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O R I G I N A L R E S E A R C H
Defining Polio: Closing the Gap in Global Surveillance
Bachir Tajaldin, MD, MSc, Khaled Almilaji, MD, Paul Langton, MBBS, FRACP, FCSANZ, FESC,
Annie Sparrow, MBBS, MD, MPH, MRCP, FRACP
New York, NY
Abstract
B A C K G R O U N D By late 2012 the Global Polio Eradication Initiative (GPEI) had nearly eradicated this
ancient infectious disease. Successful surveillance programs for acute flaccid paralysis however rely on
broad governmental support for implementation. With the onset of conflict, public health breakdown
has contributed to the resurgence of polio in a number of regions. The current laboratory based case
definition may be a contributory factor in these regions.
O B J E C T I V E We sought to compare case definition rates using strict laboratory based criteria to rates
obtained using the clinical criteria in modern day Syria. We also sought to examine this distribution of
cases by sub-region.
M E T H O D S We examined the World Health Organization (WHO) reported figures for Syria from
2013e2014 using laboratory based criteria. We compared these with cases obtained when clinical cri-
teria were applied. In addition we sought data from the opposition controlled Assistance Coordination
Unit which operates in non-Government controlled areas where WHO data maybe incomplete. Cases
were carefully examined for potential overlap to avoid double reporting.
F I N D I N G S Whilst the WHO data clearly confirmed the polio outbreak in Syria, it did so with con-
siderable delay and with under reporting of cases, particularly from non-government controlled areas. In
addition, laboratory based case definition led to a substantial underestimate of polio (36 cases) com-
pared with those found with the clinically compatible definition (an additional 46 cases). Rates of
adequate diagnostic specimens from suspected cases are well below target, no doubt reflecting the
effect of conflict in these areas.
C O N C L U S I O N S We have identified a gap in the surveillance of polio, a global threat. The current
laboratory based definition, in the setting of conflict and insecurity, leads to under diagnosis of polio
with potential delays and inadequacies in coordinating effective responses to contain outbreaks and
eradicate polio. Breakdown in public health measures as a contributing factor is likely to result in a
resurgence of previously controlled infectious diseases. The clinical definition should be reinstituted to
supplement the lab-based definition.
K E Y W O R D S polio, vaccination, conflict, Syria, clinical diagnosis, acute flaccid paralysis
© 2015 The Authors. Published by Elsevier Inc. on behalf of Icahn School of Medicine at Mount Sinai. This is
an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
The near eradication of polio is one of the great-
est public health successes of our time. By the end of
2012, after 25 years and a multibillion-dollar cam-
paign by the Global Polio Eradication Initiative
The authors declare they have no conflicts of interest.
From the Icahn School of Medicine at Mount Sinai, New York, NY. Address correspondence to A.S. (annie.sparrow@mssm.edu).
A n n a l s o f G l o b a l H e a l t h
ª 2 0 1 5 T h e A u t h o r s . P u b l i s h e d b y E l s e v i e r I n c .
o n b e h a l f o f I c a h n S c h o o l o f M e d i c i n e a t M o u n t S i n a i
V O L . 8 1 , N O . 3 , 2 0 1 5
I S S N 2 2 1 4 - 9 9 9 6
h t t p : / / d x . d o i . o r g / 1 0 . 1 0 1 6 / j . a o g h . 2 0 1 5 . 0 6 . 0 0 7
(GPEI), 99% of the poliovirus had been eliminated
from the world and the number of countries with
endemic polio had been reduced from 125 to 3.
Eradication appeared imminent after the successful
interruption of transmission in India in 2011, and
only 223 cases were recorded in 5 countries in
2012. Of the 3 wild-type polioviruses, type 2 was
eradicated in 1999 and type 3 has been undetected
since November 11, 2012.
Yet over the course of 2013 the numbers almost
doubled, with 416 new cases of type 1 wild polio in
8 countries. In 2014, the collective toll was 359
cases in 9 countries. The virus was detected in the
sewers of several other countries that had previously
eliminated polio: Palestine, Israel, Egypt, and
Brazil, the latter in June 2014 after more than a
20-year absence. The type 1 virus not only is the
most virulentdcausing the most serious paralysis
and the worst epidemicsdbut also has the highest
ratio of paralytic to subclinical infection (1 in
200). Rather than being eradicated by the end of
2014, as per the target, polio now has a foothold
on 3 continents. It has a persistent presence in
Africa, it has re-emerged in the Middle East after
more than a decade of absence with the outbreak
in Syria and spread to Iraq, and it continues to
flourish in Pakistan and Central Asia, threatening
India’s new polio-free status.
As the lead partner of the GPEI, the World
Health Organization (WHO) is responsible for
the polio eradication strategy. In late April 2014,
WHO convened an emergency committee under
the International Health Regulations (IHR) to
address the international spread of polio. A week
later, WHO declared that the conditions for a
public health emergency of international concern
had been met. Since then, this public health emer-
gency has been renewed 4 times, most recently on
February 27, 2015.
There are numerous reasons for this giant step
backward, including attacks on polio vaccinators in
Pakistan, myths about the debilitating effects of
the polio vaccine in Somalia, and armed conflict
interrupting public health efforts in Syria and
Pakistan. Last October, the Independent Monitor-
ing Board (IMB) report highlighted the dismal fail-
ure of the current strategy and made several critical
recommendations to address some of these prob-
lems, singling out suboptimal surveillance.1
An overlooked but key factor in the resurgence of
polio is the current case definition. A precise case
definition is of great importance because it is the cor-
nerstone of successful surveillance and thus directs
appropriate response measures. Notably, the eradica-
tion of smallpox, a much easier disease both to
detect (every person infected had an obvious rash)
and to prevent (1 vaccination was sufficient for 5
years) relied at every stage on accurate surveillance.
When does a child have polio? Ordinarily, the
answer is straightforward: when a child presents
with acute onset of flaccid paralysis (AFP) and a
WHO-accredited laboratory within the Global
Polio Laboratory Network confirms that poliovirus
is present in his or her stool. This is the current
and sole definition used by WHO and its GPEI
partners to inform the global eradication effort.
In the past, a clinical definition was used as a
highly sensitive screen, but with limited specificity
because a small number of other diseases can also
cause flaccid paralysis. Under normal circumstances,
when children are guaranteed access to healthcare
and doctors can order investigations at will, this
laboratory-based definition provides high diagnostic
specificity. Sensitivity, however, is immediately con-
strained if laboratory access is compromised. In lay-
man’s terms, clinical diagnosis alone catches all cases
of polio but is over-inclusive given that some are
“false positives” as a result of other causes of AFP,
whereas laboratory testing alone excludes false pos-
itives but misses many true cases in situations in
which best-practice laboratory testing is difficult or
impossible.
The limits of a laboratory test are evident in sit-
uations of armed conflict where insecurity hinders
the collection and transport of a stool sample to a
laboratory. War can also prevent an afflicted child
from even seeing a doctor during the period when
poliovirus is present in the stool. Currently, that is
the grim reality in many areas of Syria, where polio
reappeared 18 years after it was eliminated.2
Yet the
global health community has not yet adapted to a
situation in which the Syrian military deliberately
attacks hospitals, clinics, ambulances, and other
parts of the healthcare system and has forced tens
of thousands of doctors to flee the country.3,4
Rather than being a cooperative state concerned
about the health of its citizens, the Syrian govern-
ment uses disease and deprivation as an element
of its internal war strategy against the civilian pop-
ulation in areas of the country considered politically
unsympathetic. This includes the deliberate target-
ing of water treatment plants and the withholding
of chlorine supplies needed to provide safe drinking
waterdan effective method of reducing transmis-
sion of polio and other waterborne diseases.
