Organizations are facing disruptive risks from globalization, transformative technologies and complex regulations. The global economic environment has become extremely complex, where risk can be rapidly heightened or diminished depending on geological factors. Technological innovation is challenging business models that have been the industry standard. You are being asked to assess technology risks such as cyber attacks on corporate data and business. Financial and reputational consequences of non-compliance with regulations is significant. However, regulation standards are continuously being revised. In addition, disclosure of non-financial information beyond the traditional annual report is becoming critical. Learn modern audit methods to safeguard your business by using metadata-based content for complete control testing, closed-loop collaboration for timely issue management, and actionable analytics for faster risk remediation. We share client case studies and best practices.

1. Leverage Technology:
Move Your Business Forward™
Risk and Compliance Financial Reporting Internal Audit Controls Catalog Application Security Advanced Analytics
A Leader in Risk Based Enterprise Controls Management Solutions
Copyright ©. Fulcrum Information Technology, Inc.Give me a lever long enough and a fulcrum on which to place it, and I shall move the world - Archimedes
Safeguard your business against disruptive risks with modern audit
methods based on collaboration, content and analytics
Adil Khan, Managing Director
May 24th , 2017 – 12:00 London and 12:00 NYC Time

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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FulcrumWay™ Insight
Global Thought Leadership
Oracle Cloud – London – Feb 1-2 GRC Round Table,
London, UK
Educational Webinar – Mar 23rd – Continuous
Controls Monitoring
Collaborate 17 – April 2-6 Las Vegas GRC Open
House
Oracle Modern Finance Experience – April 11-13
Boston – FEMSA Oracle Risk Cloud Case Study
Educational Webinar – June 21st – Access Controls
Monitoring for Multiple Business Systems
Oracle Open World – October 1-5 – Mascone West,
San Francisco, CA
Gitex – October 8-12 – GRC Round Table, Dubai
UAE
Oracle UK Users Group – December – GRC Round
Table, Birmingham, UK
Oracle Connect Africa – October – GRC Round
Table, South Africa
Proven Expertise

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FulcrumWay Client StudiesSuccessful
Track Record
Government Oil and Gas
Healthcare
Communications
Financial Services
Transportation Natural ResourcesManufacturing
Retail
High TechMedia/Entertainment Life Sciences

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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Geopolitical and
economic risks are
increasingly becoming
audit committee agenda
topics
Many global
governments and
securities regulators
now require some
form of strategic
reporting.
Audit committees
challenged to ensure
they are considering the
full range of existing
and emerging risks
Controls are in place to
prevent misuse of any
confidential customer
information aggregated
by third-parties
Disruption on multiple frontsDisruptive Risks

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Cost vs BenefitsDisruptive Risks

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Executive Time Spent on Risk
Is your organization laboring with outdated tools & unnecessary
complexity?
“Executive Guidance: Reducing Risk
Management’s Organizational Drag”, CEB, 2014
Opportunity
to reduce time via:
- Streamlined Processes
- Automation
- Standardization
- Simplicity / Ease of use
Freeing up
resources to
address strategic
risk
Greatest risk
to market cap
Disruptive Risks

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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Governance Risk and Compliance (GRC)
Management PlatformAutomated Testing
MonitorPaaS
ProcessPaaS Operations Management
RiskPaaS
Risk Library KRI ManagerPolicy Manager
Financial Close Task Manager
Close Controls Manager Reconciliation Manager
Audit Manager Audit Planner
Compliance Manager
Master Data Monitor
DataProbeIntegrationServices
Risk Assessments
RiskPaaS
Transaction Monitor App Configuration Monitor Rules Repository
Access Monitor SOD Policy Monitor Roles Manager
AccessPaaS
iAccess Policy based provisioning
Issue Manager
Survey Manager
Enterprise Risk Management
Continuous Controls Monitoring
Financial Governance Audit and Compliance Automation
IT Governance

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SafePaaS Metadata (Rules Library)Automated Testing

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SafePaaS Audit ManagerAutomated Testing

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SafePaaS Audit ManagerAutomated Testing

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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SafePaaS Audit ManagerAutomated Testing
Source: “GRC Maturity Survey”, OCEG, 2015

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SafePaaS Audit ManagerAutomated Testing

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SafePaaS Audit ManagerAutomated Testing

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SafePaaS Audit ManagerAutomated Testing

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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SafePaaS MonitorsActionable Analytics

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Transaction Monitor – Duplicate Invoices
Continuous
Monitoring

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Continuous Monitoring

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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Solution ResultChallenge
Producer and supplier of fire-fighting equipment, fire protection systems, security & safety engineering
systems, with over 10,000 employees, and a presence in over 100 countries.
2
• Eliminate errors due to
manual recording and
reporting
• Risk based scoping of
assessments
• Conduct consistent
periodic tests to ensure
and streamline
compliance
 Remediate
deficiencies and
resolve issues quickly
 Automated
Assessments.
 Plan, schedule and
complete control
evaluations on time
• Oracle EBS
– Financials
• SafePaaS
– AuditPaaS
– MonitorPaaS
– AccessPaaS

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Modern audit methods based on collaboration,
content and analytics
Introductions
Disruptive Risks
Automated Testing with Metadata Content
Closed Loop Collaboration
Actionable Analytics
Case Study
Q&A
Agenda

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Enterprise Risk and ComplianceQ&A

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Sign-up for FREE 14 Days EvaluationQ & A
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