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Federal Aviation Administration
NextGen Advanced Concepts & Technology Development
Human Factors Division (ANG-C1)
Air Traffic Control / Technical Operations
Human Factors Research
Plan and Process
FY 2013
Table of Contents
Acronyms Used In This
Document....................................................................... 2
1. Purpose
...............................................................................................
....................... 3
1.1. HF RE&D Portfolio Goals
................................................................................. 3
2. HF RE&D Portfolio Projects
.................................................................................... 4
3. Research Project Lifecycle
....................................................................................... 7
3.1. Stage One: Requirements Definition
................................................................. 7
3.1.1. Requirement
Evaluation..............................................................................
7
3.2. Stage Two: Research Budget Appropriation/Procurement
Materials ................ 8
3.3. Stage Three: Research Execution
...................................................................... 8
3.3.1. Agreement
Administration........................................................................
.. 9
3.3.2. Quality Assurance
....................................................................................... 9
3.3.3. Technical Community Requirements Group (TCRG)
................................ 9
3.4. Knowledge Transfer and Implementation / Research
Product Processing ...... 10
4. Project Closeout Process
......................................................................................... 10
5. Goal Reporting
...............................................................................................
......... 10
References
...............................................................................................
.................... 11
Appendix A: HF RE&D Portfolio Project Descriptions
............................................. 12
Appendix B: FAA Agency Codes Used in this
Document…………………............35
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Acronyms Used In This Document
The following list defines acronyms used throughout this
document.
Acronym Definition
AATS Advanced Air Traffic Systems
ATC Air Traffic Control
ATCOV Air Traffic Color Vision Test
ATCS Air Traffic Control Specialist
AT-CTI Air Traffic Collegiate Training Initiative
ATO Air Traffic Organization
ATOS Advanced Tech Ops Systems
ATS Air Traffic Services
AT-SAT AT Selection and Training Test
DFS Deutsche Flugsicherung
DPG Design Process Guide
EEG Electroencephalography
ERAM En Route Automation Modernization
FAA Federal Aviation Administration
FRMS Fatigue Risk Management System
FY Fiscal Year
HF Human Factors
HSI Human Systems Integration
I&TP Individual and Team Performance
IAD Institute of Ergonomics
NARP National Aviation Research Plan
NAS National Airspace System
OA Operational Assessment
OCC Operations Control Center
OMB Office of Management and Budget
PI Principal Investigator
PMO Program Management Office
PS&T Personnel Selection & Training
R&D Research and Development
RE&D Research, Engineering & Development
RMM Remote Maintenance Monitoring
SHARE System for Human Factors Assessment and Readiness
Evaluation
TCRG Technical Community Requirements Group
TO Technical Operations
TOFRM Technical Operations Fatigue Risk Management
TRACON Terminal Radar Approach Control
TRL Technology Readiness Level
1. Purpose
This document maps FY 2013 HF Research, Engineering &
Development (RE&D) Portfolio
research projects to the National Aviation Research Plan
(NARP), details the Human Factors
research project lifecycle, and lists ongoing research activities.
The Air Traffic Control (ATC) /
Technical Operations (TO) Human Factors (HF) Research and
Development (R&D) Plan outlines
fiscal year (FY) 2013 research projects and program processes
managed by the Human Factors
Research and Engineering Division (ANG-C1) Program
Management Office (PMO) in the Federal
Aviation Administration (FAA).
The NARP describes the FAA’s research portfolio by outlining
the agency’s mission, vision, and
goals, which together work to define the scope of research and
development within the FAA (FAA,
2011). This R&D plan documents the efforts currently underway
by ANG-C1 to realize those
goals.
1.1. HF RE&D Portfolio Goals
The ATC / TO HF program supports NARP R&D goals which
are aligned with Flight Plan goals.
These publications highlight a necessity for increased safety
and greater capacity in the National
Airspace System (NAS). R&D performers support these goals
through the development and
execution of sponsored research projects. Results of these
projects address identified knowledge
gaps and reduce the operational shortfalls, thereby supporting
FAA strategic goals and initiatives.
ANG-C1 supports these goals through four HF RE&D research
portfolios: Advanced Air Traffic
Systems (AATS), Advanced Technical Operations Systems
(ATOS), Personnel Selection &
Training (PS&T), and Individual & Team Performance (I&TP).
Each portfolio consists of projects
that are generated from research requirements. The following
descriptions illustrate the goal and
objective of each portfolio:
• Advanced Air Traffic Systems: AATS research supports
proposed technology that
provides benefit to controllers and maintainers as well as the
development of relevant
system standards. This will help to maximize human and system
performance by testing
innovative air traffic concepts and technology.
• Advanced Technical Operations Systems: ATOS research
supports efforts to effectively
manage the needs of the NAS operational and maintenance
infrastructure.
• Personnel Selection & Training: PS&T research is centered
on selecting personnel who
possess the knowledge, skills, and abilities required for ATC
system job performance.
Additionally, this research focuses on defining performance
requirements and objectives.
Research concentrated on selection and training will improve
the quality of air traffic
service providers and decrease attrition rates.
• Individual & Team Performance: I&TP research focuses on
identifying contributing
causal factors to human error in air traffic accidents and
incidents and reducing human
error as well as the improvement of human performance within
the air traffic system.
Mitigation of environmental and individual factors will enhance
the ability for air traffic
service providers to perform required tasks with improved
safety, accuracy, and
methodology that builds on HF RE&D program goals.
2. HF RE&D Portfolio Projects
ANG-C1 research efforts directly map to the NARP R&D Goal
3 and coordinate with Goals 4 and
8.
• Goal 3: High Quality Teams and Individuals aims to
demonstrate improvement in air
navigation service provider efficiency and effectiveness through
automation and
standardization of operations, procedures, and information by
2016.
• Goal 4: Human-Centered Design will demonstrate that
operations, procedures, and
information can be standard and predictable for users at all
types of airports.
• Goal 8: Situational Awareness focuses on demonstrating
common, real-time awareness of
ongoing air operations, events, crises, and weather in all phases
of flight and at all types of
airports by pilots and controllers.
