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SAFETY TESTING
FOR EXCIPIENTS
By Dilip O. Morani,
Asst. Prof., M.Pharm. Pharmaceutics,
Vispute college of pharmacy, Panvel, Navi Mumbai.
 In 2007, the IPEC-Americas Safety Committee
developed the IPEC New Excipient Safety Evaluation
Procedure, which is an independent excipient review
procedure.
 The procedure is intended to reduce costs stemming
from unnecessary testing and the uncertainty related
to using new excipients, thereby encouraging their
use in drug development and boosting innovation in
formulating drug products.
Introduction
 Excipients are evaluated for their safety using various
in-vitro assay methods to screen for potential toxicity.
 Toxicity in this process the undesired toxicity
producing material can be eliminated, this program is
developed in different tiers of testing.
Method
 In first tier, the compound is tested for its
genotoxicity, cytotoxicity, metabolism and ability of
compound to cross the biological membrane.
 This step may also include development of QSAR
studies which can help predict the toxicity of
compounds.
 In later cases the other steps can be followed, for eg
testing for immunotoxicity studies, repeat dose
toxicity testing and safety pharmacology studies etc.
 The documentation procedure begins with submission
of the excipient safety dossier (in Common Technical
Document format) to Product Development Group,
which sends it to the NEEC(New excipient evaluation
committee) chairperson, who distributes it to other
committee members.
 It is recommended that Excipient dossiers be prepared
according to IPEC’s Master File Guide.
 The file guide comprises two parts.
 The first is the administrative section, which is
region-specific based on submission specifics and
local requirements.
 The second is the core technical document (CTD) that
includes all technical details and summaries needed
for Excipient acceptance in most regions, including
CTD P4 requirements.
 Reviews are expected to last 1 to 3 months,
depending on the quantity of information within (or
absent from) the dossiers.
 In most cases, the cost will be based on not more than
50 hours of review time plus administrative overhead.
 The chairperson or a designee collates the comments
of the committee members and drafts a report that is
sent to each member for concurrence or further
discussion.
 Once agreement is reached, the final report is sent to
the excipient sponsor for review and comment.
 If the expert committee cannot agree on one or more
points in the final report, the sponsor is told of the
disagreements and the reasons for them.
 The sponsor may discuss the final report with the
expert committee and request clarifications or
explanations.
 Once everyone is satisfied, the chairperson signs the final
report and sends it to the sponsor, who becomes its sole
owner.
 The report will contain, at a minimum:
1) Discussion of chemical and toxicological data and
human safety concerns based on intended use of the
excipient;
2) Opinions on conformance with data needs according to
the CDER Guidance; and
3) Identification of data gaps, if any, and points of reviewer
disagreement that were not resolved and the reasons for
them.
 The IPEC New Excipient Safety Evaluation Procedure
provides an excellent method for independently evaluating
the safety of new excipients, including co-processed
mixtures of existing excipients, physical and chemical
modification of existing excipients, higher use levels of
existing excipients, and NCEs.
 The Excipient sponsor can use the NEEC’s report to support
the use of a new excipient in a drug development approval
process.
Advantages
 As new excipients emerge, it’s important to recognize
their potential use in various complex delivery
systems, and the IPEC procedure helps do that.
 Safety and efficacy of drug product are established
during development via clinical studies.
Conclusion
 Excipients being an indispensible component of medicinal
products, must be evaluated for their safety.
 The excipients are tested for assuring safety, which is the
most important feature of any formulation intended to be
used in humans or animals.
 As new excipients emerge, it’s important to recognize their
potential use in various complex delivery systems, and the
IPEC procedure subjects new excipients for potential use in
humans to a thorough safety assessment.
 The safety assurance of excipients helps the formulator to
design an effective and safe dosage form with the use of
efficient and safe excipients.
 Thus for an excipient to be in a formulation it must be
highly stable, safe and efficacious, and above all it must
comply with the expected performance in the formulation.
