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Endovascular Valve Edge-to-Edge
     REpair Study (EVEREST II)
     Randomized Clinical Trial:
Primary Safety and Efficacy Endpoints
 Ted Feldman, Laura Mauri, Elyse Foster, Don Glower
      on behalf of the EVEREST I I Investigators


             American College of Cardiology
                    March 14, 2010
                      Atlanta, GA
Catheter-Based Mitral Valve Repair
              MitraClip® System




                                                                                   4
         Investigational Device only in the US; Not available for sale in the US
Clinical Experience
 St udy                                                        Populat ion                                                       n
 EVEREST I (Feasibility) *                                     Non-randomized                                                   55

 EVEREST II *                                                  Pre-randomization                                                60

 EVEREST II                                                    High Risk Registry                                               78

 EVEREST II (Pivotal)                                          Randomized patients                                             279
                                                               (2:1 MitraClip to Surgery)                              184 MitraClip
                                                                                                                        95 Surgery
 REALISM (Continued Access)                                    High Risk & Non High Risk                                       266

 European Experience                                                                                                           472

                                                                                                          Total            1,115
                                                                                                                          MitraClip
*Percutaneous Mitral Valve Repair Using the Edge-to-Edge Repair: Six months Results of the EVEREST Phase I Clinical trial, JACC 2005;46:2134-2140.
 Percutaneous Mitral Repair with the MitraClip System: Safety and Midterm Durability in the Initial EVEREST Cohort, JACC 2009; 54:686-694.

                              Data as of 2/15/2010.                                                                                            5
                                          Investigational Device only in the US; Not available for sale in the US
EVEREST II Randomized Clinical Trial
                            Study Design
          279 Patients enrolled at 37 sites
                       Significant MR (3+-4+)
                     Specific Anatomical Criteria

                          Randomized 2:1


 Device Group                                                               Control Group
MitraClip System                                             Surgical Repair or Replacement
     N= 184                                                              N= 95


   Echocardiography Core Lab and Clinical Follow-Up:
       Baseline, 30 days, 6 months, 1 year, 18 months, and
                     annually through 5 years

                                                                                            6
               Investigational Device only in the US; Not available for sale in the US
EVEREST II Randomized Clinical Trial
        Baseline Demographics & Co-morbidities
                                                      Device ( % )                  Cont r ol ( % )
                                                            n= 184                          n= 95        P
Age (mean)                                              67.3 years                    65.7 years       0.32
Male                                                       62.5                          66.3          0.60
Congestive heart failure                                   90.8                          77.9         < 0.01
Coronary artery disease                                    47.0                          46.3         > 0.99
Myocardial infarction                                      21.9                          21.3         > 0.99
Angina                                                     31.9                          22.2          0.12
Atrial fibrillation                                        33.7                          39.3          0.42
Cerebrovascular disease                                    7.6                           5.3           0.62
Peripheral vascular disease                                6.5                           11.6          0.17
Cardiomyopathy                                             17.9                          14.7          0.61
Hypercholesterolemia                                       61.0                          62.8          0.80
Hypertension                                               72.3                          78.9          0.25
Moderate to severe renal disease                           3.3                           2.1           0.72
Diabetes                                                   7.6                           10.5          0.50
Previous cardiovascular surgery                            22.3                          18.9          0.54
MR Severity: 3+ to 4+                                      95.7                          92.6          0.48
MR Etiology: Degenerative / Functional                   73 / 27                       73 / 27         0.81
                                                                                                               10
                       Investigational Device only in the US; Not available for sale in the US
EVEREST II Randomized Clinical Trial
                    Primary Endpoints
                                                                                  Pre-Specified MAEs
                                                                                  Death
Safety                                                                            Major Stroke
                                                                                  Re-operation of Mitral Valve
 Major Adverse Event Rate at 30 days                                             Urgent / Emergent CV Surgery
                                                                                  Myocardial I nfarction

