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EXAMINING SELF-REGULATION USING
WEARABLE TECHNOLOGY
Catherine Spann, Ph.D.
James Schaeffer, M.S.
George Siemens, Ph.D.
Learning Analytics & Knowledge Conference Vancouver, CA | March 2017
SELF-REGULATION
Broad term that refers to the full
range of ways in which human
beings adjust their behavior
Foundation for learning and
achievement
PSYCHOBIOLOGICAL MODEL
OF SELF-REGULATION
Blair, C., & Raver, C. C. (2015). School Readiness and Self-Regulation: A Developmental Psychobiological Approach. Annual Review of
Psychology, 66(1), 711–731. https://doi.org/10.1146/annurev-psych-010814-015221
PSYCHOBIOLOGICAL MODEL
OF SELF-REGULATION
Neuropsychological
Assessment
COMMON NEUROPSYCHOLOGICAL MEASUREMENT:
DIMENSIONAL CHANGE CARD SORT TASK
• Rules
• Match by color or shape
• Switch between rules
• Components of self-
regulation tested
• Working memory
• Inhibitory control
• Cognitive flexibility
• Performance greatly depends
on prefrontal cortex
PSYCHOBIOLOGICAL MODEL
OF SELF-REGULATION
Psychophysiology,
Affective Computing
COMMON PSYCHOPHYSIOLOGICAL MEASUREMENTS:
HEART RATE AND HEART RATE VARIABILITY
Brain and body intimately connected
HR is different form HRV
­ Sympathetic and parasympathetic nervous systems
Vagus nerve is the single most important nerve in the body (Tracey, 2002)
Central Autonomic Network (CAN) of the brain
­ inhibits autonomic arousal via the efferent vagus nerve and regulates the rhythm
of the heart
Evidence that HRV at rest predicts self-regulatory abilities
­ Yet to be tested during a task
Tracey, K. J. (2002). The inflammatory reflex. Nature, 420(6917), 853–859.
Thayer, J. F., Yamamoto, S. S., & Brosschot, J. F. (2010). The relationship of autonomic imbalance, heart rate variability and cardiovascular disease risk factors. International Journal of Cardiology,
141(2), 122–131. https://doi.org/10.1016/j.ijcard.2009.09.543
Heart	Rate	Data	Examples	
Higher HF variability	(0.15-0.4	Hz)
Lower	HF	variability	(0.15-0.4	Hz)	
Fast	Fourier	
Transform
Higher	HF	variability	(yellow)
Lower	HF	variability	(yellow)
Participant	
46
Participant	
51
Current	Study:	
Self-Regulation at	the	Museum	
• Participants
• Museum	visitors	8 yrs.	and	older
• Measures
• Executive	Functioning	
• Dimensional	Change	Card	Sort	task
• Self-report	Questionnaires
• Self-regulation	questionnaire
• Self-Assessment	Manikin	for	mood	and	arousal
• Physiological	data	(via	E4	wristband)
• HR,	HRV	(Photoplethysmography (PPG))
• Skin	conductance (EDA)
• Accelerometer Empatica E4
Current	Study:	
Self-Regulation at	the	Museum	
• Participants
• Museum	visitors	8 yrs.	and	older
• Measures
• Executive	Functioning	
• Dimensional	Change	Card	Sort	task
• Self-report	Questionnaires
• Self-regulation	questionnaire
• Self-Assessment	Manikin	for	mood	and	arousal
• Physiological	data	(via	E4	wristband)
• HR,	HRV	(Photoplethysmography (PPG))
• Skin	conductance (EDA)
• Accelerometer Empatica E4
Current	Study:	
Self-Regulation at	the	Museum	
• Participants
• Museum	visitors	8 yrs.	and	older
• Measures
• Executive	Functioning	
• Dimensional	Change	Card	Sort	task
• Self-report	Questionnaires
• Self-regulation	questionnaire
• Self-Assessment	Manikin	for	mood	and	arousal
• Physiological	data	(via	E4	wristband)
• HR,	HRV	(Photoplethysmography (PPG))
• Skin	conductance (EDA)
• Accelerometer Empatica E4
SAMPLE CHARACTERISTICS
N = 228
­ 43.4% Males
Mean age = 25.47, SD = 16.35
­ Minimum 8
­ Maximum 69
Ethnicity
­ 20.5% Hispanic or Latino
Race
­ 58.2% White
­ 13.2% Black
­ 13.2% Other
­ 11.8% Asian
­ 3.6% More than One Race
BASELINE HR AND HRV MEASURES
60
65
70
75
80
85
90
95
100
Heart Rate
Baseline
During Task
Significant increase in HR from baseline
to during task, t(174) = -7.10, p < .001
3
4
5
6
7
8
9
Heart Rate Variability
No significant change in HRV from
baseline to task, t(174) = 1.20, p = .23
HR and Age HRV and Age
CORRELATIONS
Heart Rate Heart Rate Variability Self-Reported Arousal
--
Heart Rate Variability -.55** --
Self-Reported Arousal .17* -.08 --
Executive Functioning -.05 .17* .18*
Note: Controlling for Age
N = 176
** p < .001
* p < .05
Curvilinear relationship
80
90
100
110
120
130
