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Modeling Software for EHS Professionals
Roadside Hot-Spot Analysis in Urban Area
Prepared By:
Brian Holland – Senior Scientific Specialist/Meteorologist
Qiguo Jing, PhD – Senior Software Developer/Consultant
Tiffany Stefanescu - Senior Product Specialist/Meteorologist
Weiping Dai, PhD, PE, CM - Director of BREEZE Software and
China Operations
BREEZE SOFTWARE
12770 Merit Drive
Suite 900
Dallas, TX 75251
+1 (972) 661-8881
breeze-software.com
Presented at:
17th International Conference on Harmonisation within Atmospheric
Dispersion Modelling for Regulatory Purposes
Budapest, Hungary
AWMA Guideline on Air Quality Models: The New Path
North Carolina, United States
ROADSIDE HOT-SPOT ANALYSIS IN URBAN AREA
Weiping Dai1
, Qiguo Jing1
, Tiffany Stefanescu2
, and Brian Holland1
1
Trinity Consultants Inc., Dallas, Texas, U.S.A.
2
Trinity Consultants Inc., Charlotte, North Carolina, U.S.A.
Abstract: CALINE3-based models (CALINE4, CAL3QHC, and CAL3QHCR) are currently recommended by U. S.
EPA for roadside hot-spot analysis. Recently, U. S. EPA proposes to remove CALINE3-based models for mobile
source applications and replace it with AERMOD. We evaluate air dispersion models, AERMOD, CALINE4, and
RLINE, to estimate concentrations of PM2.5 for such analysis in downtown Los Angeles with high-rise buildings.
The model performance indicates that AERMOD and RLINE provides an adequate description of roadside PM2.5
concentrations, while CALINE3 generally overestimates the concentrations of PM2.5.
Key words: Roadside Hot-Spot Analysis, AERMOD, Caline3, Urban Area
INTRODUCTION
Roadside hot-spot analysis assesses impacts of transportation emissions from mobile sources on local air
quality of carbon monoxide (CO), lead (Pb), nitrogen dioxide (NO2) and particulate matter (PM).
Potential hot-spot analysis is one aspect of the State Implementation Plan (SIP) project-level conformity
determinations, which is required by the Clean Air Act (ACC) in nonattainment or maintenance areas. It
is also required for regional transportation plans (RTP), transportation improvement programs (TIP) and
transportation project development/modification by transportation conformity rules and National
Environmental Policy Act (NEPA) process.
The current version of U. S. EPA’s Guideline on Air Quality Models, published as Appendix W to 40
CFR Part 51 (Appendix W) in 2005, addresses modelling mobile sources, with specific recommendations
for each criteria pollutant. For CO, CAL3QHC (U. S. EPA, 1995) is recommended for screening and
CALINE3 (Benson, 1984) for free flow situations. For Pb, CALINE3 and CAL3QHCR (Eckhoff and
Braverman, 1995) are identified for highway emissions, while for NO2, CAL3QHCR is listed as an
option. No models for mobile emissions are explicitly identified for PM or SO2, though CALINE3 is
listed in Appendix A as appropriate for highway sources for averaging times of 1-24 hours. CALINE3
was developed in the late 1970’s using P-G stability classes as the basis for the dispersion algorithms.
CALINE3-based models used in quantitative hot-spot analyses have not undergone major updates since
1995 and have limitations in simulating air quality impacts of complex urban roadway networks. Zhang
and Gao (2009) shows the increased turbulence due to vehicles and roads; Schulte and Venkatram (2013)
shows that infinitely long roadside sound barriers increase vertical dispersion, induce vertical mixing and
loft the emissions above the barrier , and Schulte et al. (2015) indicates the rapid vertical dispersion due
to the presence of roadside buildings.
