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Photo: Rhett Butler
SETAPAK Environmental
Governance Program
Improving forest and land
governance to protect forests and
communities in Indonesia
INDONESIA HOSTS THE WORLD’S THIRD LARGEST AREA OF TROPICAL
RAINFOREST, WHICH IS BEING DESTROYED AT A RATE OF 8,400 SQUARE
KILOMETRES ANNUALLY.
INDONESIA’S PEATLANDS ARE ALSO A VITAL RESOURCE, YET
APPROXIMATELY 120,000 SQUARE KILOMETRES HAVE BEEN DISTURBED, IN
SOME PLACES IRREPARABLY.
THESE ISSUES ARE RECOGNIZED DOMESTICALLY AND INTERNATIONALLY.
TO ENSURE THAT RESPONSES ARE STRATEGIC, EFFICIENT AND
COORDINATED, GOOD FOREST AND LAND GOVERNANCE MUST BE
PROMOTED AND INSTITUTIONALIZED.
Photo: Armin Hari
SETAPAK has been working to improve forest and land
governance in Indonesia since 2011. The program promotes
good forest and land governance as fundamental to reducing
greenhouse gas emissions and ensuring that the benefits of
natural resources are distributed sustainably and equitably.
Grounded in analysis of the political economy, SETAPAK
combines work with national and local governments with
support to civil society. The program aims to improve
transparency and accountability, strengthen policy making, the
rule of law, and the recognition of community rights. It also
works to increase knowledge and understanding in the land
use and forestry sector.
This approach, which considers both engagement with
government to improve performance and collaboration
with civil society organizations and communities to monitor
accountability, results in initiatives and institutions that are
more accountable and responsive to the public. A collaborative
strategy helps build synergies, develop partners’ capacities for
effective advocacy, and encourages innovation.
SETAPAK works in regions with abundant forest resources and
peatlands that are vulnerable to rapid land use change. The
first phase of the SETAPAK program will finish in May 2015,
and a second phase will run from 2015 to 2018.
Globally, and in Indonesia, it is recognized that weaknesses
in governance contribute to forest loss and degradation.
Poor governance underpins the loosely regulated logging and
mining, and the rapid expansion of oil palm and paper pulp
plantations that are damaging Indonesia’s environment, as
well as uncontrolled forest fires and illegal encroachments by
agriculture.
Indonesia’s 22 million ha of peatlands are particularly
at risk. Over the coming decades, almost all of Sumatra
and Kalimantan’s peatland carbon could be released. This
represents about 40 billion tonnes, or half the entire carbon
stored in the Amazonian rainforest.
Improving the governance and management of forests and
peatlands will contribute significantly towards mitigating
global climate change, reducing the incidence of land conflict,
increasing state revenues, and generating sustainable
prosperity for millions of people in Indonesia.
SETAPAK is funded by the Department for International
Development and coordinated by the Asia Foundation in
Indonesia.
Improving land governance to protect
forests and communities in Indonesia
The Land and Forest Governance Index (LFGI) has been produced as part of the SETAPAK
research program. Developed by the Indonesian Centre for Environmental Law (ICEL) and the
National Secretariat of the Indonesian Forum for Budget Transparency (Seknas FITRA), it tracks
transparency, participation, accountability and coordination in the forestry, mining and plantation
sectors at the district level. It aims to identify and diagnose weaknesses in governance, and to
compare districts to find best practices that can serve as models. As well as providing a way to
measure the impact of interventions, it provides NGOs with a tool to design advocacy activities,
and allows better informed dialogue with government.
The Land and Forest Governance Index is available from the SETAPAK website: www.programsetapak.org
Measuring progress
Photo: Alam Putra
What is good forest and land governance?
Forest and land governance includes the processes,
mechanisms, rules and institutions for managing forests and
land. It can involve top-down, government-led legislation,
policies or programs designed to regulate forest and land use,
and bottom-up approaches, such as community-administrated
advisory, monitoring or decision making bodies.
Good governance is vital for sustainable land and forest
management. It is characterized by policy making that is
based on transparent and predictable processes, accountable
and competent public officials, civil society participation, and
the enforcement of legal elements such as property rights.
Active, informed and engaged stakeholders from all sectors –
government, civil society and the private sector – are essential
in managing natural resources efficiently.
Transparency and accountability are foundational to good
governance, and are therefore central to SETAPAK’s activities.
Transparency refers to efforts by government to provide access
to accurate and up-to-date information, and accountability exists
when government actions and decisions are subject to oversight
to ensure that they meet stated objectives and commitments.
Transparency cements trust, enabling citizens to understand
how decisions about land use are made and assess their
appropriateness. Improved transparency means that citizens
have access to information about where deforestation is
planned or prohibited, and under what conditions.
This enables greater public participation in policy debate and
increased reporting of infractions. Increased transparency
also means that public bodies and officials can be assessed to
ensure that they are performing effectively, providing, and are
responsive to the community they serve.
Accountability entails government and public officials providing
information about their decisions and actions and justifying them
to the public and institutions charged with providing oversight.
Improved accountability means that illegal deforestation is
more likely to be investigated and prevented. Community rights
to land and forests will be increasingly upheld, and improved
security of tenure will lead to more small-scale sustainable forest
use and less commercially-driven deforestation.
Unfortunately, good governance has not yet been fully achieved
in Indonesia. Land and forest policies are not implemented in a
transparent and participative way, and accountability is low. Poor
forest and land governance is a contributing factor to Indonesia’s
deforestation rates – the highest of any country in the world.
In 2014, SETAPAK partner MaTA pursued a series of grievances under Indonesia’s
2008 Freedom of Information Act against government agencies in Aceh which had
failed to provide information about budget allocations and forest permit processing.
Following mediation by the Information Commission, MaTA was successful in each
case. Also in 2014, SETAPAK partner GeRAK pursued grievances in South Aceh
and West Aceh, when a request for mining, revenue and shareholding information
was rejected. Following three mediations in South Aceh and two in West Aceh,
the Information Commission decided in GeRAK’s favour in both cases, and the
information was very largely released. These cases have implications beyond
immediate access to information. To avoid further information grievances, Aceh’s
government has recently clarified the procedures required for government agencies
to provide public information.
Clarity in Aceh
Photo: Rhett Butler
Indonesia’s 2008 Freedom of Information Act, implemented in
2010, mandates how national and local governments must ensure
citizens’ rights to access public information. District governments
are required to respond to information requests, and establish
procedures for handling them. Provinces are required to
establish Information Commissions and procedures for handling
grievances. Environmental activists see the Act as an important
way for civil society to gather information about land use
policies, including permits to exploit forests and clear land.
As many local governments are at the early stages of
implementation, and with public awareness low, SETAPAK
partners are providing technical assistance to governments,
and building civil society capacity by advising the public on how
to use the Act to obtain land use and forestry information and
press for accountability. Improved access to information helps
strengthen civil society’s monitoring of policies and practices in
the field, enables greater public participation in policy debate,
and increases reporting of infractions.
Across the areas where SETAPAK partners are active, training
has been provided to government officials, and civil society
groups have been supporting the development of district level
regulations and new processes for information management.
They have also been promoting the benefits of access to public
information and training community representatives on how
to submit information requests and pursue grievances to the
courts if necessary. Partners are now pursuing information
grievances in all SETAPAK districts.
In some cases the aim has been to obtain specific information,
and in other cases it has been to test access by applying for
a number of documents. The main focal points have been
Environmental Impact Assessment (AMDAL) studies, logging,
mining and plantation concession details, and local government
work plans. There have been many successes. In October
2014, for example, after over a year’s work, SETAPAK partner
SAMPAN, together with Link-AR Borneo, won a landmark victory
in West Kalimantan when the district administrative court
ruled that the Mining and Energy Agency in Ketapang had no
obligation or right to keep secret the details of work plans,
financial agreements and environmental impact assessments of
six mining companies operating in the region.