After several years of indeterminate national
A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al.
M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
Defining Polio
387
coverage,5
the regime ceased vaccinating children in
opposition-held areas altogether. The only official
laboratory for testing for the disease is situated in
the government-controlled capital of Damascus,
accessible only across treacherous frontlines. The
data reported by the government from this labora-
tory have been delayed and unreliable. As a conse-
quence, over 2013 and 2014 an epidemic of polio
spread across northern and eastern Syria.
In this context of violent conflict and political
insecurity, the insistence on laboratory testing as
the sole method for officially recognizing the pres-
ence of polio impedes efforts to address the reemer-
gence and spread of the disease. Children are being
stricken by polio regardless of whether a laboratory
test makes confirmation of their illness possible.
Yet under the current case definition, these victims
do not exist in official reports. That omission is
compounded because for every child who develops
paralytic polio, hundreds more are infected without
ever becoming sick, spreading the disease for several
weeks or months. The silent spread of such a
destructive virus is a major reason why polio is so
dangerous. That invisible transmission is not dis-
similar to the asymptomatic spread of HIV by peo-
ple unaware of being infected. The long lag between
infection and signs of disease has contributed to the
global spread of HIV. Polio is even more difficult to
track because most infected people never develop
symptoms at all.
WHO’s sole reliance in recent years on the
laboratory-based definition of polio is in accordance
with rules drawn up in 2005 under the IHR and
ratified in 2007 to govern the surveillance and pre-
vention of threats to global health. The requirement
for laboratory confirmation of poliovirus was con-
sidered appropriate in the context of steady progress
toward global eradication to permit conclusive
determination of whether each remaining case of
AFP was actually polio. Under the IHR, a suspected
case is defined as a child under the age of 15 years
presenting with AFP or a person of any age with
paralytic illness if poliomyelitis is suspected. A noti-
fiable case of poliomyelitis is defined as a suspected
case with isolation of wild poliovirus from stool
specimens collected from the suspected case or
from a close contact with the suspected case.6
Some suspected cases will not have adequate sam-
ples, but if such cases have residual paralysis after
60 days of the onset, they are considered to be com-
patible cases.
This new predominantly laboratory-based defini-
tion supplanted the earlier clinical case definition
used by WHO from the beginning of its polio cam-
paign in 1988da campaign that led to the elimina-
tion of polio from the Americas, Europe, Middle
East, and Pacific. That definition included the fol-
lowing, as verified in written communication with
WHO on August 8, 2014: “A case of acute flaccid
paralysis without adequate sample collection or lab-
oratory testing with residual paralysis 60 days after
onset of paralysis that is compatible with clinical
poliomyelitis confirmed by an expert committee.”
Virologic confirmation was performed wherever
possible to supplement that test but was not the
sole route to identifying a notifiable polio case.7
Over time, as countries developed their AFP sur-
veillance systems and access to WHO-accredited
laboratories for testing samples, the virologic AFP
case classification scheme was applied. By the
mid-2000s, all countries with AFP surveillance
had shifted to virologic case classification (Figure 1).
The IHR’s stated reason for requiring a labora-
tory test for a notifiable case of polio is that “Polio-
myelitis cannot be diagnosed reliably on clinical
grounds because other conditions presenting with
acute paralysis can mimic poliomyelitis. Surveillance
for polio eradication therefore requires the reporting
of all children <15 years with acute onset of flaccid
paralysis, with subsequent laboratory testing of stool
specimens.”6
To be effective, this laboratory definition of polio
requires robust surveillance. This entails reporting
all children with acute paralysis within 48 hours of
onset and testing 2 stool samples collected within
14 days in at least 80% of the cases. Unlike HIV,
Figure 1. Classification scheme for AFP cases, from WHO-recommended standards for
surveillance of vaccine-preventable diseases.8 *
Collected 24-48 hours apart and within
14 days of onset of paralysis. Specimens arriving in the laboratory must be of ade-
quate volume (8-10 g), have appropriate documentation, and be in good con-
ditiondthat is, with no leakage or desiccation and with evidence that the reverse cold
chain has been maintained (eg, presence of ice or temperature indicator).  
Compatible
cases indicate a failure of surveillance and should be scrutinized for clustering in space
and time. à
Cases undergoing expert review and subsequently classified as “discarded”
or “compatible.” AFP, acute onset of flaccid paralysis; WHO, World Health
Organization.
Tajaldin et al. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5
Defining Polio
M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
388
malaria, or even strep throat, there is not yet a rapid
diagnostic test for polio (a very useful area, it should
be noted, for research investment). Surveillance per-
sonnel must collect fresh stools from children too
young to defecate on demand, and then send these
samples to the designated national or nearest Global
Polio Laboratory Network laboratory. Specimens
must arrive within 72 hours of collection. If that is
not possible, stool must be packed and frozen to
e20
C or the poliovirus will not survive the journey.
Even when all these conditions are met, the turn-
around time for testing once a specimen reaches a
lab is typically 4 weeks, with several more weeks until
a case is officially reported.8,9
During that time, polio
can infect many children. This extended testing time
also delays public-health remedial measures such as
social mobilization, intensified vaccination, and envi-
ronmental surveillance of sewers.
In Syria, surveillance for polio is compromised at
best and broken down at worst. Collecting stool in a
timely manner is often unfeasible, and transport
across frontlines and through checkpoints is danger-
ous and prohibitively expensive. When health work-
ers do manage to get stool samples to the National
Polio Laboratory in Damascus, testing and report-
ing by the Syrian government has proven unreli-
able.10,11
For months the Syrian Ministry of
Health hid the presence of poliomyelitis in the
country, maintaining that its Early Warning Alert
and Response System, set up with the help of
WHO in September 2012, was reliable.12
Only at
the end of October 2013 did it concede that an out-
break of polio was underway after separate undeni-
able laboratory proofs were provided through the
coordinated efforts of doctors working inside con-
flict areas, the opposition-supported Assistance
Coordination Unit (ACU), the Turkish govern-
ment, and the US Centers for Disease Control
and Prevention (CDC). Officially, the Syrian gov-
ernment still maintains that the polio outbreak
began in late October, although it admits that the
first laboratory-confirmed case dates back to July
14, 2013.8,13
However, the first clinically deter-
mined polio case dates back to May 23, 2013.14
According to the IHR and GPEI, robust surveil-
lance requires laboratory testing for poliovirus in at
least 80% of cases of AFP.6,15
Yet because of the
war, neither the GPEI nor the ACU was able to
meet this requirement in 2013 in Syria.9,14
Even
when there is adequate stool sampling, laboratory
testing and reporting, as noted, can take months.
A review of the surveillance in Syria revealed a lag
of almost 4 months8
(Figure 2).
In such absence of a functioning laboratory net-
work and health system, polio should also be iden-
tified using clinical criteria. The CDC website
provides a clinical definitiondpublished in 2010
by the US Council of State and Territorial Epi-
demiologists (CSTE)dwhich could supplement
the laboratory definition.16
It defines a probable
case of paralytic poliomyelitis as “acute onset of a
flaccid paralysis of one or more limbs with decreased
or absent tendon reflexes in the affected limbs,
without other apparent cause, and without sensory
or cognitive loss.from a cluster area of known
polio.” A confirmed case is defined as the “acute onset
of [such] a flaccid paralysis from a cluster area. in
which the patient still has a neurologic deficit 60
days after onset of initial symptoms.”
