Basic Transmission explanation

1. 7DEOH RI &RQWHQWV
&+$37(5 3$*(
7UDQVSRUWDWLRQ 2SHUDWLRQV
(QJLQH 6VWHPV
3RZHU 7UDLQ
KDVVLV 6VWHPV
(OHFWULFDO DQG +GUDXOLF 6VWHPV
(DUWKZRUN 2SHUDWLRQV
0HGLXP 7DFWLFDO 9HKLFOH 5HSODFHPHQW
'XPS 7UXFNV
7DQN 7UXFNV
7UXFN7UDFWRUV DQG 7UDLOHUV
7UXFN 'ULYLQJ 6DIHW
)RUNOLIWV
)URQW(QG /RDGHUV
%DFNKRH /RDGHUV
([FDYDWRUV
'LWFKHUV
*UDGHUV
6FUDSHUV
'R]HUV
5ROOHUV
UDQHV
5LJJLQJ 2SHUDWLRQV
3DYLQJ 2SHUDWLRQV
0LVFHOODQHRXV (TXLSPHQW
LL

2. $33(1',;
, 0DWKHPDWLFV
,, +DQG 6LJQDOV
,,, RQVWUXFWLRQ 6PEROV
LLL

3. KDSWHU
7RSLFV
$GPLQLVWUDWLRQ
7UDQVSRUWDWLRQ 2UJDQL]DWLRQ 7LWOHV DQG
'XWLHV
(PEDUNDWLRQ
$GYDQFHG %DVH 3ODQQLQJ
To hear audio, click on the box.
2YHUYLHZ
7UDQVSRUWDWLRQ RSHUDWLRQV FRQVLVW RI WKH FRQWURO RI DQG DFFRXQWDELOLW IRU DOO LYLO
(QJLQHHU 6XSSRUW (TXLSPHQW (6(

4. 7UDQVSRUWDWLRQ RSHUDWLRQV LQFOXGH KDXOLQJ RI
SHUVRQQHO HTXLSPHQW PDWHULDOV DQG FRQVWUXFWLRQ VXSSOLHV VWRUDJH RI DQG
DFFRXQWDELOLW IRU FROODWHUDO HTXLSPHQW DQG DWWDFKPHQWV VXSSRUW RI FRQVWUXFWLRQ
SURMHFWV DQG VXSSRUW RI WKH PDLQWHQDQFH SURJUDP DQG SURFHVVLQJ RI HTXLSPHQW WKURXJK
PHFKDQLF VKRSV 7KLV FKDSWHU SUHVHQWV EDVLF LQIRUPDWLRQ UHTXLUHG WR HIIHFWLYHO SHUIRUP
GXWLHV VXSSRUWLQJ WKH RSHUDWLRQV RI D WUDQVSRUWDWLRQ SRRO
2EMHFWLYHV
:KHQ RX KDYH FRPSOHWHG WKLV FKDSWHU RX ZLOO EH DEOH WR GR WKH IROORZLQJ
,GHQWLI WKH IRUPV DQG OLFHQVHV XVHG IRU 7UDQVSRUWDWLRQ 2SHUDWLRQV
,GHQWLI WKH GXWLHV RI WKRVH LQYROYHG LQ 7UDQVSRUWDWLRQ 2SHUDWLRQV
8QGHUVWDQG WKH SURFHGXUHV IRU HPEDUNDWLRQ
8QGHUVWDQG SXUSRVH DQG XVH RI $GYDQFHG %DVH )XQFWLRQDO RPSRQHQWV
$%)

5. 3UHUHTXLVLWHV
1RQH
7UDQVSRUWDWLRQ 2SHUDWLRQV
1$9('75$ $

6. 7KLV FRXUVH PDS VKRZV DOO RI WKH FKDSWHUV LQ (TXLSPHQW 2SHUDWRU %DVLF 7KH VXJJHVWHG
WUDLQLQJ RUGHU EHJLQV DW WKH ERWWRP DQG SURFHHGV XS 6NLOO OHYHOV LQFUHDVH DV RX DGYDQFH
RQ WKH FRXUVH PDS
0LVFHOODQHRXV (TXLSPHQW (
4
8
,
3
0
(
1
7
2
3
(
5
$
7
2
5
%
$
6
,
3DYLQJ 2SHUDWLRQV DQG (TXLSPHQW
5LJJLQJ 2SHUDWLRQV
UDQHV
5ROOHUV
'R]HUV
6FUDSHUV
*UDGHUV
'LWFKHUV
([FDYDWRUV
%DFNKRH /RDGHUV
)URQW(QG /RDGHUV
5RXJK 7HUUDLQ )RUNOLIWV
7UXFN 'ULYLQJ 6DIHW
7UXFN7UDFWRUV DQG 7UDLOHUV
7DQN 7UXFNV
'XPS 7UXFNV
0HGLXP 7DFWLFDO 9HKLFOH 5HSODFHPHQW
(DUWKZRUN 2SHUDWLRQV
(OHFWULFDO DQG +GUDXOLF 6VWHPV
KDVVLV 6VWHPV
3RZHU 7UDLQ
(QJLQH 6VWHPV
7UDQVSRUWDWLRQ 2SHUDWLRQV
1$9('75$ $