 Per protocol cohort                                                             Renal Failure
                                                                                  Deep Wound Infection
                                                                                  Ventilation > 48 hrs
 Superiority hypothesis                                                          New Onset Permanent Atrial Fib
                                                                                  Septicemia
                                                                                  GI Complication Requiring Surgery
                                                                                  All Transfusions > 2 units
Effectiveness
 Clinical Success Rate
   • Freedom from the combined outcome of
      – Death
      – MV surgery or re-operation for MV dysfunction
      – MR > 2+ at 12 months
 Per protocol cohort
 Non-inferiority hypothesis
                                                                                                                12
               Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: Primary Endpoints
                                  Per Protocol Cohort
                  Safety                                                                    Effectiveness
          Major Adverse Events                                                        Clinical Success Rate*
                  30 days                                                                       12 months

Device Group, n= 136                                                 Device Group, n= 134

       9.6%                                                                                                    72.4%
                       pSUP < 0.0001                                                                     pNI = 0.0012
Control Group, n= 79                                                 Control Group, n= 74

                                                   57.0%                                                                87.8%




Met superiorit y hypot hesis                                         Met non - inferior it y hypot hesis
                                                                               inferiorit
• Pre-specified margin = 6%                                          • Pre-specified margin = 31%
• Observed difference = 47.4%                                        • Observed difference = 15.4%
• 97.5% LCB = 34.4%                                                  • 95% UCB = 25.4%
                                                                            *   Freedom from the combined outcome of
               LCB = lower confidence bound
                                                                                death, MV surgery or re-operation for MV
               UCB = upper confidence bound                                                                                17
                                                                                dysfunction, MR > 2+ at 12 months
                               Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: Primary Safety Endpoint
                               Per Protocol Cohort
                                                                      # Patients experiencing event
  30 Day MAE, non-hierarchical                                         Device Group                   Control Group
                                                                         (n= 136)                        (n= 79)
 Death                                                                      0                          2 (2.5%)
 Major Stroke                                                               0                          2 (2.5%)
 Re-operation of Mitral Valve                                               0                          1 (1.3%)
 Urgent / Emergent CV Surgery                                               0                          4 (5.1%)
 Myocardial Infarction                                                      0                          0
 Renal Failure                                                              0                          0
 Deep Wound Infection                                                       0                          0
 Ventilation > 48 hrs                                                       0                          4 (5.1%)
 New Onset Permanent Atrial Fib                                             0                          0
 Septicemia                                                                 0                          0
 GI Complication Requiring Surgery                                          1 (0.7%)                   0
 All Transfusions > 2 units*                                                12 (8.8%)                  42 (53.2%)
 TOTAL % of Pat ient s w it h MAE                                         9.6%                         57.0%
                                                                                p< 0.0001*
  * p< 0.0001 if include Major Bleeding only                               (95% CI 34.4%, 60.4%)
                                                                                                                      18
                            Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: MR Reduction
                Per Protocol Cohort

     Device Group                                                     Control Group




                          ≤2+         81.5%                                            ≤2+     97.0%

    3+/4+                                                           3+/4+




                         3+/4+        18.5%




    n= 137               n= 119                                     n= 80              n= 67


                                                                                                       21
             Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: Left Ventricular Volume
                             Per Protocol Cohort


          Device Group                                                             Control Group
       n=118, matched data                                                       n=65, matched data
     p< 0.0001                                                                p< 0.0001




                                  p= 0.0005                                                               p= 0.0255




     LVEDV                        LVESV                                        LVEDV                        LVESV

                                     Baseline                 12 Months

     LVEDV = left ventricular end diastolic volume
     LVESV = left ventricular end systolic volume                          Pre-specified hypothesis for statistical analysis 23
                           Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: NYHA Functional Class
                      Per Protocol Cohort
        Device Group                                               Control Group
               p< 0.0001                                                  p< 0.0001

          I
                                                                     I


         II
                                                                    II
                            I                                                               I     87.9%
                                           97.6%                                                   NYHA
                                           NYHA                                                  Class I/ II
                                          Class I / II

         III                                                       II I

                            II                                                              II

                                                                                        III
         IV                                                         IV
      Baseline 12 months                                      Baseline 12 months
        n= 124, Matched data                                       n= 66, Matched data


                                                           Hypothesis not pre-specified for statistical analysis 25
                  Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: Summary

 Safety & effectiveness endpoints met
   • Safety: MAE rate at 30 days
       – MitraClip device patients: 9.6%
       – MV surgery patients: 57%

   • Effectiveness: Clinical Success Rate at 12 months
       – MitraClip device patients: 72%
       – MV Surgery patients: 88%


 Clinical benefit demonstrated for MitraClip System and MV surgery
  patients through 12 months
       – Improved LV function
       – Improved NYHA Functional Class
       – Improved Quality of Life


 Surgery remains an option after the MitraClip procedure
                                                                                             27
                   Investigational Device only in the US; Not available for sale in the US
EVEREST II RCT: Conclusion

The MitraClip procedure is an important
 therapeutic option for selected patients
with significant mitral regurgitation given
 the demonstrated safety, effectiveness
            and clinical benefit.




