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The potential of the case study method to
understand the heterogeneity of effects of a
health policy
METHODS FOR IMPLEMENTATION SCIENCE
IN GLOBAL HEALTH
April, 20th. 2017
McGill University
Workshop co-organised by REALISME Chair and McGill of Global Health Programs
Loubna Belaid
Context
• In Burkina Faso, 47% of the population live below the poverty line, poor MNCH
outcomes (INDES, 2012)
• In 2006, Emergency obstetric neonatal care (EmoNc Policy): Increase the coverage
of facility–based deliveries by reducing the costs of complicated and
uncomplicated chidlbrith in health facilities
• Effects of EmoNc policy: Increase of the coverage of facility-based deliveries
(from 38% in 2003 to 66% in 2010) but disparities were observed within the
regions, the districts and the primary health care facilities
• Djibo district located in the Sahel region, the coverage of facility-based deliveries
was 55% against 66% at the national level
Objectives of the study
• To assess the implementation of the EmoNc policy in 6 health facilities in Djibo
district
• To understand the variation in coverage of facility-based deliveries by identifying
the influence of contextual factors
Methods
• Study design: Multiple contrasted case study. Case: Health care facilities (n=6)
• Contrasted cases: (1) Immediate effect, (2) delayed effect (3) no effect after the implementation of EmoNc policy
• Methods of data collection: In-depth interviews (women, health providers, health managers), FGD
(communities), document analysis and observation in the 6 health facilities
• Fieldwork for 4 months (November 2010- February 2011)
• Analysis : QDA Miner software , “Explaining building strategy”
• Inter and intra cases analysis
0
20/m
40/m
60/m
80/m
100/m
0 3
2004
6 9 12 3
2005
6 9 12 3
2006
6 9 12 3
2007
6 9 12 3
2008
6 9 12 3
2009
6 9
0
20/m
40/m
60/m
80/m
100/m
SO U
0 3
2004
6 9 12 3
2005
6 9 12 3
2006
6 9 12 3
2007
6 9 12 3
2008
6 9 12 3
2009
6 9
0
20/m
40/m
60/m
80/m
100/m
SO U
0 3
2004
6 9 12 3
2005
6 9 12 3
2006
6 9 12 3
2007
6 9 12 3
2008
6 9 12 3
2009
6 9
Results
Implementation was homogenous in the 6 health facilities
Immediate effect
• Creation of additionnal strategies to promote facility -based
deliveries: funded fuel, recruitement of women in villages
• The arrival of female of health providers
• Positive perception of quality of care and strong relation of trust
Delayed effect
• The arrival of a new health team
• The application of a penalty fee for home births
No effect
• No activities to promote facility-based deliveries
• Poor quality of care , informal and illegal payements
• Conflicts between health teams and communities
The importance of
health provider’s
leadership
Lessons learned for
implementation
science in global
health
Case study design is a
potential method to
understand how the effects
of a policy are produced
Strengths
• Strong method to understand the influence of context on
the implementation (processes) and effects of health
policy
• Study design refines the interpretation of the data by
taking into account negative cases
• Potential method to enhance the internal (triangulation)
and external (multiple cases: logic of replication) validity
of the research
Limits
• Time and budget consumming
• Too much data to analyse !
To go further
1. Belaid L, Ridde V. Contextual factors as a key to understanding the heterogeneity of
effects of a maternal health policy in Burkina Faso Health Policy and Planning. 2014;29(2):1-13.
2. Belaid L, Bodson O, Ridde V, Samb O, Turcotte-Tremblay A-M. Innovations qualitatives
dans l'évaluation des interventions en santé In: Kivits J, Balard F, Fournier C, Winance M, editors.
Les recherches qualitatives en santé Collection U Paris Armand Collin 2016.
3. Yin R, Ridde V. Théorie et pratiques des études de cas en évaluation Yin R, Ridde V,
editors. Montréal: Presses de l'Université de Montréal 2012.
4. Yin R. Case study research: Design and methods. 5 ed. Thousand Oaks, California Sage
Publications; 2013
5. Yin RK. Validity and generalization in future case study evaluations. Evaluation. 2013;19.
6. Lagarde M, Barroy H, Palmer N. Assessing the effects of removing user fees in Zambia
and Niger. Journal of health services research & policy. 2012;17(1):30-6.
Let’s discuss together!