7. )HDWXUHV RI WKLV 0DQXDO
7KLV PDQXDO KDV VHYHUDO IHDWXUHV ZKLFK PDNH LW HDV WR XVH RQOLQH
x )LJXUH DQG WDEOH QXPEHUV LQ WKH WH[W DUH LWDOLFL]HG 7KH ILJXUH RU WDEOH LV HLWKHU
QH[W WR RU EHORZ WKH WH[W WKDW UHIHUV WR LW
x 7KH ILUVW WLPH D JORVVDU WHUP DSSHDUV LQ WKH WH[W LW LV EROG DQG LWDOLFL]HG :KHQ
RXU FXUVRU FURVVHV RYHU WKDW ZRUG RU SKUDVH D SRSXS ER[ GLVSODV ZLWK WKH
DSSURSULDWH GHILQLWLRQ
x $XGLR DQG YLGHR FOLSV DUH LQFOXGHG LQ WKH WH[W ZLWK LWDOLFL]HG LQVWUXFWLRQV WHOOLQJ
RX ZKHUH WR FOLFN WR DFWLYDWH LW
x 5HYLHZ TXHVWLRQV WKDW DSSO WR D VHFWLRQ DUH OLVWHG XQGHU WKH 7HVW RXU
.QRZOHGJH EDQQHU DW WKH HQG RI WKH VHFWLRQ 6HOHFW WKH DQVZHU RX FKRRVH ,I
WKH DQVZHU LV FRUUHFW RX ZLOO EH WDNHQ WR WKH QH[W VHFWLRQ KHDGLQJ ,I WKH DQVZHU
LV LQFRUUHFW RX ZLOO EH WDNHQ WR WKH DUHD LQ WKH FKDSWHU ZKHUH WKH LQIRUPDWLRQ LV
IRU UHYLHZ :KHQ RX KDYH FRPSOHWHG RXU UHYLHZ VHOHFW DQZKHUH LQ WKDW DUHD
WR UHWXUQ WR WKH UHYLHZ TXHVWLRQ 7U WR DQVZHU WKH TXHVWLRQ DJDLQ
x 5HYLHZ TXHVWLRQV DUH LQFOXGHG DW WKH HQG RI WKLV FKDSWHU 6HOHFW WKH DQVZHU RX
FKRRVH ,I WKH DQVZHU LV FRUUHFW RX ZLOO EH WDNHQ WR WKH QH[W TXHVWLRQ ,I WKH
DQVZHU LV LQFRUUHFW RX ZLOO EH WDNHQ WR WKH DUHD LQ WKH FKDSWHU ZKHUH WKH
LQIRUPDWLRQ LV IRU UHYLHZ :KHQ RX KDYH FRPSOHWHG RXU UHYLHZ VHOHFW
DQZKHUH LQ WKDW DUHD WR UHWXUQ WR WKH UHYLHZ TXHVWLRQ 7U WR DQVZHU WKH
TXHVWLRQ DJDLQ
1$9('75$ $

8. $'0,1,675$7,21
7KH 1DY LQYHVWV PLOOLRQV RI GROODUV LQ HTXLSPHQW HTXLSPHQW UHSDLU SDUWV OXEULFDQWV
DQG WUDLQLQJ WKDW HQDEOHV 6HDEHHV WR SHUIRUP DVVLJQHG WDVNLQJ 3RVVHVVLQJ D EDVLF
NQRZOHGJH RI WKH SURFHGXUHV UHSRUWV DQG IRUPV XVHG LQ WKH PDQDJHPHQW RI WKH
WUDQVSRUWDWLRQ SRRO RU GHSDUWPHQW LV SDUW RI WKH UHVSRQVLELOLW RI DQ (TXLSPHQW 2SHUDWRU
/LFHQVH
$ SURSHUO DGPLQLVWHUHG OLFHQVH SURJUDP HQVXUHV WKDW RQO WKRURXJKO WUDLQHG
SKVLFDOO DQG PHQWDOO TXDOLILHG SHUVRQQHO DUH OLFHQVHG DV (TXLSPHQW 2SHUDWRUV
$FFRUGLQJ WR Management of Transportation Equipment, 1$9)$ 3 DOO PLOLWDU
SHUVRQQHO FLYLOLDQ HPSORHHV DQG FRQWUDFWRU SHUVRQQHO ZKR RSHUDWH YHKLFOHV DQG
HTXLSPHQW RQ QDYDO LQVWDOODWLRQV PXVW EH TXDOLILHG DQG SURSHUO OLFHQVHG 1DY SROLF
DFFHSWV D YDOLG RSHUDWRU¶V OLFHQVH LVVXHG E D VWDWH RU MXULVGLFWLRQ DV SURRI WKH DSSOLFDQW
KDV DFKLHYHG WKH SURILFLHQF OHYHO UHTXLUHG WR RSHUDWH JRYHUQPHQW YHKLFOHV XS WR
SRXQGV JURVV YHKLFOH ZHLJKW *9:

9. $FFRUGLQJ WR Equipment Management Manual, 1$9)$ 3 DOO SHUVRQQHO LQ WKH
1DY RQVWUXFWLRQ )RUFH 1)

10. DQG 6SHFLDO 2SHUDWLQJ 8QLWV 628

11. ZKR RSHUDWH
JRYHUQPHQWRZQHG RU UHQWHG HTXLSPHQW PXVW EH TXDOLILHG DQG KDYH D YDOLG 86
*RYHUQPHQW 2SHUDWRU¶V /LFHQVH 7KLV OLFHQVH PXVW FRYHU WKH VL]H DQG WSH RI YHKLFOH WR
EH RSHUDWHG $ *RYHUQPHQW 2SHUDWRU¶V /LFHQVH LV QRW DQ DXWKRUL]DWLRQ IRU DQ RSHUDWRU
WR XVH D SLHFH RI HTXLSPHQW 7KH RSHUDWRU PXVW DOVR KDYH D YDOLG WULS WLFNHW WR RSHUDWH D
SLHFH RI HTXLSPHQW
$SSOLFDWLRQ )RUPV
7R REWDLQ DQ RSHUDWRU¶V OLFHQVH VXEPLW DQ DSSOLFDWLRQ IRUP WR WKH OLFHQVH H[DPLQHU 8VH
WKH DSSOLFDWLRQ IRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG 1$9)$ Figures 1-
1A and 1-1B

