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Emergent?
Structure becomes complex
when it has a large number
of parts, functions and
relations and becomes more
complex when these
elements increase

Do you agree?
Complex, not complicated

exploring emergent project structure

Maria Kapsali and Tomas Blomquist
Umeå School of Business and Economics
Complicated systems

Complex systems

Structure is predetermined,
relatively fixed and decomposable

Structure is partially determined and
partially self-organized

Structure is determined by the
number, functions and relations of
parts and becomes complex when
these elements increase

Structure emerges from the local
activities of a lower number of
agents who follow simple rules

Structural rules impose order on the
project parts

Few simple rules direct action,
control emerges from feedback in
activities

An airplane

A snowflake
Mistaken complicated with
complex
Complicated
•

The key presumption is that the
structure of a complicated system is
predetermined, relatively fixed and
decomposable

•

Can identify all its parts and describe
the whole system

•

Structure becomes more complicated
by the number, function and relations
of components and increases when
these elements increase

•

Structure imposes order on the parts
by the means of many detailed action
rules monitoring the implementation of
the design

Complex
•

Parts cannot be analysed and
described because they transform,
emerge and disappear over time

•

A relatively lower number of parts
which follow simple rules directing
action

•

Structure emerges from the local
activities of the parts and the feedback
in activities rather than control
practices
Our intention
To examine how structure emerges from co-creation practices
in a complex project

The contribution
•

will straighten some of our misconceptions about complexity
theoretical

•

will help us understand how structure emerges from activities
theoretical

•

an exploratory study into how we can investigate complexity in
organizational settings methodological

•

how organization manage complexity by accepting emerging
structures practical
How?
The method
•

Emergence comes from routines and it
is very difficult to measure activity and
structural combinations using standard
stats

•

Use Qualitative Comparative Analysis
that is configurational analysis

•

and process mapping

A unique setting
•

An unconventional project that was
designed from the start to allow
activities to emerge rather than plan
for them

•

Umeå European Capital of Culture
2014
The study: a unique experiment
•

The Umeå European Capital of Culture 2014 project has No detailed
prescheduled activity or time plan

•

Embed co-creation practices into the organization of the project

•

The individuals who ‘produce’ the activities are also the ‘consumers’: the
activities are co-created by the citizens themselves, individuals and
organizations, who are accommodated into a structure of interaction
platforms

•

Our purpose: examine its emerging structure by its activities

•

Data: Database of 265 activities, 71 hours of observations and interviews
with political committee and project management team (Maj 2013)
Organization of Umeå2014
•

The project has two levels of hierarchy

•

No standard operating procedures but a set of criteria for selecting and
evaluating activities

•

None of these criteria is of a budgetary, scheduling or operational nature.
They are rather used to assess the nature and quality of the activities and
if they are suitable to serve the implementation of the project goals

•

3 types of activities: seed, co-funded and independent
–

Every ’activity’ could be seen as a project – since it is about the realization of a
singular cultural event e.g. an opera production
The method

Qualitative Comparative Analysis:
configurational set-theoretic analysis
of multiple variables

Therefore we need to find a method that will

a)

investigate the project as a system with two levels (level of the
formulation of local activity and level of management activity) and

b)

explain the causal complexity between these two levels that creates
the project structure

In order to investigate both levels of analysis,
1.

first we investigate patterns in bottom-up activity

2.

second we analyse management processes and

3.

third we analyse patterns in structural properties (Raymond et al.,
1997) linked to the patterns in bottom-up and management activity

34 interviews/observations, project
documents and database of 265 activities,
project protocols (minutes) from
committee meetings
The metrics: Activity criteria
The criteria used to group activities and set by the project team
according to the strategic goals of the political committee

Empowerment goals

Grow Citizens
Culture/sports sector
International relations
Region/Trade and industry
Urban growth

Horizontal goals

European
Sustainability
Equality
Co-creation
Diversity
Innovative
Accessibility
The metrics: Structural properties
Structural
properties
Task or role
specialization

Vertical
differentiation

Definition of property

Variables

The subdivision of activities
within organizations on the
basis of positions

1.
2.