Thank you

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Safety testing of Excipients

  • 1. SAFETY TESTING FOR EXCIPIENTS By Dilip O. Morani, Asst. Prof., M.Pharm. Pharmaceutics, Vispute college of pharmacy, Panvel, Navi Mumbai.
  • 2.  In 2007, the IPEC-Americas Safety Committee developed the IPEC New Excipient Safety Evaluation Procedure, which is an independent excipient review procedure.  The procedure is intended to reduce costs stemming from unnecessary testing and the uncertainty related to using new excipients, thereby encouraging their use in drug development and boosting innovation in formulating drug products. Introduction
  • 3.  Excipients are evaluated for their safety using various in-vitro assay methods to screen for potential toxicity.  Toxicity in this process the undesired toxicity producing material can be eliminated, this program is developed in different tiers of testing. Method
  • 4.  In first tier, the compound is tested for its genotoxicity, cytotoxicity, metabolism and ability of compound to cross the biological membrane.  This step may also include development of QSAR studies which can help predict the toxicity of compounds.  In later cases the other steps can be followed, for eg testing for immunotoxicity studies, repeat dose toxicity testing and safety pharmacology studies etc.
  • 5.  The documentation procedure begins with submission of the excipient safety dossier (in Common Technical Document format) to Product Development Group, which sends it to the NEEC(New excipient evaluation committee) chairperson, who distributes it to other committee members.  It is recommended that Excipient dossiers be prepared according to IPEC’s Master File Guide.
  • 6.  The file guide comprises two parts.  The first is the administrative section, which is region-specific based on submission specifics and local requirements.  The second is the core technical document (CTD) that includes all technical details and summaries needed for Excipient acceptance in most regions, including CTD P4 requirements.
  • 7.  Reviews are expected to last 1 to 3 months, depending on the quantity of information within (or absent from) the dossiers.  In most cases, the cost will be based on not more than 50 hours of review time plus administrative overhead.  The chairperson or a designee collates the comments of the committee members and drafts a report that is sent to each member for concurrence or further discussion.
  • 8.  Once agreement is reached, the final report is sent to the excipient sponsor for review and comment.  If the expert committee cannot agree on one or more points in the final report, the sponsor is told of the disagreements and the reasons for them.  The sponsor may discuss the final report with the expert committee and request clarifications or explanations.
  • 9.  Once everyone is satisfied, the chairperson signs the final report and sends it to the sponsor, who becomes its sole owner.  The report will contain, at a minimum: 1) Discussion of chemical and toxicological data and human safety concerns based on intended use of the excipient; 2) Opinions on conformance with data needs according to the CDER Guidance; and 3) Identification of data gaps, if any, and points of reviewer disagreement that were not resolved and the reasons for them.
  • 10.  The IPEC New Excipient Safety Evaluation Procedure provides an excellent method for independently evaluating the safety of new excipients, including co-processed mixtures of existing excipients, physical and chemical modification of existing excipients, higher use levels of existing excipients, and NCEs.  The Excipient sponsor can use the NEEC’s report to support the use of a new excipient in a drug development approval process. Advantages
  • 11.  As new excipients emerge, it’s important to recognize their potential use in various complex delivery systems, and the IPEC procedure helps do that.  Safety and efficacy of drug product are established during development via clinical studies.
  • 12. Conclusion  Excipients being an indispensible component of medicinal products, must be evaluated for their safety.  The excipients are tested for assuring safety, which is the most important feature of any formulation intended to be used in humans or animals.  As new excipients emerge, it’s important to recognize their potential use in various complex delivery systems, and the IPEC procedure subjects new excipients for potential use in humans to a thorough safety assessment.
  • 13.  The safety assurance of excipients helps the formulator to design an effective and safe dosage form with the use of efficient and safe excipients.  Thus for an excipient to be in a formulation it must be highly stable, safe and efficacious, and above all it must comply with the expected performance in the formulation.