to a variety of texts8975Level 04
Read/view, analyse and respond to a variety of texts119469Level 04
Represent, analyse and calculate shape and motion in 2-and
3-dimentional space in different contexts
9016Level 04
Research the Medical Scheme Administration sub-sector in South
Africa
118012Level 04
Underwrite a standard risk in short term commecial insurance120110Level 04
Underwrite a standard risk in short term personal insurance120118Level 04
Use an electronic system to propose a financial solution243143Level 04
Use an electronic system to propose a financial solution.113912Level 04
Use language and communication in occupational learning
programmes
119471Level 04
Use language and communication in occupational learning
programmes
8979Level 04
Use mathematics to investigate and monitor the financial aspects of
personal, business, national and international issues.
7468Level 04
Use the writing process to compose texts required in the business
environment
12153Level 04
Write for a wide range of contexts8976Level 04
Write/present/sign for a wide range of contexts119459Level 04
Adapt and verbally communicate financial information to a range of
audiences
242614Level 05
Advise Retirment Fund Trustees and Corporates on the structure of a
Fund's investments
242578Level 05
Analyse and interpret qualitative and quantitative data from relevant
reports in order to make a recommendation or inform a decision for an
entity
242559Level 05
Page 18 of 23
19. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Analyse reports and documents of a retirement fund to ensure
governance and manage risk
242617Level 05
Analyse the dynamics of different interactive styles in client
relationships
242585Level 05
Analyse the product design/structure of different medical schemes to
evaluate the benefits of each scheme
242567Level 05
Analyse the role of international investment in wealth management242563Level 05
Analyse the strategic impact of a successful wellness programme114206Level 05
Apply researched trend to individual financial risk242601Level 05
Apply basic economic principles to the financial services sector230071Level 05
Apply financial knowledge and skill to manage a Trust Fund242605Level 05
Apply insight into the implications of changing financial priorities and
attitudes on the value proposition in a financial relationship
242569Level 05
Apply knowledge and skill to explain the application of structured long
term insurance portfolios
242590Level 05
Apply knowledge and understanding of captives as a method of
alternative risk transfer
242599Level 05
Apply knowledge of estate planning to propose a financial solution for
a specific client
242603Level 05
Apply knowledge of the different asset classes in order to give financial
advice
242594Level 05
Apply scenario planning to explain potential risk in a specified financial
services context
242580Level 05
Apply technical knowledge and insight into how the legislative and
regulatory environment impacts on retirement fund benefits for
employees
242586Level 05
Apply technical knowledge and insight into property as an investment242576Level 05
Apply technical knowledge and insight into the management of
collective investment portfolios
242607Level 05
Apply technical knowledge and insight into the sales and marketing of
participatory interest in collective investment scheme portfolios
242560Level 05
Apply technical knowledge and insight to manage the risks inherent in
a group scheme
119998Level 05
Page 19 of 23
20. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Apply technical knowledge and skill to advise an individual on planning
for retirement
242613Level 05
Apply technical knowledge and skill to explain how collective
investment scheme portfolios are classified
242612Level 05
Apply technical knowledge to explain business risk and possible
strategies to finance risk
242608Level 05
Apply the risk management process to investigate alternatives for risk
transfer
242602Level 05
Conduct an in depth investigation into the current healthcare sector in
South Africa using published data
242575Level 05
Demonstrate knowledge and insight into the changing nature of the
financial services industry and its consumers
230075Level 05
Demonstrate knowledge and understanding of risk in a Financial
Services environment
119997Level 05
Demonstrate knowledge and understanding of the establishment and
ongoing maintenance of a domestic collective investment portfolio
242609Level 05
Demonstrate knowledge and understanding of the financial
consequences of a large claim to a client
242615Level 05
Demonstrate knowledge and understanding of the fundamental
principles of risk finance in order to propose an insurance solution
242562Level 05
Demonstrate knowledge and understanding of the responsibilities of
directors in terms of corporate governance.