This definition of a confirmed case does not
require laboratory isolation of poliovirus for diagno-
sis of a probable or confirmed case of paralytic
poliomyelitis. If the case is from a cluster area of
known polio, clinical criteria suffice.
The 2 definitions present significantly different
pictures of the scope of the polio outbreak in Syria.
According to data from GPEI, there were 35 con-
firmed cases of polio of 180 cases of AFP in Syria
in 2013.17
GPEI acknowledges that 12 additional
clinical cases compatible with polio occurred in
2013, but they have not been publicly reported in
accordance with the WHO standards for surveil-
lance and reporting.15,17
By contrast, the Syrian opposition’s ACU, which
was assisted by the CDC in developing field
Clinical case definitions of polio
IHR Notifiable: “A suspected case with isolation of
wild poliovirus from stool specimens collected from
the suspected case or from a close contact of the sus-
pected case.”
IHR Suspected: “A child under 15 years of age pre-
senting with AFP, or a person of any age with para-
lytic illness if poliomyelitis is suspected.”
CSTE Probable: “Acute onset of a flaccid paralysis
of one or more limbs with decreased or absent tendon
reflexes in the affected limbs, without other apparent
cause, and without sensory or cognitive loss . from
a cluster area of known polio.”
CSTE Confirmed: “Acute onset of [such] a flaccid
paralysis [from a cluster area of known polio] in which
the patient still has a neurologic deficit 60 days after
onset of initial symptoms.”
A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al.
M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
Defining Polio
389
surveillance to detect polio, reported 73 cases of
AFP in 2013 using clinical as well as laboratory cri-
teria.14
Polio was verified in 13 of the cases by lab-
oratories outside of Syria; Stool samples were
collected in 24 cases, 22 of which were adequately
collected and transported for testing in national
and regional laboratories. An additional 34 clinically
suspected cases from the ACU have been classified
as compatible cases by the National Expert Com-
mittee (NEC) in Turkey on the basis of their clin-
ical criteria14
but have never been published as such
on the GPEI website.
Table 1 summarizes the different pictures of
polio in Syria by comparing the numbers provided
by a laboratory-only approach with those provided
by a clinical definition.
The absolute numbers are important, but per-
haps the distribution is even more so: All cases are
in opposition-held areas, targeted by the govern-
ment’s armed forces and inaccessible to WHO
without the permission of the government. Of
note, the GPEI still maintains that the outbreak
began in Aleppo on June 14, 2013, and the duration
of the outbreak was a total of 38 weeks, lasting until
April 7, 2014.21
This seems epidemiologically
unlikely, given the clustering of cases in Deir Ezzor,
as shown, and that the cholera outbreak of 2009 ori-
ginated in the same village, Spighan, in Deir
Ezzor22
(Figure 3).
In the ACU’s limited experience, of the 73
clinically identified cases of probable polio in
this outbreak, 64% were later confirmed to have
been properly identified as polio either through
laboratory testing or expert clinical review: 13
cases of laboratory-confirmed wild polio type 1,
and an additional 34 declared polio compatible
Figure 2. From WHO UNICEF Syrian Arab Republic Polio Situation Report No. 4, November 28, 2013.8
ITD, intratypic differentiation of polioviruses;
UNICEF, United Nations Childre’s Fund; WHO, World Health Organization.
Tajaldin et al. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5
Defining Polio
M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
390
by the National Expert Committee in June
2014.14,20
This is similar to the published per-
centage of confirmed polio in outbreaks of AFP
cases elsewhere, including recent outbreaks in
Tajikistan and the Republic of Congo in
2010.23,24
By contrast, the confirmation rate for suspected
clinical cases is dramatically lower when assessed
by the Syrian NEC in Damascus, suggesting a con-
tinuing interest on the part of the government to
downplay the extent of the outbreak. For 2014,
although only 153 cases of AFP were anticipated
according to the indicators for polio surveillance,
306 cases of AFP were officially reported. Only 1
was officially declared polio through laboratory con-
firmation, and 2 have been classified as compati-
ble.18
No plausible diagnoses have been provided
Table 1. Laboratory and clinical cases of polio in Syria
2013 2014 Total
IHR laboratory-only definition*
35*
1 36
NEC confirmed clinically compatible 
46 6 52
Minimum total polio cases, 2013-2014 81 7 88
IHR, International Health Regulations; NEC, National Expert Committee.
* Twenty-five of these cases were reported by the Syrian Ministry of Health
and the World Health Organization (WHO). The Global Polio Eradication
Initiative (GPEI) has indicated that its figures reconcile all laboratory-
confirmed cases and thus infers that 10 of the 13 laboratory-confirmed
Assistance Coordination Unit (ACU) cases are included in this figure of 35.
 
Cases without stool verified as polio compatible by the National Expert
Committee (NEC) in Damascus and Turkey: 12 and 34, respectively, in
2013; and 2 and 4, respectively, in 2014. In its final meeting of the year in
December 2014, the Turkey NEC found 4 cases of suspected polio to be
compatible with the clinical criteria. WHO’s Eastern Mediterranean
Regional Office (EMRO) reported 2 compatible case for 2014.18
Sixteen
cases from the Early Warning and Response Network (EWARS) await
classification: 2 from 2014 and 14 from 2015.18,19
For EWARN, there are
10 pending cases from 2014 (clinical classification) and 16 from 2015
(4 clinical and 12 laboratory).14,20
Figure 3. Official distribution of cases for 2013; WHO data as of January 14, 2014, published by GPEI on January 20, 2014.19
GPEI, Global Polio Eradication
Initiative; WHO, World Health Organization.
A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al.
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Defining Polio
391
for any of the remaining 133 cases of AFP in 2013
or the 303 cases in 2014.
Of the 106 cases of AFP presenting to field sur-
veillance officers of the ACU (EWARN) through
2014, less than two thirds (62.9%) had adequate
stool samples available for laboratory testing.20
Because the ACU does not have access to the
National Polio Laboratory in Damascus, it was
forced to send stools cross-border to a laboratory
in Turkey. The political sensitivity of these cross-
border operations means that obtaining the results
has been and remains extraordinarily difficult, with
many cases still listed as “pending.”14,20
Laboratory confirmation of poliovirus is the gold
standard in an ideal world. However, in conditions
like those in Syria (and indeed other countries
today), the perfect can be the enemy of the good.
There are strong reasons why an inclusive definition
is preferable to an exclusive one that depends on fre-
quently unattainable timely laboratory testing. Polio
is highly contagious, and the cramped and unhy-
gienic quarters in which the millions of people dis-
placed by the Syrian conflict are forced to live
facilitate transmission, particularly in light of the
neglect of safe drinking water and the deliberate
withdrawal of chlorine, one of the few agents that
kills polio, from water treatment plants.21
All of
these factors facilitate the virus’s spread, as does fre-
quent displacement itself.
The case of an afflicted 3-year-old Syrian boy
illustrates the danger of relying solely on a labora-
tory definition of polio. Using a clinical test,
EWARN identified him as a probable case of polio
in early February 2014 in the district of Menbij in
Aleppo governorate, very close to the Turkish bor-
der. However, using only a laboratory test, he was
not considered as a case of polio until the GPEI
reported laboratory confirmation of his case in late
April 2014.25
In the meantime, war conditions dis-
placed his family several times among 4 governo-
rates in Syriadfrom Aleppo to Raqqa to Deir
Ezzor to Hamadpotentially spreading poliovirus
widely. Use of the clinical definition to supplement
the laboratory one could have, and should have,
prompted earlier remedial steps to contain the virus
and protect children.