Following is a table of active research projects. Detailed
information can be found for each project
in Appendix A: HF RE&D Portfolio Project Descriptions
Table 1: ANG-C1 Active HF RE&D Research Projects
Project Title Portfolio Goal # BLI Sponsoring Organization
Performing Organization FY Start FY End Page #
Design Process Guide AATS 4, 3 A11-i ANG-C1 NIA FY 10 FY
14 12
An Inventory, Analysis, and Design
Standard for Alarms and Alerts in
FAA Airport Traffic Control Towers
AATS 3 A11-i AJM ANG-C1 FY 11 FY 13 13
Further Evaluation of Standard Color
Palette for ATC Displays
AATS 4, 3 A11-i ANG-C1 ERAU FY 12 FY 14 14
Air Traffic Control Markings and
Symbology Standard
AATS 3 A11-i AJM NIA FY 07 FY 13 15
Update the Human Factors Design
Standard
AATS 3 A11-i ANG-C1 Contractor FY 11 FY 15 16
ATC Color Standard AATS 4, 3 A11-i ANG-C1 ERAU FY 11
FY 14 17
Standardization of Graphical User
Interface
ATOS 4 A11-i ANG-C1 TASC FY 13 FY 14 18
HF Standard: Abbreviations and
Acronyms for the Tech Ops
Environment
ATOS 4, 3 A11-i AJW Booz Allen Hamilton FY 12 FY 13 19
Tech Ops Symbology Standard ATOS 4, 3 A11-i AJW Jenius
FY 09 FY 14 20
HF Standards for Tech Publications
Used by Tech Ops
ATOS 4, 3 A11-i AJW TASC FY 12 FY 14 21
Dynamic Comprehension: Time on
Position and Mental Fatigue
I&TP 8 A11-i AJI AAM-520 FY 09 Ongoing 22
Organization Development in
Operations Command Centers (OCCs)
I&TP 3 A11-i AJW AAM-520 FY 09 FY 14 23
Education/Communication
Development and Evaluation of
Fatigue Interventions in Tech OPS
I&TP 3 A11-i AJI AAM-520 FY 11 FY 14 24
Fatigue Risk Management System
Education, Communication, and
Evaluation with Air Traffic Control
I&TP 3 A11-i AJI AAM-520 FY 11 FY 15 25
Profile Analysis of Basic Work Rest
Cycle during the Controller Duty day
I&TP 3 A11-i ANG-C1 AAM-520 FY 11 FY 13 26
Evaluating the Effectiveness of
Schedule Changes for the Air Traffic
Services Providers
I&TP 3 A11-i AJI NASA AMES FY 09 FY 13 27
HF of Causal Relationships between
Periodic and Corrective Maintenance
I&TP 3 A11-i AJW Jenius FY 10 FY 15 28
AT-SAT: The Longitudinal Validation
of the Air Traffic Selection and
Training Test Battery
PS&T 3 A11-i AJI AAM-520 FY 06 Ongoing 29
Concurrent Validation of the AT-SAT
for Placement
PS&T 3 A11-i AJG AAM-520 FY 07 FY 13 30
Improving ATCS Selection from
Sources other than the General Public
PS&T 3 A11-i AHR AAM-520 FY 11 FY 15 31
Selection Tests for Air Traffic
Specialists
PS&T 3 A11-i ANG-C1 AAM-520 FY 11 Ongoing 32
Update and Deploy Practical Color
Vision Test for ATCS Applicants
PS&T 4, 3 A11-i AAM AAM-520 FY 08 FY 13 33
Assessing the Operational Assessment
Process
PS&T 3 A11-i AJG AAM-520 FY 12 FY 15 34
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3. Research Project Lifecycle
All research projects advance through four stages in their
lifecycle. The four stages are:
1. Requirements Definition
2. Research Budget Appropriation
3. Research Execution
4. Knowledge Transfer and Implementation
3.1. Stage One: Requirements Definition
The research project lifecycle begins with the identification of
an operational need for research
which warrants investigation. The need for human factors
research can be identified by programs,
workgroups such as the Technical Community Requirements
Group (TCRG) meetings, technical
reports, technical organizations within the FAA, and other
sources. The final product of this stage
is a requirements statement.
A requirements statement consists of five defined parts:
1. Shortfall / Knowledge Gap
2. Benefit
3. Product
4. Schedule
5. Product Use
The identified shortfall / knowledge gap states the need for
research. The benefit describes the
advantage in closing the shortfall / knowledge gap. The product
is the deliverable fulfilling the
requirement that generated the research. The schedule indicates
when the final product is due.
How the product will be used is required to ensure successful
implementation into the NAS. A
complete requirements statement is required for authorization
and funding of each project.
3.1.1. Requirement Evaluation
Research requirements are evaluated by the Program Managers
and are prioritized according to
established criteria. The criteria are as follows:
Support of Flight Plan, NARP, and Program Goals
Flight Plan goals: Increasing system capacity, safety, and
organizational excellence through
objectives, strategies and established initiatives.
NARP goals:
• Goal 3: High quality teams and individuals
• Goal 4: Human centered design
• Goal 8: Situational awareness
Technical Feasibility
The required data or resources must be available to complete
and deliver the final requested
product. A requirement that demands resources that are
unavailable or insufficient may be
deemed infeasible by the Program Manager.
Support of Programmatic Policies
The proposed research must not pose a significant threat to
other projects already underway or
in consideration. Additionally, the program’s areas of research
concentration must remain
balanced. If the requirement specifies research that would halt
other priority work or would
reduce the level of effort in other areas of focus, the
requirement may be deemed infeasible by
the Program Manager.
Schedule
Requirements are generated and submitted by Sponsors up to
three calendar years in advance.
This ensures adequate funding, technical feasibility, and
resource availability. If a requirement
is submitted outside of the planned schedule and budget, it is
started and funded based on
availability.
Fiscal Year’s (FY’s) Budget
Research funding requirements must be within the FAA’s yearly
budget. Budget submission
and resource availability is determined and balanced by the
Program Managers.
3.2. Stage Two: Research Budget Appropriation/Procurement
Materials
The second stage of the research project lifecycle involves
determining the research budget
appropriation. Annually, the FAA Administrator is required to
submit the NARP to Congress with
the President’s budget. The NARP includes applied research and
development defined by the
Office of Management and Budget (OMB) Circular A-11 and
involves research activities funded
in four appropriations accounts: Research, Engineering and
Development, Facilities and
Equipment, Airport Improvement Program, and Operations.
R&D funding for the ATC/TO HF
program is noted as budget item A11-i in the NARP appendices
(FAA, 2012). Each portfolio
within ANG-C1 denotes specific funding levels for projects.
The funding amounts are described
in the Spend Plan, an annually updated internal resource
planning document.
3.3. Stage Three: Research Execution
Once a research project has been approved, a principal
investigator (PI) is selected to conduct the
research. PIs may be affiliated with universities, non-profit
organizations, government agencies,
or consulting firms. PIs are tasked to perform research on the
requirement in the form of a grant,
co-operative agreement, intra / inter-agency agreement, or
contract. The PI remains in contact with
the project Sponsor and Program Manager to provide required
status updates on the project and
deliverables.
The Sponsor is the direct beneficiary of the completed research.
Throughout the project lifecycle,
the Sponsor provides resources and coordinates with
stakeholders. The Sponsor has a thorough
understanding of how the final deliverable fits into the NAS
plan, what the deliverable’s impact is
on the existing system and what the implementation strategy is.
The result of stage three is the
implementation of research.
3.3.1. Agreement Administration
The agreement is administered and monitored by the Program
Managers. Schedule adherence,
deliverable status, and deliverable quality are reviewed and
documented throughout the research
project. Internal administration tools are utilized by the
Program Manager to progressively track
schedule adherence, milestones, deliverables and significant
achievements. These tools are also
used to report the Flight Plan and NARP goals that projects will
satisfy.
3.3.2. Quality Assurance
Semi-annual TCRG meetings, semi-annual program reviews,
and stakeholder reviews of products
are quality assurance measures that the Program Managers
utilize.
3.3.3. Technical Community Requirements Group (TCRG)
The TCRG is facilitated by the Program Manager and each
group is defined by the research being
conducted within it. The TCRG meetings are conducted twice
per year, during the first and third
quarter of the fiscal year. The TCRG serves as a forum for
discussion and review of research
project progress and requirements.