242598Level 05
Demostrate insight into current affairs in the Financial Services sector120075Level 05
Describe the financial life cycle of an individual and how this influences
financial decisions
230077Level 05
Design a funding mode to make provision for financial consequences
of losses in an entity
242583Level 05
Determine the needs and wants of an entity in order to propose an
appropriate financial solution
242573Level 05
Develop a set of rules that meets the needs of a retirement fund client
and are compliant
242611Level 05
Diagnose and repair vehicle stability, traction and drive control
(VSTDC) systems
376623Level 05
Evaluate the effectiveness of the administration function of a retirement
fund in order to make an informed decision
242596Level 05
Examine the assets and liabilities from an organisation's financial
statements in order to identify risk financing opportunities
242588Level 05
Page 20 of 23
21. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Explain the basic principles of enterprise wide risk management242618Level 05
Investigate industry initiatives to quality control medical providers242570Level 05
Manage cost in a specific case with due regard for quality242565Level 05
Manage the relationship between an intermediary and a Long Term
insurer
242558Level 05
Objectively evaluate the criteria that materially affect the performance
of a medical scheme and its administration
242616Level 05
Present a proposal to optimise the tax aspects of the wealth
management of an entity
242574Level 05
Present an informed argument on a current issue in a business sector230070Level 05
Research information in orer to assist in conducting a financial risk
assessment
242554Level 05
Research the incidence, quantity and severity of an occurence in order
to uncover a trend and anticipate a financial risk
242581Level 05
Research the influence of culture and diversity on attitudes to creating
and managing wealth
242566Level 05
Analyse the implications of current and/or proposed reform for the
Retirement Fund/Medical Scheme sub sector in order to formulate a
possible response
242579Level 06
Analyse the implications of the South African Government's National
Health Policy and the potential impact on medical schemes
242582Level 06
Apply knowledge and insight of the medical scheme environment to
evaluate risk in a selected medical scheme
242568Level 06
Apply knowledge and insight of the role of alternatove investments in
wealth management
242595Level 06
Apply knowledge and insight to advise on the composition of a
financial portfolio
242619Level 06
Apply knowledge and insight to structure and implement a retirement
fund for an organisation
242564Level 06
Apply knowledge of business insurance to propose a Long Term
financial solution for a business entity
242589Level 06
Apply knowledge of estate planning to propose a financial solution for
a high net worth client
242592Level 06
Apply knowledge of health economics to make an informed decision242571Level 06
Page 21 of 23
22. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Apply knowledge of investment to hedge funds242577Level 06
Apply knowledge of macro economic trends and indices to evaluate
the potential effect on a selected portfolio
242587Level 06
Apply knowledge of the unique estate panning needs of farm owners to
provide a financial plan for a farm owner
242591Level 06
Apply technical knowledge and skill to advise business entities on
insurance and group retirement benefits
242597Level 06
Apply the principles of ethics to a business environment230078Level 06
Calculate the taxation of lump-sum benefits13030Level 06
Calculate the taxation of persons other than companies13026Level 06
Demonstrate insight into how the South African Constitution impacts
on the financial services industry
230074Level 06
Demonstrate knowledge and insight into offshore legislation in the
South African investment environment
242556Level 06
Demonstrate knowledge and insight into the valuation of retirement
funds
242600Level 06
Develop a potential wealth preservation solution for an entity242555Level 06
Devise a marketing strategy for a selected target market242604Level 06
Discuss current trends in investment portfolio management242606Level 06
Evaluate the current and future financial position of an entity242561Level 06
Evaluate the relevant performance of a Fund/Portfolio Manager242572Level 06
Explain how the life cycle of a business entity affects investments and
insurance decisions
230073Level 06
Investigate issues of governance that impact on the different role
players in a selected sub-sector
242610Level 06
Research theories of behavioural economics and behavioural finance to
explain the influence of emotion on financial decisions
242557Level 06
Page 22 of 23
23. Ground Floor, North Wing, Oakhust,
11 St. Andrews Road, Parktown,
Johannesburg 2193
PO Box 32035, Braamfontein 2014
Tel:
Fax:
Email:
Website:
011 544 2000
011 484 0862
info@inseta.org.za
www.inseta.org.za
Please ensure that application for re-registration are submitted at least 3 months prior to registration end date to allow sufficient
time for ETQA evaluations
ETQA Manager
Tumi Peele
Page 23 of 23