One might defend the exclusive use of a labora-
tory definition by arguing that the precise number of
polio cases does not matter given the GPEI’s deci-
sion to vaccinate all children in Syria and surround-
ing countries, but events on the ground tell another
story. Despite the regional vaccination campaign
aimed at 21 million children, polio crossed
international borders. On February 10, 2014, a 6-
month-old baby in Baghdad developed paralytic
polioda diagnosis that was officially confirmed 2
months later. The most recent known case in Iraq
with onset of paralysis in a 3-year-old girl on April
7, 2014 was publicly confirmed only in late May
2014.26
Both children in Iraq were infected by the
same strain of polio identified in Syria; neither
had left Iraq nor had been immunized. Probable
cases of polio have been identified in both Syria
and Iraq that have never been officially reported; it
is relevant that the sole compatible case reported
for 2014 was officially acknowledged only in April
2015.27
GPEI data reveal that Lebanon and Turkey
fall short of the mandatory 80% stool sampling rate
for 2014, and it is hard to have any level of confi-
dence in the reported figure of 89% in Iraq.27
A
threat to the people of Syria has become a threat
to the people of the region.
The absence of laboratory confirmation of polio
in Syria 1 year after the most recent laboratory-
confirmed case28
is not necessarily reassuring, given
the lack of timely and reliable data, the ongoing
armed conflict, and the escalating health crisis
involving other diseases transmitted by the oral-
fecal route such as typhoid and hepatitis A. WHO
raised concerns over a cholera epidemic in Febru-
ary,29
yet months later rapid diagnostic tests are still
unavailable, let alone an accredited WHO labora-
tory, as required by the current standards, to con-
firm the presence of Vibrio cholerae.
In this far-from-perfect context, emphasis should
be shifted away from the unrealizable ideal of labo-
ratory diagnosis and back toward a more practical
reliance on clinical assessment. If this is not done,
there is a greater chance that response measures
will be targeted away from areas where outbreaks
are occurring. The sequence analysis reviewed in
2014 indicated that wild polio virus cases were in
all likelihood missed during 2012-2013 surveillance
in Afghanistan, Cameroon, Chad, Niger, Nigeria,
and Pakistan. This likelihood was subsequently
borne out in the outbreaks in Cameroon and Syria
in 2013.30
The excuse proffered by the Syria government,
WHO, and the IMBdthat polio’s re-emergence
in Syria is a result of the conflictdis undermined
by the lack of re-emergence of polio in Iraq during
the 8 years of war in 2003-2011. A better under-
standing of the extent of polio’s re-emergence and
spread in Syria should have prompted a more vigo-
rous response overall and in specific regions not
under government control. For example, because
Tajaldin et al. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5
Defining Polio
M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
392
WHO, as a United Nations agency, can work in a
country only with a government’s permission, it
was constrained by Damascus’s limited permission
from working in opposition-held parts of Syria
where the polio outbreak occurred. Similarly, the
government’s vaccination campaign was inappropri-
ate for an active outbreak. It was conducted from
health facilities, without any documentation of cov-
erage or independent monitoring as WHO stand-
ards require. Earlier acknowledgment of the
outbreak would have permitted earlier implementa-
tion of noneWHO-dependent strategies such as
the highly effective vaccination effort conducted by
the ACU, involving multiple door-to-door cam-
paigns along with intensified surveillance and inde-
pendent monitoring to establish coverage gaps. The
ACU effort ultimately proved a great success, with a
coverage rate of 92%,31
but it had a difficult time
attracting the international funding and support
needed for a sustainable response.
A more vigorous response should also include
programs to vaccinate newborns, decontaminate
drinking water, rehabilitate water-treatment and
chlorination plants, and survey sewers for early detec-
tion of the virus. Moreover, identifying each case of
polio makes an enormous difference for the prognosis
of those stricken. Polio is not curable, but contrary to
popular belief, it is treatable. With timely supportive
care, more than 50% of acutely disabled children
either recover completely or are left with only mild
residual paralysis. But a polio diagnosis that excludes
children whose stools cannot be tested in a laboratory
denies them effective therapy. That can mean the dif-
ference between substantial recovery or a lifetime of
paralysis and stigmatization.
The re-emergence of polio in the Middle East
has revealed an important gap in global public
health. In settings of conflict and insecurity where
laboratory confirmation is not possible, there is no
clear internationally accepted standard for diagnosis
of polio, yet it is in precisely these settings that polio
is most likely to spread. Adherence to an impractical
definition that relies on laboratory testing when it is
so often unattainable has fostered polio’s spread in
Syria and beyond its borders. The many countries
experiencing war or civil strife, such as Ukraine,
the Central African Republic, and South Sudan,
illustrate the urgent need to address this issue.
Comprehensive surveillance is needed in both gov-
ernment and opposition-controlled areas. Where
the central government precludes WHO and
GPEI from reaching conflict areas, other agencies
must be encouraged to step in with novel ways of
surveillance and response to address the problem.
The most recent reports by IMB and the World
Health Assembly remind us that the Middle East
remains at particularly high risk of re-infection
and transmission.1,32
With summerdthe season of
highest polio transmissiondupon us, in combina-
tion with the growing regional insecurity in Iraq,
Ukraine, and Yemen, this gap is a cause for consid-
erable concern.
Public health requires pragmatismddoing what
works to protect people from preventable diseases.
The clinical definition previously used by WHO
or the CSTE criteria published by the CDC could
readily be reinstated to supplement the laboratory
definition. The absence of evidence of polio accord-
ing to a test that cannot be reliably implemented
must not be mistaken for the absence of polio.
For example, the inadequacy of surveillance in
Afghanistan that allowed GPEI to report that
endemic transmission had ceased was made clear
when the Afghan strain was detected in May
2014 after “an absence” of 2 years. In Somalia,
even as the conflict has become less severe, the
authors of the most recent IMB report1
state that
“no polio has been detected since August 2014,
but few of sound mind would declare that polio
has certainly gone. The surveillance system has too
many holes that need to be closed.”
Polio is a barometer of global health, and surveil-
lance an issue of global governance. The rise and
re-emergence of polio and other global threats
such as Ebola reveal the critical need for a new
approach to crises in the Middle East, Africa, and
other fragile states. Polio is only part of the public
health catastrophe in Syria; the rise of all manner
of infectious diseases, including tuberculosis and
HIV, illustrates the gravity of this crisis. Redefining
the diagnosis of polio is not just an academic exer-
cise. Our willingness to revisit the standards by
which we understand polio to be present reflects
our ability to meet the minimum standards of sur-
veillance and public health.
A U T H O R S ’ N O T E
Since submission of this manuscript, the first
reported case of confirmed polio in Syria for 2015
has been made by the first Expert Committee meet-
ing for the year on May 18, 2015.
A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al.
M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
Defining Polio
393
R E F E R E N C E S
1. Independent Monitoring Board of the
Global Polio Eradication Initiative
Tenth Report, October 2014. Geneva,
Switzerland: Global Polio Eradication
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2. European Centre for Disease Preven-
tionandControl.Rapidriskassessment:
suspected outbreak of poliomyelitis in
syria: risk of importation and spread
of poliovirus in the EU. Stockholm,
Sweden: European Centre for Disease
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3. Brundtland GH, Glinka E, zur
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RegularSessions/Session24/Documents/
A-HRC-24-CRP-2.doc;2013.Accessed
May 7, 2015.
