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NNNN.... SSSSiiiivvvvaaaakkkkuuuugg1ggaaaannnn 
Duration = 15 mins.
Copyright©2001 
Elements of Earth 
8-35 km crust % by weight in crust 
12500 km dia 
O = 49.2 
Si = 25.7 
Al = 7.5 
Fe = 4.7 
Ca = 3.4 
Na = 2.6 
K = 2.4 
Mg = 1.9 
other = 2.6 
2 SIVA 
82.4%
Copyright©2001 
Soil Formation 
Parent Rock 
Residual soil Transported soil 
~ in situ weathering (by 
physical & chemical 
agents) of parent rock 
~ weathered and 
transported far away 
by wind, water and ice. 
3 SIVA
Copyright©2001 
SIVA 
Parent Rock 
~ formed by one of these three different processes 
igneous sedimentary metamorphic 
formed by cooling of 
molten magma (lava) 
formed by gradual 
deposition, and in layers 
formed by alteration of 
igneous & sedimentary 
rocks by 
pressure/temperature 
e.g., limestone, shale 
e.g., marble 
e.g., granite
Copyright©2001 
Residual Soils 
Formed by in situ weathering of parent rock 
5 SIVA
Copyright©2001 
Transported Soils 
Transported by: Special name: 
 wind “Aeolian” 
sea (salt water) “Marine” 
lake (fresh water) “Lacustrine” 
river “Alluvial” 
ice “Glacial” 
6 SIVA
Copyright©2001 
7 SIVA
Copyright©2001 
Basic Structural Units 
0.26 nm 
oxygen 
silicon 
0.29 nm 
8 SIVA 
hydroxyl or 
oxygen 
aluminium or 
magnesium 
Clay minerals are made of two distinct structural 
units. 
Silicon tetrahedron Aluminium Octahedron
Copyright©2001 
Tetrahedral Sheet 
Several tetrahedrons joined together form a 
tetrahedral sheet. 
tetrahedron 
9 SIVA 
hexagonal 
hole
Copyright©2001 
Tetrahedral & Octahedral Sheets 
For simplicity, let’s represent silica tetrahedral sheet by: 
Si 
and alumina octahedral sheet by: 
Al 
10 SIVA
Copyright©2001 
Different Clay Minerals 
Different combinations of tetrahedral and octahedral 
sheets form different clay minerals: 
1:1 Clay Mineral (e.g., kaolinite, halloysite): 
11 SIVA
Copyright©2001 
Different Clay Minerals 
Different combinations of tetrahedral and octahedral 
sheets form different clay minerals: 
2:1 Clay Mineral (e.g., montmorillonite, illite) 
12 SIVA
Copyright©2001 
SIVA 
Kaolinite 
Al 
Si 
Al 
Si 
Al 
Si 
Al 
Si 
joined by strong H-bond 
no easy separation 
0.72 nm 
Typically 
70-100 
layers 
joined by oxygen 
sharing
Copyright©2001 
Kaolinite 
 used in paints, paper and in pottery and 
pharmaceutical industries 
 (OH)8Al4Si4O10 
Halloysite 
 kaolinite family; hydrated and tubular structure 
 (OH)8Al4Si4O10.4H2O 
14 SIVA
Copyright©2001 
Montmorillonite 
 also called smectite; expands on contact with water 
Si 
Al 
Si 
Si 
Al 
Si 
Si 
Al 
Si 
easily separated 
by water 
15 SIVA 
0.96 nm 
joined by weak 
van der Waal’s bond
Copyright©2001 
Montmorillonite 
 A highly reactive (expansive) clay 
swells on contact with water 
 (OH)4Al4Si8O20.nH2O 
Bentonite high affinity to water 
 montmorillonite family 
 used as drilling mud, in slurry trench walls, 
stopping leaks 
16 SIVA
Copyright©2001 
Si 
Al 
Si 
Si 
Al 
Si 
Si 
Al 
17 SIVA 
Illite 
Si 
0.96 nm 
joined by K+ ions 
fit into the hexagonal 
holes in Si-sheet
Copyright©2001 
Others… 
Chlorite 
 A 2:1:1 (???) mineral. 
Si Al Al or Mg 
Vermiculite 
 montmorillonite family; 2 interlayers of water 
Attapulgite 
 chain structure (no sheets); needle-like appearance 
18 SIVA
Copyright©2001 
A Clay Particle 
Plate-like or Flaky Shape 
19 SIVA
Copyright©2001 
Clay Fabric 
edge-to-face contact 
face-to-face contact 
Flocculated Dispersed 
20 SIVA
Copyright©2001 
Clay Fabric 
 Electrochemical environment (i.e., pH, acidity, temperature, 
cations present in the water) during the time of 
sedimentation influence clay fabric significantly. 