12. WR DSSO IRU DQ DXWRPRWLYH RU PDWHULDOKDQGOLQJ HTXLSPHQW 0+(

13. OLFHQVH
DQG WKH $SSOLFDWLRQ IRU RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH 1$9)$
Figures 1-2A and 1-2B

14. WR DSSO IRU D OLFHQVH IRU RWKHU WSHV RI HTXLSPHQW
%RWK IRUPV FRQWDLQ LQIRUPDWLRQ SHUWLQHQW WR DSSOLQJ DQG LVVXLQJ WKH OLFHQVHV 6KRZ WKH
WSH RI OLFHQVH RX DUH UHTXHVWLQJ LQ SDUW RI WKH DSSOLFDWLRQ IRUPV $OO IRUPV DUH
FRPSOHWHG E WKH DSSOLFDQW DQG WKHQ VLJQHG E WKH RPSDQ RPPDQGHU RU RPSDQ
KLHI 7KH 1$9)$ 3 VWDWHV ³0LOLWDU SHUVRQQHO PD RSHUDWH JRYHUQPHQWRZQHG RU
OHDVHG YHKLFOHV XQGHU SRXQGV *9: ZLWKRXW D JRYHUQPHQW OLFHQVH´ +RZHYHU DOO
SHUVRQQHO LQ WKH 1) DQG 628 ZKR RSHUDWH JRYHUQPHQW RZQHG RU UHQWHG HTXLSPHQW
WXQGHU KH PDLQWHQDQFH PDQDJHPHQW SROLF RI WKH 1$9)$ 3 VKDOO EH TXDOLILHG DQG
KDYH LQ SRVVHVVLRQ D YDOLG 86 JRYHUQPHQW RSHUDWRU¶V OLFHQVH FRYHULQJ WKH VL]H DQG WSH
RI YHKLFOH WR EH RSHUDWHG 7KH OLFHQVH H[DPLQHU LV UHVSRQVLEOH WR VWRULQJ WKH 1$9)$
1$9)$ DQG WKH 2SWLRQDO )RUP LQ D ILOH
1$9('75$ $

15. 16a. TYPE OF IDENTIFICATION
CARD (Check)
APPLICATION FOR VEHICLE OPERATOR'S IDENTIFICATION CARD
NAVFAC 11240/10 (REV. 10-75) S/N 0105-LF-012-4055
NEW RENEWAL
(See Privacy Act statement and instructions on reverse)
*IF NO EXPLAIN UNDER REMARKS
9. WEIGHT
5. DATE OF BIRTH
10. HEIGHT 11. COLOR OF HAIR
6. PLACE OF BIRTH
2. RANK/RATE/GRADE AND TITLE
14. SUPERVISOR (Name)
VEHICLE TYPE/SIZE
STATE OTHER
LICENSES ISSUED NO. YRS.
DRIVING
EXP.
1. SCORES IN DRIVING TESTS
SAT UNSAT
a. WRITTEN
b. PHYSICAL
c. PSYCHOPHYSICAL
2. SCORES ACHIEVED
IN TESTS SAT UNSAT
3. GOVERNMENT VEHICLES AUTHORIZED
TO OPERATE (List)
a. ROAD TEST
b. EQUIPMENT INSPECTION
1. IDENTIFICATION CARD ISSUED 2. IDENTIFICATION CARD NUMBER DATE ISSUED (Mo., Day, Yr.) EXPIRATION DATE (Mo., Day, Yr.)
3. IDENTIFICATION CARD MARKED VOID UNLESS ACCOMPANIED BY VALID STATE LICENSE
4. OPERATOR INSTRUCTED TO TURN IN IDENTIFICATION CARD UPON LOSS OR SUSPENSION OF STATE DRIVER'S LICENSE
5. SIGNATURE OF ADMINISTERING OFFICIAL Date
PART I - APPLICATION
LIST ACCIDENTS, VIOLATIONS, ARRESTS
(If any) AND ACTION TAKEN
REMARKS
PART III - EXAMINATION RESULTS
DATESIGNATURE OF APPLICANT7. I CERTIFY THE ABOVE TO BE CORRECT.
DATE
PART II - OPERATOR'S PAST PERFORMANCE RECORD
18. VALID STATE VEHICLE OPERATOR'S LICENSE(S)
Date19. SIGNATURE OF REQUESTING OFFICIAL
17. EXPLANATION
1. NAME (Last, First, Middle Initial)
4. AGE
8. SEX
15. PHONE NUMBER13. SHOP NAME/NUMBER AND APPLICANT'S BADGE NUMBER
REGULAR
RESTRICTED
EXPLOSIVE
EMERGENCY VEHICLE
AVGAS REFUELER
PASSENGER CAR
PICKUP TRUCK
TRUCKS TO 2 TONS
TRUCKS TO 5 TONS
TRUCKS TO 10 TONS
BUS (GAS AND DIESEL)
TRUCK TRACTOR SEMITRAILER
FIRE TRUCK
AMBULANCE
MOTORCYCLE SCOOTERS
TRUCK 4 x 4
TRUCK 6 x 6
TRUCK FIRE/CRASH
TRUCK TANK
OTHER (Explain below)
16b. TYPES OF VEHICLES TO BE OPERATED
(Check)
1 2 3 4 5 6
PART IV - ACTION BY ADMINISTERING OFFICIAL
3. ACTIVITY
7. SOCIAL SECURITY NUMBER
12. COLOR OF EYES
YE NO
NO
YE NO
YE
6$
G TE
6$
SAT
6$
NSAT
666666$$
SIGNATU
6$$0$0
6$0$0000
3
0
3
0
3/(
0
3E OT
0
3LICENSES ISS
D
0
3ATOR'S PAST PERFORMA
3/
0
3/3/(/(/((/(/(
COO
/(/(
CK 4 x 4
TRUCK
(
TRUCK FIRE/CRASH
/(
TRUCK TANK
/(
OTHER (Explain
/(
0
3
00
33
0
3
4
3
6$6$6$6$6$6$0
6$
3
0
3
$0
66$6$6
1$9('75$ $
)LJXUH $ ± $SSOLFDWLRQ IRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG
1$9)$ 3DJH RI