Access to information
East Kalimantan is one of Indonesia’s most heavily mined provinces, and open
cast mining is common. Without effective clean up and remediation processes,
this type of mining leaves large areas of land devastated. In Samarinda, where
active and abandoned coal mines scar the landscape, farmers complain of floods,
droughts, water pollution and falling yields and in recent years, 11 people,
mainly children, have drowned in unused mining pits. SETAPAK partners have
been working as part of a coalition of NGOs to press for improved government
regulation of post-mining land reclamation and rehabilitation activities. Their
efforts were rewarded in November 2013 when the provincial government issued
a new bylaw on post-mining cleanup, and made its intentions to enforce it clear.
Dirty business
Photo: Armin Hari
Many local governments lack the capacity to formulate and
implement policies to address land use and forestry issues
effectively. Data and technical skills are often in short supply, and
civil society is rarely involved fully in policy making processes.
As evidence based policy making and civil engagement are
critical to good governance, SETAPAK is working to support
governments to develop policies and decision making processes
that are based on accurate and up-to-date data, consider
long term impacts and sustainability, and encourage civil
society involvement. Open debate ensures that a full range of
options, interests and implications are considered, and public
scrutiny incentivizes transparent processes covering planning,
development, implementation and monitoring.
As a part of policy advocacy efforts for better land and forest
governance, SETAPAK partners have submitted a number of
legal reviews, policy papers and draft regulations, covering
issues such as spatial planning, strategic environmental
assessments, moratoriums on mining permits, and freedom of
information. They have also supported applications for judicial
reviews, and contributed advocacy and technical assistance to
a number of new policies that have passed into law.
SETAPAK has also been supporting the National Information
Commission (NIC) through its partner, the Freedom of
Information Network Indonesia (FOINI). One of the group’s
recommendations, which has been included in the NIC strategic
plan for 2014-2017, was to revise the Act to require that
secretariat staff be recruited from outside the civil service,
thereby assuring greater impartiality. SETAPAK partner ICEL
(Indonesian Center for Environmental Law) is also working to
strengthen the rule of law by supporting the Supreme Court
in training and certifying judges competent in presiding over
environmental cases, and establishing a tracking and monitoring
system to match certified judges with relevant law suits.
A recent change in the law (Law No. 23/2014 on Regional
Governance, issued in October 2014) shifts some
responsibilities for managing forest and land resources,
including the authority to issue mining and timber permits,
from district to provincial governments. This is of key
importance for the land use sector, potentially offering
improved oversight and accountability, and SETAPAK partners
have been conducting workshops to explore the implications.
Policy development
SETAPAK has been supporting the use of remote controlled aircraft, called unmanned aerial
vehicles (UAVs), to monitor land use and forest infractions. UAVs, which have video equipment
installed that captures detailed images of land areas over ranges of up to 25 kilometres, are
increasingly used for conservation purposes, as they allow large and inaccessible areas to be
surveyed. SETAPAK partner SAMPAN has been developing skills in assembling UAVs, and in June
2014 supported WALHI South Sumatra to survey extensive fires in Sumatra’s Riau province. The
flights revealed 80 cases of peatlands burning on concession areas, and the findings will be used to
demand that the provincial government improves its monitoring and responses to peatland fires.
Eyes In The Sky
Photo: Rhett Butler
Enhancing monitoring
Monitoring involves assessing the effects of land based
activities and checking that laws and regulations that protect
the environment and communities are adhered to and are
enforced. It includes checking that land use permits are issued
legally and that government license revenue is collected
efficiently and distributed equitably. Improving environmental
monitoring by means such as increased participation and
public access to information are effective ways to use existing
systems to support good governance and reduce the incidence
of violations of environmental laws and regulations.
SETAPAK partners have been advocating for more effective
government monitoring and oversight of land use decisions and
illegalities, including the issuing of district level permits, and
have been actively participating in, and strengthening, official
monitoring efforts by working with the Corruption Eradication
Commission (KPK) and the President’s Delivery Unit for
Development Monitoring and Oversight (UKP4).
To improve law enforcement in forestry, Silvagama has
developed a tool to report violations of forest and land use to
the KPK. This initiative, called ‘Indonesia Monitors the Forest’
(Indonesia Memantau Hutan) is a collaboration with the KPK,
and is intended to check and evaluate permits issued at
provincial and district levels. Moderators compile and verify
spatial data, which is then fed into the KPK’s database.
The KPK’s initiative to supervise the legality of mining permits
is recognized as one of the most promising efforts towards
government accountability in the land use sector.
SETAPAK partners have also been strengthening demand for
enforcement by civil society through initiatives to monitor the
implementation of land use permits and forest management
policies, and report problems on land use and deforestation
issues. The Indonesian Centre for Environmental Law (ICEL),
for example, has developed a tool for field investigators to
use to check land use permit compliance and has helped train
investigators from all the SETAPAK regions.
Other initiatives have extended beyond the issuing of illegal
permits, which allow mining or plantations concessions to
overlap or impinge on protected conservation areas, to
investigating violations in commercial operating procedures,
assessing state losses from the extractive industries,
developing guidelines for reporting money laundering in the
forestry sector, monitoring access to information, and the
burning of peatlands.
Aceh
Aceh Documentary
http://acehdocumentary.com/
Aceh Documentary uses film and video to raise
awareness about transparency and accountability.
Bina Rakyat Sejahtera (BYTRA)
BYTRA’s work focuses on policy reform and
revitalizing community bodies to support community
forest management.
Gerakan Anti Korupsi (GeRAK)
http://www.gerakaceh.or.id/
GeRAK works on promoting transparency and
accountability in the mining sector to reduce state
revenue loss.
Yayasan Hutan, Alam dan Lingkungan Aceh
(HAKA)
http://www.haka.or.id/
HAKA works to support and strengthen the role of
adat communities in forest and land governance.
Jaringan Komunitas Masyarakat Adat (JKMA)
http://www.jkma-aceh.org/
JKMA works to support and strengthen the role of
adat communities in forest and land governance by
improving regional policies.
Masyarakat Transparansi Aceh (MaTA)
http://mataaceh.com/
MaTA works to improve transparency and
accountability in forest and land governance in Aceh.
South Sumatra
Pilar Nusantara (PINUS)
http://www.pinus.org/
PINUS aims to improve the lives of the poor by
strengthening local community capacity and local
governance.
Wahana Bumi Hijau (WBH)
http://www.wbh.or.id/
WBH focuses on improving forest governance in Musi
Banyuasin, Banyuasin and Organ Komiring Ilir, and at the
provincial level in South Sumatra.
WALHI South Sumatra
http://walhi-sumsel.blogspot.com/
WALHI works to improve forest governance in South
Sumatra.
West Kalimantan
Gemawan
http://www.gemawan.org/
Gemawan works to empower local communities to
achieve economic self-reliance and political autonomy, to
maintain local wisdom, and adopt gender equality.
JARI
http://jariborneo.blogspot.com/
JARI supports policy initiatives that promote communities’
rights and protect peatlands, mangroves and forested
areas in the forest zone, and in areas of forest zoned for
other uses.
Sahabat Masyarakat Pesisir Pantai (SAMPAN)
http://sampankalimantan.wordpress.com
SAMPAN works to improve justice for coastal and forest
communities.
Titian
http://www.titian.or.id/
Titian works to achieve fair and sustainable natural
resource management in Sintang, West Kalimantan.
East Kalimantan &
North Kalimantan
AMAN East Kalimantan (AMAN KalTim)
http://www.aman.or.id/
AMAN aims to achieve equality and prosperity for
indigenous people in Indonesia.
Bumi and the Mining Advocacy Network (JATAM)
East Kalimantan
http://english.jatam.org/
Bumi and JATAM work in partnership to improve mining
policies in East Kalimantan.
Perkumulan MENAPAK
http://menapak.org/
MENAPAK focuses on reforming forest and land
governance in Berau, East Kalimantan.
Yayasan PADI Indonesia
https://padiindonesia.wordpress.com/profil/
Yayasan PADI works to promote development based on
sustainable development principles.
Prakarsa Borneo
http://prakarsa-borneo.org/
Prakarsa Borneo focuses on natural resources legal issues
in order to promote justice and sustainable development.
STABIL
http://perkumpulanstabil.org/
STABIL focuses on improving land and forest governance
in the district of Bulungan, and in East Kalimantan more
widely.
SETAPAK I locations & partners
Since 2011, SETAPAK has expanded to cover 26 districts in six
provinces: South Sumatra, West Kalimantan, East Kalimantan,
North Kalimantan, Central Sulawesi and Aceh.