 Clay particles tend to align perpendicular to the load applied on them. 
21 SIVA
Copyright©2001 
22 SIVA
Copyright©2001 
Scanning Electron Microscope 
 common technique to see clay particles 
plate-like 
structure 
 qualitative 
23 SIVA
Copyright©2001 
Others… 
X-Ray Diffraction (XRD) 
 to identify the molecular structure and minerals present 
Differential Thermal Analysis (DTA) 
 to identify the minerals present 
24 SIVA
Copyright©2001 
Casagrande’s PI-LL Chart 
60 
50 
40 
30 
20 
10 
0 
0 10 20 30 40 50 60 70 80 90 100 
Liquid Limit 
Plasticity Index 
25 SIVA 
A-line 
U-line 
montmorillonite illite 
kaolinite 
chlorite 
halloysite
Copyright©2001 
26 SIVA
Copyright©2001 
Specific Surface 
 surface area per unit mass (m2/g) 
 smaller the grain, higher the specific surface 
e.g., soil grain with specific gravity of 2.7 
10 mm cube 1 mm cube 
spec. surface = 222.2 mm2/g spec. surface = 2222.2 mm2/g 
27 SIVA
Copyright©2001 
Isomorphous Substitution 
 substitution of Si4+ and Al3+ by other lower valence 
(e.g., Mg2+) cations 
 results in charge imbalance (net negative) 
+ 
+ 
_ _ _ 
_ _ 
+ 
+ + + 
+ 
_ 
_ 
_ 
_ 
_ _ 
_ 
_ _ 
_ 
_ 
_ 
_ 
_ 
_ 
_ 
_ 
_ 
positively charged edges 
negatively charged faces 
Clay Particle with Net negative Charge 
28 SIVA
Copyright©2001 
Cation Exchange Capacity (c.e.c) 
known as exchangeable cations 
 capacity to attract cations from the water (i.e., measure of 
the net negative charge of the clay particle) 
 measured in meq/100g (net negative charge per 100 g of clay) 
milliequivalents 
 The replacement power is greater for higher valence and 
larger cations. 
Al3+ > Ca2+ > Mg2+ >> NH4 
+ > K+ > H+ > Na+ > Li+ 
29 SIVA
Copyright©2001 
A Comparison 
Mineral Specific surface 
(m2/g) 
C.E.C 
(meq/100g) 
Kaolinite 10-20 3-10 
Illite 80-100 20-30 
Montmorillonite 800 80-120 
Chlorite 80 20-30 
30 SIVA
Copyright©2001 
Cation Concentration in Water 
 cation concentration drops with distance from clay particle 
+ 
+ 
+ 
+ + 
+ 
+ 
+ 
+ 
+ + + + 
+ 
clay particle 
+ + 
+ 
+ 
31 SIVA 
+ 
+ 
+ 
+ 
+ 
+ + + 
+ 
+ 
+ + 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ + 
+ 
+ + + 
+ 
+ 
+ 
+ 
+ 
+ 
+ + + 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ 
+ + 
+ 
cations 
- - 
- - 
- - 
- - 
- - 
- - 
- - 
double layer free water
Copyright©2001 
Adsorbed Water 
 A thin layer of water tightly held to particle; like a skin 
 1-4 molecules of water (1 nm) thick 
 more viscous than free water 
- - 
- - 
- - 
- - 
- - 
- - 
- - 
adsorbed water 
32 SIVA
Copyright©2001 
Clay Particle in Water 
- - 
- - 
- - 
- - 
- - 
- - 
- - 
adsorbed water 
free water 
1nm 
50 nm 
double layer 
water 
33 SIVA
Copyright©2001 
34 SIVA
Copyright©2001 
Summary - Clays 
 Clay particles are like plates or needles. They are 
negatively charged. 
 Clays are plastic; Silts, sands and gravels are non-plastic. 
 Clays exhibit high dry strength and slow dilatancy. 
35 SIVA
Copyright©2001 
Summary - Montmorillonite 
 Montmorillonites have very high specific surface, 
cation exchange capacity, and affinity to water. 
They form reactive clays. 
 Montmorillonites have very high liquid limit (100+), 
plasticity index and activity (1-7). 
 Bentonite (a form of Montmorillonite) is frequently used as 
drilling mud. 