16. INSTRUCTIONS FOR COMPLETING APPLICATION FOR VEHICLE OPERATOR'S IDENTIFICATION CARD
NAVFAC 11240/10 (REV. 10-75)
PRIVACY ACT STATEMENT
Authority to request this information is derived from Title 40 United States Code 471. Purpose of this form is to obtain information to determine
whether an individual is qualified to operate a government vehicle and/or equipment. Information is used by agency transportation officials and
may be used by government and civil law enforcement authorities for court action. Providing information for this form is mandatory. If the
information is not provided, the individual would be denied the privilege of operating a government vehicle and/or equipment.
GENERAL
Prepare in duplicate. File original in applicant's personnel jacket and retain copy in issuing office. Use typewriter or ball-point pen.
PART I - APPLICATION
1. Self-explanatory.
2. Enter military rank/rate or civilian grade and title.
3. Enter name and location of activity. Abbreviations may be used.
4. Self-explanatory.
5. Enter day, month and year of birth.
6. Enter city/town and state of birth.
7. Self-explanatory.
8. Enter male or female.
9. Self-explanatory.
10. Enter height in feet and inches; i.e., 6'2.
11. Enter color of hair; i.e., brown, black, gray.
12. Enter color of eyes; i.e., blue, brown, hazel.
13. Enter shop name and number, plus applicant's badge number.
14. Enter the name of the applicant's supervisor.
15. Enter the telephone number of the applicant's supervisor; i.e., 74056.
16. a. Check type of identification card applied for.
b. Check types of vehicles to be operated for which operator's identification card is to be issued.
17. List other types of vehicles that applicant is required to operate not listed under 16 b.
18. Enter current valid state (name and number) vehicle operator's license(s).
19. Signature of requesting official; i.e., Commanding Officer or designated representative and date.
PART III - OPERATOR'S PAST PERFORMANCE RECORD
1. Self-explanatory.
2. Enter vehicle type/size that applicant is or has been authorized to operate.
3. Enter date of issue of previous or present state vehicle operator's license.
4. Enter date of issue of previous identification cards (if any).
5. Enter number of years of driving experience, both civilian and military, for each license entry.
6. Briefly list accidents, violations, arrests, if any, and action taken.
7. Signature of applicant and date.
PART III - EXAMINATION RESULTS
12. Check appropriate boxes.
3. List types of Government vehicles authorized to operate; i.e., pickup truck, truck tank.
4. Enter remarks, if any, the examiner considers necessary; i.e., restrictions, driving weaknesses, outstanding qualifications.
PART IV - ACTION BY ADMINISTERING OFFICIAL
1. Check appropriate box.
2. Enter serial number of identification card issued, date issued, and expiration date.
3. The phrase Void unless accompanied by valid state license may be overstamped on the card or typed on the back under
Other Records.
4. Check appropriate box.
5. Signature of administering official and date.
NAVFAC 11240/10 (REV. 10-75) (BACK)
6$0
3/(
56.
fication card is to be issued.
to operate not listed under 16 b.
cle operator's license(s).
Officer or designated representative and
NCE RE
as been authorized to operate.
e vehicle operator's license.
previous identification cards (if any
ears of driving experience, both civi
ents, violations, arrests, if a d actio
plicant and date.
es.
)LJXUH % ± $SSOLFDWLRQ IRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG
1$9)$ 3DJH RI

17. 1$9('75$ $

18. FROM: Date
TO:
It is requested that the license for equipment descripted in item 6 above be issued to this applicant upon his successful
completion of the required examinations and tests.
Signature
Title
Department, Division or Shop Supervisor
9. SPONSOR'S STATEMENT OF APPLICANT'S READINESS AND/OR PREPARATORY TRAINING FOR TEST (NOTE: The sponsor can
be either a qualified instructor or licensed operator)
2. APPLICANT'S NAME
(b) TYPE OF CONTROL
7. STATEMENT OF QUALIFYING EXPERIENCE
8. DESCRIPTION OF EQUIPMENT APPLICANT IS CURRENTLY LICENSED TO OPERATE
(a) TYPE OF EQUIPMENT (c) TYPE OF ATTACHMENT
6. DESCRIPTION OF EQUIPMENT LICENSE REQUESTED
4. DEPARTMENT, DIVISION AND/OR SHOP ASSIGNED TO 5. APPLICANT'S JOB TITLE
3. RANK, RATE OR CIVILIAN STATUS
PART I - APPLICATION
Read the PRIVACY ACT STATEMENT on reverse before completing this applicantion
APPLICATION FOR CONSTRUCTION EQUIPMENT OPERATOR LICENSE
NAVFAC 11260/1 (Rev. 6/76)
S/N 0105-LF-012-6005
1. NAVAL ACTIVITY
Signature
Sponsor
PART II - REQUEST FOR ADMINISTERING TESTS AND EXAMINATIONS AND ISSUING LICENSE
(OVER)
6$6$6$6$0
3/(
6$
R PREPARATORY TRAIN
(
0
3/((Signature
6$
RT II - REQUEST FOR AD