                                                                                     28
           Investigational Device only in the US; Not available for sale in the US

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Everest ii

  • 1. Endovascular Valve Edge-to-Edge REpair Study (EVEREST II) Randomized Clinical Trial: Primary Safety and Efficacy Endpoints Ted Feldman, Laura Mauri, Elyse Foster, Don Glower on behalf of the EVEREST I I Investigators American College of Cardiology March 14, 2010 Atlanta, GA
  • 2. Catheter-Based Mitral Valve Repair MitraClip® System 4 Investigational Device only in the US; Not available for sale in the US
  • 3. Clinical Experience St udy Populat ion n EVEREST I (Feasibility) * Non-randomized 55 EVEREST II * Pre-randomization 60 EVEREST II High Risk Registry 78 EVEREST II (Pivotal) Randomized patients 279 (2:1 MitraClip to Surgery) 184 MitraClip 95 Surgery REALISM (Continued Access) High Risk & Non High Risk 266 European Experience 472 Total 1,115 MitraClip *Percutaneous Mitral Valve Repair Using the Edge-to-Edge Repair: Six months Results of the EVEREST Phase I Clinical trial, JACC 2005;46:2134-2140. Percutaneous Mitral Repair with the MitraClip System: Safety and Midterm Durability in the Initial EVEREST Cohort, JACC 2009; 54:686-694. Data as of 2/15/2010. 5 Investigational Device only in the US; Not available for sale in the US
  • 4. EVEREST II Randomized Clinical Trial Study Design 279 Patients enrolled at 37 sites Significant MR (3+-4+) Specific Anatomical Criteria Randomized 2:1 Device Group Control Group MitraClip System Surgical Repair or Replacement N= 184 N= 95 Echocardiography Core Lab and Clinical Follow-Up: Baseline, 30 days, 6 months, 1 year, 18 months, and annually through 5 years 6 Investigational Device only in the US; Not available for sale in the US
  • 5. EVEREST II Randomized Clinical Trial Baseline Demographics & Co-morbidities Device ( % ) Cont r ol ( % ) n= 184 n= 95 P Age (mean) 67.3 years 65.7 years 0.32 Male 62.5 66.3 0.60 Congestive heart failure 90.8 77.9 < 0.01 Coronary artery disease 47.0 46.3 > 0.99 Myocardial infarction 21.9 21.3 > 0.99 Angina 31.9 22.2 0.12 Atrial fibrillation 33.7 39.3 0.42 Cerebrovascular disease 7.6 5.3 0.62 Peripheral vascular disease 6.5 11.6 0.17 Cardiomyopathy 17.9 14.7 0.61 Hypercholesterolemia 61.0 62.8 0.80 Hypertension 72.3 78.9 0.25 Moderate to severe renal disease 3.3 2.1 0.72 Diabetes 7.6 10.5 0.50 Previous cardiovascular surgery 22.3 18.9 0.54 MR Severity: 3+ to 4+ 95.7 92.6 0.48 MR Etiology: Degenerative / Functional 73 / 27 73 / 27 0.81 10 Investigational Device only in the US; Not available for sale in the US
  • 6. EVEREST II Randomized Clinical Trial Primary Endpoints Pre-Specified MAEs Death Safety Major Stroke Re-operation of Mitral Valve  Major Adverse Event Rate at 30 days Urgent / Emergent CV Surgery Myocardial I nfarction  Per protocol cohort Renal Failure Deep Wound Infection Ventilation > 48 hrs  Superiority hypothesis New Onset Permanent Atrial Fib Septicemia GI Complication Requiring Surgery All Transfusions > 2 units Effectiveness  Clinical Success Rate • Freedom from the combined outcome of – Death – MV surgery or re-operation for MV dysfunction – MR > 2+ at 12 months  Per protocol cohort  Non-inferiority hypothesis 12 Investigational Device only in the US; Not available for sale in the US