36 SIVA

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Clay mineralogy sivakugan (Complete Soil Mech. Undestanding Pakage: ABHAY)

  • 2. Copyright©2001 Elements of Earth 8-35 km crust % by weight in crust 12500 km dia O = 49.2 Si = 25.7 Al = 7.5 Fe = 4.7 Ca = 3.4 Na = 2.6 K = 2.4 Mg = 1.9 other = 2.6 2 SIVA 82.4%
  • 3. Copyright©2001 Soil Formation Parent Rock Residual soil Transported soil ~ in situ weathering (by physical & chemical agents) of parent rock ~ weathered and transported far away by wind, water and ice. 3 SIVA
  • 4. Copyright©2001 SIVA Parent Rock ~ formed by one of these three different processes igneous sedimentary metamorphic formed by cooling of molten magma (lava) formed by gradual deposition, and in layers formed by alteration of igneous & sedimentary rocks by pressure/temperature e.g., limestone, shale e.g., marble e.g., granite
  • 5. Copyright©2001 Residual Soils Formed by in situ weathering of parent rock 5 SIVA
  • 6. Copyright©2001 Transported Soils Transported by: Special name:  wind “Aeolian” sea (salt water) “Marine” lake (fresh water) “Lacustrine” river “Alluvial” ice “Glacial” 6 SIVA
  • 8. Copyright©2001 Basic Structural Units 0.26 nm oxygen silicon 0.29 nm 8 SIVA hydroxyl or oxygen aluminium or magnesium Clay minerals are made of two distinct structural units. Silicon tetrahedron Aluminium Octahedron
  • 9. Copyright©2001 Tetrahedral Sheet Several tetrahedrons joined together form a tetrahedral sheet. tetrahedron 9 SIVA hexagonal hole
  • 10. Copyright©2001 Tetrahedral & Octahedral Sheets For simplicity, let’s represent silica tetrahedral sheet by: Si and alumina octahedral sheet by: Al 10 SIVA
  • 11. Copyright©2001 Different Clay Minerals Different combinations of tetrahedral and octahedral sheets form different clay minerals: 1:1 Clay Mineral (e.g., kaolinite, halloysite): 11 SIVA
  • 12. Copyright©2001 Different Clay Minerals Different combinations of tetrahedral and octahedral sheets form different clay minerals: 2:1 Clay Mineral (e.g., montmorillonite, illite) 12 SIVA
  • 13. Copyright©2001 SIVA Kaolinite Al Si Al Si Al Si Al Si joined by strong H-bond no easy separation 0.72 nm Typically 70-100 layers joined by oxygen sharing
  • 14. Copyright©2001 Kaolinite  used in paints, paper and in pottery and pharmaceutical industries  (OH)8Al4Si4O10 Halloysite  kaolinite family; hydrated and tubular structure  (OH)8Al4Si4O10.4H2O 14 SIVA
  • 15. Copyright©2001 Montmorillonite  also called smectite; expands on contact with water Si Al Si Si Al Si Si Al Si easily separated by water 15 SIVA 0.96 nm joined by weak van der Waal’s bond
  • 16. Copyright©2001 Montmorillonite  A highly reactive (expansive) clay swells on contact with water  (OH)4Al4Si8O20.nH2O Bentonite high affinity to water  montmorillonite family  used as drilling mud, in slurry trench walls, stopping leaks 16 SIVA
  • 17. Copyright©2001 Si Al Si Si Al Si Si Al 17 SIVA Illite Si 0.96 nm joined by K+ ions fit into the hexagonal holes in Si-sheet
  • 18. Copyright©2001 Others… Chlorite  A 2:1:1 (???) mineral. Si Al Al or Mg Vermiculite  montmorillonite family; 2 interlayers of water Attapulgite  chain structure (no sheets); needle-like appearance 18 SIVA
  • 19. Copyright©2001 A Clay Particle Plate-like or Flaky Shape 19 SIVA
  • 20. Copyright©2001 Clay Fabric edge-to-face contact face-to-face contact Flocculated Dispersed 20 SIVA
  • 21. Copyright©2001 Clay Fabric  Electrochemical environment (i.e., pH, acidity, temperature, cations present in the water) during the time of sedimentation influence clay fabric significantly.  Clay particles tend to align perpendicular to the load applied on them. 21 SIVA
  • 23. Copyright©2001 Scanning Electron Microscope  common technique to see clay particles plate-like structure  qualitative 23 SIVA
  • 24. Copyright©2001 Others… X-Ray Diffraction (XRD)  to identify the molecular structure and minerals present Differential Thermal Analysis (DTA)  to identify the minerals present 24 SIVA
  • 25. Copyright©2001 Casagrande’s PI-LL Chart 60 50 40 30 20 10 0 0 10 20 30 40 50 60 70 80 90 100 Liquid Limit Plasticity Index 25 SIVA A-line U-line montmorillonite illite kaolinite chlorite halloysite
  • 27. Copyright©2001 Specific Surface  surface area per unit mass (m2/g)  smaller the grain, higher the specific surface e.g., soil grain with specific gravity of 2.7 10 mm cube 1 mm cube spec. surface = 222.2 mm2/g spec. surface = 2222.2 mm2/g 27 SIVA