19. FROM: Date
TO:
Arrangements will be made to proceed with examinations and tests as requested.
No action will be taken on this application for the following reason:
Signature
Title
FROM: Date
TO:
The subject license has been issued to the applicant as requested.
The applicant has failed his physical examination.
The applicant has failed to qualify for the subject license.
number of days (the established waiting period) must elapse before a new application may be made
for this license.
Signature
Title
PRIVACY ACT STATEMENT
This statement is provided in compliance with the provisions of the Privacy Act of 1974 (PL-93-579) (N00011 C02) which require that Federal
agencies must inform individuals who are requested to furnish information about themselves as to the following facts concerning the informa-
tion requested.
1. AUTHORITY: 5 U.S.C. 301 Departmental Regulations
2. PRINCIPAL PURPOSE(S): To apply for a license to operate government-owned vehicles.
3. ROUTINE USE(S): To be used by agency officials to determine the employee's eligibility to operate government-owned vehicles. May be
used by safety and security officials to verify individual's qualifying experience.
4. MANDATORY OR VOLUNTARY DISCLOSURE: The disclosure of information requested is voluntary. However, failure to
complete the form will result in nonissuance of license.
PART III - ACTION ON SUBJECT APPLICATION
PART IV - LICENSE ACTION
NAVFAC 11260/1 (BACK) 2
6$0
3/
6
Da
ed to the applicant as
led his physical examination
d to qualify for the sub
numbe (the
this l
6
3/3/3/(/(/(
3/
ENSE ACTION
6$0
3/(
)LJXUH % ± $SSOLFDWLRQ IRU RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU
1$9('75$ $

20. 3KVLFDO )LWQHVV ,QTXLU IRU 0RWRU 9HKLFOH 2SHUDWRUV 6WDQGDUG
)RUP

21. 6WDQGDUG )RUP Figure 1-3

22. LV WKH 3KVLFDO )LWQHVV ,QTXLU IRU 0RWRU 9HKLFOH
2SHUDWRUV 2SHUDWRUV FDQQRW KDYH SKVLFDO GHIHFWV RU VXIIHU HPRWLRQDO LQVWDELOLW WKDW
PLJKW PDNH WKHP D KD]DUG WR WKHPVHOYHV RU RWKHUV $ OLFHQVH H[DPLQHU UHYLHZV DQG
HYDOXDWHV 6WDQGDUG )RUP DV ZHOO DV RWKHU DYDLODEOH LQIRUPDWLRQ UHJDUGLQJ WKH
DSSOLFDQW¶V SKVLFDO FRQGLWLRQ WR GHWHUPLQH LI D SKVLFDO H[DPLQDWLRQ LV UHTXLUHG ,I D
SKVLFDO H[DPLQDWLRQ LV UHTXLUHG WKH 0HGLFDO 'HSDUWPHQW SHUIRUPV LW
1$9('75$ $

23. Standard Form 47
(Rev. 1-77) PHYSICAL FITNESS INQUIRY FOR MOTOR VEHICLE OPERATORS
U.S. Civil Service Commission 47-105
FPM Chapter 930
1. Last Name-First Name- Middle Name 2. Date Of Birth 3. Title Of Position
4. Home Address (Number, street or RFD, city or town, State ZIP code) 5. Employing Agency
6. Have you ever had or have you now (place check at left of each item):
YES NO YES NO
Poor vision in one or both eyes Arthritis, rheumatism, swollen or painful joints
Eye disease Loss of hand, arm, foot, or leg
Poor hearing in one or both ears Deformity of hand, arm, foot, or leg
Diabetes Nervous or mental trouble of any kind
Palpitation, chest pain, or shortness of breath Blackouts or epilepsy
Dizziness or fainting spells Sugar or albumin in urine
Frequent or severe headaches Exsessive drinking habit (alcohol)
High or low blood pressure Other serious defects or diseases
Drug or narcotic habit
7. If your answer is yes to one or more of the above questions,explain fully in this space, indicating date of original condition and
current status:
8. (A) Do you wear glasses (or contact lenses) while driving? YES NO
(B) Do you wear a hearing aid ? YES NO
PRIVACY ACT NOTICE
Authority: This information is provided pursuant to Public
Law 93-579 (Privacy Act of 1974), December 31, 1974, for
individuals completing Standard Form 47, Physical Fitness
Inquiry for Motor Vehicle Operators U.S. Code, Title 5, sec-
tion 301.
Purposes and Uses: SF 47 is used to ascertain the physical
fitness of Federal employees, whose jobs are not regular
motor vehicle operating jobs, to drive Government- owned
motor vehicles. It is also used in the renewal of authoriza-
tions for all employees. Based on the information provided,
employees may be referred for a medical examination before
being given a renewal.
Effects of Non Disclosure: Nondisclosure of this information
will result in the employee not being authorized to drive a
Federal motor vehicle. The disclosure of this information is
mandatory when an employee's job requires driving a Federal
motor vehicle and is voluntary otherwise.
I certify that my answers are full and true, and I understand that a willfully false statement or dishonest answer to any
question may be grounds for cancellation of my eligibility or my dismissal from the service and is punishable by law.
Signature Date
REVIEW AND CERTIFICATION BY DESIGNATED OFFICIAL
I certify that I have reviewed this physical fitness inquiry form and other available information regarding the physical
condition of the applicant, and that I have made the following determination:
There is no information on this form or otherwise available to indicate that the applicant should be referred for physical
examination.
On the basis of items checked in this form or other information, this applicant must be referred for physical examination
before he/she is authorized to operate a government- owned motor vehicle or his/her current authorization is renewed.
Items checked on this form or otherwise available do not warrant referral for medical examination because of the following
facts:
Signature of designated official Date
Adapted For Computer Use 11/8/2000
6
information on thimation on th
6$0
3o PublicPublic
, 1974, for4, for
ysical Fitnessess
Code, Title 5, sec-ode, Title 5, sec-
d to ascertain the physicaln the physical
whose jobs are not regularhose jobs are not regula
s, to drive Government- ownedo drive Government- owned
motor vehicles. It is alsmotor veh
tions for all employetions fo
employees may bemploy
being given a rng give
Effects oEffec
will rewill r
Fe
3/(
fo
and, armnd, ar
(
mental troublemental t
(
s or epilepsyor epi
(
or albumin in uriner albumin in urine
(
essive drinking habit (alcohol)e drinking habit (alcohol)
(
Other serious defects or diseasesus defects or diseases
/(/(/
y in this space, indicating date of oriin this space, indicating date of or
/(
3YESYE
3/
NONO
3/3YESYE3/NONO3/3
answers are full and true, and I undefull and true, and I und
ounds for cancellation of my eligibilunds for cancellation of my eligibi
$0
6$
REVIEW AND CEREVIEW AND C
6$
hat I have reviewed this physiat I have reviewed this phys
pplicant, and that I haveplicant, and that I hav
6$6
)LJXUH ± 3KVLFDO )LWQHVV ,QTXLU IRU 0RWRU 9HKLFOH 2SHUDWRU¶V
6WDQGDUG )RUP 1$9('75$ $