The recent proposed revisions to Appendix W include the proposal to remove CALINE3 for mobile
source applications and replace it with AERMOD (Cimorelli et al., 2005), which incorporates air
dispersion based on planetary boundary layer turbulence structure and scaling concepts, and includes
treatment of both surface and elevated sources, and both simple and complex terrain. In addition, the
LINE and AREA source options in AERMOD implement a full numerical integration of emissions across
the LINE and AREA sources. This proposed replacement is supported by two model performance
comparison studies conducted by U. S. EPA (2015). One evaluates the CALTRANS 99 field study
conducted along Highway 99 outside Sacramento, CA; the other evaluates the Idaho Falls, ID, field study
conducted in an open field with a barrier between the line source and receptors. Both evaluations indicate
that AERMOD performs better than CALINE4. However, both field studies do not represent either a
suburban area with low building density or deep urban canyons with dense urban environments.
This paper compares AERMOD with CALINE3-based models (CALINE4) and RLINE (Snyder and
Heist, 2013) using a field study conducted in downtown Los Angeles in 2008. The evaluation supports
the proposed replacement when AERMOD is executed with onsite meteorological data.
DESCRIPTION OF FIELD STUDY
Figure 1 refers to a 400 m × 350 m area in downtown Los Angeles (LA) covering high-rise buildings and
skyscrapers. The heights of the buildings vary from 5 to 187 m. The streets are three-lane one-way
roadways. There are two street parking lanes on both sides. The street width is about 13 m. The field
measurements were conducted during the weekdays from June 19, 2008 to August 1, 2008. Experiments
were conducted for three days. Meteorological measurements lasted 12 hours for each day from morning
(about 7:00 a.m.) to late afternoon (about 7:00 p.m.). DustTraks covered the morning (7:00 a.m. ~ 9:00
a.m. local time), evening (5:00 p.m. ~ 7:00 p.m. local time) commute and lighter mid-day (11:00 a.m. ~
1:00 p.m. local time) traffic. DustTraks collected 1 Hz PM2.5 for 6 hours. Traffic flows were recorded
using digital cameras and manually counted afterwards (Pan et al., 2013). The averaged vehicle PM2.5
emission rate among different fleet mixes was calculated based on EMFAC 2014 (CARB, 2014a). The
fugitive PM2.5 emission rate from paved roads was calculated based on CARB’s miscellaneous process
methodology 7.9 (CARB, 2014b). The resulting PM2.5 emission rate is 0.16 g/km.
Figure 1. Site Distribution in High-rise Settlement-Los Angeles. The Numbers Marked on Buildings Show Height in
Meters (Pan et al., 2013)
MODEL EVALUATION
Figure 2 shows the Quantile-Quantile (Q-Q) plot for the downtown LA field study. Q-Q plots are
typically used to show model performance for ranked concentrations, which do not pair in time and
location. It can be seen from Figure 2 that CALINE4 with onsite meteorological data generally
overestimates the PM2.5 concentrations for all concentrations ranges. This could be an indication that
CALINE4 does not provide enough vertical mixing since CALINE4 does not require an input for
standard deviation of vertical wind speed (σw). AERMOD with onsite meteorological data, especially the
measured σw, appears to perform the best of all the dispersion models, being closest to the 1:1 line.
AERMOD with nearby airport (LAX) meteorological data, however, has the worst performance over all
concentration ranges. RLINE with onsite meteorological data has similar performance to AERMOD with
onsite data, but it overestimates the highest concentration substantially. All dispersion models with onsite
data tend to overestimate the high-end concentrations.
Figure 2. Q-Q Plot for Downtown LA Field Study
SUMMARY
In response to the proposed replacement of CALINE3 with AERMOD in Appendix W, this paper
compares air dispersion models’ performance using a field study conducted in downtown LA, a typical
high-rise unban environment. The results support the proposed replacement when onsite meteorological
data is used as inputs to AERMOD.
ACKNOWLEDGEMENTS
We thank Professor Marko Princevac and his research team for providing us with the data collected in
downtown LA.
REFERENCES
Benson, P, 1984: CALINE4--a dispersion model for predicting air pollutant concentrations near
roadways, California Department of Transportation, Sacramento, CA, FHWA-CA-TL-84-15.
CARB, 2014a: EMFAC 2014 User Guide; Mobile Source Analysis Branch, Air Quality Planning &
Science Division.
CARB, 2014b: Miscellaneous Process Methodology 7.9 – Entrained Road Travel, Paved Road Dust.