Central Sulawesi
Komunitas Peduli Perempuan dan
Anak (KPPA) Coalition
http://kppabenih.blogspot.com/
The KPPA Coalition aims to protect forests and land through
improved governance in Central Sulawesi.
Sulawesi Community Foundation (SCF) Coalition
http://www.scf.or.id/
SCF works to increase transparency and public participation
in forest and land governance in Central Sulawesi.
Yayasan Tanah Merdeka (YTM) Coalition and
JATAM Central Sulawesi
http://www.ytm.or.id
YTM works with JATAM Central Sulawesi to reduce
deforestation and forest degradation.
National partners
AURIGA (formerly Silvagama)
http://www.silvagama.org/
AURIGA works to create environmental sustainability by supporting forest monitoring.
Forest Watch Indonesia
http://fwi.or.id
Forest Watch Indonesia is working to develop a central data base of up to date maps of forest cover and
license types to ensure effective monitoring and enforcement of forest and land use
Green Radio and Mongabay
http://www.greenradio.fm/ http://www.mongabay.co.id/
Green Radio and Mongabay produce news on local and national forest and land governance issues in Indonesia.
Impartial Mediators Network (IMN) and Tenure Working Group
http://wg-tenure.org/
IMN and the Tenure Working Group are working together to support mediation of natural resource conflicts in East and West Kalimantan.
The Indonesian Parliamentary Center (IPC) and the Freedom of Information Network Indonesia (FOINI)
http://ipc.or.id/
The IPC and FOINI specialize in parliamentary capacity building and the promotion of political reform for improved democracy and parliamentary
accountability, including to the National Information Commission.
Indonesian Centre for Environmental Law (ICEL)
http://icel.or.id/
ICEL aims to achieve environmental sustainability through transparent, accountable and just law enforcement.
Indonesia Corruption Watch (ICW)
http://antikorupsi.org/
ICW focuses on eradicating corruption in the forestry and land use sectors through transparency, accountability and law enforcement.
Indonesian Forum for Budget Transparency (Seknas Fitra)
http://seknasfitra.org/
Seknas Fitra works to promote budgetary transparency in Indonesia.
International NGO Forum on Indonesian Development (INFID) and Indonesian Working Group on Forest Finance (IWGFF)
http://www.infid.org/ http://www.forestfinance.org/
INFID and IWGFF are working together to promote changes to banking and financing policies to achieve sustainable forest and land management.
Majelis Pemberdayaan Masyarakat – Muhammadiyah
http://mpm.muhammadiyah.or.id/
Muhammadiyah is Indonesia’s second largest faith-based organization whose work includes engaging in policy dialogue with the Ministry of Forestry.
Perkumpulan Hukum dan Masyarakat (HuMa)
http://huma.or.id/
HuMa focuses on law reform in the natural resources sector, in particular to secure indigenous peoples’ and local communities’ rights to natural
resources.
Public Virtue Institute (PVI)
http://www.viture.or.id
PVI promotes digital democracy and civil society activism.
Publish What You Pay (PWYP)
http://www.pwyp-indonesia.org
PWYP promotes transparency in the extractive sector, and encourages multi-stakeholder forums to improve revenue collection.
Sawit Watch
http://sawitwatch.or.id/
Sawit Watch promotes social change to achieve ecological justice for smallholder farmers, labourers and indigenous people.
In 2014, the KPK conducted a series of investigations to evaluate mining permit compliance in
12 provinces, four of which were SETAPAK regions. The KPK’s main concerns were that non-
compliant permits had been issued in exchange for corrupt payments, and that a number of illegal
methods were being used to reduce, or avoid, license fee payments. In these areas, Silvagama
accompanied the KPK to support engagement with government, facilitate meetings with civil
society, and encourage public participation. From their investigations, the KPK found that more
than 4,500 mining companies owed the government revenues of IDR5.43 trillion (US$468 million).
Subsequently, 265 permits were cancelled in SETAPAK regions, and a deadline of December 2014
was set for local administrations to review a larger number.
Seams of corruption
Photo: Armin Hari
It is accepted that Indonesia suffers from a weak rule of law,
which results in poor enforcement of land use and forest
governance laws, and widespread infractions of regulations
intended to protect the environment. Communities also enjoy
few reliable safeguards to protect their well-being and rights,
and formal means for mediating conflicts with commercial
interests are often lacking.
In order to support the rule of law over land and forest
governance issues, the SETAPAK program is strengthening civil
society capacity to investigate corruption, improving access to
legal aid, and enhancing reporting mechanisms. Training has
also been provided to civil society organizations on how to
bring cases to court, and formal and informal conflict mediation
capacity is being improved.
Specifically, SETAPAK partners have been investigating and
reporting violations of forest and land related laws to the
Corruption Eradication Commission (KPK) and law enforcement
agencies. This is a labour intensive process requiring skill,
luck and perseverance, but by raising awareness of corrupt
practices, and increasing the capacity of civil society to bring
cases forward, these initiatives highlight the importance of
developing more systematic approaches to law enforcement as
well as improving environmental protection.
In order to improve access to legal aid, SETAPAK partner
HuMa has supported the formation of a network of lawyers
and paralegal advisers, developed training programs on human
rights in land based industries, and in collaboration with the
National Human Rights Commission, held a series of inquiries
into human rights violations in the natural resources sector.
Complaints posts to track and investigate violations in the
forest and land use sectors, along with related paralegal
training, are now provided by a coalition of partners in Central
Sulawesi, and Muhammadiyah, a faith-based organization, is
exploiting its broad membership to establish complaints posts
and raise awareness of forest governance issues.
In a novel partnership with the USAID-funded ‘Equipping
Tomorrow’s Justice Reformers’ program, training on
environmental law enforcement has strengthened civil capacity
to select, investigate and pursue land use cases, and other
partners are working on resolving agrarian and tenurial
conflicts and understanding their causes better.
Emphasising rule of law
In Aceh Tamiang, a former district head had issued permits for palm oil plantations
in an area of forest in the Leuser Ecosystem, violating its protected status. SETAPAK
partner HAKA pushed for the area to be restored to its previous function, as
conservation forest. The government agreed to HAKA’s request, and has supported
a restoration initiative to remove 1,071 ha of palm oil plantations in Tamiang’s forest
zone. Nine ha of oil palm trees has already been cleared by the district government
to be replanted with natural forest. To support a budget allocation from the district
government for the restoration of the cleared area, HAKA is conducting a budget
study identifying the costs and the related legal responsibilities.
A foil for oil
Greeners.co Photo: Danny Kosasih
Community forest management
Community based forest management (CBFM) involves
community groups managing the forests they own, or
managing state-owned forests where they share customary
land tenure rights. As groups that have secure tenure are more
likely to adopt long term perspectives and more sustainable
practices, CBFM is known to slow deforestation and protect
livelihoods. Indigenous forest management systems, food
security, cultural diversity, social cohesion and markets can
all benefit, and democratic practices and the more equitable
distribution of wealth are encouraged.
However action is needed by both communities and
governments to develop CBFM systems. A first step involves
securing tenure and rights for communities, and a second
involves ensuring that policies and institutional arrangements
support communities, women and other marginalized people to
make decisions over their land. In 2012 an important decision
by Indonesia’s Constitutional Court (MK35/2012) resulted in
hutan adat (customary forests) no longer being categorised as
hutan negara (state forests) which means that communities
have stronger rights to manage resources, reversing a situation
which has persisted for decades.
SETAPAK partners are helping community groups to have
their customary forest and land areas legally recognized by
supporting the development of CBFM proposals for village
forest (hutan desa), community forest plantations (HTR), and
community forests (HKM). They are also working to support the
development of relevant district regulations and the formation
of adat institutions which promote indigenous land rights.
In East Kalimantan, PADI with support from HuMa, has
succeeded in legalizing regulations that clarify community
rights in an important water catchment threatened by
nickel mining, and in North Kalimantan, PADI supported
the development of a regulation legalizing the formation of
a Badan Pengelolaan Urusan Masyarakat Adat (Indigenous
Affairs Management Agency). In West Kalimantan, JARI has
been working with communities to protect an extensive area
of mangrove and peatland threatened by plantations and
extractive industries.