140
150
Very low
(-2 SD)
Low
(-1 SD)
Average High
(+1 SD)
Very high
(+ 2 SD)
Executive
Functioning
Self-Reported Arousal
MULTIPLE REGRESSION ANALYSES
OUTCOME: EXECUTIVE FUNCTIONING
b SE t p Effect Size (%)
Age 5.78 3.29 1.76 .081 1.61%
Heart Rate 0.10 0.15 0.66 .507 0.18%
Self-Reported
Arousal
-0.91 0.34 -2.69 .008 3.76%
Heart Rate
Variability
5.89 1.93 3.05 .003 4.84%
HRV X Age -6.23 2.46 -2.53 .012 3.33%
60
70
80
90
100
110
120
130
140
150
160
Very Low HRV (-2 SD) Low HRV (-1 SD) Mean HRV (6.56) High HRV (+1 SD) Very High HRV (+2 SD)
Executive
Functioning
Heart Rate Variability
Age 8 (p = .001)
Age 11 (p = .001)
Age 15 (p = .001)
Age 21 (p = .004)
Age 28 (p = .039)
Age 39 (p = .354)
SUMMARY
-First study to examine HRV during executive functioning task
-HR and HRV are different
HRV predicts Executive Functioning, HR does not
-HRV is a stronger predictor of performance than self-reported
arousal
IMPLICATIONS
HRV is an indicator of self-regulation
­ A multi-method approach to self-regulation
­ Consider costs and ease of measurement
­ Complements, but doesn’t replace existing methods
Wearable tech can offer a non-invasive, passive measurement
Age is important factor in psychophysiological variables
Adjust schedules depending on self-regulatory pattern
Self-regulation implicated in almost every aspect of life, not just learning
Increase HRV, Increase Self-Regulation
Fort Worth Museum of Science and History
Debbie Cockerham
Families who participated
LINK Research Lab
LAK Participants

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Spann LAK17 Self-Regulation

  • 1. EXAMINING SELF-REGULATION USING WEARABLE TECHNOLOGY Catherine Spann, Ph.D. James Schaeffer, M.S. George Siemens, Ph.D. Learning Analytics & Knowledge Conference Vancouver, CA | March 2017
  • 2. SELF-REGULATION Broad term that refers to the full range of ways in which human beings adjust their behavior Foundation for learning and achievement
  • 3. PSYCHOBIOLOGICAL MODEL OF SELF-REGULATION Blair, C., & Raver, C. C. (2015). School Readiness and Self-Regulation: A Developmental Psychobiological Approach. Annual Review of Psychology, 66(1), 711–731. https://doi.org/10.1146/annurev-psych-010814-015221
  • 5. COMMON NEUROPSYCHOLOGICAL MEASUREMENT: DIMENSIONAL CHANGE CARD SORT TASK • Rules • Match by color or shape • Switch between rules • Components of self- regulation tested • Working memory • Inhibitory control • Cognitive flexibility • Performance greatly depends on prefrontal cortex
  • 7. COMMON PSYCHOPHYSIOLOGICAL MEASUREMENTS: HEART RATE AND HEART RATE VARIABILITY Brain and body intimately connected HR is different form HRV ­ Sympathetic and parasympathetic nervous systems Vagus nerve is the single most important nerve in the body (Tracey, 2002) Central Autonomic Network (CAN) of the brain ­ inhibits autonomic arousal via the efferent vagus nerve and regulates the rhythm of the heart Evidence that HRV at rest predicts self-regulatory abilities ­ Yet to be tested during a task Tracey, K. J. (2002). The inflammatory reflex. Nature, 420(6917), 853–859. Thayer, J. F., Yamamoto, S. S., & Brosschot, J. F. (2010). The relationship of autonomic imbalance, heart rate variability and cardiovascular disease risk factors. International Journal of Cardiology, 141(2), 122–131. https://doi.org/10.1016/j.ijcard.2009.09.543
  • 9. Current Study: Self-Regulation at the Museum • Participants • Museum visitors 8 yrs. and older • Measures • Executive Functioning • Dimensional Change Card Sort task • Self-report Questionnaires • Self-regulation questionnaire • Self-Assessment Manikin for mood and arousal • Physiological data (via E4 wristband) • HR, HRV (Photoplethysmography (PPG)) • Skin conductance (EDA) • Accelerometer Empatica E4
  • 10. Current Study: Self-Regulation at the Museum • Participants • Museum visitors 8 yrs. and older • Measures • Executive Functioning • Dimensional Change Card Sort task • Self-report Questionnaires • Self-regulation questionnaire • Self-Assessment Manikin for mood and arousal • Physiological data (via E4 wristband) • HR, HRV (Photoplethysmography (PPG)) • Skin conductance (EDA) • Accelerometer Empatica E4
  • 11.