5. World Health Organization. Syrian
Arab Republic: WHO and UNICEF
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World Health Organization. Available
at: http://www.who.int/immunization/
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tional health regulations: case defini-
tions for the four diseases requiring
notification in all circumstances under
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Geneva, Switzerland: World Health
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UNICEF, Syrian Arab Republic polio
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land: World Health Organization.
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9. Global Polio Eradication Initiative
Middle East Polio Technical Bulletin:
Data in WHO as of 21 April 2014
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10. Coutts AP, Fouad MF. Syria’s raging
health crisis. New York: The New
York Times; January 1, 2014.
11. Sparrow A. Syria’s polio epidemic: the
suppressed truth. New York; New
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response system for Syria. Lancet
2013;382:2066.
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Syrian Arab Republic Ministry of
Health. Polio situation report no. 13.
Geneva,Switzerland:WHO/UNICEF.
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images/stories/syria/documents/Syrian_
Arab_Republic_Polio_Sitreport_No_
13.pdf?ua¼1; 2014. Accessed June 17,
2014.
14. Assistance Coordination Unit (ACU)
Early Warning and Response Net-
work (EWARN). Poliomyelitis Out-
break Weekly Reports 1-52 2013,
1e52 2014, Syria EWARN. Available
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15. World Health Organization. WHO-
recommended surveillance standard
for poliomyelitis. Geneva, Switzerland:
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East polio technical bulletin issue no.
17. Geneva, Switzerland: WHO. Avail-
able at: http://www.emro.who.int/
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19. World Health Organization Global
Polio Eradication Initiative. Middle
East polio technical bulletin: data in
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XLS/Middle_East_Bulletin/Middle_
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20. Assistance Coordination Unit (ACU)
Early Warning and Response Network
(EWARN). Poliomyelitis Outbreak
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M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5
Defining Polio
395

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Defining Polio: How Conflict Impacts Surveillance

  • 1. O R I G I N A L R E S E A R C H Defining Polio: Closing the Gap in Global Surveillance Bachir Tajaldin, MD, MSc, Khaled Almilaji, MD, Paul Langton, MBBS, FRACP, FCSANZ, FESC, Annie Sparrow, MBBS, MD, MPH, MRCP, FRACP New York, NY Abstract B A C K G R O U N D By late 2012 the Global Polio Eradication Initiative (GPEI) had nearly eradicated this ancient infectious disease. Successful surveillance programs for acute flaccid paralysis however rely on broad governmental support for implementation. With the onset of conflict, public health breakdown has contributed to the resurgence of polio in a number of regions. The current laboratory based case definition may be a contributory factor in these regions. O B J E C T I V E We sought to compare case definition rates using strict laboratory based criteria to rates obtained using the clinical criteria in modern day Syria. We also sought to examine this distribution of cases by sub-region. M E T H O D S We examined the World Health Organization (WHO) reported figures for Syria from 2013e2014 using laboratory based criteria. We compared these with cases obtained when clinical cri- teria were applied. In addition we sought data from the opposition controlled Assistance Coordination Unit which operates in non-Government controlled areas where WHO data maybe incomplete. Cases were carefully examined for potential overlap to avoid double reporting. F I N D I N G S Whilst the WHO data clearly confirmed the polio outbreak in Syria, it did so with con- siderable delay and with under reporting of cases, particularly from non-government controlled areas. In addition, laboratory based case definition led to a substantial underestimate of polio (36 cases) com- pared with those found with the clinically compatible definition (an additional 46 cases). Rates of adequate diagnostic specimens from suspected cases are well below target, no doubt reflecting the effect of conflict in these areas. C O N C L U S I O N S We have identified a gap in the surveillance of polio, a global threat. The current laboratory based definition, in the setting of conflict and insecurity, leads to under diagnosis of polio with potential delays and inadequacies in coordinating effective responses to contain outbreaks and eradicate polio. Breakdown in public health measures as a contributing factor is likely to result in a resurgence of previously controlled infectious diseases. The clinical definition should be reinstituted to supplement the lab-based definition. K E Y W O R D S polio, vaccination, conflict, Syria, clinical diagnosis, acute flaccid paralysis © 2015 The Authors. Published by Elsevier Inc. on behalf of Icahn School of Medicine at Mount Sinai. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). The near eradication of polio is one of the great- est public health successes of our time. By the end of 2012, after 25 years and a multibillion-dollar cam- paign by the Global Polio Eradication Initiative The authors declare they have no conflicts of interest. From the Icahn School of Medicine at Mount Sinai, New York, NY. Address correspondence to A.S. (annie.sparrow@mssm.edu). A n n a l s o f G l o b a l H e a l t h ª 2 0 1 5 T h e A u t h o r s . P u b l i s h e d b y E l s e v i e r I n c . o n b e h a l f o f I c a h n S c h o o l o f M e d i c i n e a t M o u n t S i n a i V O L . 8 1 , N O . 3 , 2 0 1 5 I S S N 2 2 1 4 - 9 9 9 6 h t t p : / / d x . d o i . o r g / 1 0 . 1 0 1 6 / j . a o g h . 2 0 1 5 . 0 6 . 0 0 7
  • 2. (GPEI), 99% of the poliovirus had been eliminated from the world and the number of countries with endemic polio had been reduced from 125 to 3. Eradication appeared imminent after the successful interruption of transmission in India in 2011, and only 223 cases were recorded in 5 countries in 2012. Of the 3 wild-type polioviruses, type 2 was eradicated in 1999 and type 3 has been undetected since November 11, 2012. Yet over the course of 2013 the numbers almost doubled, with 416 new cases of type 1 wild polio in 8 countries. In 2014, the collective toll was 359 cases in 9 countries. The virus was detected in the sewers of several other countries that had previously eliminated polio: Palestine, Israel, Egypt, and Brazil, the latter in June 2014 after more than a 20-year absence. The type 1 virus not only is the most virulentdcausing the most serious paralysis and the worst epidemicsdbut also has the highest ratio of paralytic to subclinical infection (1 in 200). Rather than being eradicated by the end of 2014, as per the target, polio now has a foothold on 3 continents. It has a persistent presence in Africa, it has re-emerged in the Middle East after more than a decade of absence with the outbreak in Syria and spread to Iraq, and it continues to flourish in Pakistan and Central Asia, threatening India’s new polio-free status. As the lead partner of the GPEI, the World Health Organization (WHO) is responsible for the polio eradication strategy. In late April 2014, WHO convened an emergency committee under the International Health Regulations (IHR) to address the international spread of polio. A week later, WHO declared that the conditions for a public health emergency of international concern had been met. Since then, this public health emer- gency has been renewed 4 times, most recently on February 27, 2015. There are numerous reasons for this giant step backward, including attacks on polio vaccinators in Pakistan, myths about the debilitating effects of the polio vaccine in Somalia, and armed conflict interrupting public health efforts in Syria and Pakistan. Last October, the Independent Monitor- ing Board (IMB) report highlighted the dismal fail- ure of the current strategy and made several critical recommendations to address some of these prob- lems, singling out suboptimal surveillance.1 An overlooked but key factor in the resurgence of polio is the current case definition. A precise case definition is of great importance because it is the cor- nerstone of successful surveillance and thus directs appropriate response measures. Notably, the eradica- tion of smallpox, a much easier disease both to detect (every person infected had an obvious rash) and to prevent (1 vaccination was sufficient for 5 years) relied at every stage on accurate surveillance. When does a child have polio? Ordinarily, the answer is straightforward: when a child presents with acute onset of flaccid paralysis (AFP) and a WHO-accredited laboratory within the Global Polio Laboratory Network confirms that poliovirus is present in his