Activity segmented on the
basis of ranks, the number of
hierarchical levels

1.
2.

Measures

Role specificity
Number of titles
Functional diversification (an
≥5
expansion in the range of activities for
≤5
each role)
=0
Number of levels in the longest line
No of levels
Average number of levels
≥3

QCA
Values
1
0.5
0
1

Activity segmented on the
1.
basis of subunits, the number 2.
of subdivisions or specialities 3.

Decentralization The distribution of authority
for making decisions

4.
5.
Standardization

Formalization

Coverage and application of
operating procedures, rules
and regulations uniformly

1.
2.
3.

Artistic-creative
Business-Managerial-Marketing
Political
Delegation
Delegation
Delegation
activities
Delegation
Delegation

1.
2.

Activity specificity (decomposition)
Surveillance enforcement

rules, procedures, regulations 1.
and communications are
2.
written and filed

personnel
budget
introduction/termination

over scheduling
over resources

Rule formalization
Rule – Procedures

0.5

=0
Horizontal
differentiation

≤3

0

No of functions
≥5

1

≤5

0.5

=0
Level of decision

0

Political panel

1

Project group

0.5

Activity owner

0

Rules per activity
≥5
≤5
=0
formalization
Highly formal

1
0.5
0
1

Medium

0.5

Informal

0
Lit review
What we know and what we don’t
Previous studies say that
•

Structure is often not really a choice
–

Driven by the parent organization, client expectations or product specifications
- usually a matrix

–

Create and recreate project structures around the needs of each product and
customer

•

Project planning and monitoring methods are used to structure activities

•

Emergent activities create deviations from plans that is why they have to
be controlled and contained

•

Structural complexity stems from the scale or scope of interconnected
tasks and it is affected by goal uncertainty and stakeholder interaction
What we don’t know
1. Problematic definition about what is a complex project due to the
misdirection towards complicated projects
2. The essential heuristics within action that create emergent structures understand the simple rules of emergent activities - the project’s causal
complexity
3. Weaknesses in the studies conducted in project complexity so far relate to
the epistemological transposition of complexity paradigms in project
management systems models that lead to a hybridization of incompatible
ideas
– emergent social processes cannot be accurately measured because of
their fluidity and informality and therefore they have not been directly
correlated to structural properties
– lack of ‘objective’ variables
– confused with self-organization
– difficulty of obtaining adequately large data sets of such nature in social
science
– factors in human activities are more diverse and more inconsistent
Findings
New emergent configurations of project
activities and the shaping of structural
properties
The process
Collate
Media

Database
Marketing

Seed
track 1

Activity
owner
Dialogue

Project
Office

Sort

Evaluate

Decide
to fund

Advice
and
provide

Feedback

Activity
owner

Collate

Activity
owner

ck

Project
Office

Decide to
apply for cofunding/decide
to include in
final program

2

Advice
to
include
ac
Tr

Independent
track 3

Sum

Apply
through
website
Tr
a

Dialogue

Check

k1
Trac

Co-funded
track 2

Activity
owner
report

Evaluate

Feedback

Monitor
through
dialogue

Advice
and
provide

Activity
owner
reports

Political committee

k3

Check

Evaluate

Decide
to
include

Feedback

Advice
and
provide

Activity
owner
reports

Project Office
Schedulling the
program

Media
Emergent activities grouped into clusters
according to the activity criteria
Project Office
Schedulling the
program

medborgare*kulturidrottsse*nytankande
medborgare*kulturidrottsse*europe
isk*hallbarhet
3

9

2
4

1
10

medskapande

11

mangfald
5

6
8

medborgare*medskapande

7

medborgare*kulturidrottsse
*nytankande*medskapande
*mangfald

17

medborgare*medska
pande

12
medborgare*hallba
rhet*medskapande

13
16
15

The grape-like structure of project activities,
emerging from the utilization of quality criteria
for selection and assessment