Similarly in North Kalimantan and Aceh, SETAPAK partners have
been instrumental in drafting formal regulations for community
managed forest areas which have been submitted to the
district heads for approval. These regulations will be used to
secure land rights by clarifying the designation of the areas in
the district spatial plans.
SETAPAK supported research to inform a gender position paper, which found that in environmental
development, there is a growing concern that civil society organizations working on forest
conservation strategies and programs lack the ability to address gender justice. This weakness
may undermine CSO’s ability to ameliorate the gendered injustices that limit women and
marginalized communities’ participation in forest governance. It also limits CSO’s ability to build
grassroots constituencies, which are crucial for driving reform. The gender position paper provides
a brief overview of the major gender issues relevant to forest and land governance, and offers
key recommendations to help CSOs develop more gender sensitive advocacy and programming, to
contribute to an overall objective of improving gender justice (including women’s participation) in
forest governance.
‘Achieving gender justice in Indonesia’s forest and land governance sector: How civil society
organisations can respond to mining and plantation industry impacts’ by Lies Marcoes et al. January 2015
Women on the edge
Photo: Armin Hari
Gender justice
Gender justice is an overarching objective of the SETAPAK
program. The program recognizes that good forest and land
governance is gender sensitive, and that gender justice needs
to be prioritized in all governance processes, institutions and
mechanisms in order to promote and safeguard women’s
engagement and rights. Integrating gender into forest and land
governance – by taking into consideration the differing needs
of women and men at different socio-economic levels – is vital
for planning and programming.
Increasing women’s participation in forest land and resource
management is acknowledged to improve governance, resource
allocation and the sustainability of forest resources. In particular,
enhancing women’s participation in decision making committees
in community forest institutions has been shown to improve
forest governance and resource sustainability. Nevertheless,
compared with men, women have less involvement over decision
making processes that define their access to the forest land and
resources on which their livelihoods depend, and it is accepted
that the exclusion of women and other gender-based injustices
in forest tenure and forest governance have so far not been
adequately addressed in Indonesia.
SETAPAK partners are therefore working with civil society
and government to support initiatives that expand women’s
participation in the policy making process, increase the
representation of women, ensure equitable budget allocations,
and raise awareness of gender issues to secure women’s rights.
Forest resources are important to the livelihoods of many
Indonesians living in poverty, particularly women who are often
dependent on common property.
At the national level, SETAPAK partner JATAM has formed a
Mining Women’s Work Team (Tim Kerja Perempuan Tambang),
which has focused on women as both victims and pioneers in
environmental advocacy. Partners have also supported female
farmers who have been key witnesses in forest related law
suits, and activists in forest protection initiatives. In some areas,
women’s groups have also been a focus for paralegal training.
Improvements in forest and land management governance are
more likely to occur when the participation of everyone in the
community, including women, is fairly and fully accommodated
in voicing interests and concerns.
SETAPAK partner Mongabay has been running environmental workshops for high school and university
students across all the SETAPAK regions. Working with the theme ‘Love your environment, love your
future’, the workshops have focused on stressing that the environment needs to be maintained in
order for human life to remain sustainable. Linking deforestation and forest degradation with global
climate change and the need to protect endangered animals, the workshops have provided an
overview of the functions of forests, including their importance in maintaining water supplies and
controlling flooding, the dangers of unclear land status, and the imperatives of preserving biodiversity
and peatlands. Participants have also planted trees in the yards of their institutions, and have been
encouraged to promote environmentalism on their social media accounts.
Learning environment
Mongabay.co.id
Media,education and outreach
Although focused on the SETAPAK regions, the program’s
media, education and outreach initiatives have reached
audiences across Indonesia. Through print, video, radio and
online services these activities have been building public
awareness and civil society support for improved governance in
land use and forestry. Face-to-face workshops have also taken
advocacy into schools, universities and public forums.
SETAPAK partners Mongabay Indonesia and Green Radio have
been working to improve representation of environmental
issues in the press and on the airwaves. Mongabay, an
environmental news service, has established new field
coordinators in five provinces, and its correspondents
have produced hundreds of articles about forest and land
governance in Indonesian (www.mongabay.co.id) and English
(www.mongabay.com). Articles have covered partner priorities,
including permit violations, corruption and illegal practices
in land based industries, and government revenue losses.
Mongabay has also established an active readers’ blog
(http://readersblog.mongabay.co.id/).
Green Radio has been producing a weekly environmentally
themed radio programme called ‘Jalan SETAPAK’ in Jakarta, which
is simultaneously broadcast to radio stations in the SETAPAK
regions. Mixing investigative and educational approaches,
subjects have included the expansion of oil palm plantations,
forest fires, the impacts of mining on local communities, legal
matters, and threats to the Leuser Ecosystem.
Media briefings for journalists have also been held in Jakarta
focusing on opportunities for improved coordination between
government and civil society, and on environmental issues
relating to Aceh’s revised spatial plan. Field visits for journalists
have been conducted to highlight the environmental impacts
of iron ore and manganese mining in Central Sulawesi, and to
report on progress in securing tenure over community forest
sites. Another field trip to Aceh highlighted issues with the
revised spatial plan, and community work to replace an oil
palm plantation with forest.
In Indonesia’s busy social media environment, the Public
Virtue Institute (PVI) has been promoting civil activism by
running a series of workshops covering social media advocacy
campaigns, and Aceh Documentary has held a competitive
documentary competition with a special category on forest
issues. Aceh Documentary is also producing a series of films
for SETAPAK partners in Aceh, documenting the issues which
each partner is addressing.
Two studies produced in collaboration with Seknas FITRA as part of the SETAPAK research
program connect land and forest governance with budget policies. The first, Uncovering Regional
Wealth analyses planning and budgeting policies in three provinces and six districts with the
objective of determining how they contribute towards improving land and forest governance. It has
two points of focus: the potential and realized regional revenue from land and forest governance,
and the means by which regional expenditure policies can accelerate improvements. The second
study, Measuring Commitment examines the extent to which national budget policies make
allocations for land and forest governance as defined by planning policy.
Budget studies Uncovering Regional Wealth and Measuring Commitment are available from the
SETAPAK website: www.programsetapak.org
Assessing wealth and commitment
Photo: Armin Hari
In partnership with Epistema Institute, SETAPAK has supported seven research organizations
to produce and disseminate policy relevant research on forest and land governance related issues.
The outputs included:
•Conservation or compensation district? Challenges in implementing the Kapuas Hulu conservation district policy through a communications approach.
This study, by PPKLMB with UNTAN in West Kalimantan, evaluated the effectiveness of communication regarding conservation policy in the heavily
forested Kapuas Hulu district. It identified a number of weaknesses in communication.
•	Borrowing Forests, Reaping Disaster: Regulations and practices for borrow-to-use permits for coal mining in East Kalimantan. This study by Prakarsa
Borneo in East Kalimantan investigated issues surrounding the borrow-use permit (izin pinjam pakai), a requirement for mining in state forest zones. It
found a lack of clear directives for issuing izin pinjam pakai permits, meaning that permits were being issued without community consent.
•	Developing forest management units together with local communities. This study by the Centre for Social Forestry focused on two villages within
the West Berau production forest management unit (KHP) with the objective of understanding the relationships between different levels of forest
dependency and forest management.
•	Agrarian Conflict in Musu Banyuasin: Needs Serious Management! This study by Spora Institute in South Sumatra analysed agrarian conflicts in Musi
Banyuasin, South Sumatra. It identified measures for increasing detection of conflicts and reducing the incidence and longevity of them.
•	Spatial planning: in whose interests? This study by Swandiri Institute in West Kalimantan found that more land has been allocated for forest and land
based industries in West Kalimantan than there is land area.
•	Establishing Collaborative Management for Batu Ampar’s Mangrove Forest. This study by PENA in West Kalimantan addresses the effectiveness of
community involvement in mangrove forest management in Kapuas Hulu.
•	Applying a regional public service financial management system (PPK-BLUD) to the Lakitan production forest management unit to increase regional
revenues and protect forests. This study by Pemali in South Sumatra analysed best practice financial management for forest management units in the
province.