Each requirements group has its own meeting addressing each
of the HF RE&D portfolios and
their projects. The project reviews address progress, milestones,
accomplishments, and the need
for additional resources for Program Managers and PIs. During
each TCRG, PIs must address their
research requirement as well as the requested product from the
Sponsor. Addressing the
requirement directly ensures that the project schedule,
milestones and deliverables are achieved.
In addition to evaluating current requirements, participants have
the ability to propose and identify
new research requirements. During the first quarter of a fiscal
year, participants are encouraged to
propose a requirement three calendar years in advance. For
example, if a participant proposes a
requirement during a TCRG meeting in October 2012, that
requirement will be fulfilled during
FY15 if it meets the criteria (see: 3.1.1: Requirement
Evaluation), or earlier if the resources are
available. Additionally, participants may identify a research
requirement within two calendar
years, but that requirement will only be satisfied if the required
resources are available. During the
third quarter of a fiscal year, participants have the option to
propose a requirement two calendar
years in advance. Participants propose requirements two or
three years in advance to ensure that
their projects are included in the NARP. To accept a
requirement for consideration, a full
requirements statement must be presented to the Program
Management team.
3.4. Stage Four: Knowledge Transfer and Implementation /
Research Product Processing
Research products are internally reviewed to confirm
requirement fulfillment once they are
completed. The Program Manager reviews the deliverable draft
within 90 days. The Program
Manager then allows the Sponsor at least one week to review
the draft product. The Program
Manager and Sponsor provide comments and feedback to the PI.
Edits are completed and the
publication process begins. Project administration tools are
updated by the Program Manager with
the final schedule and deliverable.
After the final deliverable has completed processing and has
been approved, it is uploaded to the
Human Factors Library (www.hf.faa.gov) for public search and
use. Human factors practitioners
are notified about the completed research via e-mail and the HF
Newsletter. To complete the
knowledge transfer, researchers present their results and
findings to interested parties.
4. Project Closeout Process
Upon project completion, the Program Manager meets with the
Sponsor and PI to provide notice
that all activities of a program or project will be terminated. A
plan is developed to transfer the
completed product. If a program has been terminated, notice is
provided to the PI and Sponsor that
the project is closed.
The PI is responsible for delivery of all project information to
the Program Manager. The project
plan, contract/grant/agreement documentation, materials, and
deliverables are all expected by the
Program Manager. The Program Manager then archives all
documentation, posts products on the
HF Library, and hands off all products to the project Sponsor.
Finally, the Program Manager terminates the
grant/contract/agreement and accepts deliverables.
Resources are released and the project lifecycle is completed. A
checklist is available to help
ensure that all steps in the close out process have been
completed
5. Goal Reporting
Significant portfolio accomplishments are reported at the
conclusion of the fiscal year. The NARP,
Annual Report, and other internal publications (facility
quarterly reporting, group documents, etc.)
document the linkage between completed deliverables and
agency goals. This linkage is tracked
by the Program Manager for all projects to ensure that they
meet the group’s standards for
addressing each goal.
References
Federal Aviation Administration (2012). 2012 National Aviation
Research Plan.
Retrieved from:
www.faa.gov/.../narp/.../2012%20NARP%20Appendices-
WEB.pdf
Federal Aviation Administration. (2012). 2012 Air Traffic
Control/ Technical Operations Human
Factors Research Program Plan and Process.
EDSP 370
Michael Jones Case Study
OverviewPersonal Information
Age – 16 years old
Grade – 11th (IEP is written at beginning of 11th grade)
Identification: ID (Intellectual Disability); found eligible and
began receiving special education services in 2nd grade
Parent(s) and Address: Susie Jones and Robert Jones
111 Main Street
Normalville, VA 22222
Home Phone – 434-434-4343
Work Phone – 434-344-3344Demeanor
He is currently working on increasing attending skills and
working independently on work. Working on being more
positive with work – he can get frustrated but does try to
improve. Frustration can lead to refusal to work, yelling, and
throwing his pencil or shoving everything off his desk. He is
somewhat behind peers in social development, particularly in
interactions with others.
Strengths: improved attitude towards his work and his pride in
his accomplishments.
Weakness: difficulty handling his frustration, difficulty learning
new skills and generalizing skills to new/different environments
Logistical Information
For purposes of this assignment, you are writing the IEP and
then viewing it as a new IEP, as if today was mid-November,
soon after the IEP meeting.
The IEP meeting for this student was scheduled for November
1, 20__ (this year). In attendance were Dr. Sally Knowsalot
(the school psychologist), Mr. Fred Disciplinesalot (the Asst
Principal), ___________ (the IEP Case Worker and teacher),
Dr. Dana Administersalot (from the School Board Office), one
of the parents, Michael, and Carl Teachesalot (the Regular Ed
Teacher). The teacher informed the parent and student of the
IEP meeting on October 9, 20__ (this year). The last IEP
meeting took place on November 2, 20__ (last year). A re-
evaluation process occurred before the last IEP meeting (on
September 1, 20__ - last year) and is not to be re-performed
until September 1, 20__ (two years from now).
Academic Analysis
The following are notes provided on Michael’s progress in the
previous school year.Math
· Improving addition and subtraction
· Can do single digit plus and minus single digit
· Needs reminding to regroup
· Enjoys multiplication/ tries hard here (able to recite facts up
to 3’s table but usually needs help)
· Struggles with money
· Needs work on recognizing money (paper and coin)
· Needs work on making change (at any level)
· Needs work on adding coinsLanguage Arts
· Can recite, read alphabet.
· Improving in reading (reading short k-1st grade level books)
· Better in recognizing vocabulary in primer Dolch group
(should continue to work on this level)
· Better in phonetically sounding out unfamiliar kindergarten
and first grade level vocabulary words (should continue to work
on this)
· Needs to work on writing
· Tries to write complete sentences (recognizes need for capital
letter and punctuation)
· Poor spelling on vocabulary words at 1st grade and higher
· Struggles with written expression
· Needs to work on reading comprehension (cannot recall
comprehension facts for stories of more than a few sentences)
· Can be overly confident (tries to convince staff that he “has
it” when he doesn’t)
· Improving on reading directions before beginning
assignmentsSocial Studies and Science
· Needs work on direction and map skills
· Needs to improve participation in classroom discussions
· Continues to “day dream” and needs to prompting to pay
attention
· Questions often need repeating
· He will answer anyway (mostly incorrectly)
· Improved on positive attitude when class reacts to incorrect
answers
· Enjoys PE and competition with peersLife Skills
· Continues to make progress in personal hygiene skills
· Washing hands and face
· Brushing teeth
· Independent table manners
· No incidence of self-induced vomiting this year.
· Needs to work on communication skills with peers
· Exhibits difficulty with personal space and turn-taking when
communicating with others
· Difficulty handling frustration (but improving)
· Responds well to praise
· Responds well to one-on-one attention
· Responds well to immediate consequences.
· Loves to work alone and with his hands. Has an interest in
automobiles.
· Sees himself living alone after high school.
