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Qualification of Dissolution
Testers: USP Performance
Verification Test (PVT)
Dr. Yasir Mehmood
Pharm-D. MBA, MPHIL, Ph.D. (Pharmaceutics)
Head of QA & VIRAC
Over 12 years of experience in Quality System, Quality Operations, Stability
Studies, Regularity Compliance & Teaching. Services in Pharmaceuticals,
Nutraceuticals, Herbal Preparations & Teaching.
SaffronPharmaceuticals (Pvt.) Ltd.
19 Km. Sheikhupura Road, Faisalabad-Pakistan.
One Day Training Session
Outline
USP <711> Dissolution-
Apparatus 1 and 2
Identifying and Controlling
Sources of Variability
Qualification of Dissolution
Testers
Performance Verification Test
(PVT)
01
02
03
04
50
02
To evaluate the drug product performance during
manufacturing
90
04
To link performance of drug product on market
with the batch used for bioavailability studies
20
01
To aid confirming potential benefits or identifying issues
due to changes in formulation or processing during
drug product development
75
03
To detect variations in the manufacturing process
which have critical influence on the dosage form
performance
Goals for Dissolution
Vessels
• Glass or other inert, transparent material
• Cylindrical with hemispherical bottom
• 1L,2L or 4L nominal capacity
Basket
• 40 mesh (wire openings of 0.36-0.44
mm)
• Gold coating of 2.5 µm is allowed
Stirring
• Rotating Stirrer
• Typical speed: 50-100 rpm
Dosage form Placed in the
basket
USP Apparatus 1 - Basket
USP Apparatus 2
- Paddle
Vessels
Same as apparatus 1
Stirring blade and shaft
• Metallic or suitable inert and rigid
• May be coated
Stirring
• Rotating Stirrer
• Typical speed: 50-100 rpm
Sources of variability
For an integrated dissolution testing
system in general, the sources of
variability in results may come from
The dissolution testing apparatus that generates the test
solutions – including its environment
1.
The devices used for
– Sampling
– Processing
• Filtration • Dilution • Transfer
2.
3.
4.
6.
5.
The details of the testing procedure
The analytical instruments and method used to
quantify the dissolved drug substance in the test
solution
The analyst
The specimen under investigation and its intrinsic
variability
Computational Fluid Dynamic (CFD) in USP App. 2
Velocity magnitudes
in different regions of the
vessel at 50 rpm
01 The collection of documented evidence that an
instrument performs suitably for its intended purpose
and according to USP General Chapter <1058>, is a
four part process
02 Generally addressed by the equipment manufacture by
designing dissolution equipment and/or parts that will
meet the specifications described in USP General
Chapter <711>: Dissolution
03 Help to satisfy the Operational Qualification (OQ) and
parts of Installation Qualification (IQ)
Types of Qualification
Analytical Instrument Qualification (AIQ)
Design Qualification (DQ)
Mechanical Qualification
11
1
Design
Qualification (DQ)
2
Installation
Qualification (DQ)
4 Performance
Qualification (PQ)
3
Operational
Qualification (OQ)
Analytical Instrument Qualification (AIQ)
Performance
verification test
(PVT)
Satisfies the Performance
Qualification (PQ) portion of
AIQ and provides evidence that
the dissolution equipment is
functioning properly
Complete method /covers IQ,
OQ, PQ Metrology aspects:
Ability to uncover the influence
of unforeseen system variables
in dissolution testing
PVT involves system suitability testing
by prednisone, a validated reference
standard tablet with pre-established
testing characteristics
PVT covers mechanical,
chemical, and analytical parts of
dissolution testing and not just the
mechanical part
PVT involves system suitability testing
by prednisone, a probe, designed and
developed by USP for this specific use
Ability to compare intra/inter
lab variation
PVT is a globally recognized
method for dissolution system
suitability
WhyisPVTa USPrequirement?
PVT Informational Brochure, Whitepaper, Podcasts, Instrument Qualification Instructional Videos
and more available:
https://www.usp.org/chemical-medicines/pvt
PVT Resources areavailable
USP Prednisone
Tablets RS
Certificate
Media Deaeration
How an appropriate
volume of the medium to
between 41°C and 45° C.
Vacuum filter through a
0.45-µm membrane filter
(HVLP type, or equivalent)
Other deaeration procedures are permissible. For testing with USP Prednisolone Tablet RS, an O2
level of not more than about 6ppm is acceptable
Deaeration Procedure
%
Prednisone
dissolved
Oxygen Conc. Mg/L
Effect of dissolved oxygen concentration on percent prednisolone dissolved in 30min.
