1. Carrie L.B. Vendette
10827 Harkwood Boulevard
Orlando, FL 32817
(407) 758-6803
Cvendette29@gmail.com
Experience:
January 2011- Capital Guardian LLC
Present Senior Relationship Manager
Joined Capital Guardian LLC after Janney Montgomery Scott closed the Orlando office.
● Financial Consultant transitions
● Supporting 8 brokers
● Assets over $54,000,000
● Resolving Customer and Financial Consultants issues
● Helping branch manager with office issues
● Prepares for internal and external audits
● Preparing production reports
● Major Project Proposal Preparation
October, 2002 - Branch Operations Manager Orlando, FL
December 2010 Senior Private Client Group Associate
Janney Montgomery Scott LLC
Promoted over a short period of time from Private Client Assistant to managing the team of
Assistants to Branch Operations Manager at this nationally ranked investment brokerage firm.
Branch Business Metrics
● Branch assets of $350 million
● Average of 2,000 client accounts
● Average client account at $175,000
● Three Financial Consultants (ten at height)
Major Responsibilities
● Fully responsible for all day-to-day operations of the branch
● Accountability for all compliance monitoring and reporting
● Full coordination of internal and FINRA examinations
● Compilation of all daily and monthly production reports
● Work closely with all client-facing Financial Consultants
● Trade blotter review
● Closely align with Branch manger to assure highly performing organization
● Financial Consultant transitions
September 2001 – Registered Sales Assistant Winter Park, FL
October, 2002 Banc of America Investments
Recruited to be moved with a highly performing team of Investment Portfolio Managers from the
Bank of America Private Bank to the Brokerage arm of the firm. Assisted in building and
maintaining client portfolios containing a diversified array of fixed income and equity securities.
Created and produced all client reporting packages. Fully accountable for client service requests
and interaction with other Bank Relationship Officers

2. May 2000 – Investment Portfolio Associate Winter Park, FL
September, 2001 Bank of America Private Bank
Directly accountable to 3 Investment Portfolio Managers with a combined book of business of
over $1 billion. Assisted in building and maintaining client portfolios containing a diversified array
of fixed income and equity securities. Created and produced all client reporting packages. Fully
accountable for client service requests and interaction with other Bank Relationship Officers.
June 1997- Senior Loan Processor Altamonte Springs, FL
May 2000 Bank of America Mortgage Company
Worked directly as a liaison between the mortgage sales staff and the loan processing division.
Maintained client pipeline averaging 30-60 loans. Managed all client service issues to full
resolution. Secured loans with government agencies for clients requiring affordable housing
assistance.
June 1995 – Mortgage Sales Assistant Port St. Lucie, FL
June, 1997 Barnett Bank Mortgage Company
Worked for the #1 producing mortgage loan officer in Florida. Fully responsible for all client
contact after sale and acted as intermediary from the client to the loan processing division.
Managed all customer service issues and $5 million annual sales pipeline. Created client and
referral network database. Executed marketing strategy including mortgage newsletter
Education:
University of South Carolina Columbia, SC
Bachelor of Science – Hotel, Restaurant and Tourism Administration, May 1985
Licenses
FINRA security licensed 7 (January 2002) , 63 (April 2002) and 24 (August 2011)
State of Florida Insurance License