Diagnostic TestingBrigance Diagnostic Comprehensive
Inventory of Basic Skills
Test
September 20, __ (4 years ago)
September 20, __ (last year)
Word Recognition
Primer
Grade 1
Reading Vocabulary
could not do
could not do
Word Analysis
could not do
could not do
Spelling
Grade 1
Grade 1
Computational Skills
Grade 1
Grade 2
Problem Solving
could not do
Grade 1
Sentence Writing
Test not administered
could not doStanford-Binet Intelligence Scale (Fourth Edition)
Assessed September 20, ___ (last year): IQ 50
Page 3 of 3
EDSP 370
Individualized Transition Plan Template
Student
Name:_____________________________________________
Transition Planner:
_________________________________________
Date: _________________
Discuss the student’s perceived skills and strengths
(vocationally, socially, independent living):
Discuss the student’s perceived interests with regard to post-
secondary life (vocationally, socially, independent living):
List and discuss four or more tools/ tests/ exams that could be
used ot better determine the student’s skills and interests:
Course of Study
Consider:
· Appropriate post-secondary instruction such as college, adult
education, technical schools, specific vocational training and
placement programs, community based adult day programs.
· The related services the student will require such as
counseling, physical and occupational therapy, speech language
pathology and audiology, recreational therapy, orientation and
mobility services, school health services, social work services.
Goal
Desired Outcome (*)
Action Plan (**)
Special Education (***)
Agencies Responsible (****)
1
2
3
4
5
· * Desired Outcome - What is the vision for the student in this
area?
· ** Action Plan - What steps will the general education and
special education personnel, family and/or others take to help
the student be successful in this area? (Document courses or
training the student will need, a timeline for completion, etc..)
· *** Special Education - Are there skills (disability related)
necessary for the student to achieve the outcome? If so,
identify the type of skill the IEP goal should address and write
goal in IEP.
· **** Agencies Responsible – Which agencies/ organizations/
individuals are primarily responsible for executing the action
plans for each goal?
Employment
Consider options such as competitive employment, supported
job placement, etc.
Goal
Desired Outcome (*)
Action Plan (**)
Special Education (***)
Agencies Responsible (****)
1
2
3
4
5
· * Desired Outcome - What is the vision for the student in this
area?
· ** Action Plan - What steps will the general education and
special education personnel, family and/or others take to help
the student be successful in this area? (Document courses or
training the student will need, a timeline for completion, etc..)
· *** Special Education - Are there skills (disability related)
necessary for the student to achieve the outcome? If so,
identify the type of skill the IEP goal should address and write
goal in IEP.
· **** Agencies Responsible – Which agencies/ organizations/
individuals are primarily responsible for executing the action
plans for each goal?
Community Experiences
Consider the needs of the student in the community as related to
residency options, recreational experiences, social relationships
and independent living.
Goal
Desired Outcome (*)
Action Plan (**)
Special Education (***)
Agencies Responsible (****)
1
2
3
4
5
· * Desired Outcome - What is the vision for the student in this
area?
· ** Action Plan - What steps will the general education and
special education personnel, family and/or others take to help
the student be successful in this area? (Document courses or
training the student will need, a timeline for completion, etc..)
· *** Special Education - Are there skills (disability related)
necessary for the student to achieve the outcome? If so,
identify the type of skill the IEP goal should address and write
goal in IEP.
· **** Agencies Responsible – Which agencies/ organizations/
individuals are primarily responsible for executing the action
plans for each goal?
Daily Living Skills and Needs
Consider needs such as insurance, benefits/income,
Supplemental Security Income, Medicaid, guardianship, food
stamps, money management, citizen responsibilities, self care,
etc.
Goal
Desired Outcome (*)
Action Plan (**)
Special Education (***)
Agencies Responsible (****)
1
2
3
4
5
· * Desired Outcome - What is the vision for the student in this
area?
· ** Action Plan - What steps will the general education and
special education personnel, family and/or others take to help
the student be successful in this area? (Document courses or
training the student will need, a timeline for completion, etc..)
· *** Special Education - Are there skills (disability related)
necessary for the student to achieve the outcome? If so,
identify the type of skill the IEP goal should address and write
goal in IEP.
· **** Agencies Responsible – Which agencies/ organizations/
individuals are primarily responsible for executing the action
plans for each goal?
Page 5 of 5
EDSP 370
Individualized Transition Plan Assignment Instructions
Overview
The Individualized Transition Plan Assignment is a more
expanded version of the transition requirements contained
within a normal IEP. The purpose of this Individualized
Transition Plan Assignment is to provide an opportunity to
consider what is contained in a transition plan and how it is
based on the needs, skills, interests, and desires of the student.
Instructions
You are to use the provided Individualized Transition Plan
Template and Michael Jones Case Study to complete this
Individualized Transition Plan Assignment.
You will complete all setions of the Individualized Transition
Plan Template as follows:
· Discuss the student’s perceived skills and strengths.
Identify at least 4 perceived skills and strengths (vocational,
social, independent living,
etc.) based on the information provided in the case study.
· Discuss the student’s perceived interests with regard to post-
secondary life.
Identify at least 4 perceived interests (vocational, social,
independent living, etc.) based on the information provided in
the case study.
· List and discuss four or more tools/tests/exams that could be
used to better determine the student’s skills and interests.
These should be formal named insruments rather than general
descriptions. This may require some research on your part.
· For each of the areas: Course of Study, Employment,
Community Experiences, and Daily Living Skills and Nees, you
will complete the charts to identify 4 Goals/Desired Outcomes
with an Action Plan, Special Education needs, and Agencies
Responsible. A brief discussion of each area follows.
Course of Study
This refers to post-secondary educational options. It can
include college, adult education, technical schools, specific
voaitonal training and placement programs, community based
adult day programs, or other educational opportunities. Keep in
mind the student’s interests and needs in determining possible
courses of study post-high school. Not all educational
opportunities are academic.
Employment
Employment options to consider are competitive employment,
apprenticeship programs, supported job placement; sheltered
workshops etc. It is important to keep in mind the student’s
abilities as well as his/her interests and desires. In this section
you may also identify specific employment skills necessary to
obtain and maintain employment as desired outcomes/goals. It
is not reasonable to identify four different employment options
that are completely unrelated as the student would not likely be
able to train and prepare for employment in several different
fields.
Community Experiences
Community experiences encompasses a wide range of possible
experiences related to residency options, recreational
experiences, social relationships, leisure activities and
independent living. It is important to consider the student’s
interests, abilities and desires in identifying appropriate
community experiences.
Daily Livng Skills and Needs
This section includes anything related to daily living, including
residency options, insurance, money management, citizenship
responsibilities, self care, etc. Students needs and desires
should be considered.
In completing the chart for each area you will identify:
Goals/Desired Outcomes – 4 four each area
The desired outcomes identified are for post-high school. They
should not include anything that will occur in hig school. In
identifying the Goals/Desired outcomes, consider what the
vision is for the student based on his/her needs, interests and
desires.
Action Plan
This part of the chart identifies what steps will be taken in high
school and/or after graduation to assist the student in achieving
the desired outcome. This can include specific courses or
training the student will need.