These policy briefs are available from the SETAPAK website: www.programsetapak.org
Research grants
SETAPAK has been working since 2011 to improve forestry and land use
governance in Indonesia. The program aims to reduce deforestation and land
degradation and contribute to poverty reduction. Forest-dependent communities
benefit from better recognition of their rights and more equitable exploitation
of natural resources. All Indonesians benefit from improved governance and
economically and environmentally sustainable development strategies.
See the SETAPAK website - www.programsetapak.org - for more information.
SETAPAK / Environmental Governance Program
The Asia Foundation
PO BOX 6793 JKSRB
JAKARTA 12067 Indonesia

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Booklet setapak-english

  • 1. Photo: Rhett Butler SETAPAK Environmental Governance Program Improving forest and land governance to protect forests and communities in Indonesia
  • 2. INDONESIA HOSTS THE WORLD’S THIRD LARGEST AREA OF TROPICAL RAINFOREST, WHICH IS BEING DESTROYED AT A RATE OF 8,400 SQUARE KILOMETRES ANNUALLY. INDONESIA’S PEATLANDS ARE ALSO A VITAL RESOURCE, YET APPROXIMATELY 120,000 SQUARE KILOMETRES HAVE BEEN DISTURBED, IN SOME PLACES IRREPARABLY. THESE ISSUES ARE RECOGNIZED DOMESTICALLY AND INTERNATIONALLY. TO ENSURE THAT RESPONSES ARE STRATEGIC, EFFICIENT AND COORDINATED, GOOD FOREST AND LAND GOVERNANCE MUST BE PROMOTED AND INSTITUTIONALIZED. Photo: Armin Hari
  • 3. SETAPAK has been working to improve forest and land governance in Indonesia since 2011. The program promotes good forest and land governance as fundamental to reducing greenhouse gas emissions and ensuring that the benefits of natural resources are distributed sustainably and equitably. Grounded in analysis of the political economy, SETAPAK combines work with national and local governments with support to civil society. The program aims to improve transparency and accountability, strengthen policy making, the rule of law, and the recognition of community rights. It also works to increase knowledge and understanding in the land use and forestry sector. This approach, which considers both engagement with government to improve performance and collaboration with civil society organizations and communities to monitor accountability, results in initiatives and institutions that are more accountable and responsive to the public. A collaborative strategy helps build synergies, develop partners’ capacities for effective advocacy, and encourages innovation. SETAPAK works in regions with abundant forest resources and peatlands that are vulnerable to rapid land use change. The first phase of the SETAPAK program will finish in May 2015, and a second phase will run from 2015 to 2018. Globally, and in Indonesia, it is recognized that weaknesses in governance contribute to forest loss and degradation. Poor governance underpins the loosely regulated logging and mining, and the rapid expansion of oil palm and paper pulp plantations that are damaging Indonesia’s environment, as well as uncontrolled forest fires and illegal encroachments by agriculture. Indonesia’s 22 million ha of peatlands are particularly at risk. Over the coming decades, almost all of Sumatra and Kalimantan’s peatland carbon could be released. This represents about 40 billion tonnes, or half the entire carbon stored in the Amazonian rainforest. Improving the governance and management of forests and peatlands will contribute significantly towards mitigating global climate change, reducing the incidence of land conflict, increasing state revenues, and generating sustainable prosperity for millions of people in Indonesia. SETAPAK is funded by the Department for International Development and coordinated by the Asia Foundation in Indonesia. Improving land governance to protect forests and communities in Indonesia
  • 4. The Land and Forest Governance Index (LFGI) has been produced as part of the SETAPAK research program. Developed by the Indonesian Centre for Environmental Law (ICEL) and the National Secretariat of the Indonesian Forum for Budget Transparency (Seknas FITRA), it tracks transparency, participation, accountability and coordination in the forestry, mining and plantation sectors at the district level. It aims to identify and diagnose weaknesses in governance, and to compare districts to find best practices that can serve as models. As well as providing a way to measure the impact of interventions, it provides NGOs with a tool to design advocacy activities, and allows better informed dialogue with government. The Land and Forest Governance Index is available from the SETAPAK website: www.programsetapak.org Measuring progress Photo: Alam Putra
  • 5. What is good forest and land governance? Forest and land governance includes the processes, mechanisms, rules and institutions for managing forests and land. It can involve top-down, government-led legislation, policies or programs designed to regulate forest and land use, and bottom-up approaches, such as community-administrated advisory, monitoring or decision making bodies. Good governance is vital for sustainable land and forest management. It is characterized by policy making that is based on transparent and predictable processes, accountable and competent public officials, civil society participation, and the enforcement of legal elements such as property rights. Active, informed and engaged stakeholders from all sectors – government, civil society and the private sector – are essential in managing natural resources efficiently. Transparency and accountability are foundational to good governance, and are therefore central to SETAPAK’s activities. Transparency refers to efforts by government to provide access to accurate and up-to-date information, and accountability exists when government actions and decisions are subject to oversight to ensure that they meet stated objectives and commitments. Transparency cements trust, enabling citizens to understand how decisions about land use are made and assess their appropriateness. Improved transparency means that citizens have access to information about where deforestation is planned or prohibited, and under what conditions. This enables greater public participation in policy debate and increased reporting of infractions. Increased transparency also means that public bodies and officials can be assessed to ensure that they are performing effectively, providing, and are responsive to the community they serve. Accountability entails government and public officials providing information about their decisions and actions and justifying them to the public and institutions charged with providing oversight. Improved accountability means that illegal deforestation is more likely to be investigated and prevented. Community rights to land and forests will be increasingly upheld, and improved security of tenure will lead to more small-scale sustainable forest use and less commercially-driven deforestation. Unfortunately, good governance has not yet been fully achieved in Indonesia. Land and forest policies are not implemented in a transparent and participative way, and accountability is low. Poor forest and land governance is a contributing factor to Indonesia’s deforestation rates – the highest of any country in the world.