Cimorelli, A. J, S. G. Perry, A. Venkatram, J. C. Weil, R. Paine, R. B. Wilson, R. F. Lee, W. D. Peters, R.
W. Brode, 2005: AERMOD: A Dispersion Model for Industrial Source Applications. Part I: General
Model Formulation and Boundary Layer Characterization. Journal of Applied Meteorology, 44, 5:682-
693.
Eckhoff, P. and T. Braverman, 1995: Addendum to the User's Guide to CAL3QHC Version 2.0
(CAL3QHCR User's Guide), OAQPS, RTP, NC.
Pan, H, C. Bartolome, E. Gutierrez, M. Princevac, R. Edwards, M. G. Boarnet, D. Houston, 2013:
Investigation of roadside fine particulate matter concentration surrounding major arterials in five
Southern Californian cities. Journal of the Air & Waste Management Association, 63, 4: 482-498.
Schulte, N. and A. Venkatram, 2013: Effects of Sound Barriers on Dispersion from Roadways, South
Coast Air Quality Management District.
Schulte, N, S. Tan, and A. Venkatram, 2015: The ratio of effective building height to street width governs
dispersion of local vehicle emissions. Atmospheric Environment, 112, 54-63.
Snyder, M. G. and D. K. Heist, 2013: User’s Guide for R-Line Model Version 1.2: A Research Line
Source Model for Near-Surface Releases, U. S. EPA/ORD/NERL, RTP, NC, MD-81.
U. S. EPA, 1995: User's guide to CAL3QHC version 2.0: A modeling methodology for predicting
pollutant concentrations near roadway intersections (revised), OAQPS, RTP, NC, EPA-454/R-92-006R.
U. S. EPA, 2015: Technical Support Document (TSD) for Replacement of CALINE3 with AERMOD for
Transportation Related Air Quality Analyses, OAQPS, RTP, NC, 2015: EPA- 454/B-15-002.
Zhang, K. M. and H. O. Gao, 2009: Development of Advanced Modeling Tools for Hotspot Analysis of
Transportation Emissions, University Transportation Research Center, Region 2, Report No. 49777-22-
19.

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Roadside Hot-Spot Analysis In Urban Area

  • 1. Modeling Software for EHS Professionals Roadside Hot-Spot Analysis in Urban Area Prepared By: Brian Holland – Senior Scientific Specialist/Meteorologist Qiguo Jing, PhD – Senior Software Developer/Consultant Tiffany Stefanescu - Senior Product Specialist/Meteorologist Weiping Dai, PhD, PE, CM - Director of BREEZE Software and China Operations BREEZE SOFTWARE 12770 Merit Drive Suite 900 Dallas, TX 75251 +1 (972) 661-8881 breeze-software.com Presented at: 17th International Conference on Harmonisation within Atmospheric Dispersion Modelling for Regulatory Purposes Budapest, Hungary AWMA Guideline on Air Quality Models: The New Path North Carolina, United States
  • 2. ROADSIDE HOT-SPOT ANALYSIS IN URBAN AREA Weiping Dai1 , Qiguo Jing1 , Tiffany Stefanescu2 , and Brian Holland1 1 Trinity Consultants Inc., Dallas, Texas, U.S.A. 2 Trinity Consultants Inc., Charlotte, North Carolina, U.S.A. Abstract: CALINE3-based models (CALINE4, CAL3QHC, and CAL3QHCR) are currently recommended by U. S. EPA for roadside hot-spot analysis. Recently, U. S. EPA proposes to remove CALINE3-based models for mobile source applications and replace it with AERMOD. We evaluate air dispersion models, AERMOD, CALINE4, and RLINE, to estimate concentrations of PM2.5 for such analysis in downtown Los Angeles with high-rise buildings. The model performance indicates that AERMOD and RLINE provides an adequate description of roadside PM2.5 concentrations, while CALINE3 generally overestimates the concentrations of PM2.5. Key words: Roadside Hot-Spot Analysis, AERMOD, Caline3, Urban Area INTRODUCTION Roadside hot-spot analysis assesses impacts of transportation emissions from mobile sources on local air quality of carbon monoxide (CO), lead (Pb), nitrogen dioxide (NO2) and particulate matter (PM). Potential hot-spot analysis is one aspect of the State Implementation Plan (SIP) project-level conformity determinations, which is required by the Clean Air Act (ACC) in nonattainment or maintenance areas. It is also required for regional transportation plans (RTP), transportation improvement programs (TIP) and transportation project development/modification by transportation conformity rules and National Environmental Policy Act (NEPA) process. The current version of U. S. EPA’s Guideline on Air Quality Models, published as Appendix W to 40 CFR Part 51 (Appendix W) in 2005, addresses modelling mobile sources, with specific recommendations for each criteria pollutant. For CO, CAL3QHC (U. S. EPA, 1995) is recommended for screening and CALINE3 (Benson, 1984) for free flow situations. For Pb, CALINE3 and CAL3QHCR (Eckhoff and Braverman, 1995) are identified for highway emissions, while for NO2, CAL3QHCR is listed as an option. No models for mobile emissions are explicitly identified for PM or SO2, though CALINE3 is listed in Appendix A as appropriate for highway sources for averaging times of 1-24 hours. CALINE3 was developed in the late 1970’s using P-G stability classes as the basis for the dispersion algorithms. CALINE3-based models used in quantitative hot-spot analyses have not undergone major updates since 1995 and have limitations in simulating air quality impacts of complex urban roadway networks. Zhang and Gao (2009) shows the increased turbulence due to vehicles and roads; Schulte and Venkatram (2013) shows that infinitely long roadside sound barriers increase vertical dispersion, induce vertical mixing and loft the emissions above the barrier , and Schulte et al. (2015) indicates the rapid vertical dispersion due to the presence of roadside buildings. The recent proposed revisions to Appendix W include the proposal to remove CALINE3 for mobile source applications and replace it with AERMOD (Cimorelli et al., 2005), which incorporates air dispersion based on planetary boundary layer turbulence structure and scaling concepts, and includes treatment of both surface and elevated sources, and both simple and complex terrain. In addition, the LINE and AREA source options in AERMOD implement a full numerical integration of emissions across the LINE and AREA sources. This proposed replacement is supported by two model performance comparison studies conducted by U. S. EPA (2015). One evaluates the CALTRANS 99 field study conducted along Highway 99 outside Sacramento, CA; the other evaluates the Idaho Falls, ID, field study conducted in an open field with a barrier between the line source and receptors. Both evaluations indicate that AERMOD performs better than CALINE4. However, both field studies do not represent either a suburban area with low building density or deep urban canyons with dense urban environments. This paper compares AERMOD with CALINE3-based models (CALINE4) and RLINE (Snyder and Heist, 2013) using a field study conducted in downtown Los Angeles in 2008. The evaluation supports the proposed replacement when AERMOD is executed with onsite meteorological data.
  • 3. DESCRIPTION OF FIELD STUDY Figure 1 refers to a 400 m × 350 m area in downtown Los Angeles (LA) covering high-rise buildings and skyscrapers. The heights of the buildings vary from 5 to 187 m. The streets are three-lane one-way roadways. There are two street parking lanes on both sides. The street width is about 13 m. The field measurements were conducted during the weekdays from June 19, 2008 to August 1, 2008. Experiments were conducted for three days. Meteorological measurements lasted 12 hours for each day from morning (about 7:00 a.m.) to late afternoon (about 7:00 p.m.). DustTraks covered the morning (7:00 a.m. ~ 9:00 a.m. local time), evening (5:00 p.m. ~ 7:00 p.m. local time) commute and lighter mid-day (11:00 a.m. ~ 1:00 p.m. local time) traffic. DustTraks collected 1 Hz PM2.5 for 6 hours. Traffic flows were recorded using digital cameras and manually counted afterwards (Pan et al., 2013). The averaged vehicle PM2.5 emission rate among different fleet mixes was calculated based on EMFAC 2014 (CARB, 2014a). The fugitive PM2.5 emission rate from paved roads was calculated based on CARB’s miscellaneous process