or her stool. This is the current and sole definition used by WHO and its GPEI partners to inform the global eradication effort. In the past, a clinical definition was used as a highly sensitive screen, but with limited specificity because a small number of other diseases can also cause flaccid paralysis. Under normal circumstances, when children are guaranteed access to healthcare and doctors can order investigations at will, this laboratory-based definition provides high diagnostic specificity. Sensitivity, however, is immediately con- strained if laboratory access is compromised. In lay- man’s terms, clinical diagnosis alone catches all cases of polio but is over-inclusive given that some are “false positives” as a result of other causes of AFP, whereas laboratory testing alone excludes false pos- itives but misses many true cases in situations in which best-practice laboratory testing is difficult or impossible. The limits of a laboratory test are evident in sit- uations of armed conflict where insecurity hinders the collection and transport of a stool sample to a laboratory. War can also prevent an afflicted child from even seeing a doctor during the period when poliovirus is present in the stool. Currently, that is the grim reality in many areas of Syria, where polio reappeared 18 years after it was eliminated.2 Yet the global health community has not yet adapted to a situation in which the Syrian military deliberately attacks hospitals, clinics, ambulances, and other parts of the healthcare system and has forced tens of thousands of doctors to flee the country.3,4 Rather than being a cooperative state concerned about the health of its citizens, the Syrian govern- ment uses disease and deprivation as an element of its internal war strategy against the civilian pop- ulation in areas of the country considered politically unsympathetic. This includes the deliberate target- ing of water treatment plants and the withholding of chlorine supplies needed to provide safe drinking waterdan effective method of reducing transmis- sion of polio and other waterborne diseases. After several years of indeterminate national A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al. M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 Defining Polio 387
  • 3. coverage,5 the regime ceased vaccinating children in opposition-held areas altogether. The only official laboratory for testing for the disease is situated in the government-controlled capital of Damascus, accessible only across treacherous frontlines. The data reported by the government from this labora- tory have been delayed and unreliable. As a conse- quence, over 2013 and 2014 an epidemic of polio spread across northern and eastern Syria. In this context of violent conflict and political insecurity, the insistence on laboratory testing as the sole method for officially recognizing the pres- ence of polio impedes efforts to address the reemer- gence and spread of the disease. Children are being stricken by polio regardless of whether a laboratory test makes confirmation of their illness possible. Yet under the current case definition, these victims do not exist in official reports. That omission is compounded because for every child who develops paralytic polio, hundreds more are infected without ever becoming sick, spreading the disease for several weeks or months. The silent spread of such a destructive virus is a major reason why polio is so dangerous. That invisible transmission is not dis- similar to the asymptomatic spread of HIV by peo- ple unaware of being infected. The long lag between infection and signs of disease has contributed to the global spread of HIV. Polio is even more difficult to track because most infected people never develop symptoms at all. WHO’s sole reliance in recent years on the laboratory-based definition of polio is in accordance with rules drawn up in 2005 under the IHR and ratified in 2007 to govern the surveillance and pre- vention of threats to global health. The requirement for laboratory confirmation of poliovirus was con- sidered appropriate in the context of steady progress toward global eradication to permit conclusive determination of whether each remaining case of AFP was actually polio. Under the IHR, a suspected case is defined as a child under the age of 15 years presenting with AFP or a person of any age with paralytic illness if poliomyelitis is suspected. A noti- fiable case of poliomyelitis is defined as a suspected case with isolation of wild poliovirus from stool specimens collected from the suspected case or from a close contact with the suspected case.6 Some suspected cases will not have adequate sam- ples, but if such cases have residual paralysis after 60 days of the onset, they are considered to be com- patible cases. This new predominantly laboratory-based defini- tion supplanted the earlier clinical case definition used by WHO from the beginning of its polio cam- paign in 1988da campaign that led to the elimina- tion of polio from the Americas, Europe, Middle East, and Pacific. That definition included the fol- lowing, as verified in written communication with WHO on August 8, 2014: “A case of acute flaccid paralysis without adequate sample collection or lab- oratory testing with residual paralysis 60 days after onset of paralysis that is compatible with clinical poliomyelitis confirmed by an expert committee.” Virologic confirmation was performed wherever possible to supplement that test but was not the sole route to identifying a notifiable polio case.7 Over time, as countries developed their AFP sur- veillance systems and access to WHO-accredited laboratories for testing samples, the virologic AFP case classification scheme was applied. By the mid-2000s, all countries with AFP surveillance had shifted to virologic case classification (Figure 1). The IHR’s stated reason for requiring a labora- tory test for a notifiable case of polio is that “Polio- myelitis cannot be diagnosed reliably on clinical grounds because other conditions presenting with acute paralysis can mimic poliomyelitis. Surveillance for polio eradication therefore requires the reporting of all children <15 years with acute onset of flaccid paralysis, with subsequent laboratory testing of stool specimens.”6 To be effective, this laboratory definition of polio requires robust surveillance. This entails reporting all children with acute paralysis within 48 hours of onset and testing 2 stool samples collected within 14 days in at least 80% of the cases. Unlike HIV, Figure 1. Classification scheme for AFP cases, from WHO-recommended standards for surveillance of vaccine-preventable diseases.8 * Collected 24-48 hours apart and within 14 days of onset of paralysis. Specimens arriving in the laboratory must be of ade- quate volume (8-10 g), have appropriate documentation, and be in good con- ditiondthat is, with no leakage or desiccation and with evidence that the reverse cold chain has been maintained (eg, presence of ice or temperature indicator).   Compatible cases indicate a failure of surveillance and should be scrutinized for clustering in space and time. à Cases undergoing expert review and subsequently classified as “discarded” or “compatible.” AFP, acute onset of flaccid paralysis; WHO, World Health Organization. Tajaldin et al. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Defining Polio M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 388
  • 4. malaria, or even strep throat, there is not yet a rapid diagnostic test for polio (a very useful area, it should be noted, for research investment). Surveillance per- sonnel must collect fresh stools from children too young to defecate on demand, and then send these samples to the designated national or nearest Global Polio Laboratory Network laboratory. Specimens must arrive within 72 hours of collection. If that is not possible, stool must be packed and frozen to e20 C or the poliovirus will not survive the journey. Even when all these conditions are met, the turn- around time for testing once a specimen reaches a lab is typically 4 weeks, with several more weeks until a case is officially reported.8,9 During that time, polio can infect many children. This extended testing time also delays public-health remedial measures such as social mobilization, intensified vaccination, and envi- ronmental surveillance of sewers. In Syria, surveillance for polio is compromised at best and broken down at worst. Collecting stool in a timely manner is often unfeasible, and transport across frontlines and through checkpoints is danger- ous and prohibitively expensive. When health work- ers do manage to get stool samples to the National Polio Laboratory in Damascus, testing and report- ing by the Syrian government has proven unreli- able.10,11 For months the Syrian Ministry of Health hid the presence of poliomyelitis in the country, maintaining that its Early Warning Alert and Response System, set up with the help of WHO in September 2012, was reliable.12 Only at the end of October 2013 did it concede that an out- break of polio was underway after separate undeni- able