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MINSITRY OF EDUCATION-ETHIOPIA
KEBRI DEHAR UNIVERSITY
February 10, 2022 @Kebri Dehar University 1
Presentation Outline
Introduction
Concept of Ethics and Research
Basic Principles of Research Ethics
Conclusion
References
Feb 10/2022 @Kebri Dehar University 2
Introduction
 Research is a systematization of scientific morality in
practice.
 Research ethics specify a basic norms and values of the
research community.
 Even though, research ethics based on general scientific ethics
it based on the morality of the society at large.
 Any research on human subject should minimize the harms
and risks, and maximize the benefits, respect of dignity,
privacy, autonomy of the participants.
Feb 10/2022 @Kebri Dehar University 3
Feb 10/2022 @Kebri Dehar University 4
What exactly is research
Ethics ?
Ethics
 Ethics, is the branch of philosophy; systematic study of what is right
and good with respect to character and conduct.
 Ethics, also can be defined as a branch of philosophy which deals
with examination of human conduct (www.iep.utm.edu/ethics )
 The terms “Ethics” and “Morality” may used interchangeable to
refers to idea about how humans ought to act.
 Ethics and Morality may not be always used consistently in every
day life.
Feb 10/2022 @Kebri Dehar University 5
Feb 10/2022 @Kebri Dehar University 6
Ethics Versus Morality
Areas of Ethics
Feb 10/2022 @Kebri Dehar University 7
Three areas
of Ethics
Meta-ethics: focus on the definition of ethical
terms themselves (What is goodness?) how can I
distinguish good and bad.
Applied ethics: focus on application of ethics on
specific field (Bioethics, Environmental ethics,
business ethics, engineering, Agriculture)
Normative ethics: Is the study of ethical acts.
Focus on the question “ what is right to do?”
What is research?
We can define research as an activity of systematic investigation that
seeks answers to a problem.
We all encounter research in our daily lives……. Yes or No ?
Feb 10/2022 @Kebri Dehar University 8
Research Ethics
• A code of guidelines on how to conduct scientific research
in a morally acceptable way
• Principles and standards that help researchers to uphold
the value and standards of knowledge construction.
Feb 10/2022 @Kebri Dehar University 9
ANOTHER WAY OF LOOKING AT RESEARCH ETHICS IS
BY LOOKING AT UNETHICAL RESEARCH CONDUCT
 Deception (issues of full disclosure)
• Withholding information about the aim of the study
• Misleading participants about the risks inherent in participating in
the study
 Plagiarism
 Conducting research that does not have a scientific base (ill-
formed problem statement)
Feb 10/2022 @Kebri Dehar University 10
CONT….
 Lack of objectivity and integrity in the design and conduct of
research
• Not identifying the methodological constraints of the study that
determine the validity of the findings
• Misinterpretation of results
• Not providing details of theories and methods that might be
relevant in the interpretation of research findings
Feb 10/2022 @Kebri Dehar University 11
CONT…
 Fabrication or falsification of data
 Not following the appropriate ascription of authorship to a
publication
 Not respecting the right to privacy
 Not respecting the right to anonymity and confidentiality
Feb 10/2022 @Kebri Dehar University 12
CONT..
 Not respecting rights of vulnerable groups
• Children
• Mentally handicapped individuals
• The aged
• Prisoners
• Illiterate
• Those with low social status
 Not having due consideration for the environment
Feb 10/2022 @Kebri Dehar University 13
 Basic Principles of Research Ethics
 A way of conducting the research enterprise such that the three
fundamental principles of research should be considered:-
1. Respect for person (Autonomy)
2. Beneficence
3. Justice
 Ethical research must conform with the national and
international accords and prescripts.
Feb 10/2022 @Kebri Dehar University 14
1. RESPECT
 According to this principle, study participants have the right to
be informed and give consent.
 Not every individual is capable to self-decide Conditions in
case they have no capacity to reach self decision (Children,
prisoners i.e..).
Feb 10/2022 @Kebri Dehar University 15
CONT..
Respect for persons entails
 Voluntary participation free of
 coercion
 occurs when an overt threat of harm is intentionally presented
to obtain compliance.
 undue influence
 occurs through an offer excessive or improper reward to obtain
compliance.
 includes actions like manipulating a person’s choice through
influencing close relative and threatening to withdraw health
services
Feb 10/2022 @Kebri Dehar University 16
2. Beneficence
 The principle is to maximize benefits and minimize harms and
wrongs, i.e, (NO HARM)
 Making efforts to secure the well-being of research
participants
 Requires risk/benefit assessment
Feb 10/2022 @Kebri Dehar University 17
Component of Beneficence
1. Benefits
 Beneficiaries (participant, the community, the country)
 Forms of benefits (monetary, health care, capacity building,
psychological like hope)
 Magnitude of benefits (compensation, undue inducement)
 Duration of benefits (short term, long term)
Feb 10/2022 @Kebri Dehar University 18
CONT..
