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C I T Y O F O A K L A N D
Memorandum
TO: Office of the Chief of Police
ATTN: Interim Chief Sean Whent
FROM: Interim Assistant Chief Paul J. Figueroa
DATE: 05 Feb 14
RE: Preliminary Stop Data Analysis Report
___________________________________________________________________________
In order to fulfill our obligation to provide the Oakland community with public safety
services in a fair and equitable manner, staff continues to collect Stop Data information.
Oakland Police Departmental General Order M-19 explicitly prohibits racial profiling and
other bias-based policing. The Oakland Police Department (OPD) is committed to ensuring
that all stops, searches, and seizures are constitutional and performed within Departmental
policy. To that end, OPD requires officers to complete detailed Field Interview and Stop
Data Reports (FI/SDRs) documenting and listing the reasons for actions taken during an
encounter. The OPD Stop Data program increases transparency and allows the Department
to assess effectiveness and identify potentially biased behaviors.
The following report contains Stop Data information collected for an eight-month reporting
period, from April to November 2013. It provides an overview of data collected and the
categories used in the Department’s first statistical report since the new revisions and data
collection procedures have been implemented. The Department recognizes the complexities,
challenges, and responsibilities associated with the presentation of Stop Data statistics. Stop
activity can be influenced by variables of beat demographics, crime trends, deployment
patterns, Department staffing, traffic levels, and transit patterns in the City.
This report is not an attempt at an academic or research level analysis of the data, nor is it
intended to establish any benchmarks. Rather, it has three goals:
 To present Stop Data statistics for the period (April 1 to November 30, 2013)
 To create transparency regarding stops, including the racial/ethnic identity of those
stopped by officers
 To build a solid foundation for ongoing analysis and discussion.
All Stop Data information gathered is reviewed at Risk Management meetings to determine
if there are any disparities requiring additional review by commanders and supervisors.
In March 2013, we revised the Stop Data Collection program to incorporate enhancements to
the data collection process. Policies and procedures were updated and revised to ensure that
FI/SDRs are completed for all self-initiated stops and for each person detained during
multiple person stops. Additionally, the FI/SDR captures the legal basis for the initiation of
each stop in five categories: Consensual Encounter, Reasonable Suspicion, Probable Cause,
Traffic Violation, and Probation/Parole.
2
In the Independent Monitor’s Fifteenth Quarterly Report (released October 25, 2013), the
Monitor found that 97% of stops audited had a corresponding FI/SDR. The Monitor also
found the Department in compliance with NSA requirements for the documentation and
justification for each stop.
Numerous checks and review processes are in place to protect the accuracy and quality of
Stop Data reports. The FI/SDR is an electronic data collection form that requires the
completion of all Stop Data fields mandated by OPD policy prior to FI/SDR finalization.
All FI/SDRs are reviewed and approved by a supervisor. Additionally, staff conducts
biweekly audits of FI/SDRs to verify that stops were justified and Stop Data fields marked
were consistent with information contained in each FI/SDR narrative, such as reason for stop
and the type of contraband recovered.
Stop Race
During this review period, a total of 14,591 FI/SDRs were collected. African Americans
composed the largest percentage of those stopped at 62%, followed by Hispanics at 17% and
Whites at 12% (see Table 1). Asians and those classified as Other comprised the lowest
percentage of those stopped at 6% and 3%, respectively.
Table 1 - Stop Race
Race Stops %
Asian 889 6%
African American 9,034 62%
Hispanic 2,524 17%
White 1,711 12%
Other 433 3%
Grand Total 14,591 100%
Stop Reason by Race
Traffic Violations were the legal basis for 61% of all stops, followed by Probable Cause
(23%) and Reasonable Suspicion (10%) (see Table 2). Subsequently, Consensual Encounters
(5%), and stops conducted of individuals known to be on Probation or Parole (1%),
accounted for the lowest percentages. Compared to other races, African Americans had the
highest percentage of stops based on Probable Cause (27%) or Reasonable Suspicion (12%),
yet the lowest percentage of stops for Traffic Violations at 54% (4,870 out of 9,034 stops).
Asians were stopped for Traffic Violations 76% of the time (680 out of 889 stops). Ongoing
and regular reviews of this category are conducted by staff to ensure there is sufficient cause
for the stop.