Special Education
Identify any disability related skills or needs that require
special education attention for the student to achieve the
desired outcome. (While not applicable to this assignment, these
would be incorporated in IEP goals.)
Agencies Responsible
Identify agencies/organizations/individuals who are primarily
responsible for the identified action plans for each goal.
Organizations or agencies outside of the school should be
included as appropriate.
Page 1 of 1

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Federal Aviation Administration NextGen Advanced Conce

  • 1. Federal Aviation Administration NextGen Advanced Concepts & Technology Development Human Factors Division (ANG-C1) Air Traffic Control / Technical Operations Human Factors Research Plan and Process FY 2013
  • 2. Table of Contents Acronyms Used In This Document....................................................................... 2 1. Purpose ............................................................................................... ....................... 3 1.1. HF RE&D Portfolio Goals ................................................................................. 3 2. HF RE&D Portfolio Projects .................................................................................... 4 3. Research Project Lifecycle ....................................................................................... 7 3.1. Stage One: Requirements Definition ................................................................. 7 3.1.1. Requirement Evaluation.............................................................................. 7 3.2. Stage Two: Research Budget Appropriation/Procurement Materials ................ 8 3.3. Stage Three: Research Execution ...................................................................... 8 3.3.1. Agreement Administration........................................................................ .. 9
  • 3. 3.3.2. Quality Assurance ....................................................................................... 9 3.3.3. Technical Community Requirements Group (TCRG) ................................ 9 3.4. Knowledge Transfer and Implementation / Research Product Processing ...... 10 4. Project Closeout Process ......................................................................................... 10 5. Goal Reporting ............................................................................................... ......... 10 References ............................................................................................... .................... 11 Appendix A: HF RE&D Portfolio Project Descriptions ............................................. 12 Appendix B: FAA Agency Codes Used in this Document…………………............35
  • 4. file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534973 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534974 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534975 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534976 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534977 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534978 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534979 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534980 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534981 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534982 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534983 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534984 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534985 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534986 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534987 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534988 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF _FY13_Research_Plan_v2.doc%23_Toc320534989 file:///C:/Users/THOMAS~1/AppData/Local/Temp/ATC_TO_HF
  • 5. _FY13_Research_Plan_v2.doc%23_Toc320534990 Acronyms Used In This Document The following list defines acronyms used throughout this document. Acronym Definition AATS Advanced Air Traffic Systems ATC Air Traffic Control ATCOV Air Traffic Color Vision Test ATCS Air Traffic Control Specialist AT-CTI Air Traffic Collegiate Training Initiative ATO Air Traffic Organization ATOS Advanced Tech Ops Systems ATS Air Traffic Services AT-SAT AT Selection and Training Test DFS Deutsche Flugsicherung DPG Design Process Guide EEG Electroencephalography ERAM En Route Automation Modernization
  • 6. FAA Federal Aviation Administration FRMS Fatigue Risk Management System FY Fiscal Year HF Human Factors HSI Human Systems Integration I&TP Individual and Team Performance IAD Institute of Ergonomics NARP National Aviation Research Plan NAS National Airspace System OA Operational Assessment OCC Operations Control Center OMB Office of Management and Budget PI Principal Investigator PMO Program Management Office PS&T Personnel Selection & Training R&D Research and Development RE&D Research, Engineering & Development RMM Remote Maintenance Monitoring
  • 7. SHARE System for Human Factors Assessment and Readiness Evaluation TCRG Technical Community Requirements Group TO Technical Operations TOFRM Technical Operations Fatigue Risk Management TRACON Terminal Radar Approach Control TRL Technology Readiness Level 1. Purpose This document maps FY 2013 HF Research, Engineering & Development (RE&D) Portfolio research projects to the National Aviation Research Plan (NARP), details the Human Factors research project lifecycle, and lists ongoing research activities. The Air Traffic Control (ATC) / Technical Operations (TO) Human Factors (HF) Research and Development (R&D) Plan outlines fiscal year (FY) 2013 research projects and program processes managed by the Human Factors Research and Engineering Division (ANG-C1) Program Management Office (PMO) in the Federal
  • 8. Aviation Administration (FAA). The NARP describes the FAA’s research portfolio by outlining the agency’s mission, vision, and goals, which together work to define the scope of research and development within the FAA (FAA, 2011). This R&D plan documents the efforts currently underway by ANG-C1 to realize those goals. 1.1. HF RE&D Portfolio Goals The ATC / TO HF program supports NARP R&D goals which are aligned with Flight Plan goals. These publications highlight a necessity for increased safety and greater capacity in the National Airspace System (NAS). R&D performers support these goals through the development and execution of sponsored research projects. Results of these projects address identified knowledge gaps and reduce the operational shortfalls, thereby supporting FAA strategic goals and initiatives. ANG-C1 supports these goals through four HF RE&D research portfolios: Advanced Air Traffic
  • 9. Systems (AATS), Advanced Technical Operations Systems (ATOS), Personnel Selection & Training (PS&T), and Individual & Team Performance (I&TP). Each portfolio consists of projects that are generated from research requirements. The following descriptions illustrate the goal and objective of each portfolio: • Advanced Air Traffic Systems: AATS research supports proposed technology that provides benefit to controllers and maintainers as well as the development of relevant system standards. This will help to maximize human and system performance by testing innovative air traffic concepts and technology. • Advanced Technical Operations Systems: ATOS research supports efforts to effectively manage the needs of the NAS operational and maintenance infrastructure. • Personnel Selection & Training: PS&T research is centered on selecting personnel who possess the knowledge, skills, and abilities required for ATC system job performance. Additionally, this research focuses on defining performance
  • 10. requirements and objectives. Research concentrated on selection and training will improve the quality of air traffic service providers and decrease attrition rates. • Individual & Team Performance: I&TP research focuses on identifying contributing causal factors to human error in air traffic accidents and incidents and reducing human error as well as the improvement of human performance within the air traffic system. Mitigation of environmental and individual factors will enhance the ability for air traffic service providers to perform required tasks with improved safety, accuracy, and methodology that builds on HF RE&D program goals. 2. HF RE&D Portfolio Projects ANG-C1 research efforts directly map to the NARP R&D Goal 3 and coordinate with Goals 4 and 8.