24. /LFHQVH 7HVW
:ULWWHQ WHVWV DGPLQLVWHUHG E D OLFHQVH H[DPLQHU DUH D UHTXLUHPHQW RI WKH OLFHQVLQJ
SURFHVV 7HVWV DUH EDVHG RQ WUDIILF ODZV DQG UHJXODWLRQV DFFLGHQW UHSRUWLQJ
SURFHGXUHV RSHUDWRU¶V PDLQWHQDQFH UHVSRQVLELOLWLHV VDIH GULYLQJ SUDFWLFHV DQG WKH
FKDUDFWHULVWLFV DQG OLPLWDWLRQV RI WKH WSHV RI HTXLSPHQW IRU ZKLFK WKH WHVW LV JLYHQ
$SSOLFDQWV ZKR UHTXLUH LQIRUPDWLRQ RQ D SDUWLFXODU SLHFH RI HTXLSPHQW VKRXOG XVH WKH
RSHUDWRU¶V PDQXDO ORFDWHG LQ WKH WHFKQLFDO OLEUDU ZKLFK LV QRUPDOO KRXVHG LQ WKH
PHFKDQLF VKRS
([FHSW IRU FUDQH SHUIRUPDQFH WHVWV DOO SHUIRUPDQFH TXDOLILFDWLRQ WHVWV RQ HTXLSPHQW
DUH DGPLQLVWHUHG E D OLFHQVH H[DPLQHU 7KH WHVW HQDEOHV WKH OLFHQVH H[DPLQHU WR
HYDOXDWH WKH DSSOLFDQW¶V RSHUDWLQJ VNLOOV 7KH DSSOLFDQW PXVW VXFFHVVIXOO SDVV DQ
RSHUDWLRQDO SHUIRUPDQFH RU URDG WHVW DQG SHUIRUP SUH DQG SRVWRSHUDWRU PDLQWHQDQFH
DV RXWOLQHG LQ WKH RSHUDWRU¶V PDQXDO
7KH H[DPLQHU VKRXOG WHUPLQDWH DQ SHUIRUPDQFH WHVW WKDW EHFRPHV KD]DUGRXV +H RU
VKH PD DOVR WHUPLQDWH WKH WHVW LI DQ DSSOLFDQW GHPRQVWUDWHV D ODFN RI VNLOO XQGXH
QHUYRXVQHVV VSHHGLQJ LQDWWHQWLYHQHVV RU RWKHU XQIDYRUDEOH DFWLRQV 7KH H[DPLQHU
QRWHV DQ UHDVRQ IRU IDLOXUH RQ WKH DSSOLFDWLRQ DQG SODFHV LW LQ WKH DSSOLFDQW¶V OLFHQVH
ILOH
86 *RYHUQPHQW 0RWRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG 2) DSSOLFDQWV PXVW
SDVV D ORFDOO FUHDWHG GULYHU VNLOO WHVW 7KH WHVW LV D ORFDOO GHYLVHG FKHFNOLVW WR GHWHUPLQH
WKH UHDFWLRQ RI WKH DSSOLFDQW XQGHU YDULRXV WUDIILF FRQGLWLRQV 7KH URDG WHVW LV
DGPLQLVWHUHG LQ WKH ODUJHVW FDSDFLW YHKLFOH IRU ZKLFK WKH OLFHQVH LV WR EH LVVXHG
$SSOLFDQWV IRU PDWHULDOKDQGOLQJ HTXLSPHQW 0+(

25. OLFHQVHV DUH RSHUDWLRQDOO WHVWHG DQG
VFRUHG DV SUHVFULEHG LQ Storage and Materials Handling, '2',167 5
RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH DSSOLFDQWV PXVW EH IDPLOLDU ZLWK WKH VWDQGDUG
1DY KDQG VLJQDOV EHIRUH WDNLQJ D SHUIRUPDQFH TXDOLILFDWLRQ WHVW 7KH 1DY XVHV D ZLGH
YDULHW RI FRQVWUXFWLRQ DQG ZHLJKWKDQGOLQJ HTXLSPHQW )RU WKLV UHDVRQ VWDQGDUG 1DY
ZLGH SHUIRUPDQFH TXDOLILFDWLRQ WHVWV DUH QRW SUDFWLFDO WKHUHIRUH WKH ORFDO H[DPLQHU PXVW
SUHSDUH VXFK RSHUDWLRQDO WHVWV DV UHTXLUHG 6DPSOHV RI RSHUDWLRQDO WHVWV DUH FRQWDLQHG
LQ WKH 1$9)$ 3
/LFHQVHV )RUPV
$IWHU DQ DSSOLFDQW VDWLVIDFWRULO FRPSOHWHV WKH UHTXLUHG WHVWV WKH H[DPLQHU LVVXHV D
OLFHQVH OLVWLQJ HDFK WSH RI YHKLFOH WKH OLFHQVH KROGHU LV DXWKRUL]HG WR RSHUDWH DQG DQ
LPSRVHG UHVWULFWLRQV RQ WKH OLFHQVH
7KH 86 *RYHUQPHQW 0RWRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG 2) Figure 1-4