Basket
Place one tablet in each dry
basket.
Attach the basket to their
shafts
Immediately start the
stirring
Timing
The starting procedure
must allow for sample
collection and filtration
within the current +-
2%tolerance limit
A staggered start may be
used, allowing a minimal
start-time interval between
vessels and is
recommended if possible
Peddles
Allow the tablet to fall into
vessel in a standardized
manner.
The test is considered to
start when the tablet comes
to rest at the bottom of the
vessel
Immediately start the
stirring
Sampling
Withdraw a portion of
medium from each vessel,
about 30ml.
Sample from the zone
midway between the
surface of the medium and
the top of the basket or
peddle blade, not less than
1cm from the vessel wall
Filtration
Filter each sample
immediately through a
syringe filter (0.45µm
PDVF-type or equivalent)
discarding the first 5ml of
filtrate
Discarded volume is a
function of the filter and
may not be identical to that
recommended in these
guidlines
Large collaborative study (multiple international
participants, including equipment manufacturers,
regulatory agencies, and pharmaceutical manufacturing and
testing laboratories)
=Acceptance limits based on statistical analysis from
collaborative study
– Range of acceptable geometric means
– Acceptable upper limit of within-laboratory CV of all individual
results
BOTH MUST PASS
ISO-based Acceptance Criteria
– two-sided limits on the mean
– one-sided limit (upper bound) on the %CV
Setting Specifications
for the PVT
Acceptance Criteria
Calculation Tool
Example
26
Troubleshooting
Data that fails the Geometric Mean requirement
(high) but passes the %CV requirement usually
indicates that something is affecting all
positions of the dissolution tester in a similar
manner
 Lack of proper degassing
 External source(s) of energy/vibration
 Bias introduced by (automated) sampling
and/or analysis procedures
 Errors from the standard solution’s
absorptivity value
Data that fails the %CV requirement usually
indicates an issue with one or more of the
individual positions
 Using mixed vessels
 Localized source(s) of energy/vibration
 Issues with specific components
I failed my PVT, now what?
Recommendations for a successful PVT and for consistent
dissolution results
Follow the procedure described in the Certificate
of the Reference Standard
Designated vessel and shaft for each position in
dissolution instrument
Rigorous mechanical qualification & Proper de-
aeration of dissolution medium
Test should be started as soon as possible after
media de-aeration & Filter samples immediately
after withdrawing samples from vessel
Questions?
THANK YOU

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Dissolution qualification

  • 1.
  • 2.
  • 3. Qualification of Dissolution Testers: USP Performance Verification Test (PVT) Dr. Yasir Mehmood Pharm-D. MBA, MPHIL, Ph.D. (Pharmaceutics) Head of QA & VIRAC Over 12 years of experience in Quality System, Quality Operations, Stability Studies, Regularity Compliance & Teaching. Services in Pharmaceuticals, Nutraceuticals, Herbal Preparations & Teaching. SaffronPharmaceuticals (Pvt.) Ltd. 19 Km. Sheikhupura Road, Faisalabad-Pakistan. One Day Training Session
  • 4. Outline USP <711> Dissolution- Apparatus 1 and 2 Identifying and Controlling Sources of Variability Qualification of Dissolution Testers Performance Verification Test (PVT) 01 02 03 04
  • 5. 50 02 To evaluate the drug product performance during manufacturing 90 04 To link performance of drug product on market with the batch used for bioavailability studies 20 01 To aid confirming potential benefits or identifying issues due to changes in formulation or processing during drug product development 75 03 To detect variations in the manufacturing process which have critical influence on the dosage form performance Goals for Dissolution
  • 6. Vessels • Glass or other inert, transparent material • Cylindrical with hemispherical bottom • 1L,2L or 4L nominal capacity Basket • 40 mesh (wire openings of 0.36-0.44 mm) • Gold coating of 2.5 µm is allowed Stirring • Rotating Stirrer • Typical speed: 50-100 rpm Dosage form Placed in the basket USP Apparatus 1 - Basket
  • 7. USP Apparatus 2 - Paddle Vessels Same as apparatus 1 Stirring blade and shaft • Metallic or suitable inert and rigid • May be coated Stirring • Rotating Stirrer • Typical speed: 50-100 rpm
  • 8. Sources of variability For an integrated dissolution testing system in general, the sources of variability in results may come from The dissolution testing apparatus that generates the test solutions – including its environment 1. The devices used for – Sampling – Processing • Filtration • Dilution • Transfer 2. 3. 4. 6. 5. The details of the testing procedure The analytical instruments and method used to quantify the dissolved drug substance in the test solution The analyst The specimen under investigation and its intrinsic variability