laboratory proofs were provided through the coordinated efforts of doctors working inside con- flict areas, the opposition-supported Assistance Coordination Unit (ACU), the Turkish govern- ment, and the US Centers for Disease Control and Prevention (CDC). Officially, the Syrian gov- ernment still maintains that the polio outbreak began in late October, although it admits that the first laboratory-confirmed case dates back to July 14, 2013.8,13 However, the first clinically deter- mined polio case dates back to May 23, 2013.14 According to the IHR and GPEI, robust surveil- lance requires laboratory testing for poliovirus in at least 80% of cases of AFP.6,15 Yet because of the war, neither the GPEI nor the ACU was able to meet this requirement in 2013 in Syria.9,14 Even when there is adequate stool sampling, laboratory testing and reporting, as noted, can take months. A review of the surveillance in Syria revealed a lag of almost 4 months8 (Figure 2). In such absence of a functioning laboratory net- work and health system, polio should also be iden- tified using clinical criteria. The CDC website provides a clinical definitiondpublished in 2010 by the US Council of State and Territorial Epi- demiologists (CSTE)dwhich could supplement the laboratory definition.16 It defines a probable case of paralytic poliomyelitis as “acute onset of a flaccid paralysis of one or more limbs with decreased or absent tendon reflexes in the affected limbs, without other apparent cause, and without sensory or cognitive loss.from a cluster area of known polio.” A confirmed case is defined as the “acute onset of [such] a flaccid paralysis from a cluster area. in which the patient still has a neurologic deficit 60 days after onset of initial symptoms.” This definition of a confirmed case does not require laboratory isolation of poliovirus for diagno- sis of a probable or confirmed case of paralytic poliomyelitis. If the case is from a cluster area of known polio, clinical criteria suffice. The 2 definitions present significantly different pictures of the scope of the polio outbreak in Syria. According to data from GPEI, there were 35 con- firmed cases of polio of 180 cases of AFP in Syria in 2013.17 GPEI acknowledges that 12 additional clinical cases compatible with polio occurred in 2013, but they have not been publicly reported in accordance with the WHO standards for surveil- lance and reporting.15,17 By contrast, the Syrian opposition’s ACU, which was assisted by the CDC in developing field Clinical case definitions of polio IHR Notifiable: “A suspected case with isolation of wild poliovirus from stool specimens collected from the suspected case or from a close contact of the sus- pected case.” IHR Suspected: “A child under 15 years of age pre- senting with AFP, or a person of any age with para- lytic illness if poliomyelitis is suspected.” CSTE Probable: “Acute onset of a flaccid paralysis of one or more limbs with decreased or absent tendon reflexes in the affected limbs, without other apparent cause, and without sensory or cognitive loss . from a cluster area of known polio.” CSTE Confirmed: “Acute onset of [such] a flaccid paralysis [from a cluster area of known polio] in which the patient still has a neurologic deficit 60 days after onset of initial symptoms.” A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al. M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 Defining Polio 389
  • 5. surveillance to detect polio, reported 73 cases of AFP in 2013 using clinical as well as laboratory cri- teria.14 Polio was verified in 13 of the cases by lab- oratories outside of Syria; Stool samples were collected in 24 cases, 22 of which were adequately collected and transported for testing in national and regional laboratories. An additional 34 clinically suspected cases from the ACU have been classified as compatible cases by the National Expert Com- mittee (NEC) in Turkey on the basis of their clin- ical criteria14 but have never been published as such on the GPEI website. Table 1 summarizes the different pictures of polio in Syria by comparing the numbers provided by a laboratory-only approach with those provided by a clinical definition. The absolute numbers are important, but per- haps the distribution is even more so: All cases are in opposition-held areas, targeted by the govern- ment’s armed forces and inaccessible to WHO without the permission of the government. Of note, the GPEI still maintains that the outbreak began in Aleppo on June 14, 2013, and the duration of the outbreak was a total of 38 weeks, lasting until April 7, 2014.21 This seems epidemiologically unlikely, given the clustering of cases in Deir Ezzor, as shown, and that the cholera outbreak of 2009 ori- ginated in the same village, Spighan, in Deir Ezzor22 (Figure 3). In the ACU’s limited experience, of the 73 clinically identified cases of probable polio in this outbreak, 64% were later confirmed to have been properly identified as polio either through laboratory testing or expert clinical review: 13 cases of laboratory-confirmed wild polio type 1, and an additional 34 declared polio compatible Figure 2. From WHO UNICEF Syrian Arab Republic Polio Situation Report No. 4, November 28, 2013.8 ITD, intratypic differentiation of polioviruses; UNICEF, United Nations Childre’s Fund; WHO, World Health Organization. Tajaldin et al. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Defining Polio M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 390
  • 6. by the National Expert Committee in June 2014.14,20 This is similar to the published per- centage of confirmed polio in outbreaks of AFP cases elsewhere, including recent outbreaks in Tajikistan and the Republic of Congo in 2010.23,24 By contrast, the confirmation rate for suspected clinical cases is dramatically lower when assessed by the Syrian NEC in Damascus, suggesting a con- tinuing interest on the part of the government to downplay the extent of the outbreak. For 2014, although only 153 cases of AFP were anticipated according to the indicators for polio surveillance, 306 cases of AFP were officially reported. Only 1 was officially declared polio through laboratory con- firmation, and 2 have been classified as compati- ble.18 No plausible diagnoses have been provided Table 1. Laboratory and clinical cases of polio in Syria 2013 2014 Total IHR laboratory-only definition* 35* 1 36 NEC confirmed clinically compatible  46 6 52 Minimum total polio cases, 2013-2014 81 7 88 IHR, International Health Regulations; NEC, National Expert Committee. * Twenty-five of these cases were reported by the Syrian Ministry of Health and the World Health Organization (WHO). The Global Polio Eradication Initiative (GPEI) has indicated that its figures reconcile all laboratory- confirmed cases and thus infers that 10 of the 13 laboratory-confirmed Assistance Coordination Unit (ACU) cases are included in this figure of 35.   Cases without stool verified as polio compatible by the National Expert Committee (NEC) in Damascus and Turkey: 12 and 34, respectively, in 2013; and 2 and 4, respectively, in 2014. In its final meeting of the year in December 2014, the Turkey NEC found 4 cases of suspected polio to be compatible with the clinical criteria. WHO’s Eastern Mediterranean Regional Office (EMRO) reported 2 compatible case for 2014.18 Sixteen cases from the Early Warning and Response Network (EWARS) await classification: 2 from 2014 and 14 from 2015.18,19 For EWARN, there are 10 pending cases from 2014 (clinical classification) and 16 from 2015 (4 clinical and 12 laboratory).14,20 Figure 3. Official distribution of cases for 2013; WHO data as of January 14, 2014, published by GPEI on January 20, 2014.19 GPEI, Global Polio Eradication Initiative; WHO, World Health Organization. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al. M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 Defining Polio 391