  • 11. • Goal 3: High Quality Teams and Individuals aims to demonstrate improvement in air navigation service provider efficiency and effectiveness through automation and standardization of operations, procedures, and information by 2016. • Goal 4: Human-Centered Design will demonstrate that operations, procedures, and information can be standard and predictable for users at all types of airports. • Goal 8: Situational Awareness focuses on demonstrating common, real-time awareness of ongoing air operations, events, crises, and weather in all phases of flight and at all types of airports by pilots and controllers. Following is a table of active research projects. Detailed information can be found for each project in Appendix A: HF RE&D Portfolio Project Descriptions Table 1: ANG-C1 Active HF RE&D Research Projects
  • 12. Project Title Portfolio Goal # BLI Sponsoring Organization Performing Organization FY Start FY End Page # Design Process Guide AATS 4, 3 A11-i ANG-C1 NIA FY 10 FY 14 12 An Inventory, Analysis, and Design Standard for Alarms and Alerts in FAA Airport Traffic Control Towers AATS 3 A11-i AJM ANG-C1 FY 11 FY 13 13 Further Evaluation of Standard Color Palette for ATC Displays AATS 4, 3 A11-i ANG-C1 ERAU FY 12 FY 14 14 Air Traffic Control Markings and Symbology Standard AATS 3 A11-i AJM NIA FY 07 FY 13 15 Update the Human Factors Design Standard AATS 3 A11-i ANG-C1 Contractor FY 11 FY 15 16 ATC Color Standard AATS 4, 3 A11-i ANG-C1 ERAU FY 11 FY 14 17 Standardization of Graphical User Interface ATOS 4 A11-i ANG-C1 TASC FY 13 FY 14 18
  • 13. HF Standard: Abbreviations and Acronyms for the Tech Ops Environment ATOS 4, 3 A11-i AJW Booz Allen Hamilton FY 12 FY 13 19 Tech Ops Symbology Standard ATOS 4, 3 A11-i AJW Jenius FY 09 FY 14 20 HF Standards for Tech Publications Used by Tech Ops ATOS 4, 3 A11-i AJW TASC FY 12 FY 14 21 Dynamic Comprehension: Time on Position and Mental Fatigue I&TP 8 A11-i AJI AAM-520 FY 09 Ongoing 22 Organization Development in Operations Command Centers (OCCs) I&TP 3 A11-i AJW AAM-520 FY 09 FY 14 23 Education/Communication Development and Evaluation of Fatigue Interventions in Tech OPS I&TP 3 A11-i AJI AAM-520 FY 11 FY 14 24 Fatigue Risk Management System
  • 14. Education, Communication, and Evaluation with Air Traffic Control I&TP 3 A11-i AJI AAM-520 FY 11 FY 15 25 Profile Analysis of Basic Work Rest Cycle during the Controller Duty day I&TP 3 A11-i ANG-C1 AAM-520 FY 11 FY 13 26 Evaluating the Effectiveness of Schedule Changes for the Air Traffic Services Providers I&TP 3 A11-i AJI NASA AMES FY 09 FY 13 27 HF of Causal Relationships between Periodic and Corrective Maintenance I&TP 3 A11-i AJW Jenius FY 10 FY 15 28 AT-SAT: The Longitudinal Validation of the Air Traffic Selection and Training Test Battery PS&T 3 A11-i AJI AAM-520 FY 06 Ongoing 29 Concurrent Validation of the AT-SAT
  • 15. for Placement PS&T 3 A11-i AJG AAM-520 FY 07 FY 13 30 Improving ATCS Selection from Sources other than the General Public PS&T 3 A11-i AHR AAM-520 FY 11 FY 15 31 Selection Tests for Air Traffic Specialists PS&T 3 A11-i ANG-C1 AAM-520 FY 11 Ongoing 32 Update and Deploy Practical Color Vision Test for ATCS Applicants PS&T 4, 3 A11-i AAM AAM-520 FY 08 FY 13 33 Assessing the Operational Assessment Process PS&T 3 A11-i AJG AAM-520 FY 12 FY 15 34 Error! Not a valid link. 3. Research Project Lifecycle All research projects advance through four stages in their lifecycle. The four stages are: 1. Requirements Definition
  • 16. 2. Research Budget Appropriation 3. Research Execution 4. Knowledge Transfer and Implementation 3.1. Stage One: Requirements Definition The research project lifecycle begins with the identification of an operational need for research which warrants investigation. The need for human factors research can be identified by programs, workgroups such as the Technical Community Requirements Group (TCRG) meetings, technical reports, technical organizations within the FAA, and other sources. The final product of this stage is a requirements statement. A requirements statement consists of five defined parts: 1. Shortfall / Knowledge Gap 2. Benefit 3. Product 4. Schedule 5. Product Use The identified shortfall / knowledge gap states the need for research. The benefit describes the
  • 17. advantage in closing the shortfall / knowledge gap. The product is the deliverable fulfilling the requirement that generated the research. The schedule indicates when the final product is due. How the product will be used is required to ensure successful implementation into the NAS. A complete requirements statement is required for authorization and funding of each project. 3.1.1. Requirement Evaluation Research requirements are evaluated by the Program Managers and are prioritized according to established criteria. The criteria are as follows: Support of Flight Plan, NARP, and Program Goals Flight Plan goals: Increasing system capacity, safety, and organizational excellence through objectives, strategies and established initiatives. NARP goals: • Goal 3: High quality teams and individuals • Goal 4: Human centered design
  • 18. • Goal 8: Situational awareness Technical Feasibility The required data or resources must be available to complete and deliver the final requested product. A requirement that demands resources that are unavailable or insufficient may be deemed infeasible by the Program Manager. Support of Programmatic Policies The proposed research must not pose a significant threat to other projects already underway or in consideration. Additionally, the program’s areas of research concentration must remain balanced. If the requirement specifies research that would halt other priority work or would reduce the level of effort in other areas of focus, the requirement may be deemed infeasible by the Program Manager. Schedule
  • 19. Requirements are generated and submitted by Sponsors up to three calendar years in advance. This ensures adequate funding, technical feasibility, and resource availability. If a requirement is submitted outside of the planned schedule and budget, it is started and funded based on availability. Fiscal Year’s (FY’s) Budget Research funding requirements must be within the FAA’s yearly budget. Budget submission and resource availability is determined and balanced by the Program Managers. 3.2. Stage Two: Research Budget Appropriation/Procurement Materials The second stage of the research project lifecycle involves determining the research budget appropriation. Annually, the FAA Administrator is required to submit the NARP to Congress with the President’s budget. The NARP includes applied research and development defined by the
  • 20. Office of Management and Budget (OMB) Circular A-11 and involves research activities funded in four appropriations accounts: Research, Engineering and Development, Facilities and Equipment, Airport Improvement Program, and Operations. R&D funding for the ATC/TO HF program is noted as budget item A11-i in the NARP appendices (FAA, 2012). Each portfolio within ANG-C1 denotes specific funding levels for projects. The funding amounts are described in the Spend Plan, an annually updated internal resource planning document. 3.3. Stage Three: Research Execution Once a research project has been approved, a principal investigator (PI) is selected to conduct the research. PIs may be affiliated with universities, non-profit organizations, government agencies, or consulting firms. PIs are tasked to perform research on the requirement in the form of a grant, co-operative agreement, intra / inter-agency agreement, or contract. The PI remains in contact with the project Sponsor and Program Manager to provide required
  • 21. status updates on the project and deliverables. The Sponsor is the direct beneficiary of the completed research. Throughout the project lifecycle, the Sponsor provides resources and coordinates with stakeholders. The Sponsor has a thorough understanding of how the final deliverable fits into the NAS plan, what the deliverable’s impact is on the existing system and what the implementation strategy is. The result of stage three is the implementation of research. 3.3.1. Agreement Administration The agreement is administered and monitored by the Program Managers. Schedule adherence, deliverable status, and deliverable quality are reviewed and documented throughout the research project. Internal administration tools are utilized by the Program Manager to progressively track schedule adherence, milestones, deliverables and significant achievements. These tools are also