14

hallbarhet

mangfald
Patterns in structural properties
artistic-creative*~political*business

consistency coverage
1
0.5

delegation over*delegation over

1

1.000000

combined
0.5
0.994987

rules and procedures*surveillance
enforcement
rules and procedures
surveillance enforcement

1

0.666667

0.812404

1
1

0.500000
0.5

0.703562
0.703562

The most significant structural measures and their combinations

horizontal
differentiation*decentralization
vertical
differentiation*decentralization
horizontal differentiation

consistency coverage
1
0.5

combined
0.703562

1

0.500000

0.703562

1

0.500000

0.703562

Three structural variables are equally significant
The emergent structure

Independent
Role specialization
1

Formalization

0.5

Vertical
differentiation

All

0

Horizontal
differentiation

Standardization

Role specialization
1

Decentralization

Co-funded

Formalization

0.5

Role specialization
1

Formalization

0.5

Vertical
differentiation

Vertical differentiation

0
0

Horizontal
differentiation

Standardization

Horizontal
differentiation

Standardization
Decentralization

Decentralization

Seed funded
Role specialization
1

Formalization

0.5

Vertical
differentiation

0

Horizontal
differentiation

Standardization

Decentralization
Conclusions
Role specialization

Formalization

Vertical differentiation

Horizontal
differentiation

Standardization

Decentralization

The structure of a
snowflake emerges
via rules

The project structure
of Umeå 2014
emerges via a few
heuristic rules
(activity criteria)
Conclusions
Initial intentions

Contributions

Straighten misconceptions
about complex and complicated

Understand how structure can emerge, not
only be designed theoretical

Understand how structure
emerges from activities

Activities and processes affect the
formations of structural properties
theoretical

Exploratory study into how we
can investigate complexity in
project settings

Tested the use of Qualitative Comparative
Analysis methodological

How projects manage
complexity by accepting
emerging structures

•

Questions the traditional perceptions of
power and authority that project teams
are used to

•

Co-creation practices change the
traditional way of planning and control

• QCA helps to analyze project portfolios
practical
Conclusion:

How is emergent structure shaped by
local activities?

By two things: a set of simple heuristic rules and standardized but simple processes
•

Local activities rely on heuristics (such as the activity criteria in this case). Heuristic
simple rules direct towards action, they are prominent in both the processes of
informal feedback and in formal control and are not ‘objective’ measurement.
–

Simple rules guide local action and incentivize it to form into groups that eventually will
determine which managerial activities and structural properties are effective.

•

Control used as critical minimum specifications is but a small part of ‘calibrating’ the
activities towards the right direction and not about punishing through imposing
penalties for lack of conforming.

•

Therefore the emergent structure has minimum levels of control and activity planning
and is partially a product of self-organization by muddling through. Not completely
organic: it has strong elements of vertical differentiation, it is not completely flat
and decentralization is not used in a random manner but rather in pre-specified
points in the process and it is always followed by consultation.

•

A semi-organic structure where top down design elements such as work
specialization, formalization, standardization, decentralization and differentiation are
changed according to the structural configuration of activities
Conclusion
•

Future research should focus on emergence to analyse structures in complex projects

• A complex project is a social ‘organism’, which despite of its small or large size
and number of relations, its behaviour is emergent from the interplay of diverse
local processes and can only partially be governed through a small set of
identifiable simple rules which direct its emergent behaviour. It is imperative in
such a system not to rely on mapping all the stakeholders and all the
interactions; it is rather more important to understand the simple rules of
emergent activities - the project’s causal complexity. This is the only way we
can identify the actual boundary demarcations in a complex project.