26. OLFHQVH LV UHTXLUHG IRU DXWRPRWLYH PRWRU YHKLFOHV DQG PDWHULDOKDQGOLQJ HTXLSPHQW
3HUIRUPDQFH 4XDOLILFDWLRQ 7HVW
$XWRPRWLYH 7HVW
0DWHULDO +DQGOLQJ (TXLSPHQW 7HVW
RQVWUXFWLRQ (TXLSPHQW 7HVW
86 *RYHUQPHQW 0RWRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG 2)

27. 1$9('75$ $

28. ,QIRUPDWLRQ WKDW PXVW EH FRPSOHWHG DQG YDOLGDWHG RQ WKH 2) LQFOXGHV FDUG
QXPEHU OLVW RI WKH RSHUDWRU¶V SKVLFDO OLPLWDWLRQV RU UHVWULFWLRQV GHVFULSWLRQ RI WKH
HTXLSPHQW WKH RSHUDWRU LV TXDOLILHG WR RSHUDWH VLJQDWXUH RI WKH H[DPLQHU RSHUDWRU¶V
VLJQDWXUH DQG DQ VSHFLILF QRWDWLRQV 7KH 2) LV YDOLG IRU HDUV DQG H[SLUHV RQ WKH
RSHUDWRU¶V ELUWK GDWH
7KH 2) FDUG QXPEHU LV DOVR LQGLFDWHG RQ WKH 2SHUDWRU¶V 5HFRUG 1$9)$
RU 1$9)$ Figure1-5

29. RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH
5HFRUG 7KH OLFHQVH H[DPLQHU PDLQWDLQV D FKURQRORJLFDO UHFRUG RI DOO OLFHQVHV LVVXHG
7KH 2) FDUG QXPEHU LV DOVR LQGLFDWHG RQ WKH 2SHUDWRU¶V 5HFRUG 1$9)$
RU 1$9)$ Figure1-5

30. RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH
5HFRUG 7KH OLFHQVH H[DPLQHU PDLQWDLQV D FKURQRORJLFDO UHFRUG RI DOO OLFHQVHV LVVXHG
)LJXUH ± 86 *RYHUQPHQW 0RWRU 9HKLFOH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG
2)
1$9('75$ $

31. RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH 1$9)$ Figure 1-6

32. LV UHTXLUHG
IRU RSHUDWLQJ FRQVWUXFWLRQ HTXLSPHQW ,QIRUPDWLRQ WKDW PXVW EH FRPSOHWHG DQG YDOLGDWHG
RQ WKH 1$9)$ LQFOXGHV FDUG QXPEHU RSHUDWRU¶V QDPH GHVFULSWLRQ RI WKH
HTXLSPHQW PDNH DQG PRGHO RI WKH HTXLSPHQW WSHV RI FRQWUROV H[DPLQHU¶V VLJQDWXUH
DQG RSHUDWRU¶V VLJQDWXUH 7KH 1$9)$ LV YDOLG IRU HDUV DQG H[SLUHV RQ WKH
RSHUDWRU¶V ELUWK GDWH
)LJXUH ± RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH 5HFRUG
1$9)$
RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH 1$9)$
1$9('75$ $

33. )LJXUH ± RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH 1$9)$
1$9('75$ $

34. 'LVSDWFK )RUPV
'LVSDWFK IRUPV DUH UHFRUGLQJ DQG UHSRUWLQJ WRROV WKDW IDFLOLWDWH WKH HIILFLHQW PDQDJHPHQW
RI WKH HTXLSPHQW SRRO 7KH IRUPV GRFXPHQW PLOHV KRXUV HTXLSPHQW WURXEOHV
PDLQWHQDQFH SHUIRUPHG RSHUDWRU QDPHV HWF 7KH RSHUDWRU LV UHVSRQVLEOH IRU ILOOLQJ RXW
DQG VXEPLWWLQJ DVVLJQHG GLVSDWFK IRUPV
1$9)$ DQG 1$9)$ DUH HVVHQWLDO SDUWV RI WKH HTXLSPHQW
PDLQWHQDQFH SURJUDP 7KH RSHUDWRU KDV WKH EHVW RSSRUWXQLW WR GLVFRYHU HTXLSPHQW
SUREOHPV RU GHIHFWV EHIRUH WKH EHFRPH VHULRXV 5HSRUWLQJ GHIHFWV RQ WKH SURSHU IRUPV
SURYLGHV PDLQWHQDQFH VKRS SHUVRQQHO ZLWK WKH LQIRUPDWLRQ WR PDNH UHTXLUHG UHSDLUV
7KH 2SHUDWRU¶V 'DLO 30 5HSRUW 1$9)$ Figure1-7

35. LV LVVXHG WR WKH
RSHUDWRU ZKHQ KH RU VKH XVHV FRQVWUXFWLRQ HTXLSPHQW 7KH RSHUDWRU SHUIRUPV SUHVWDUW
PDLQWHQDQFH FKHFNV RI WKH OLVWHG LWHPV DQG LQGLFDWHV ILQGLQJV LQ WKH DSSURSULDWH VSDFH
5HFRUG PDOIXQFWLRQV RU RWKHU LWHPV UHTXLULQJ DWWHQWLRQ REVHUYHG GXULQJ WKH ZRUNLQJ GD
DQG HQWHU KRXUV RSHUDWHG GXULQJ WKH GD +RXU UHDGLQJV DUH WDNHQ IURP WKH HTXLSPHQW
KRXU PHWHU $IWHU VHFXULQJ WKH HTXLSPHQW WDNH WKH 1$9)$ WR WKH GLVSDWFKHU
7KH GLVSDWFKHU UHYLHZV WKH UHSRUW WR HQVXUH UHFRUGHG HQWULHV DUH YDOLG DQG QRWHV DQ
GHILFLHQFLHV
)LJXUH ± 2SHUDWRUV 'DLO 30 5HSRUW 1$9)$
0DLQWHQDQFH 5HTXLUHPHQW DUG 05