  • 6. In 2014, SETAPAK partner MaTA pursued a series of grievances under Indonesia’s 2008 Freedom of Information Act against government agencies in Aceh which had failed to provide information about budget allocations and forest permit processing. Following mediation by the Information Commission, MaTA was successful in each case. Also in 2014, SETAPAK partner GeRAK pursued grievances in South Aceh and West Aceh, when a request for mining, revenue and shareholding information was rejected. Following three mediations in South Aceh and two in West Aceh, the Information Commission decided in GeRAK’s favour in both cases, and the information was very largely released. These cases have implications beyond immediate access to information. To avoid further information grievances, Aceh’s government has recently clarified the procedures required for government agencies to provide public information. Clarity in Aceh Photo: Rhett Butler
  • 7. Indonesia’s 2008 Freedom of Information Act, implemented in 2010, mandates how national and local governments must ensure citizens’ rights to access public information. District governments are required to respond to information requests, and establish procedures for handling them. Provinces are required to establish Information Commissions and procedures for handling grievances. Environmental activists see the Act as an important way for civil society to gather information about land use policies, including permits to exploit forests and clear land. As many local governments are at the early stages of implementation, and with public awareness low, SETAPAK partners are providing technical assistance to governments, and building civil society capacity by advising the public on how to use the Act to obtain land use and forestry information and press for accountability. Improved access to information helps strengthen civil society’s monitoring of policies and practices in the field, enables greater public participation in policy debate, and increases reporting of infractions. Across the areas where SETAPAK partners are active, training has been provided to government officials, and civil society groups have been supporting the development of district level regulations and new processes for information management. They have also been promoting the benefits of access to public information and training community representatives on how to submit information requests and pursue grievances to the courts if necessary. Partners are now pursuing information grievances in all SETAPAK districts. In some cases the aim has been to obtain specific information, and in other cases it has been to test access by applying for a number of documents. The main focal points have been Environmental Impact Assessment (AMDAL) studies, logging, mining and plantation concession details, and local government work plans. There have been many successes. In October 2014, for example, after over a year’s work, SETAPAK partner SAMPAN, together with Link-AR Borneo, won a landmark victory in West Kalimantan when the district administrative court ruled that the Mining and Energy Agency in Ketapang had no obligation or right to keep secret the details of work plans, financial agreements and environmental impact assessments of six mining companies operating in the region. Access to information
  • 8. East Kalimantan is one of Indonesia’s most heavily mined provinces, and open cast mining is common. Without effective clean up and remediation processes, this type of mining leaves large areas of land devastated. In Samarinda, where active and abandoned coal mines scar the landscape, farmers complain of floods, droughts, water pollution and falling yields and in recent years, 11 people, mainly children, have drowned in unused mining pits. SETAPAK partners have been working as part of a coalition of NGOs to press for improved government regulation of post-mining land reclamation and rehabilitation activities. Their efforts were rewarded in November 2013 when the provincial government issued a new bylaw on post-mining cleanup, and made its intentions to enforce it clear. Dirty business Photo: Armin Hari
  • 9. Many local governments lack the capacity to formulate and implement policies to address land use and forestry issues effectively. Data and technical skills are often in short supply, and civil society is rarely involved fully in policy making processes. As evidence based policy making and civil engagement are critical to good governance, SETAPAK is working to support governments to develop policies and decision making processes that are based on accurate and up-to-date data, consider long term impacts and sustainability, and encourage civil society involvement. Open debate ensures that a full range of options, interests and implications are considered, and public scrutiny incentivizes transparent processes covering planning, development, implementation and monitoring. As a part of policy advocacy efforts for better land and forest governance, SETAPAK partners have submitted a number of legal reviews, policy papers and draft regulations, covering issues such as spatial planning, strategic environmental assessments, moratoriums on mining permits, and freedom of information. They have also supported applications for judicial reviews, and contributed advocacy and technical assistance to a number of new policies that have passed into law. SETAPAK has also been supporting the National Information Commission (NIC) through its partner, the Freedom of Information Network Indonesia (FOINI). One of the group’s recommendations, which has been included in the NIC strategic plan for 2014-2017, was to revise the Act to require that secretariat staff be recruited from outside the civil service, thereby assuring greater impartiality. SETAPAK partner ICEL (Indonesian Center for Environmental Law) is also working to strengthen the rule of law by supporting the Supreme Court in training and certifying judges competent in presiding over environmental cases, and establishing a tracking and monitoring system to match certified judges with relevant law suits. A recent change in the law (Law No. 23/2014 on Regional Governance, issued in October 2014) shifts some responsibilities for managing forest and land resources, including the authority to issue mining and timber permits, from district to provincial governments. This is of key importance for the land use sector, potentially offering improved oversight and accountability, and SETAPAK partners have been conducting workshops to explore the implications. Policy development
  • 10. SETAPAK has been supporting the use of remote controlled aircraft, called unmanned aerial vehicles (UAVs), to monitor land use and forest infractions. UAVs, which have video equipment installed that captures detailed images of land areas over ranges of up to 25 kilometres, are increasingly used for conservation purposes, as they allow large and inaccessible areas to be surveyed. SETAPAK partner SAMPAN has been developing skills in assembling UAVs, and in June 2014 supported WALHI South Sumatra to survey extensive fires in Sumatra’s Riau province. The flights revealed 80 cases of peatlands burning on concession areas, and the findings will be used to demand that the provincial government improves its monitoring and responses to peatland fires. Eyes In The Sky Photo: Rhett Butler
  • 11. Enhancing monitoring Monitoring involves assessing the effects of land based activities and checking that laws and regulations that protect the environment and communities are adhered to and are enforced. It includes checking that land use permits are issued legally and that government license revenue is collected efficiently and distributed equitably. Improving environmental monitoring by means such as increased participation and public access to information are effective ways to use existing systems to support good governance and reduce the incidence of violations of environmental laws and regulations. SETAPAK partners have been advocating for more effective government monitoring and oversight of land use decisions and illegalities, including the issuing of district level permits, and have been actively participating in, and strengthening, official monitoring efforts by working with the Corruption Eradication Commission (KPK) and the President’s Delivery Unit for Development Monitoring and Oversight (UKP4). To improve law enforcement in forestry, Silvagama has developed a tool to report violations of forest and land use to the KPK. This initiative, called ‘Indonesia Monitors the Forest’ (Indonesia Memantau Hutan) is a collaboration with the KPK, and is intended to check and evaluate permits issued at provincial and district levels. Moderators compile and verify spatial data, which is then fed into the KPK’s database. The KPK’s initiative to supervise the legality of mining permits is recognized as one of the most promising efforts towards government accountability in the land use sector. SETAPAK partners have also been strengthening demand for enforcement by civil society through initiatives to monitor the implementation of land use permits and forest management policies, and report problems on land use and deforestation issues. The Indonesian Centre for Environmental Law (ICEL), for example, has developed a tool for field investigators to use to check land use permit compliance and has helped train investigators from all the SETAPAK regions. Other initiatives have extended beyond the issuing of illegal permits, which allow mining or plantations concessions to overlap or impinge on protected conservation areas, to investigating violations in commercial operating procedures, assessing state losses from the extractive industries, developing guidelines for reporting money laundering in the forestry sector, monitoring access to information, and the burning of peatlands.
  • 12. Aceh Aceh Documentary http://acehdocumentary.com/ Aceh Documentary uses film and video to raise awareness about transparency and accountability. Bina Rakyat Sejahtera (BYTRA) BYTRA’s work focuses on policy reform and revitalizing community bodies to support community forest management. Gerakan Anti Korupsi (GeRAK) http://www.gerakaceh.or.id/ GeRAK works on promoting transparency and accountability in the mining sector to reduce state revenue loss. Yayasan Hutan, Alam dan Lingkungan Aceh (HAKA) http://www.haka.or.id/ HAKA works to support and strengthen the role of adat communities in forest and land governance. Jaringan Komunitas Masyarakat Adat (JKMA) http://www.jkma-aceh.org/ JKMA works to support and strengthen the role of adat communities in forest and land governance by improving regional policies. Masyarakat Transparansi Aceh (MaTA) http://mataaceh.com/ MaTA works to improve transparency and accountability in forest and land governance in Aceh. South Sumatra Pilar Nusantara (PINUS) http://www.pinus.org/ PINUS aims to improve the lives of the poor by strengthening local community capacity and local governance. Wahana Bumi Hijau (WBH) http://www.wbh.or.id/ WBH focuses on improving forest governance in Musi Banyuasin, Banyuasin and Organ Komiring Ilir, and at the provincial level in South Sumatra. WALHI South Sumatra http://walhi-sumsel.blogspot.com/ WALHI works to improve forest governance in South Sumatra. West Kalimantan Gemawan http://www.gemawan.org/ Gemawan works to empower local communities to achieve economic self-reliance and political autonomy, to maintain local wisdom, and adopt gender equality. JARI http://jariborneo.blogspot.com/ JARI supports policy initiatives that promote communities’ rights and protect peatlands, mangroves and forested areas in the forest zone, and in areas of forest zoned for other uses. Sahabat Masyarakat Pesisir Pantai (SAMPAN) http://sampankalimantan.wordpress.com SAMPAN works to improve justice for coastal and forest communities. Titian http://www.titian.or.id/ Titian works to achieve fair and sustainable natural resource management in Sintang, West Kalimantan. East Kalimantan & North Kalimantan AMAN East Kalimantan (AMAN KalTim) http://www.aman.or.id/ AMAN aims to achieve equality and prosperity for indigenous people in Indonesia. Bumi and the Mining Advocacy Network (JATAM) East Kalimantan http://english.jatam.org/ Bumi and JATAM work in partnership to improve mining policies in East Kalimantan. Perkumulan MENAPAK http://menapak.org/ MENAPAK focuses on reforming forest and land governance in Berau, East Kalimantan. Yayasan PADI Indonesia https://padiindonesia.wordpress.com/profil/ Yayasan PADI works to promote development based on sustainable development principles. Prakarsa Borneo http://prakarsa-borneo.org/ Prakarsa Borneo focuses on natural resources legal issues in order to promote justice and sustainable development. STABIL http://perkumpulanstabil.org/ STABIL focuses on improving land and forest governance in the district of Bulungan, and in East Kalimantan more widely. SETAPAK I locations & partners Since 2011, SETAPAK has expanded to cover 26 districts in six provinces: South Sumatra, West Kalimantan, East Kalimantan, North Kalimantan, Central Sulawesi and Aceh.
