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Policy entrepreneurship:
some ideas for discussion
      about development
         entrepreneurship

  Arnaldo Pellini: a.pellini.ra@odi.org.uk




                        The Asia Foundation
                                      Manila
                               24. July 2012
ODI




•  200 staff
•  Research /
   Advice / Public
   Debate
•  Fellowship scheme
       For more information see: www.odi.org.uk
ODI
RAPID




             Policy and
Knowledge   development
             processes
RAPID



 Power, Politics and evidence use




Knowledge intermediaries
and interactions                    Evidence production and
                                    communication
Policy processes are...

                                                                          Cabinet	
  
     Donors	
                                         Policy	
  
                                                   Formula/on	
  

                                 Agenda	
  	
                                          Parliament	
  
                                 Se3ng	
  
                                                                        Decision	
  
                                                                        Making	
  
Civil	
  Society	
  


                                 Monitoring	
  and	
                              Ministries	
  
                                  Evalua/on	
                      Policy	
  
                                                              Implementa/on	
  
               Private	
  	
  
               Sector	
  
ROMA

Strategy for
influencing
policy
processes




RAPID
Outcome
Mapping
Approach
1. Learn about the context



 Power, Politics and evidence use




Knowledge intermediaries
and interactions                    Evidence production and
                                    communication
1. Learn about the context


Knowledge, Politics and Power (KPP)

1. Mapping the political context


2. Role of key actors


3. Types of knowledge


4. Knowledge intermediation processes
1. Learn about the context

 1. Mapping the political context


•  Formal policy processes
•  Formal/informal political participation processes
•  Who has the strongest voices in policy debates?
•  How does the political context condition the search for
   knowledge?
1. Learn about the context


2. Role of key actors


•  Who is involved in policy making and knowledge
   processes?
•  How do these actors interact and what role does
   knowledge play in this process?
•  How do interests, values, beliefs shape the
   knowledge-policy interface?
1. Learn about the context

3. Types of knowledge


•  What sources of knowledge do different actors rely on
   and why?
•  From where do they source this knowledge?
•  How do power relations between actors serve for
   privileging some sources of knowledge versus others?
1. Learn about the context

4. Knowledge intermediation processes




•  Are there intermediaries involved in the knowledge to
   policy link?
•  What innovative ways of working could be used to
   mediate the knowledge-policy interface?
2. Define the policy change


Attitudinal change

Procedural change

Policy content

Behaviour change
3. Stakeholders’ mapping

                     High




1.  List




                       influence
                        Power /
    stakeholders
2.  Map them on a
    matrix
3.  Identify which
    are the most
    influential      Low


                                   Low   Interest in   High
                                          the topic
4. Research plan and communication


                   Quantitative / qualitative / mix
  Research        Data collection and analysis tools


                     Get to know your audience

                 Research report
                 +
                 Policy brief
Communication    Research brief
   strategy      Articles in newspapers
                 Interviews in TV
                 Workshops and presentations
                 ….
5. Management approach



   Overall strategy and plan


                                      POLICY
Stage 1    Stage 2     Stage …       OUTCOME



     Outputs     Outputs   Outputs
5. Management approach




                         Life of the project



        Define                  Conduct research activities
Idea   research   Plan                                        Close
                                      Communicate
6. Assess your competencies
7. Monitoring and learning framework
1.  Strategy and direction –are you
    doing the right thing?
2.  Management –are you doing what
    you planned to do?
3.  Outputs – are the outputs
    appropriate for the audience?
4.  Uptake – are people aware of your
    work?
5.  Outcomes and impacts –are you
    having any impact?
7. Monitoring and learning framework


Strategy and        Logframes, Theory of Change, Peer
direction             Review, Strategy Document, …
                     Project Documentation, Project
Management
                          Governance, Research
processes
                        Management, PRINCE2, …
                        Peer reviews, After Action
Outputs
                         Reviews, Output logs, …
                      Citation Analysis, Uptake logs,
Uptake
                             User Surveys, …
Outcomes and        Stories of Change, Episode Studies,
impacts                             …
Conclusions