  • 7. for any of the remaining 133 cases of AFP in 2013 or the 303 cases in 2014. Of the 106 cases of AFP presenting to field sur- veillance officers of the ACU (EWARN) through 2014, less than two thirds (62.9%) had adequate stool samples available for laboratory testing.20 Because the ACU does not have access to the National Polio Laboratory in Damascus, it was forced to send stools cross-border to a laboratory in Turkey. The political sensitivity of these cross- border operations means that obtaining the results has been and remains extraordinarily difficult, with many cases still listed as “pending.”14,20 Laboratory confirmation of poliovirus is the gold standard in an ideal world. However, in conditions like those in Syria (and indeed other countries today), the perfect can be the enemy of the good. There are strong reasons why an inclusive definition is preferable to an exclusive one that depends on fre- quently unattainable timely laboratory testing. Polio is highly contagious, and the cramped and unhy- gienic quarters in which the millions of people dis- placed by the Syrian conflict are forced to live facilitate transmission, particularly in light of the neglect of safe drinking water and the deliberate withdrawal of chlorine, one of the few agents that kills polio, from water treatment plants.21 All of these factors facilitate the virus’s spread, as does fre- quent displacement itself. The case of an afflicted 3-year-old Syrian boy illustrates the danger of relying solely on a labora- tory definition of polio. Using a clinical test, EWARN identified him as a probable case of polio in early February 2014 in the district of Menbij in Aleppo governorate, very close to the Turkish bor- der. However, using only a laboratory test, he was not considered as a case of polio until the GPEI reported laboratory confirmation of his case in late April 2014.25 In the meantime, war conditions dis- placed his family several times among 4 governo- rates in Syriadfrom Aleppo to Raqqa to Deir Ezzor to Hamadpotentially spreading poliovirus widely. Use of the clinical definition to supplement the laboratory one could have, and should have, prompted earlier remedial steps to contain the virus and protect children. One might defend the exclusive use of a labora- tory definition by arguing that the precise number of polio cases does not matter given the GPEI’s deci- sion to vaccinate all children in Syria and surround- ing countries, but events on the ground tell another story. Despite the regional vaccination campaign aimed at 21 million children, polio crossed international borders. On February 10, 2014, a 6- month-old baby in Baghdad developed paralytic polioda diagnosis that was officially confirmed 2 months later. The most recent known case in Iraq with onset of paralysis in a 3-year-old girl on April 7, 2014 was publicly confirmed only in late May 2014.26 Both children in Iraq were infected by the same strain of polio identified in Syria; neither had left Iraq nor had been immunized. Probable cases of polio have been identified in both Syria and Iraq that have never been officially reported; it is relevant that the sole compatible case reported for 2014 was officially acknowledged only in April 2015.27 GPEI data reveal that Lebanon and Turkey fall short of the mandatory 80% stool sampling rate for 2014, and it is hard to have any level of confi- dence in the reported figure of 89% in Iraq.27 A threat to the people of Syria has become a threat to the people of the region. The absence of laboratory confirmation of polio in Syria 1 year after the most recent laboratory- confirmed case28 is not necessarily reassuring, given the lack of timely and reliable data, the ongoing armed conflict, and the escalating health crisis involving other diseases transmitted by the oral- fecal route such as typhoid and hepatitis A. WHO raised concerns over a cholera epidemic in Febru- ary,29 yet months later rapid diagnostic tests are still unavailable, let alone an accredited WHO labora- tory, as required by the current standards, to con- firm the presence of Vibrio cholerae. In this far-from-perfect context, emphasis should be shifted away from the unrealizable ideal of labo- ratory diagnosis and back toward a more practical reliance on clinical assessment. If this is not done, there is a greater chance that response measures will be targeted away from areas where outbreaks are occurring. The sequence analysis reviewed in 2014 indicated that wild polio virus cases were in all likelihood missed during 2012-2013 surveillance in Afghanistan, Cameroon, Chad, Niger, Nigeria, and Pakistan. This likelihood was subsequently borne out in the outbreaks in Cameroon and Syria in 2013.30 The excuse proffered by the Syria government, WHO, and the IMBdthat polio’s re-emergence in Syria is a result of the conflictdis undermined by the lack of re-emergence of polio in Iraq during the 8 years of war in 2003-2011. A better under- standing of the extent of polio’s re-emergence and spread in Syria should have prompted a more vigo- rous response overall and in specific regions not under government control. For example, because Tajaldin et al. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Defining Polio M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 392
  • 8. WHO, as a United Nations agency, can work in a country only with a government’s permission, it was constrained by Damascus’s limited permission from working in opposition-held parts of Syria where the polio outbreak occurred. Similarly, the government’s vaccination campaign was inappropri- ate for an active outbreak. It was conducted from health facilities, without any documentation of cov- erage or independent monitoring as WHO stand- ards require. Earlier acknowledgment of the outbreak would have permitted earlier implementa- tion of noneWHO-dependent strategies such as the highly effective vaccination effort conducted by the ACU, involving multiple door-to-door cam- paigns along with intensified surveillance and inde- pendent monitoring to establish coverage gaps. The ACU effort ultimately proved a great success, with a coverage rate of 92%,31 but it had a difficult time attracting the international funding and support needed for a sustainable response. A more vigorous response should also include programs to vaccinate newborns, decontaminate drinking water, rehabilitate water-treatment and chlorination plants, and survey sewers for early detec- tion of the virus. Moreover, identifying each case of polio makes an enormous difference for the prognosis of those stricken. Polio is not curable, but contrary to popular belief, it is treatable. With timely supportive care, more than 50% of acutely disabled children either recover completely or are left with only mild residual paralysis. But a polio diagnosis that excludes children whose stools cannot be tested in a laboratory denies them effective therapy. That can mean the dif- ference between substantial recovery or a lifetime of paralysis and stigmatization. The re-emergence of polio in the Middle East has revealed an important gap in global public health. In settings of conflict and insecurity where laboratory confirmation is not possible, there is no clear internationally accepted standard for diagnosis of polio, yet it is in precisely these settings that polio is most likely to spread. Adherence to an impractical definition that relies on laboratory testing when it is so often unattainable has fostered polio’s spread in Syria and beyond its borders. The many countries experiencing war or civil strife, such as Ukraine, the Central African Republic, and South Sudan, illustrate the urgent need to address this issue. Comprehensive surveillance is needed in both gov- ernment and opposition-controlled areas. Where the central government precludes WHO and GPEI from reaching conflict areas, other agencies must be encouraged to step in with novel ways of surveillance and response to address the problem. The most recent reports by IMB and the World Health Assembly remind us that the Middle East remains at particularly high risk of re-infection and transmission.1,32 With summerdthe season of highest polio transmissiondupon us, in combina- tion with the growing regional insecurity in Iraq, Ukraine, and Yemen, this gap is a cause for consid- erable concern. Public health requires pragmatismddoing what works to protect people from preventable diseases. The clinical definition previously used by WHO or the CSTE criteria published by the CDC could readily be reinstated to supplement the laboratory definition. The absence of evidence of polio accord- ing to a test that cannot be reliably implemented must not be mistaken for the absence of polio. For example, the inadequacy of surveillance in Afghanistan that allowed GPEI to report that endemic transmission had ceased was made clear when the Afghan strain was detected in May 2014 after “an absence” of 2 years. In Somalia, even as the conflict has become less severe, the authors of the most recent IMB report1 state that “no polio has been detected since August 2014, but few of sound mind would declare that polio has certainly gone. The surveillance system has too many holes that need to be closed.” Polio is a barometer of global health, and surveil- lance an issue of global governance. The rise and re-emergence of polio and other global threats such as Ebola reveal the critical need for a new approach to crises in the Middle East, Africa, and other fragile states. Polio is only part of the public health catastrophe in Syria; the rise of all manner of infectious diseases, including tuberculosis and HIV, illustrates the gravity of this crisis. Redefining the diagnosis of polio is not just an academic exer- cise. Our willingness to revisit the standards by which we understand polio to be present reflects our ability to meet the minimum standards of sur- veillance and public health. A U T H O R S ’ N O T E Since submission of this manuscript, the first reported case of confirmed polio in Syria for 2015 has been made by the first Expert Committee meet- ing for the year on May 18, 2015. A n n a l s o f G l o b a l H e a l t h , V O L . 8 1 , N O . 3 , 2 0 1 5 Tajaldin et al. M a y eJ u n e 2 0 1 5 : 3 8 6 – 3 9 5 Defining Polio 393
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