  • 22. used to report the Flight Plan and NARP goals that projects will satisfy. 3.3.2. Quality Assurance Semi-annual TCRG meetings, semi-annual program reviews, and stakeholder reviews of products are quality assurance measures that the Program Managers utilize. 3.3.3. Technical Community Requirements Group (TCRG) The TCRG is facilitated by the Program Manager and each group is defined by the research being conducted within it. The TCRG meetings are conducted twice per year, during the first and third quarter of the fiscal year. The TCRG serves as a forum for discussion and review of research project progress and requirements. Each requirements group has its own meeting addressing each of the HF RE&D portfolios and their projects. The project reviews address progress, milestones, accomplishments, and the need for additional resources for Program Managers and PIs. During
  • 23. each TCRG, PIs must address their research requirement as well as the requested product from the Sponsor. Addressing the requirement directly ensures that the project schedule, milestones and deliverables are achieved. In addition to evaluating current requirements, participants have the ability to propose and identify new research requirements. During the first quarter of a fiscal year, participants are encouraged to propose a requirement three calendar years in advance. For example, if a participant proposes a requirement during a TCRG meeting in October 2012, that requirement will be fulfilled during FY15 if it meets the criteria (see: 3.1.1: Requirement Evaluation), or earlier if the resources are available. Additionally, participants may identify a research requirement within two calendar years, but that requirement will only be satisfied if the required resources are available. During the third quarter of a fiscal year, participants have the option to propose a requirement two calendar years in advance. Participants propose requirements two or three years in advance to ensure that
  • 24. their projects are included in the NARP. To accept a requirement for consideration, a full requirements statement must be presented to the Program Management team. 3.4. Stage Four: Knowledge Transfer and Implementation / Research Product Processing Research products are internally reviewed to confirm requirement fulfillment once they are completed. The Program Manager reviews the deliverable draft within 90 days. The Program Manager then allows the Sponsor at least one week to review the draft product. The Program Manager and Sponsor provide comments and feedback to the PI. Edits are completed and the publication process begins. Project administration tools are updated by the Program Manager with the final schedule and deliverable. After the final deliverable has completed processing and has been approved, it is uploaded to the Human Factors Library (www.hf.faa.gov) for public search and use. Human factors practitioners
  • 25. are notified about the completed research via e-mail and the HF Newsletter. To complete the knowledge transfer, researchers present their results and findings to interested parties. 4. Project Closeout Process Upon project completion, the Program Manager meets with the Sponsor and PI to provide notice that all activities of a program or project will be terminated. A plan is developed to transfer the completed product. If a program has been terminated, notice is provided to the PI and Sponsor that the project is closed. The PI is responsible for delivery of all project information to the Program Manager. The project plan, contract/grant/agreement documentation, materials, and deliverables are all expected by the Program Manager. The Program Manager then archives all documentation, posts products on the HF Library, and hands off all products to the project Sponsor. Finally, the Program Manager terminates the
  • 26. grant/contract/agreement and accepts deliverables. Resources are released and the project lifecycle is completed. A checklist is available to help ensure that all steps in the close out process have been completed 5. Goal Reporting Significant portfolio accomplishments are reported at the conclusion of the fiscal year. The NARP, Annual Report, and other internal publications (facility quarterly reporting, group documents, etc.) document the linkage between completed deliverables and agency goals. This linkage is tracked by the Program Manager for all projects to ensure that they meet the group’s standards for addressing each goal. References Federal Aviation Administration (2012). 2012 National Aviation Research Plan. Retrieved from:
  • 27. www.faa.gov/.../narp/.../2012%20NARP%20Appendices- WEB.pdf Federal Aviation Administration. (2012). 2012 Air Traffic Control/ Technical Operations Human Factors Research Program Plan and Process. EDSP 370 Michael Jones Case Study OverviewPersonal Information Age – 16 years old Grade – 11th (IEP is written at beginning of 11th grade) Identification: ID (Intellectual Disability); found eligible and began receiving special education services in 2nd grade Parent(s) and Address: Susie Jones and Robert Jones 111 Main Street Normalville, VA 22222 Home Phone – 434-434-4343 Work Phone – 434-344-3344Demeanor He is currently working on increasing attending skills and working independently on work. Working on being more positive with work – he can get frustrated but does try to improve. Frustration can lead to refusal to work, yelling, and throwing his pencil or shoving everything off his desk. He is somewhat behind peers in social development, particularly in
  • 28. interactions with others. Strengths: improved attitude towards his work and his pride in his accomplishments. Weakness: difficulty handling his frustration, difficulty learning new skills and generalizing skills to new/different environments Logistical Information For purposes of this assignment, you are writing the IEP and then viewing it as a new IEP, as if today was mid-November, soon after the IEP meeting. The IEP meeting for this student was scheduled for November 1, 20__ (this year). In attendance were Dr. Sally Knowsalot (the school psychologist), Mr. Fred Disciplinesalot (the Asst Principal), ___________ (the IEP Case Worker and teacher), Dr. Dana Administersalot (from the School Board Office), one of the parents, Michael, and Carl Teachesalot (the Regular Ed Teacher). The teacher informed the parent and student of the IEP meeting on October 9, 20__ (this year). The last IEP meeting took place on November 2, 20__ (last year). A re- evaluation process occurred before the last IEP meeting (on September 1, 20__ - last year) and is not to be re-performed until September 1, 20__ (two years from now). Academic Analysis The following are notes provided on Michael’s progress in the previous school year.Math · Improving addition and subtraction · Can do single digit plus and minus single digit · Needs reminding to regroup · Enjoys multiplication/ tries hard here (able to recite facts up to 3’s table but usually needs help) · Struggles with money · Needs work on recognizing money (paper and coin) · Needs work on making change (at any level)
  • 29. · Needs work on adding coinsLanguage Arts · Can recite, read alphabet. · Improving in reading (reading short k-1st grade level books) · Better in recognizing vocabulary in primer Dolch group (should continue to work on this level) · Better in phonetically sounding out unfamiliar kindergarten and first grade level vocabulary words (should continue to work on this) · Needs to work on writing · Tries to write complete sentences (recognizes need for capital letter and punctuation) · Poor spelling on vocabulary words at 1st grade and higher · Struggles with written expression · Needs to work on reading comprehension (cannot recall comprehension facts for stories of more than a few sentences) · Can be overly confident (tries to convince staff that he “has it” when he doesn’t) · Improving on reading directions before beginning assignmentsSocial Studies and Science · Needs work on direction and map skills · Needs to improve participation in classroom discussions · Continues to “day dream” and needs to prompting to pay attention · Questions often need repeating · He will answer anyway (mostly incorrectly) · Improved on positive attitude when class reacts to incorrect answers · Enjoys PE and competition with peersLife Skills · Continues to make progress in personal hygiene skills · Washing hands and face · Brushing teeth · Independent table manners · No incidence of self-induced vomiting this year. · Needs to work on communication skills with peers · Exhibits difficulty with personal space and turn-taking when communicating with others
  • 30. · Difficulty handling frustration (but improving) · Responds well to praise · Responds well to one-on-one attention · Responds well to immediate consequences. · Loves to work alone and with his hands. Has an interest in automobiles. · Sees himself living alone after high school. Diagnostic TestingBrigance Diagnostic Comprehensive Inventory of Basic Skills Test September 20, __ (4 years ago) September 20, __ (last year) Word Recognition Primer Grade 1 Reading Vocabulary could not do could not do Word Analysis could not do could not do Spelling Grade 1 Grade 1 Computational Skills Grade 1 Grade 2 Problem Solving could not do Grade 1 Sentence Writing Test not administered could not doStanford-Binet Intelligence Scale (Fourth Edition) Assessed September 20, ___ (last year): IQ 50