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The potential of the case study method to understand the heterogeneity of effects of a health policy

  • 1. The potential of the case study method to understand the heterogeneity of effects of a health policy METHODS FOR IMPLEMENTATION SCIENCE IN GLOBAL HEALTH April, 20th. 2017 McGill University Workshop co-organised by REALISME Chair and McGill of Global Health Programs Loubna Belaid
  • 2. Context • In Burkina Faso, 47% of the population live below the poverty line, poor MNCH outcomes (INDES, 2012) • In 2006, Emergency obstetric neonatal care (EmoNc Policy): Increase the coverage of facility–based deliveries by reducing the costs of complicated and uncomplicated chidlbrith in health facilities • Effects of EmoNc policy: Increase of the coverage of facility-based deliveries (from 38% in 2003 to 66% in 2010) but disparities were observed within the regions, the districts and the primary health care facilities • Djibo district located in the Sahel region, the coverage of facility-based deliveries was 55% against 66% at the national level
  • 3. Objectives of the study • To assess the implementation of the EmoNc policy in 6 health facilities in Djibo district • To understand the variation in coverage of facility-based deliveries by identifying the influence of contextual factors
  • 4. Methods • Study design: Multiple contrasted case study. Case: Health care facilities (n=6) • Contrasted cases: (1) Immediate effect, (2) delayed effect (3) no effect after the implementation of EmoNc policy • Methods of data collection: In-depth interviews (women, health providers, health managers), FGD (communities), document analysis and observation in the 6 health facilities • Fieldwork for 4 months (November 2010- February 2011) • Analysis : QDA Miner software , “Explaining building strategy” • Inter and intra cases analysis 0 20/m 40/m 60/m 80/m 100/m 0 3 2004 6 9 12 3 2005 6 9 12 3 2006 6 9 12 3 2007 6 9 12 3 2008 6 9 12 3 2009 6 9 0 20/m 40/m 60/m 80/m 100/m SO U 0 3 2004 6 9 12 3 2005 6 9 12 3 2006 6 9 12 3 2007 6 9 12 3 2008 6 9 12 3 2009 6 9 0 20/m 40/m 60/m 80/m 100/m SO U 0 3 2004 6 9 12 3 2005 6 9 12 3 2006 6 9 12 3 2007 6 9 12 3 2008 6 9 12 3 2009 6 9
  • 5. Results Implementation was homogenous in the 6 health facilities Immediate effect • Creation of additionnal strategies to promote facility -based deliveries: funded fuel, recruitement of women in villages • The arrival of female of health providers • Positive perception of quality of care and strong relation of trust Delayed effect • The arrival of a new health team • The application of a penalty fee for home births No effect • No activities to promote facility-based deliveries • Poor quality of care , informal and illegal payements • Conflicts between health teams and communities The importance of health provider’s leadership
  • 6. Lessons learned for implementation science in global health Case study design is a potential method to understand how the effects of a policy are produced Strengths • Strong method to understand the influence of context on the implementation (processes) and effects of health policy • Study design refines the interpretation of the data by taking into account negative cases • Potential method to enhance the internal (triangulation) and external (multiple cases: logic of replication) validity of the research Limits • Time and budget consumming • Too much data to analyse !
  • 7. To go further 1. Belaid L, Ridde V. Contextual factors as a key to understanding the heterogeneity of effects of a maternal health policy in Burkina Faso Health Policy and Planning. 2014;29(2):1-13. 2. Belaid L, Bodson O, Ridde V, Samb O, Turcotte-Tremblay A-M. Innovations qualitatives dans l'évaluation des interventions en santé In: Kivits J, Balard F, Fournier C, Winance M, editors. Les recherches qualitatives en santé Collection U Paris Armand Collin 2016. 3. Yin R, Ridde V. Théorie et pratiques des études de cas en évaluation Yin R, Ridde V, editors. Montréal: Presses de l'Université de Montréal 2012. 4. Yin R. Case study research: Design and methods. 5 ed. Thousand Oaks, California Sage Publications; 2013 5. Yin RK. Validity and generalization in future case study evaluations. Evaluation. 2013;19. 6. Lagarde M, Barroy H, Palmer N. Assessing the effects of removing user fees in Zambia and Niger. Journal of health services research & policy. 2012;17(1):30-6.
  • 8. Let’s discuss together! Meet the experts Thank you for your attention