2. Risks
 To whom (participant, community)
 Types (physical, social like stigma, psychological like worry,
economic like loss of job)
 Magnitude
 Population exposed (e.g., vulnerable group)
 Duration (temporary, permanent)
 Monitoring (safety net like DSMB, measures to be taken)
Feb 10/2022 @Kebri Dehar University 19
CONT..
 For any research ---====---------------------
 The benefits and risks must be balanced and
shown to be in a favorable ratio
 Befit ≥ Risk
Feb 10/2022 @Kebri Dehar University 20
3. JUSTICE
 The principle of justice is applied in the selection of research
participants
 The principle is to treat each person in accordance with what
is morally right and acceptable, i.e., distribute justice,
equitable distribution of both burdens and benefits of
participation in research
 Fairness in distribution i.e. avoids denial of benefit and
imposing of burden unduly
Feb 10/2022 @Kebri Dehar University 21
Components of Justice
1. Individual justice-in selection of participants
2. Social Justice-classes in in research participation
3. Research should not use underprivileged persons/classes
to benefit the privileged
Feb 10/2022 @Kebri Dehar University 22
CONT..
 Therefore justice shall prevail in
 The Involvement of local researcher and community
 The selection of research participants
 In the use of randemization and sample selection
 Provision of standard of care to participants
 Compensation for research participants
 Post trial responsibility
 Memorandum of understanding
Feb 10/2022 @Kebri Dehar University 23
CONCLUSION
 The three principles of research ethics are respect for persons,
beneficence and justice
 Respect for persons addresses voluntariness and confidentiality
 Beneficence focuses on risk/benefit ratio
 Justice deals with equitable burdens and benefits to research
participants
Feb 10/2022 @Kebri Dehar University 24
REFRENCES
1. GCU .(2015). Research Ethics Principles and Procedures: University's
Revised 2014-2015
2. Zeuschner, R.B. (2001). Classical Ethics East and West from the comparative
perspective.
3. University of Minnesota Office of the Vice President for Research website
(curriculum on authorship written by Mark Dworkin).
www.research.umn.edu/curriculum. Accessed 2/06/03.
4. Prof Pumela Msweli .(2020). Research Ethics: A Comprehensive Guide for
Masters and Doctoral Students. Presented for UNISA teaching Tuesday
program.
5. Dr. Yemane Teklai. (2021). Basic Principles of Research Ethics. Presented for
MoSHE research ethics conferences.
Feb 10/2022 @Kebri Dehar University 25
Feb 10/2022 @Kebri Dehar University 26

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Principles of research ethics kdu

  • 1. MINSITRY OF EDUCATION-ETHIOPIA KEBRI DEHAR UNIVERSITY February 10, 2022 @Kebri Dehar University 1
  • 2. Presentation Outline Introduction Concept of Ethics and Research Basic Principles of Research Ethics Conclusion References Feb 10/2022 @Kebri Dehar University 2
  • 3. Introduction  Research is a systematization of scientific morality in practice.  Research ethics specify a basic norms and values of the research community.  Even though, research ethics based on general scientific ethics it based on the morality of the society at large.  Any research on human subject should minimize the harms and risks, and maximize the benefits, respect of dignity, privacy, autonomy of the participants. Feb 10/2022 @Kebri Dehar University 3
  • 4. Feb 10/2022 @Kebri Dehar University 4 What exactly is research Ethics ?
  • 5. Ethics  Ethics, is the branch of philosophy; systematic study of what is right and good with respect to character and conduct.  Ethics, also can be defined as a branch of philosophy which deals with examination of human conduct (www.iep.utm.edu/ethics )  The terms “Ethics” and “Morality” may used interchangeable to refers to idea about how humans ought to act.  Ethics and Morality may not be always used consistently in every day life. Feb 10/2022 @Kebri Dehar University 5
  • 6. Feb 10/2022 @Kebri Dehar University 6 Ethics Versus Morality
  • 7. Areas of Ethics Feb 10/2022 @Kebri Dehar University 7 Three areas of Ethics Meta-ethics: focus on the definition of ethical terms themselves (What is goodness?) how can I distinguish good and bad. Applied ethics: focus on application of ethics on specific field (Bioethics, Environmental ethics, business ethics, engineering, Agriculture) Normative ethics: Is the study of ethical acts. Focus on the question “ what is right to do?”