3
Table 2 - Stop Reason by Race
Race
Consensual
Encounter
Reasonable
Suspicion
Probable
Cause
Traffic
Violation
Probation/
Parole Grand
Total
Total % Total % Total % Total % Total %
Asian 30 3% 43 5% 131 15% 680 76% 5 1% 889
African American 469 5% 1,057 12% 2,474 27% 4,870 54% 164 2% 9,034
Hispanic 90 4% 179 7% 435 17% 1,794 71% 26 1% 2,524
White 62 4% 120 7% 307 18% 1,205 70% 17 1% 1711
Other 23 5% 28 6% 76 18% 301 70% 5 1% 433
Grand Total 674 5% 1,427 10% 3,423 23% 8,850 61% 217 1% 14,591
Searches & Recovery Percentages by Race
African Americans and Hispanics were searched most frequently at 42% and 27%,
respectively (see Table 3). Asians, Whites, and those classified as Other were searched 17%
to 20% of the time.
Table 3 - Search Percentage By Race
Race Searched Not Searched Total % Searched
Asian 154 735 889 17%
African American 3784 5250 9034 42%
Hispanic 683 1841 2524 27%
White 289 1422 1711 17%
Other 88 345 433 20%
Grand Total 4998 9593 14591 34%
Whites had the highest search recovery rate at 28%. African Americans, Hispanics, and those
classified as Other had a recovery rate of 27% (see Table 4). Asians had the lowest recovery
rate at 25% with very few overall searches. The difference in these recovery rates is not
statistically significant.
Table 4 - Search Recovery Percentages by Race
Race
Firearms,
Narcotics,
Evidence or
Weapons
None Grand Total Recovery %
Asian 38 116 154 25%
African American 1033 2751 3784 27%
Hispanic 181 502 683 27%
White 80 209 289 28%
Other 24 64 88 27%
Grand Total 1356 3642 4998 27%
4
However, when searches made incident to arrest are excluded from the overall search totals,
Hispanics had the highest search recovery rate at 26% (see Table 5). African Americans,
Asians, and Whites had recovery rates of 22% to 23%. Those classified as Other had the
lowest recovery rate at 15% with very few searches overall.
Although recovery percentages are consistent among population groups, we continue to
conduct ongoing and regular reviews of this category because the Department recognizes the
impact of searches on community members.
Table 5 - Search Recovery Percentages (Excluding Incident to Arrest Searches)
Race
Firearms,
Narcotics,
Evidence or
Weapons
None Grand Total Recovery %
Asian 19 64 83 23%
African American 524 1878 2402 22%
Hispanic 110 314 424 26%
White 34 122 156 22%
Other 7 40 47 15%
Grand Total 694 2418 3112 22%
Stop Results by Race
Compared to other races, African Americans had the highest percentage of Felony Arrests
and Field Investigation Reports at 14% and 37%, respectively, but the lowest overall
percentage of Citations at 34% (see Table 6). Hispanics and Asians were cited the most at
52% and 51%, respectively.
Table 6 - Stop Results By Race
Race
Felony
Arrest
Misdemeanor
Arrest
Citation FI Report Warning
Report
Taken-No
Action
Grand
Total
Total % Total % Total % Total % Total % Total %
Asian 55 6% 38 4% 450 51% 241 27% 100 11% 5 1% 889
African American 1267 14% 536 6% 3032 34% 3315 37% 832 9% 52 1% 9034
Hispanic 181 7% 145 6% 1311 52% 661 26% 215 9% 11 0% 2524
White 85 5% 76 4% 780 46% 562 33% 199 12% 9 1% 1711
Other 26 6% 19 4% 218 50% 128 30% 41 9% 1 0% 433
Grand Total 1614 11% 814 6% 5791 40% 4907 34% 1387 10% 78 1% 14591
Conclusion
In March 2013, revisions were made to enhance the collection of Stop Data. This data is
used in Risk Management Meetings to identify any disparities between the five policing
Areas. This method has resulted in excellent discussions about staff practices. As the
amount of Stop Data information grows, the Department will be able to draw stronger
comparisons, draw possible conclusions, and make recommendations to further improve our
5
practices.
An internal workgroup has been formed to recommend department-wide training, conduct
interpretation of the data, and recommend intervention strategies where appropriate.
Additionally, we continue to work with the Federal Monitor, who provides technical
assistance. As a government organization entrusted with vital responsibilities, our goal is to
use this information and subsequent discussions to increase transparency. We must ensure
that our practices protect the rights of all groups, reflect ethical policing strategies, and
increase public safety.