  • 28. Copyright©2001 Isomorphous Substitution  substitution of Si4+ and Al3+ by other lower valence (e.g., Mg2+) cations  results in charge imbalance (net negative) + + _ _ _ _ _ + + + + + _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ positively charged edges negatively charged faces Clay Particle with Net negative Charge 28 SIVA
  • 29. Copyright©2001 Cation Exchange Capacity (c.e.c) known as exchangeable cations  capacity to attract cations from the water (i.e., measure of the net negative charge of the clay particle)  measured in meq/100g (net negative charge per 100 g of clay) milliequivalents  The replacement power is greater for higher valence and larger cations. Al3+ > Ca2+ > Mg2+ >> NH4 + > K+ > H+ > Na+ > Li+ 29 SIVA
  • 30. Copyright©2001 A Comparison Mineral Specific surface (m2/g) C.E.C (meq/100g) Kaolinite 10-20 3-10 Illite 80-100 20-30 Montmorillonite 800 80-120 Chlorite 80 20-30 30 SIVA
  • 31. Copyright©2001 Cation Concentration in Water  cation concentration drops with distance from clay particle + + + + + + + + + + + + + + clay particle + + + + 31 SIVA + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + cations - - - - - - - - - - - - - - double layer free water
  • 32. Copyright©2001 Adsorbed Water  A thin layer of water tightly held to particle; like a skin  1-4 molecules of water (1 nm) thick  more viscous than free water - - - - - - - - - - - - - - adsorbed water 32 SIVA
  • 33. Copyright©2001 Clay Particle in Water - - - - - - - - - - - - - - adsorbed water free water 1nm 50 nm double layer water 33 SIVA
  • 35. Copyright©2001 Summary - Clays  Clay particles are like plates or needles. They are negatively charged.  Clays are plastic; Silts, sands and gravels are non-plastic.  Clays exhibit high dry strength and slow dilatancy. 35 SIVA
  • 36. Copyright©2001 Summary - Montmorillonite  Montmorillonites have very high specific surface, cation exchange capacity, and affinity to water. They form reactive clays.  Montmorillonites have very high liquid limit (100+), plasticity index and activity (1-7).  Bentonite (a form of Montmorillonite) is frequently used as drilling mud. 36 SIVA

Editor's Notes

  1. Clay minerals exhibit colloidal behaviour. That is, their surface forces have greater influence than the negligible gravitational forces.
  2. Geotechnical engineers are interested mainly in the top 100 metres of the earth crust. As you can see from the table, 82% of the elements are oxygen, silicon and aluminium.
  3. All clay minerals are made of two distinct building blocks: tetrahedrons and octahedrons. The tetrahedron on the left has oxygen atoms at the corners, and there is a silicon in the centre. Octahedron has six oxygen or hydroxyl atoms in the corners, and an aluminium or magnesium ion at the centre.
  4. Here is a tetrahedral sheet, formed by connecting several tetrahedons. Note the hexagonal holes in the sheets.
  5. The green and yellow blocks represent the tetrahedra and octahedra sheets respectively. The octahedral sheet containing aluminium is also called gibbsite. Sometimes, Al3+ ions are substituted by Mg2+ and the octahedral sheet is called brucite.
  6. All clay mineral are made of different combinations of the above two sheets: tetrahedral sheet and octahedral sheet.
  7. Kaolinite is used for making paper, paint and in pharmaceutical industry. A nanometer is 10-9 metres.
  8. Attapulgite has no sheets. It has a chain structure, and therefore looks like rods or needles.
  9. The term fabric is used to describe the geometric arrangement of the clay particles. Flocculated and Dispersed are the two extreme cases. Flocculated fabric gives higher strength and stiffness.
  10. Clay particles are smaller than 2 microns. Their shapes can be studied by an electron microscope.
  11. The clay particle derives its net negative charge from the isomorphous substitution and broken bonds at the boundaries.
  12. The negatively charged clay particles can attract cations from the water. These cations can be freely exchanged with other cations present in the water. For example Al3+ can replace Ca2+ and Ca2+ can replace Mg2+.
  13. The negatively charged faces of clay particles attract cations in the water. The concentration of the cations decreases exponentially with the increasing distance from the clay particle. The negatively charged clay surface and the positively charged cations near the particle form two distinct layers, known as “electric double layer” or simply “double layer”.