To improve research impact you
need:
•  Clear intent
•  A systematic approach
•  The right systems and management
   approach
•  To spend more on communications
•  To engage, engage, engage
•  Have a long term view
www.outcomemapping.ca


Thank you

            www.ebpdn.org
Resources

RAPID publications:

http://www.odi.org.uk/work/programmes/
rapid/activities-resources.asp

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Policy entrepreneurs and development entrepreneurs: a discussion with The Asia Foundation in Manila

  • 1. Policy entrepreneurship: some ideas for discussion about development entrepreneurship Arnaldo Pellini: a.pellini.ra@odi.org.uk The Asia Foundation Manila 24. July 2012
  • 2. ODI •  200 staff •  Research / Advice / Public Debate •  Fellowship scheme For more information see: www.odi.org.uk
  • 3. ODI
  • 4. RAPID Policy and Knowledge development processes
  • 5. RAPID Power, Politics and evidence use Knowledge intermediaries and interactions Evidence production and communication
  • 6. Policy processes are... Cabinet   Donors   Policy   Formula/on   Agenda     Parliament   Se3ng   Decision   Making   Civil  Society   Monitoring  and   Ministries   Evalua/on   Policy   Implementa/on   Private     Sector  
  • 8. 1. Learn about the context Power, Politics and evidence use Knowledge intermediaries and interactions Evidence production and communication
  • 9. 1. Learn about the context Knowledge, Politics and Power (KPP) 1. Mapping the political context 2. Role of key actors 3. Types of knowledge 4. Knowledge intermediation processes
  • 10. 1. Learn about the context 1. Mapping the political context •  Formal policy processes •  Formal/informal political participation processes •  Who has the strongest voices in policy debates? •  How does the political context condition the search for knowledge?
  • 11. 1. Learn about the context 2. Role of key actors •  Who is involved in policy making and knowledge processes? •  How do these actors interact and what role does knowledge play in this process? •  How do interests, values, beliefs shape the knowledge-policy interface?
  • 12. 1. Learn about the context 3. Types of knowledge •  What sources of knowledge do different actors rely on and why? •  From where do they source this knowledge? •  How do power relations between actors serve for privileging some sources of knowledge versus others?
  • 13. 1. Learn about the context 4. Knowledge intermediation processes •  Are there intermediaries involved in the knowledge to policy link? •  What innovative ways of working could be used to mediate the knowledge-policy interface?
  • 14. 2. Define the policy change Attitudinal change Procedural change Policy content Behaviour change
  • 15. 3. Stakeholders’ mapping High 1.  List influence Power / stakeholders 2.  Map them on a matrix 3.  Identify which are the most influential Low Low Interest in High the topic
  • 16. 4. Research plan and communication Quantitative / qualitative / mix Research Data collection and analysis tools Get to know your audience Research report + Policy brief Communication Research brief strategy Articles in newspapers Interviews in TV Workshops and presentations ….
  • 17. 5. Management approach Overall strategy and plan POLICY Stage 1 Stage 2 Stage … OUTCOME Outputs Outputs Outputs
  • 18. 5. Management approach Life of the project Define Conduct research activities Idea research Plan Close Communicate
  • 19. 6. Assess your competencies
  • 20. 7. Monitoring and learning framework 1.  Strategy and direction –are you doing the right thing? 2.  Management –are you doing what you planned to do? 3.  Outputs – are the outputs appropriate for the audience? 4.  Uptake – are people aware of your work? 5.  Outcomes and impacts –are you having any impact?
  • 21. 7. Monitoring and learning framework Strategy and Logframes, Theory of Change, Peer direction Review, Strategy Document, … Project Documentation, Project Management Governance, Research processes Management, PRINCE2, … Peer reviews, After Action Outputs Reviews, Output logs, … Citation Analysis, Uptake logs, Uptake User Surveys, … Outcomes and Stories of Change, Episode Studies, impacts …
  • 22. Conclusions To improve research impact you need: •  Clear intent •  A systematic approach •  The right systems and management approach •  To spend more on communications •  To engage, engage, engage •  Have a long term view