  • 31. Page 3 of 3 EDSP 370 Individualized Transition Plan Template Student Name:_____________________________________________ Transition Planner: _________________________________________ Date: _________________ Discuss the student’s perceived skills and strengths (vocationally, socially, independent living): Discuss the student’s perceived interests with regard to post- secondary life (vocationally, socially, independent living): List and discuss four or more tools/ tests/ exams that could be used ot better determine the student’s skills and interests: Course of Study
  • 32. Consider: · Appropriate post-secondary instruction such as college, adult education, technical schools, specific vocational training and placement programs, community based adult day programs. · The related services the student will require such as counseling, physical and occupational therapy, speech language pathology and audiology, recreational therapy, orientation and mobility services, school health services, social work services. Goal Desired Outcome (*) Action Plan (**) Special Education (***) Agencies Responsible (****) 1 2 3 4
  • 33. 5 · * Desired Outcome - What is the vision for the student in this area? · ** Action Plan - What steps will the general education and special education personnel, family and/or others take to help the student be successful in this area? (Document courses or training the student will need, a timeline for completion, etc..) · *** Special Education - Are there skills (disability related) necessary for the student to achieve the outcome? If so, identify the type of skill the IEP goal should address and write goal in IEP. · **** Agencies Responsible – Which agencies/ organizations/ individuals are primarily responsible for executing the action plans for each goal? Employment Consider options such as competitive employment, supported job placement, etc. Goal Desired Outcome (*) Action Plan (**) Special Education (***) Agencies Responsible (****) 1
  • 34. 2 3 4 5 · * Desired Outcome - What is the vision for the student in this area? · ** Action Plan - What steps will the general education and special education personnel, family and/or others take to help the student be successful in this area? (Document courses or training the student will need, a timeline for completion, etc..) · *** Special Education - Are there skills (disability related) necessary for the student to achieve the outcome? If so, identify the type of skill the IEP goal should address and write goal in IEP. · **** Agencies Responsible – Which agencies/ organizations/
  • 35. individuals are primarily responsible for executing the action plans for each goal? Community Experiences Consider the needs of the student in the community as related to residency options, recreational experiences, social relationships and independent living. Goal Desired Outcome (*) Action Plan (**) Special Education (***) Agencies Responsible (****) 1 2 3 4 5
  • 36. · * Desired Outcome - What is the vision for the student in this area? · ** Action Plan - What steps will the general education and special education personnel, family and/or others take to help the student be successful in this area? (Document courses or training the student will need, a timeline for completion, etc..) · *** Special Education - Are there skills (disability related) necessary for the student to achieve the outcome? If so, identify the type of skill the IEP goal should address and write goal in IEP. · **** Agencies Responsible – Which agencies/ organizations/ individuals are primarily responsible for executing the action plans for each goal? Daily Living Skills and Needs Consider needs such as insurance, benefits/income, Supplemental Security Income, Medicaid, guardianship, food stamps, money management, citizen responsibilities, self care, etc. Goal Desired Outcome (*) Action Plan (**) Special Education (***) Agencies Responsible (****) 1
  • 37. 2 3 4 5 · * Desired Outcome - What is the vision for the student in this area? · ** Action Plan - What steps will the general education and special education personnel, family and/or others take to help the student be successful in this area? (Document courses or training the student will need, a timeline for completion, etc..) · *** Special Education - Are there skills (disability related) necessary for the student to achieve the outcome? If so, identify the type of skill the IEP goal should address and write goal in IEP. · **** Agencies Responsible – Which agencies/ organizations/ individuals are primarily responsible for executing the action
  • 38. plans for each goal? Page 5 of 5 EDSP 370 Individualized Transition Plan Assignment Instructions Overview The Individualized Transition Plan Assignment is a more expanded version of the transition requirements contained within a normal IEP. The purpose of this Individualized Transition Plan Assignment is to provide an opportunity to consider what is contained in a transition plan and how it is based on the needs, skills, interests, and desires of the student. Instructions You are to use the provided Individualized Transition Plan Template and Michael Jones Case Study to complete this Individualized Transition Plan Assignment. You will complete all setions of the Individualized Transition Plan Template as follows: · Discuss the student’s perceived skills and strengths. Identify at least 4 perceived skills and strengths (vocational, social, independent living, etc.) based on the information provided in the case study. · Discuss the student’s perceived interests with regard to post-
  • 39. secondary life. Identify at least 4 perceived interests (vocational, social, independent living, etc.) based on the information provided in the case study. · List and discuss four or more tools/tests/exams that could be used to better determine the student’s skills and interests. These should be formal named insruments rather than general descriptions. This may require some research on your part. · For each of the areas: Course of Study, Employment, Community Experiences, and Daily Living Skills and Nees, you will complete the charts to identify 4 Goals/Desired Outcomes with an Action Plan, Special Education needs, and Agencies Responsible. A brief discussion of each area follows. Course of Study This refers to post-secondary educational options. It can include college, adult education, technical schools, specific voaitonal training and placement programs, community based adult day programs, or other educational opportunities. Keep in mind the student’s interests and needs in determining possible courses of study post-high school. Not all educational opportunities are academic. Employment Employment options to consider are competitive employment, apprenticeship programs, supported job placement; sheltered workshops etc. It is important to keep in mind the student’s abilities as well as his/her interests and desires. In this section you may also identify specific employment skills necessary to obtain and maintain employment as desired outcomes/goals. It is not reasonable to identify four different employment options that are completely unrelated as the student would not likely be
  • 40. able to train and prepare for employment in several different fields. Community Experiences Community experiences encompasses a wide range of possible experiences related to residency options, recreational experiences, social relationships, leisure activities and independent living. It is important to consider the student’s interests, abilities and desires in identifying appropriate community experiences. Daily Livng Skills and Needs This section includes anything related to daily living, including residency options, insurance, money management, citizenship responsibilities, self care, etc. Students needs and desires should be considered. In completing the chart for each area you will identify: Goals/Desired Outcomes – 4 four each area The desired outcomes identified are for post-high school. They should not include anything that will occur in hig school. In identifying the Goals/Desired outcomes, consider what the vision is for the student based on his/her needs, interests and desires. Action Plan This part of the chart identifies what steps will be taken in high school and/or after graduation to assist the student in achieving the desired outcome. This can include specific courses or training the student will need. Special Education
  • 41. Identify any disability related skills or needs that require special education attention for the student to achieve the desired outcome. (While not applicable to this assignment, these would be incorporated in IEP goals.) Agencies Responsible Identify agencies/organizations/individuals who are primarily responsible for the identified action plans for each goal. Organizations or agencies outside of the school should be included as appropriate. Page 1 of 1