  • 7. EVEREST II RCT: Primary Endpoints Per Protocol Cohort Safety Effectiveness Major Adverse Events Clinical Success Rate* 30 days 12 months Device Group, n= 136 Device Group, n= 134 9.6% 72.4% pSUP < 0.0001 pNI = 0.0012 Control Group, n= 79 Control Group, n= 74 57.0% 87.8% Met superiorit y hypot hesis Met non - inferior it y hypot hesis inferiorit • Pre-specified margin = 6% • Pre-specified margin = 31% • Observed difference = 47.4% • Observed difference = 15.4% • 97.5% LCB = 34.4% • 95% UCB = 25.4% * Freedom from the combined outcome of LCB = lower confidence bound death, MV surgery or re-operation for MV UCB = upper confidence bound 17 dysfunction, MR > 2+ at 12 months Investigational Device only in the US; Not available for sale in the US
  • 8. EVEREST II RCT: Primary Safety Endpoint Per Protocol Cohort # Patients experiencing event 30 Day MAE, non-hierarchical Device Group Control Group (n= 136) (n= 79) Death 0 2 (2.5%) Major Stroke 0 2 (2.5%) Re-operation of Mitral Valve 0 1 (1.3%) Urgent / Emergent CV Surgery 0 4 (5.1%) Myocardial Infarction 0 0 Renal Failure 0 0 Deep Wound Infection 0 0 Ventilation > 48 hrs 0 4 (5.1%) New Onset Permanent Atrial Fib 0 0 Septicemia 0 0 GI Complication Requiring Surgery 1 (0.7%) 0 All Transfusions > 2 units* 12 (8.8%) 42 (53.2%) TOTAL % of Pat ient s w it h MAE 9.6% 57.0% p< 0.0001* * p< 0.0001 if include Major Bleeding only (95% CI 34.4%, 60.4%) 18 Investigational Device only in the US; Not available for sale in the US
  • 9. EVEREST II RCT: MR Reduction Per Protocol Cohort Device Group Control Group ≤2+ 81.5% ≤2+ 97.0% 3+/4+ 3+/4+ 3+/4+ 18.5% n= 137 n= 119 n= 80 n= 67 21 Investigational Device only in the US; Not available for sale in the US
  • 10. EVEREST II RCT: Left Ventricular Volume Per Protocol Cohort Device Group Control Group n=118, matched data n=65, matched data p< 0.0001 p< 0.0001 p= 0.0005 p= 0.0255 LVEDV LVESV LVEDV LVESV Baseline 12 Months LVEDV = left ventricular end diastolic volume LVESV = left ventricular end systolic volume Pre-specified hypothesis for statistical analysis 23 Investigational Device only in the US; Not available for sale in the US
  • 11. EVEREST II RCT: NYHA Functional Class Per Protocol Cohort Device Group Control Group p< 0.0001 p< 0.0001 I I II II I I 87.9% 97.6% NYHA NYHA Class I/ II Class I / II III II I II II III IV IV Baseline 12 months Baseline 12 months n= 124, Matched data n= 66, Matched data Hypothesis not pre-specified for statistical analysis 25 Investigational Device only in the US; Not available for sale in the US
  • 12. EVEREST II RCT: Summary  Safety & effectiveness endpoints met • Safety: MAE rate at 30 days – MitraClip device patients: 9.6% – MV surgery patients: 57% • Effectiveness: Clinical Success Rate at 12 months – MitraClip device patients: 72% – MV Surgery patients: 88%  Clinical benefit demonstrated for MitraClip System and MV surgery patients through 12 months – Improved LV function – Improved NYHA Functional Class – Improved Quality of Life  Surgery remains an option after the MitraClip procedure 27 Investigational Device only in the US; Not available for sale in the US
  • 13. EVEREST II RCT: Conclusion The MitraClip procedure is an important therapeutic option for selected patients with significant mitral regurgitation given the demonstrated safety, effectiveness and clinical benefit. 28 Investigational Device only in the US; Not available for sale in the US