  • 13. Central Sulawesi Komunitas Peduli Perempuan dan Anak (KPPA) Coalition http://kppabenih.blogspot.com/ The KPPA Coalition aims to protect forests and land through improved governance in Central Sulawesi. Sulawesi Community Foundation (SCF) Coalition http://www.scf.or.id/ SCF works to increase transparency and public participation in forest and land governance in Central Sulawesi. Yayasan Tanah Merdeka (YTM) Coalition and JATAM Central Sulawesi http://www.ytm.or.id YTM works with JATAM Central Sulawesi to reduce deforestation and forest degradation. National partners AURIGA (formerly Silvagama) http://www.silvagama.org/ AURIGA works to create environmental sustainability by supporting forest monitoring. Forest Watch Indonesia http://fwi.or.id Forest Watch Indonesia is working to develop a central data base of up to date maps of forest cover and license types to ensure effective monitoring and enforcement of forest and land use Green Radio and Mongabay http://www.greenradio.fm/ http://www.mongabay.co.id/ Green Radio and Mongabay produce news on local and national forest and land governance issues in Indonesia. Impartial Mediators Network (IMN) and Tenure Working Group http://wg-tenure.org/ IMN and the Tenure Working Group are working together to support mediation of natural resource conflicts in East and West Kalimantan. The Indonesian Parliamentary Center (IPC) and the Freedom of Information Network Indonesia (FOINI) http://ipc.or.id/ The IPC and FOINI specialize in parliamentary capacity building and the promotion of political reform for improved democracy and parliamentary accountability, including to the National Information Commission. Indonesian Centre for Environmental Law (ICEL) http://icel.or.id/ ICEL aims to achieve environmental sustainability through transparent, accountable and just law enforcement. Indonesia Corruption Watch (ICW) http://antikorupsi.org/ ICW focuses on eradicating corruption in the forestry and land use sectors through transparency, accountability and law enforcement. Indonesian Forum for Budget Transparency (Seknas Fitra) http://seknasfitra.org/ Seknas Fitra works to promote budgetary transparency in Indonesia. International NGO Forum on Indonesian Development (INFID) and Indonesian Working Group on Forest Finance (IWGFF) http://www.infid.org/ http://www.forestfinance.org/ INFID and IWGFF are working together to promote changes to banking and financing policies to achieve sustainable forest and land management. Majelis Pemberdayaan Masyarakat – Muhammadiyah http://mpm.muhammadiyah.or.id/ Muhammadiyah is Indonesia’s second largest faith-based organization whose work includes engaging in policy dialogue with the Ministry of Forestry. Perkumpulan Hukum dan Masyarakat (HuMa) http://huma.or.id/ HuMa focuses on law reform in the natural resources sector, in particular to secure indigenous peoples’ and local communities’ rights to natural resources. Public Virtue Institute (PVI) http://www.viture.or.id PVI promotes digital democracy and civil society activism. Publish What You Pay (PWYP) http://www.pwyp-indonesia.org PWYP promotes transparency in the extractive sector, and encourages multi-stakeholder forums to improve revenue collection. Sawit Watch http://sawitwatch.or.id/ Sawit Watch promotes social change to achieve ecological justice for smallholder farmers, labourers and indigenous people.
  • 14. In 2014, the KPK conducted a series of investigations to evaluate mining permit compliance in 12 provinces, four of which were SETAPAK regions. The KPK’s main concerns were that non- compliant permits had been issued in exchange for corrupt payments, and that a number of illegal methods were being used to reduce, or avoid, license fee payments. In these areas, Silvagama accompanied the KPK to support engagement with government, facilitate meetings with civil society, and encourage public participation. From their investigations, the KPK found that more than 4,500 mining companies owed the government revenues of IDR5.43 trillion (US$468 million). Subsequently, 265 permits were cancelled in SETAPAK regions, and a deadline of December 2014 was set for local administrations to review a larger number. Seams of corruption Photo: Armin Hari
  • 15. It is accepted that Indonesia suffers from a weak rule of law, which results in poor enforcement of land use and forest governance laws, and widespread infractions of regulations intended to protect the environment. Communities also enjoy few reliable safeguards to protect their well-being and rights, and formal means for mediating conflicts with commercial interests are often lacking. In order to support the rule of law over land and forest governance issues, the SETAPAK program is strengthening civil society capacity to investigate corruption, improving access to legal aid, and enhancing reporting mechanisms. Training has also been provided to civil society organizations on how to bring cases to court, and formal and informal conflict mediation capacity is being improved. Specifically, SETAPAK partners have been investigating and reporting violations of forest and land related laws to the Corruption Eradication Commission (KPK) and law enforcement agencies. This is a labour intensive process requiring skill, luck and perseverance, but by raising awareness of corrupt practices, and increasing the capacity of civil society to bring cases forward, these initiatives highlight the importance of developing more systematic approaches to law enforcement as well as improving environmental protection. In order to improve access to legal aid, SETAPAK partner HuMa has supported the formation of a network of lawyers and paralegal advisers, developed training programs on human rights in land based industries, and in collaboration with the National Human Rights Commission, held a series of inquiries into human rights violations in the natural resources sector. Complaints posts to track and investigate violations in the forest and land use sectors, along with related paralegal training, are now provided by a coalition of partners in Central Sulawesi, and Muhammadiyah, a faith-based organization, is exploiting its broad membership to establish complaints posts and raise awareness of forest governance issues. In a novel partnership with the USAID-funded ‘Equipping Tomorrow’s Justice Reformers’ program, training on environmental law enforcement has strengthened civil capacity to select, investigate and pursue land use cases, and other partners are working on resolving agrarian and tenurial conflicts and understanding their causes better. Emphasising rule of law
  • 16. In Aceh Tamiang, a former district head had issued permits for palm oil plantations in an area of forest in the Leuser Ecosystem, violating its protected status. SETAPAK partner HAKA pushed for the area to be restored to its previous function, as conservation forest. The government agreed to HAKA’s request, and has supported a restoration initiative to remove 1,071 ha of palm oil plantations in Tamiang’s forest zone. Nine ha of oil palm trees has already been cleared by the district government to be replanted with natural forest. To support a budget allocation from the district government for the restoration of the cleared area, HAKA is conducting a budget study identifying the costs and the related legal responsibilities. A foil for oil Greeners.co Photo: Danny Kosasih
  • 17. Community forest management Community based forest management (CBFM) involves community groups managing the forests they own, or managing state-owned forests where they share customary land tenure rights. As groups that have secure tenure are more likely to adopt long term perspectives and more sustainable practices, CBFM is known to slow deforestation and protect livelihoods. Indigenous forest management systems, food security, cultural diversity, social cohesion and markets can all benefit, and democratic practices and the more equitable distribution of wealth are encouraged. However action is needed by both communities and governments to develop CBFM systems. A first step involves securing tenure and rights for communities, and a second involves ensuring that policies and institutional arrangements support communities, women and other marginalized people to make decisions over their land. In 2012 an important decision by Indonesia’s Constitutional Court (MK35/2012) resulted in hutan adat (customary forests) no longer being categorised as hutan negara (state forests) which means that communities have stronger rights to manage resources, reversing a situation which has persisted for decades. SETAPAK partners are helping community groups to have their customary forest and land areas legally recognized by supporting the development of CBFM proposals for village forest (hutan desa), community forest plantations (HTR), and community forests (HKM). They are also working to support the development of relevant district regulations and the formation of adat institutions which promote indigenous land rights. In East Kalimantan, PADI with support from HuMa, has succeeded in legalizing regulations that clarify community rights in an important water catchment threatened by nickel mining, and in North Kalimantan, PADI supported the development of a regulation legalizing the formation of a Badan Pengelolaan Urusan Masyarakat Adat (Indigenous Affairs Management Agency). In West Kalimantan, JARI has been working with communities to protect an extensive area of mangrove and peatland threatened by plantations and extractive industries. Similarly in North Kalimantan and Aceh, SETAPAK partners have been instrumental in drafting formal regulations for community managed forest areas which have been submitted to the district heads for approval. These regulations will be used to secure land rights by clarifying the designation of the areas in the district spatial plans.