Any Questions?
Emergent project structure IRNOP2013

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Emergent project structure IRNOP2013

  • 2. Structure becomes complex when it has a large number of parts, functions and relations and becomes more complex when these elements increase Do you agree?
  • 3. Complex, not complicated exploring emergent project structure Maria Kapsali and Tomas Blomquist Umeå School of Business and Economics
  • 4. Complicated systems Complex systems Structure is predetermined, relatively fixed and decomposable Structure is partially determined and partially self-organized Structure is determined by the number, functions and relations of parts and becomes complex when these elements increase Structure emerges from the local activities of a lower number of agents who follow simple rules Structural rules impose order on the project parts Few simple rules direct action, control emerges from feedback in activities An airplane A snowflake
  • 5. Mistaken complicated with complex Complicated • The key presumption is that the structure of a complicated system is predetermined, relatively fixed and decomposable • Can identify all its parts and describe the whole system • Structure becomes more complicated by the number, function and relations of components and increases when these elements increase • Structure imposes order on the parts by the means of many detailed action rules monitoring the implementation of the design Complex • Parts cannot be analysed and described because they transform, emerge and disappear over time • A relatively lower number of parts which follow simple rules directing action • Structure emerges from the local activities of the parts and the feedback in activities rather than control practices
  • 6. Our intention To examine how structure emerges from co-creation practices in a complex project The contribution • will straighten some of our misconceptions about complexity theoretical • will help us understand how structure emerges from activities theoretical • an exploratory study into how we can investigate complexity in organizational settings methodological • how organization manage complexity by accepting emerging structures practical
  • 7. How? The method • Emergence comes from routines and it is very difficult to measure activity and structural combinations using standard stats • Use Qualitative Comparative Analysis that is configurational analysis • and process mapping A unique setting • An unconventional project that was designed from the start to allow activities to emerge rather than plan for them • Umeå European Capital of Culture 2014
  • 8.
  • 9. The study: a unique experiment • The Umeå European Capital of Culture 2014 project has No detailed prescheduled activity or time plan • Embed co-creation practices into the organization of the project • The individuals who ‘produce’ the activities are also the ‘consumers’: the activities are co-created by the citizens themselves, individuals and organizations, who are accommodated into a structure of interaction platforms • Our purpose: examine its emerging structure by its activities • Data: Database of 265 activities, 71 hours of observations and interviews with political committee and project management team (Maj 2013)
  • 10. Organization of Umeå2014 • The project has two levels of hierarchy • No standard operating procedures but a set of criteria for selecting and evaluating activities • None of these criteria is of a budgetary, scheduling or operational nature. They are rather used to assess the nature and quality of the activities and if they are suitable to serve the implementation of the project goals • 3 types of activities: seed, co-funded and independent – Every ’activity’ could be seen as a project – since it is about the realization of a singular cultural event e.g. an opera production
  • 11. The method Qualitative Comparative Analysis: configurational set-theoretic analysis of multiple variables Therefore we need to find a method that will a) investigate the project as a system with two levels (level of the formulation of local activity and level of management activity) and b) explain the causal complexity between these two levels that creates the project structure In order to investigate both levels of analysis, 1. first we investigate patterns in bottom-up activity 2. second we analyse management processes and 3. third we analyse patterns in structural properties (Raymond et al., 1997) linked to the patterns in bottom-up and management activity 34 interviews/observations, project documents and database of 265 activities, project protocols (minutes) from committee meetings
  • 12. The metrics: Activity criteria The criteria used to group activities and set by the project team according to the strategic goals of the political committee Empowerment goals Grow Citizens Culture/sports sector International relations Region/Trade and industry Urban growth Horizontal goals European Sustainability Equality Co-creation Diversity Innovative Accessibility
  • 13. The metrics: Structural properties Structural properties Task or role specialization Vertical differentiation Definition of property Variables The subdivision of activities within organizations on the basis of positions 1. 2. Activity segmented on the basis of ranks, the number of hierarchical levels 1. 2. Measures Role specificity Number of titles Functional diversification (an ≥5 expansion in the range of activities for ≤5 each role) =0 Number of levels in the longest line No of levels Average number of levels ≥3 QCA Values 1 0.5 0 1 Activity segmented on the 1. basis of subunits, the number 2. of subdivisions or specialities 3. Decentralization The distribution of authority for making decisions 4. 5. Standardization Formalization Coverage and application of operating procedures, rules and regulations uniformly 1. 2. 3. Artistic-creative Business-Managerial-Marketing Political Delegation Delegation Delegation activities Delegation Delegation 1. 2. Activity specificity (decomposition) Surveillance enforcement rules, procedures, regulations 1. and communications are 2. written and filed personnel budget introduction/termination over scheduling over resources Rule formalization Rule – Procedures 0.5 =0 Horizontal differentiation ≤3 0 No of functions ≥5 1 ≤5 0.5 =0 Level of decision 0 Political panel 1 Project group 0.5 Activity owner 0 Rules per activity ≥5 ≤5 =0 formalization Highly formal 1 0.5 0 1 Medium 0.5 Informal 0
  • 14. Lit review What we know and what we don’t
  • 15. Previous studies say that • Structure is often not really a choice – Driven by the parent organization, client expectations or product specifications - usually a matrix – Create and recreate project structures around the needs of each product and customer • Project planning and monitoring methods are used to structure activities • Emergent activities create deviations from plans that is why they have to be controlled and contained • Structural complexity stems from the scale or scope of interconnected tasks and it is affected by goal uncertainty and stakeholder interaction