methodology 7.9 (CARB, 2014b). The resulting PM2.5 emission rate is 0.16 g/km. Figure 1. Site Distribution in High-rise Settlement-Los Angeles. The Numbers Marked on Buildings Show Height in Meters (Pan et al., 2013) MODEL EVALUATION Figure 2 shows the Quantile-Quantile (Q-Q) plot for the downtown LA field study. Q-Q plots are typically used to show model performance for ranked concentrations, which do not pair in time and location. It can be seen from Figure 2 that CALINE4 with onsite meteorological data generally overestimates the PM2.5 concentrations for all concentrations ranges. This could be an indication that CALINE4 does not provide enough vertical mixing since CALINE4 does not require an input for standard deviation of vertical wind speed (σw). AERMOD with onsite meteorological data, especially the measured σw, appears to perform the best of all the dispersion models, being closest to the 1:1 line. AERMOD with nearby airport (LAX) meteorological data, however, has the worst performance over all
  • 4. concentration ranges. RLINE with onsite meteorological data has similar performance to AERMOD with onsite data, but it overestimates the highest concentration substantially. All dispersion models with onsite data tend to overestimate the high-end concentrations. Figure 2. Q-Q Plot for Downtown LA Field Study SUMMARY In response to the proposed replacement of CALINE3 with AERMOD in Appendix W, this paper compares air dispersion models’ performance using a field study conducted in downtown LA, a typical high-rise unban environment. The results support the proposed replacement when onsite meteorological data is used as inputs to AERMOD. ACKNOWLEDGEMENTS We thank Professor Marko Princevac and his research team for providing us with the data collected in downtown LA. REFERENCES Benson, P, 1984: CALINE4--a dispersion model for predicting air pollutant concentrations near roadways, California Department of Transportation, Sacramento, CA, FHWA-CA-TL-84-15. CARB, 2014a: EMFAC 2014 User Guide; Mobile Source Analysis Branch, Air Quality Planning & Science Division. CARB, 2014b: Miscellaneous Process Methodology 7.9 – Entrained Road Travel, Paved Road Dust. Cimorelli, A. J, S. G. Perry, A. Venkatram, J. C. Weil, R. Paine, R. B. Wilson, R. F. Lee, W. D. Peters, R. W. Brode, 2005: AERMOD: A Dispersion Model for Industrial Source Applications. Part I: General Model Formulation and Boundary Layer Characterization. Journal of Applied Meteorology, 44, 5:682- 693.
  • 5. Eckhoff, P. and T. Braverman, 1995: Addendum to the User's Guide to CAL3QHC Version 2.0 (CAL3QHCR User's Guide), OAQPS, RTP, NC. Pan, H, C. Bartolome, E. Gutierrez, M. Princevac, R. Edwards, M. G. Boarnet, D. Houston, 2013: Investigation of roadside fine particulate matter concentration surrounding major arterials in five Southern Californian cities. Journal of the Air & Waste Management Association, 63, 4: 482-498. Schulte, N. and A. Venkatram, 2013: Effects of Sound Barriers on Dispersion from Roadways, South Coast Air Quality Management District. Schulte, N, S. Tan, and A. Venkatram, 2015: The ratio of effective building height to street width governs dispersion of local vehicle emissions. Atmospheric Environment, 112, 54-63. Snyder, M. G. and D. K. Heist, 2013: User’s Guide for R-Line Model Version 1.2: A Research Line Source Model for Near-Surface Releases, U. S. EPA/ORD/NERL, RTP, NC, MD-81. U. S. EPA, 1995: User's guide to CAL3QHC version 2.0: A modeling methodology for predicting pollutant concentrations near roadway intersections (revised), OAQPS, RTP, NC, EPA-454/R-92-006R. U. S. EPA, 2015: Technical Support Document (TSD) for Replacement of CALINE3 with AERMOD for Transportation Related Air Quality Analyses, OAQPS, RTP, NC, 2015: EPA- 454/B-15-002. Zhang, K. M. and H. O. Gao, 2009: Development of Advanced Modeling Tools for Hotspot Analysis of Transportation Emissions, University Transportation Research Center, Region 2, Report No. 49777-22- 19.