  • 18. SETAPAK supported research to inform a gender position paper, which found that in environmental development, there is a growing concern that civil society organizations working on forest conservation strategies and programs lack the ability to address gender justice. This weakness may undermine CSO’s ability to ameliorate the gendered injustices that limit women and marginalized communities’ participation in forest governance. It also limits CSO’s ability to build grassroots constituencies, which are crucial for driving reform. The gender position paper provides a brief overview of the major gender issues relevant to forest and land governance, and offers key recommendations to help CSOs develop more gender sensitive advocacy and programming, to contribute to an overall objective of improving gender justice (including women’s participation) in forest governance. ‘Achieving gender justice in Indonesia’s forest and land governance sector: How civil society organisations can respond to mining and plantation industry impacts’ by Lies Marcoes et al. January 2015 Women on the edge Photo: Armin Hari
  • 19. Gender justice Gender justice is an overarching objective of the SETAPAK program. The program recognizes that good forest and land governance is gender sensitive, and that gender justice needs to be prioritized in all governance processes, institutions and mechanisms in order to promote and safeguard women’s engagement and rights. Integrating gender into forest and land governance – by taking into consideration the differing needs of women and men at different socio-economic levels – is vital for planning and programming. Increasing women’s participation in forest land and resource management is acknowledged to improve governance, resource allocation and the sustainability of forest resources. In particular, enhancing women’s participation in decision making committees in community forest institutions has been shown to improve forest governance and resource sustainability. Nevertheless, compared with men, women have less involvement over decision making processes that define their access to the forest land and resources on which their livelihoods depend, and it is accepted that the exclusion of women and other gender-based injustices in forest tenure and forest governance have so far not been adequately addressed in Indonesia. SETAPAK partners are therefore working with civil society and government to support initiatives that expand women’s participation in the policy making process, increase the representation of women, ensure equitable budget allocations, and raise awareness of gender issues to secure women’s rights. Forest resources are important to the livelihoods of many Indonesians living in poverty, particularly women who are often dependent on common property. At the national level, SETAPAK partner JATAM has formed a Mining Women’s Work Team (Tim Kerja Perempuan Tambang), which has focused on women as both victims and pioneers in environmental advocacy. Partners have also supported female farmers who have been key witnesses in forest related law suits, and activists in forest protection initiatives. In some areas, women’s groups have also been a focus for paralegal training. Improvements in forest and land management governance are more likely to occur when the participation of everyone in the community, including women, is fairly and fully accommodated in voicing interests and concerns.
  • 20. SETAPAK partner Mongabay has been running environmental workshops for high school and university students across all the SETAPAK regions. Working with the theme ‘Love your environment, love your future’, the workshops have focused on stressing that the environment needs to be maintained in order for human life to remain sustainable. Linking deforestation and forest degradation with global climate change and the need to protect endangered animals, the workshops have provided an overview of the functions of forests, including their importance in maintaining water supplies and controlling flooding, the dangers of unclear land status, and the imperatives of preserving biodiversity and peatlands. Participants have also planted trees in the yards of their institutions, and have been encouraged to promote environmentalism on their social media accounts. Learning environment Mongabay.co.id
  • 21. Media,education and outreach Although focused on the SETAPAK regions, the program’s media, education and outreach initiatives have reached audiences across Indonesia. Through print, video, radio and online services these activities have been building public awareness and civil society support for improved governance in land use and forestry. Face-to-face workshops have also taken advocacy into schools, universities and public forums. SETAPAK partners Mongabay Indonesia and Green Radio have been working to improve representation of environmental issues in the press and on the airwaves. Mongabay, an environmental news service, has established new field coordinators in five provinces, and its correspondents have produced hundreds of articles about forest and land governance in Indonesian (www.mongabay.co.id) and English (www.mongabay.com). Articles have covered partner priorities, including permit violations, corruption and illegal practices in land based industries, and government revenue losses. Mongabay has also established an active readers’ blog (http://readersblog.mongabay.co.id/). Green Radio has been producing a weekly environmentally themed radio programme called ‘Jalan SETAPAK’ in Jakarta, which is simultaneously broadcast to radio stations in the SETAPAK regions. Mixing investigative and educational approaches, subjects have included the expansion of oil palm plantations, forest fires, the impacts of mining on local communities, legal matters, and threats to the Leuser Ecosystem. Media briefings for journalists have also been held in Jakarta focusing on opportunities for improved coordination between government and civil society, and on environmental issues relating to Aceh’s revised spatial plan. Field visits for journalists have been conducted to highlight the environmental impacts of iron ore and manganese mining in Central Sulawesi, and to report on progress in securing tenure over community forest sites. Another field trip to Aceh highlighted issues with the revised spatial plan, and community work to replace an oil palm plantation with forest. In Indonesia’s busy social media environment, the Public Virtue Institute (PVI) has been promoting civil activism by running a series of workshops covering social media advocacy campaigns, and Aceh Documentary has held a competitive documentary competition with a special category on forest issues. Aceh Documentary is also producing a series of films for SETAPAK partners in Aceh, documenting the issues which each partner is addressing.
  • 22. Two studies produced in collaboration with Seknas FITRA as part of the SETAPAK research program connect land and forest governance with budget policies. The first, Uncovering Regional Wealth analyses planning and budgeting policies in three provinces and six districts with the objective of determining how they contribute towards improving land and forest governance. It has two points of focus: the potential and realized regional revenue from land and forest governance, and the means by which regional expenditure policies can accelerate improvements. The second study, Measuring Commitment examines the extent to which national budget policies make allocations for land and forest governance as defined by planning policy. Budget studies Uncovering Regional Wealth and Measuring Commitment are available from the SETAPAK website: www.programsetapak.org Assessing wealth and commitment Photo: Armin Hari
  • 23. In partnership with Epistema Institute, SETAPAK has supported seven research organizations to produce and disseminate policy relevant research on forest and land governance related issues. The outputs included: •Conservation or compensation district? Challenges in implementing the Kapuas Hulu conservation district policy through a communications approach. This study, by PPKLMB with UNTAN in West Kalimantan, evaluated the effectiveness of communication regarding conservation policy in the heavily forested Kapuas Hulu district. It identified a number of weaknesses in communication. • Borrowing Forests, Reaping Disaster: Regulations and practices for borrow-to-use permits for coal mining in East Kalimantan. This study by Prakarsa Borneo in East Kalimantan investigated issues surrounding the borrow-use permit (izin pinjam pakai), a requirement for mining in state forest zones. It found a lack of clear directives for issuing izin pinjam pakai permits, meaning that permits were being issued without community consent. • Developing forest management units together with local communities. This study by the Centre for Social Forestry focused on two villages within the West Berau production forest management unit (KHP) with the objective of understanding the relationships between different levels of forest dependency and forest management. • Agrarian Conflict in Musu Banyuasin: Needs Serious Management! This study by Spora Institute in South Sumatra analysed agrarian conflicts in Musi Banyuasin, South Sumatra. It identified measures for increasing detection of conflicts and reducing the incidence and longevity of them. • Spatial planning: in whose interests? This study by Swandiri Institute in West Kalimantan found that more land has been allocated for forest and land based industries in West Kalimantan than there is land area. • Establishing Collaborative Management for Batu Ampar’s Mangrove Forest. This study by PENA in West Kalimantan addresses the effectiveness of community involvement in mangrove forest management in Kapuas Hulu. • Applying a regional public service financial management system (PPK-BLUD) to the Lakitan production forest management unit to increase regional revenues and protect forests. This study by Pemali in South Sumatra analysed best practice financial management for forest management units in the province. These policy briefs are available from the SETAPAK website: www.programsetapak.org Research grants
  • 24. SETAPAK has been working since 2011 to improve forestry and land use governance in Indonesia. The program aims to reduce deforestation and land degradation and contribute to poverty reduction. Forest-dependent communities benefit from better recognition of their rights and more equitable exploitation of natural resources. All Indonesians benefit from improved governance and economically and environmentally sustainable development strategies. See the SETAPAK website - www.programsetapak.org - for more information. SETAPAK / Environmental Governance Program The Asia Foundation PO BOX 6793 JKSRB JAKARTA 12067 Indonesia