  • 16. What we don’t know 1. Problematic definition about what is a complex project due to the misdirection towards complicated projects 2. The essential heuristics within action that create emergent structures understand the simple rules of emergent activities - the project’s causal complexity 3. Weaknesses in the studies conducted in project complexity so far relate to the epistemological transposition of complexity paradigms in project management systems models that lead to a hybridization of incompatible ideas – emergent social processes cannot be accurately measured because of their fluidity and informality and therefore they have not been directly correlated to structural properties – lack of ‘objective’ variables – confused with self-organization – difficulty of obtaining adequately large data sets of such nature in social science – factors in human activities are more diverse and more inconsistent
  • 17. Findings New emergent configurations of project activities and the shaping of structural properties
  • 18. The process Collate Media Database Marketing Seed track 1 Activity owner Dialogue Project Office Sort Evaluate Decide to fund Advice and provide Feedback Activity owner Collate Activity owner ck Project Office Decide to apply for cofunding/decide to include in final program 2 Advice to include ac Tr Independent track 3 Sum Apply through website Tr a Dialogue Check k1 Trac Co-funded track 2 Activity owner report Evaluate Feedback Monitor through dialogue Advice and provide Activity owner reports Political committee k3 Check Evaluate Decide to include Feedback Advice and provide Activity owner reports Project Office Schedulling the program Media
  • 19. Emergent activities grouped into clusters according to the activity criteria Project Office Schedulling the program medborgare*kulturidrottsse*nytankande medborgare*kulturidrottsse*europe isk*hallbarhet 3 9 2 4 1 10 medskapande 11 mangfald 5 6 8 medborgare*medskapande 7 medborgare*kulturidrottsse *nytankande*medskapande *mangfald 17 medborgare*medska pande 12 medborgare*hallba rhet*medskapande 13 16 15 The grape-like structure of project activities, emerging from the utilization of quality criteria for selection and assessment 14 hallbarhet mangfald
  • 20. Patterns in structural properties artistic-creative*~political*business consistency coverage 1 0.5 delegation over*delegation over 1 1.000000 combined 0.5 0.994987 rules and procedures*surveillance enforcement rules and procedures surveillance enforcement 1 0.666667 0.812404 1 1 0.500000 0.5 0.703562 0.703562 The most significant structural measures and their combinations horizontal differentiation*decentralization vertical differentiation*decentralization horizontal differentiation consistency coverage 1 0.5 combined 0.703562 1 0.500000 0.703562 1 0.500000 0.703562 Three structural variables are equally significant
  • 21. The emergent structure Independent Role specialization 1 Formalization 0.5 Vertical differentiation All 0 Horizontal differentiation Standardization Role specialization 1 Decentralization Co-funded Formalization 0.5 Role specialization 1 Formalization 0.5 Vertical differentiation Vertical differentiation 0 0 Horizontal differentiation Standardization Horizontal differentiation Standardization Decentralization Decentralization Seed funded Role specialization 1 Formalization 0.5 Vertical differentiation 0 Horizontal differentiation Standardization Decentralization
  • 22. Conclusions Role specialization Formalization Vertical differentiation Horizontal differentiation Standardization Decentralization The structure of a snowflake emerges via rules The project structure of Umeå 2014 emerges via a few heuristic rules (activity criteria)
  • 23. Conclusions Initial intentions Contributions Straighten misconceptions about complex and complicated Understand how structure can emerge, not only be designed theoretical Understand how structure emerges from activities Activities and processes affect the formations of structural properties theoretical Exploratory study into how we can investigate complexity in project settings Tested the use of Qualitative Comparative Analysis methodological How projects manage complexity by accepting emerging structures • Questions the traditional perceptions of power and authority that project teams are used to • Co-creation practices change the traditional way of planning and control • QCA helps to analyze project portfolios practical
  • 24. Conclusion: How is emergent structure shaped by local activities? By two things: a set of simple heuristic rules and standardized but simple processes • Local activities rely on heuristics (such as the activity criteria in this case). Heuristic simple rules direct towards action, they are prominent in both the processes of informal feedback and in formal control and are not ‘objective’ measurement. – Simple rules guide local action and incentivize it to form into groups that eventually will determine which managerial activities and structural properties are effective. • Control used as critical minimum specifications is but a small part of ‘calibrating’ the activities towards the right direction and not about punishing through imposing penalties for lack of conforming. • Therefore the emergent structure has minimum levels of control and activity planning and is partially a product of self-organization by muddling through. Not completely organic: it has strong elements of vertical differentiation, it is not completely flat and decentralization is not used in a random manner but rather in pre-specified points in the process and it is always followed by consultation. • A semi-organic structure where top down design elements such as work specialization, formalization, standardization, decentralization and differentiation are changed according to the structural configuration of activities
  • 25. Conclusion • Future research should focus on emergence to analyse structures in complex projects • A complex project is a social ‘organism’, which despite of its small or large size and number of relations, its behaviour is emergent from the interplay of diverse local processes and can only partially be governed through a small set of identifiable simple rules which direct its emergent behaviour. It is imperative in such a system not to rely on mapping all the stakeholders and all the interactions; it is rather more important to understand the simple rules of emergent activities - the project’s causal complexity. This is the only way we can identify the actual boundary demarcations in a complex project. Any Questions?