Paul J. Figueroa
Interim Assistant Chief of Police
Oakland Police Department

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Oakland PD Stop Data Report

  • 1. 1 C I T Y O F O A K L A N D Memorandum TO: Office of the Chief of Police ATTN: Interim Chief Sean Whent FROM: Interim Assistant Chief Paul J. Figueroa DATE: 05 Feb 14 RE: Preliminary Stop Data Analysis Report ___________________________________________________________________________ In order to fulfill our obligation to provide the Oakland community with public safety services in a fair and equitable manner, staff continues to collect Stop Data information. Oakland Police Departmental General Order M-19 explicitly prohibits racial profiling and other bias-based policing. The Oakland Police Department (OPD) is committed to ensuring that all stops, searches, and seizures are constitutional and performed within Departmental policy. To that end, OPD requires officers to complete detailed Field Interview and Stop Data Reports (FI/SDRs) documenting and listing the reasons for actions taken during an encounter. The OPD Stop Data program increases transparency and allows the Department to assess effectiveness and identify potentially biased behaviors. The following report contains Stop Data information collected for an eight-month reporting period, from April to November 2013. It provides an overview of data collected and the categories used in the Department’s first statistical report since the new revisions and data collection procedures have been implemented. The Department recognizes the complexities, challenges, and responsibilities associated with the presentation of Stop Data statistics. Stop activity can be influenced by variables of beat demographics, crime trends, deployment patterns, Department staffing, traffic levels, and transit patterns in the City. This report is not an attempt at an academic or research level analysis of the data, nor is it intended to establish any benchmarks. Rather, it has three goals:  To present Stop Data statistics for the period (April 1 to November 30, 2013)  To create transparency regarding stops, including the racial/ethnic identity of those stopped by officers  To build a solid foundation for ongoing analysis and discussion. All Stop Data information gathered is reviewed at Risk Management meetings to determine if there are any disparities requiring additional review by commanders and supervisors. In March 2013, we revised the Stop Data Collection program to incorporate enhancements to the data collection process. Policies and procedures were updated and revised to ensure that FI/SDRs are completed for all self-initiated stops and for each person detained during multiple person stops. Additionally, the FI/SDR captures the legal basis for the initiation of each stop in five categories: Consensual Encounter, Reasonable Suspicion, Probable Cause, Traffic Violation, and Probation/Parole.
  • 2. 2 In the Independent Monitor’s Fifteenth Quarterly Report (released October 25, 2013), the Monitor found that 97% of stops audited had a corresponding FI/SDR. The Monitor also found the Department in compliance with NSA requirements for the documentation and justification for each stop. Numerous checks and review processes are in place to protect the accuracy and quality of Stop Data reports. The FI/SDR is an electronic data collection form that requires the completion of all Stop Data fields mandated by OPD policy prior to FI/SDR finalization. All FI/SDRs are reviewed and approved by a supervisor. Additionally, staff conducts biweekly audits of FI/SDRs to verify that stops were justified and Stop Data fields marked were consistent with information contained in each FI/SDR narrative, such as reason for stop and the type of contraband recovered. Stop Race During this review period, a total of 14,591 FI/SDRs were collected. African Americans composed the largest percentage of those stopped at 62%, followed by Hispanics at 17% and Whites at 12% (see Table 1). Asians and those classified as Other comprised the lowest percentage of those stopped at 6% and 3%, respectively. Table 1 - Stop Race Race Stops % Asian 889 6% African American 9,034 62% Hispanic 2,524 17% White 1,711 12% Other 433 3% Grand Total 14,591 100% Stop Reason by Race Traffic Violations were the legal basis for 61% of all stops, followed by Probable Cause (23%) and Reasonable Suspicion (10%) (see Table 2). Subsequently, Consensual Encounters (5%), and stops conducted of individuals known to be on Probation or Parole (1%), accounted for the lowest percentages. Compared to other races, African Americans had the highest percentage of stops based on Probable Cause (27%) or Reasonable Suspicion (12%), yet the lowest percentage of stops for Traffic Violations at 54% (4,870 out of 9,034 stops). Asians were stopped for Traffic Violations 76% of the time (680 out of 889 stops). Ongoing and regular reviews of this category are conducted by staff to ensure there is sufficient cause for the stop.