  • 9. Computational Fluid Dynamic (CFD) in USP App. 2 Velocity magnitudes in different regions of the vessel at 50 rpm
  • 10. 01 The collection of documented evidence that an instrument performs suitably for its intended purpose and according to USP General Chapter <1058>, is a four part process 02 Generally addressed by the equipment manufacture by designing dissolution equipment and/or parts that will meet the specifications described in USP General Chapter <711>: Dissolution 03 Help to satisfy the Operational Qualification (OQ) and parts of Installation Qualification (IQ) Types of Qualification Analytical Instrument Qualification (AIQ) Design Qualification (DQ) Mechanical Qualification
  • 11. 11 1 Design Qualification (DQ) 2 Installation Qualification (DQ) 4 Performance Qualification (PQ) 3 Operational Qualification (OQ) Analytical Instrument Qualification (AIQ)
  • 12. Performance verification test (PVT) Satisfies the Performance Qualification (PQ) portion of AIQ and provides evidence that the dissolution equipment is functioning properly
  • 13. Complete method /covers IQ, OQ, PQ Metrology aspects: Ability to uncover the influence of unforeseen system variables in dissolution testing PVT involves system suitability testing by prednisone, a validated reference standard tablet with pre-established testing characteristics PVT covers mechanical, chemical, and analytical parts of dissolution testing and not just the mechanical part PVT involves system suitability testing by prednisone, a probe, designed and developed by USP for this specific use Ability to compare intra/inter lab variation PVT is a globally recognized method for dissolution system suitability WhyisPVTa USPrequirement?
  • 14. PVT Informational Brochure, Whitepaper, Podcasts, Instrument Qualification Instructional Videos and more available: https://www.usp.org/chemical-medicines/pvt PVT Resources areavailable
  • 16. Media Deaeration How an appropriate volume of the medium to between 41°C and 45° C. Vacuum filter through a 0.45-µm membrane filter (HVLP type, or equivalent)
  • 17. Other deaeration procedures are permissible. For testing with USP Prednisolone Tablet RS, an O2 level of not more than about 6ppm is acceptable Deaeration Procedure % Prednisone dissolved Oxygen Conc. Mg/L Effect of dissolved oxygen concentration on percent prednisolone dissolved in 30min.
  • 18. Basket Place one tablet in each dry basket. Attach the basket to their shafts Immediately start the stirring
  • 19. Timing The starting procedure must allow for sample collection and filtration within the current +- 2%tolerance limit A staggered start may be used, allowing a minimal start-time interval between vessels and is recommended if possible
  • 20. Peddles Allow the tablet to fall into vessel in a standardized manner. The test is considered to start when the tablet comes to rest at the bottom of the vessel Immediately start the stirring
  • 21. Sampling Withdraw a portion of medium from each vessel, about 30ml. Sample from the zone midway between the surface of the medium and the top of the basket or peddle blade, not less than 1cm from the vessel wall
  • 22. Filtration Filter each sample immediately through a syringe filter (0.45µm PDVF-type or equivalent) discarding the first 5ml of filtrate Discarded volume is a function of the filter and may not be identical to that recommended in these guidlines
  • 23. Large collaborative study (multiple international participants, including equipment manufacturers, regulatory agencies, and pharmaceutical manufacturing and testing laboratories) =Acceptance limits based on statistical analysis from collaborative study – Range of acceptable geometric means – Acceptable upper limit of within-laboratory CV of all individual results BOTH MUST PASS ISO-based Acceptance Criteria – two-sided limits on the mean – one-sided limit (upper bound) on the %CV Setting Specifications for the PVT
  • 26. 26 Troubleshooting Data that fails the Geometric Mean requirement (high) but passes the %CV requirement usually indicates that something is affecting all positions of the dissolution tester in a similar manner  Lack of proper degassing  External source(s) of energy/vibration  Bias introduced by (automated) sampling and/or analysis procedures  Errors from the standard solution’s absorptivity value Data that fails the %CV requirement usually indicates an issue with one or more of the individual positions  Using mixed vessels  Localized source(s) of energy/vibration  Issues with specific components I failed my PVT, now what?
  • 27. Recommendations for a successful PVT and for consistent dissolution results Follow the procedure described in the Certificate of the Reference Standard Designated vessel and shaft for each position in dissolution instrument Rigorous mechanical qualification & Proper de- aeration of dissolution medium Test should be started as soon as possible after media de-aeration & Filter samples immediately after withdrawing samples from vessel