  • 8. What is research? We can define research as an activity of systematic investigation that seeks answers to a problem. We all encounter research in our daily lives……. Yes or No ? Feb 10/2022 @Kebri Dehar University 8
  • 9. Research Ethics • A code of guidelines on how to conduct scientific research in a morally acceptable way • Principles and standards that help researchers to uphold the value and standards of knowledge construction. Feb 10/2022 @Kebri Dehar University 9
  • 10. ANOTHER WAY OF LOOKING AT RESEARCH ETHICS IS BY LOOKING AT UNETHICAL RESEARCH CONDUCT  Deception (issues of full disclosure) • Withholding information about the aim of the study • Misleading participants about the risks inherent in participating in the study  Plagiarism  Conducting research that does not have a scientific base (ill- formed problem statement) Feb 10/2022 @Kebri Dehar University 10
  • 11. CONT….  Lack of objectivity and integrity in the design and conduct of research • Not identifying the methodological constraints of the study that determine the validity of the findings • Misinterpretation of results • Not providing details of theories and methods that might be relevant in the interpretation of research findings Feb 10/2022 @Kebri Dehar University 11
  • 12. CONT…  Fabrication or falsification of data  Not following the appropriate ascription of authorship to a publication  Not respecting the right to privacy  Not respecting the right to anonymity and confidentiality Feb 10/2022 @Kebri Dehar University 12
  • 13. CONT..  Not respecting rights of vulnerable groups • Children • Mentally handicapped individuals • The aged • Prisoners • Illiterate • Those with low social status  Not having due consideration for the environment Feb 10/2022 @Kebri Dehar University 13
  • 14.  Basic Principles of Research Ethics  A way of conducting the research enterprise such that the three fundamental principles of research should be considered:- 1. Respect for person (Autonomy) 2. Beneficence 3. Justice  Ethical research must conform with the national and international accords and prescripts. Feb 10/2022 @Kebri Dehar University 14
  • 15. 1. RESPECT  According to this principle, study participants have the right to be informed and give consent.  Not every individual is capable to self-decide Conditions in case they have no capacity to reach self decision (Children, prisoners i.e..). Feb 10/2022 @Kebri Dehar University 15
  • 16. CONT.. Respect for persons entails  Voluntary participation free of  coercion  occurs when an overt threat of harm is intentionally presented to obtain compliance.  undue influence  occurs through an offer excessive or improper reward to obtain compliance.  includes actions like manipulating a person’s choice through influencing close relative and threatening to withdraw health services Feb 10/2022 @Kebri Dehar University 16
  • 17. 2. Beneficence  The principle is to maximize benefits and minimize harms and wrongs, i.e, (NO HARM)  Making efforts to secure the well-being of research participants  Requires risk/benefit assessment Feb 10/2022 @Kebri Dehar University 17
  • 18. Component of Beneficence 1. Benefits  Beneficiaries (participant, the community, the country)  Forms of benefits (monetary, health care, capacity building, psychological like hope)  Magnitude of benefits (compensation, undue inducement)  Duration of benefits (short term, long term) Feb 10/2022 @Kebri Dehar University 18
  • 19. CONT.. 2. Risks  To whom (participant, community)  Types (physical, social like stigma, psychological like worry, economic like loss of job)  Magnitude  Population exposed (e.g., vulnerable group)  Duration (temporary, permanent)  Monitoring (safety net like DSMB, measures to be taken) Feb 10/2022 @Kebri Dehar University 19
  • 20. CONT..  For any research ---====---------------------  The benefits and risks must be balanced and shown to be in a favorable ratio  Befit ≥ Risk Feb 10/2022 @Kebri Dehar University 20
  • 21. 3. JUSTICE  The principle of justice is applied in the selection of research participants  The principle is to treat each person in accordance with what is morally right and acceptable, i.e., distribute justice, equitable distribution of both burdens and benefits of participation in research  Fairness in distribution i.e. avoids denial of benefit and imposing of burden unduly Feb 10/2022 @Kebri Dehar University 21
  • 22. Components of Justice 1. Individual justice-in selection of participants 2. Social Justice-classes in in research participation 3. Research should not use underprivileged persons/classes to benefit the privileged Feb 10/2022 @Kebri Dehar University 22
  • 23. CONT..  Therefore justice shall prevail in  The Involvement of local researcher and community  The selection of research participants  In the use of randemization and sample selection  Provision of standard of care to participants  Compensation for research participants  Post trial responsibility  Memorandum of understanding Feb 10/2022 @Kebri Dehar University 23
  • 24. CONCLUSION  The three principles of research ethics are respect for persons, beneficence and justice  Respect for persons addresses voluntariness and confidentiality  Beneficence focuses on risk/benefit ratio  Justice deals with equitable burdens and benefits to research participants Feb 10/2022 @Kebri Dehar University 24
  • 25. REFRENCES 1. GCU .(2015). Research Ethics Principles and Procedures: University's Revised 2014-2015 2. Zeuschner, R.B. (2001). Classical Ethics East and West from the comparative perspective. 3. University of Minnesota Office of the Vice President for Research website (curriculum on authorship written by Mark Dworkin). www.research.umn.edu/curriculum. Accessed 2/06/03. 4. Prof Pumela Msweli .(2020). Research Ethics: A Comprehensive Guide for Masters and Doctoral Students. Presented for UNISA teaching Tuesday program. 5. Dr. Yemane Teklai. (2021). Basic Principles of Research Ethics. Presented for MoSHE research ethics conferences. Feb 10/2022 @Kebri Dehar University 25
  • 26. Feb 10/2022 @Kebri Dehar University 26