  • 3. 3 Table 2 - Stop Reason by Race Race Consensual Encounter Reasonable Suspicion Probable Cause Traffic Violation Probation/ Parole Grand Total Total % Total % Total % Total % Total % Asian 30 3% 43 5% 131 15% 680 76% 5 1% 889 African American 469 5% 1,057 12% 2,474 27% 4,870 54% 164 2% 9,034 Hispanic 90 4% 179 7% 435 17% 1,794 71% 26 1% 2,524 White 62 4% 120 7% 307 18% 1,205 70% 17 1% 1711 Other 23 5% 28 6% 76 18% 301 70% 5 1% 433 Grand Total 674 5% 1,427 10% 3,423 23% 8,850 61% 217 1% 14,591 Searches & Recovery Percentages by Race African Americans and Hispanics were searched most frequently at 42% and 27%, respectively (see Table 3). Asians, Whites, and those classified as Other were searched 17% to 20% of the time. Table 3 - Search Percentage By Race Race Searched Not Searched Total % Searched Asian 154 735 889 17% African American 3784 5250 9034 42% Hispanic 683 1841 2524 27% White 289 1422 1711 17% Other 88 345 433 20% Grand Total 4998 9593 14591 34% Whites had the highest search recovery rate at 28%. African Americans, Hispanics, and those classified as Other had a recovery rate of 27% (see Table 4). Asians had the lowest recovery rate at 25% with very few overall searches. The difference in these recovery rates is not statistically significant. Table 4 - Search Recovery Percentages by Race Race Firearms, Narcotics, Evidence or Weapons None Grand Total Recovery % Asian 38 116 154 25% African American 1033 2751 3784 27% Hispanic 181 502 683 27% White 80 209 289 28% Other 24 64 88 27% Grand Total 1356 3642 4998 27%
  • 4. 4 However, when searches made incident to arrest are excluded from the overall search totals, Hispanics had the highest search recovery rate at 26% (see Table 5). African Americans, Asians, and Whites had recovery rates of 22% to 23%. Those classified as Other had the lowest recovery rate at 15% with very few searches overall. Although recovery percentages are consistent among population groups, we continue to conduct ongoing and regular reviews of this category because the Department recognizes the impact of searches on community members. Table 5 - Search Recovery Percentages (Excluding Incident to Arrest Searches) Race Firearms, Narcotics, Evidence or Weapons None Grand Total Recovery % Asian 19 64 83 23% African American 524 1878 2402 22% Hispanic 110 314 424 26% White 34 122 156 22% Other 7 40 47 15% Grand Total 694 2418 3112 22% Stop Results by Race Compared to other races, African Americans had the highest percentage of Felony Arrests and Field Investigation Reports at 14% and 37%, respectively, but the lowest overall percentage of Citations at 34% (see Table 6). Hispanics and Asians were cited the most at 52% and 51%, respectively. Table 6 - Stop Results By Race Race Felony Arrest Misdemeanor Arrest Citation FI Report Warning Report Taken-No Action Grand Total Total % Total % Total % Total % Total % Total % Asian 55 6% 38 4% 450 51% 241 27% 100 11% 5 1% 889 African American 1267 14% 536 6% 3032 34% 3315 37% 832 9% 52 1% 9034 Hispanic 181 7% 145 6% 1311 52% 661 26% 215 9% 11 0% 2524 White 85 5% 76 4% 780 46% 562 33% 199 12% 9 1% 1711 Other 26 6% 19 4% 218 50% 128 30% 41 9% 1 0% 433 Grand Total 1614 11% 814 6% 5791 40% 4907 34% 1387 10% 78 1% 14591 Conclusion In March 2013, revisions were made to enhance the collection of Stop Data. This data is used in Risk Management Meetings to identify any disparities between the five policing Areas. This method has resulted in excellent discussions about staff practices. As the amount of Stop Data information grows, the Department will be able to draw stronger comparisons, draw possible conclusions, and make recommendations to further improve our
  • 5. 5 practices. An internal workgroup has been formed to recommend department-wide training, conduct interpretation of the data, and recommend intervention strategies where appropriate. Additionally, we continue to work with the Federal Monitor, who provides technical assistance. As a government organization entrusted with vital responsibilities, our goal is to use this information and subsequent discussions to increase transparency. We must ensure that our practices protect the rights of all groups, reflect ethical policing strategies, and increase public safety. Paul J. Figueroa Interim Assistant Chief of Police Oakland Police Department