  • 12. Current Study: Self-Regulation at the Museum • Participants • Museum visitors 8 yrs. and older • Measures • Executive Functioning • Dimensional Change Card Sort task • Self-report Questionnaires • Self-regulation questionnaire • Self-Assessment Manikin for mood and arousal • Physiological data (via E4 wristband) • HR, HRV (Photoplethysmography (PPG)) • Skin conductance (EDA) • Accelerometer Empatica E4
  • 13. SAMPLE CHARACTERISTICS N = 228 ­ 43.4% Males Mean age = 25.47, SD = 16.35 ­ Minimum 8 ­ Maximum 69 Ethnicity ­ 20.5% Hispanic or Latino Race ­ 58.2% White ­ 13.2% Black ­ 13.2% Other ­ 11.8% Asian ­ 3.6% More than One Race
  • 14. BASELINE HR AND HRV MEASURES 60 65 70 75 80 85 90 95 100 Heart Rate Baseline During Task Significant increase in HR from baseline to during task, t(174) = -7.10, p < .001 3 4 5 6 7 8 9 Heart Rate Variability No significant change in HRV from baseline to task, t(174) = 1.20, p = .23
  • 15. HR and Age HRV and Age
  • 16. CORRELATIONS Heart Rate Heart Rate Variability Self-Reported Arousal -- Heart Rate Variability -.55** -- Self-Reported Arousal .17* -.08 -- Executive Functioning -.05 .17* .18* Note: Controlling for Age N = 176 ** p < .001 * p < .05 Curvilinear relationship
  • 17. 80 90 100 110 120 130 140 150 Very low (-2 SD) Low (-1 SD) Average High (+1 SD) Very high (+ 2 SD) Executive Functioning Self-Reported Arousal
  • 18. MULTIPLE REGRESSION ANALYSES OUTCOME: EXECUTIVE FUNCTIONING b SE t p Effect Size (%) Age 5.78 3.29 1.76 .081 1.61% Heart Rate 0.10 0.15 0.66 .507 0.18% Self-Reported Arousal -0.91 0.34 -2.69 .008 3.76% Heart Rate Variability 5.89 1.93 3.05 .003 4.84% HRV X Age -6.23 2.46 -2.53 .012 3.33%
  • 19. 60 70 80 90 100 110 120 130 140 150 160 Very Low HRV (-2 SD) Low HRV (-1 SD) Mean HRV (6.56) High HRV (+1 SD) Very High HRV (+2 SD) Executive Functioning Heart Rate Variability Age 8 (p = .001) Age 11 (p = .001) Age 15 (p = .001) Age 21 (p = .004) Age 28 (p = .039) Age 39 (p = .354)
  • 20. SUMMARY -First study to examine HRV during executive functioning task -HR and HRV are different HRV predicts Executive Functioning, HR does not -HRV is a stronger predictor of performance than self-reported arousal
  • 21. IMPLICATIONS HRV is an indicator of self-regulation ­ A multi-method approach to self-regulation ­ Consider costs and ease of measurement ­ Complements, but doesn’t replace existing methods Wearable tech can offer a non-invasive, passive measurement Age is important factor in psychophysiological variables Adjust schedules depending on self-regulatory pattern Self-regulation implicated in almost every aspect of life, not just learning Increase HRV, Increase Self-Regulation
  • 22. Fort Worth Museum of Science and History Debbie Cockerham Families who participated LINK Research Lab LAK Participants