Editor's Notes

  1. Complicated ComplexSystems approach Complex approachComplicated systems Complex systemsComplex systems present problems both in mathematical modelling and philosophical foundations. The study of complex systems investigates how relationships between parts give rise to the collective behaviors of a system and how the system interacts and forms relationships with its environment.Emergence is the way complex systems and patterns arise out of a multiplicity of relatively simple interactions. Emergence is central to the theories of integrative levels and of complex systems.
  2. Emergent structure is shaped by local activities by two things: standardized but simple processes and a set of simple heuristic rules At the local level, the structure arrives out of the interpretation of and co-decision on action, which relies on heuristics (such as the criteria in this case). These heuristic simple rules direct towards action, they are prominent in both the processes of informal feedback and in formal control and are not ‘objective’ measurement. Simple rules guide local action and incentivize it to form into groups that eventually will determine which managerial activities and structural properties are desired and effective. Control used as critical minimum specifications is but a small part of ‘calibrating’ the activities towards the right direction and not about punishing through imposing penalties for lack of conforming. Therefore the emergent structure has minimum levels of control and activity planning and is partially a product of self-organization by muddling through. Not completely organic: it has strong elements of vertical differentiation, it is not completely flat and decentralization is not used in a random manner but rather in pre-specified points in the process and it is always followed by consultation. The emergent structure follows the needs of activities, the level of ownership by the project and the distribution of resources into the activity. These characteristics will define which structural properties are more suitable for each type of activity.