36. 1$9('75$ $

37. 7KH 2SHUDWRU¶V ,QVSHFWLRQ *XLGH DQG 7URXEOH 5HSRUW 1$9)$ Figure1-8

38. FRPPRQO NQRZQ DV WKH +DUG DUG LV D JXLGH IRU RSHUDWRU¶V PDLQWHQDQFH ,W LV RQH RI
WKH IRUPV XVHG WR GRFXPHQW SUREOHPV HQFRXQWHUHG GXULQJ SUH DQG SRVWRSHUDWLRQV
7KH IRUP SURYLGHV D XQLIRUP OLVW RI VHUYLFHV RSHUDWRUV PXVW SHUIRUP EHIRUH GXULQJ DQG
DIWHU RSHUDWLRQ
$ FKHFN PDUN LQGLFDWHV LWHPV UHTXLULQJ VHUYLFLQJ E PDLQWHQDQFH SHUVRQQHO 7KH
5HPDUNV VSDFH LV XVHG IRU LWHPV QRW OLVWHG RU IRU DGGLWLRQDO LQIRUPDWLRQ FRQFHUQLQJ
GHILFLHQFLHV LQGLFDWHG E D FKHFN PDUN 6XEPLW WKH FRPSOHWHG IRUP WR WKH GLVSDWFKHU
ZKR ZLOO GHWHUPLQH LI WKH YHKLFOH FDQ EH XVHG RU LI LW UHTXLUHV DGGLWLRQDO PDLQWHQDQFH
8QLWV KDYH D SURFHGXUH WR SURFHVV WKH +DUG DUG ZKHQ D YHKLFOH QHHGV UHSDLUV
7KH 0RWRU 9HKLFOH 8WLOL]DWLRQ 5HFRUG )RUP '' Figures1-9A and 1-9B

39. LV DQ
RSHUDWRU¶V RIILFLDO DXWKRUL]DWLRQ WR RSHUDWH D YHKLFOH GULYHQ E WKH SHUVRQ UHTXHVWLQJ WKH
YHKLFOH RU E RWKHU SHUVRQQHO LQ WKH PRWRU SRRO 7KH GLVSDWFKHU DQG WKH RSHUDWRU PXVW
ILOO RXW DQG VLJQ )RUP '' RPPRQO NQRZQ DV WKH 7ULS 7LFNHW WKH IRUP LV D
UHFRUG YHULILQJ D YHKLFOH ZDV RQ DQ RIILFLDO WULS 7KH WULS WLFNHW LQIRUPDWLRQ LQFOXGHV
RSHUDWRU¶V GHVWLQDWLRQ WLPH RI GHSDUWXUH DQG DUULYDO RGRPHWHU UHDGLQJ DQG RWKHU
SHUWLQHQW WULSV

40. LQIRUPDWLRQ
127(
,I WKH RGRPHWHU LV EURNHQ WKH RSHUDWRU PXVW HVWLPDWH WKH DPRXQW RI PLOHV WUDYHOHG
)LJXUH ± 2SHUDWRUV ,QVSHFWLRQ *XLGH DQG 7URXEOH 5HSRUW 1$9)$
2SHUDWRU¶V ,QVSHFWLRQ *XLGH DQG 7URXEOH 5HSRUW ³+DUGDUG´ 1$9)$

41. 0RWRU 9HKLFOH 8WLOL]DWLRQ 5HFRUG ³7ULS 7LFNHW´ ''

42. 1$9('75$ $

43. )LJXUH $ ± 0RWRU 9HKLFOH 8WLOL]DWLRQ 5HFRUG )RUP '' 3DJH RI

44. )LJXUH % ± 0RWRU 9HKLFOH 8WLOL]DWLRQ 5HFRUG )RUP '' 3DJH RI

45. (YHU PLVKDS LQYROYLQJ D 1DY PRWRU YHKLFOH RU LWHP RI FRQVWUXFWLRQ HTXLSPHQW PXVW EH
UHSRUWHG RQ DQ 2SHUDWRU¶V 5HSRUW RI 0RWRU 9HKLFOH $FFLGHQW 6WDQGDUG )RUP (Figures
1-10A, 1-10B, 1-10C and 1-10D

46. RSLHV RI WKH 6) PLVKDS LQVWUXFWLRQV DQG SHQFLO
VKRXOG EH FDUULHG LQ HYHU 1DY YHKLFOH DW DOO WLPHV ,Q FDVH RI D PLVKDS LQYROYLQJ
DQRWKHU YHKLFOH WKH RSHUDWRU PXVW FRPSOHWH WKH IRUP HYHQ LI WKH GULYHU RI WKH RWKHU
YHKLFOH VWDWHV WKDW KH RU VKH ZLOO ILOH QR FODLP IRU GDPDJHV 7KH IRUP PXVW DOVR EH
FRPSOHWHG ZKHQ D PLVKDS GRHV QRW LQYROYH DQRWKHU YHKLFOH 7KH RSHUDWRU PXVW GHOLYHU
WKH PLVKDS IRUP RU HQVXUH LWV LPPHGLDWH GHOLYHU WR WKH VXSHUYLVRU 7KH VXSHUYLVRU LV
UHVSRQVLEOH IRU IRUZDUGLQJ WKH IRUP WR WKH EDWWDOLRQ PLVKDS LQYHVWLJDWRU
$V DQ RSHUDWRU LI RX DUH LQYROYHG LQ D PLVKDS RXU ILUVW UHVSRQVLELOLW LV WR UHQGHU DLG
WR WKH LQMXUHG $IWHU UHQGHULQJ DLG FRPSOHWH WKH PLVKDS UHSRUW $V DQ DLG LQ FRPSOHWLQJ
6WDQGDUG )RUP FRPSO ZLWK WKH IROORZLQJ LQVWUXFWLRQV
3URSHUO VSHOO QDPHV DQG VWUHHW DGGUHVVHV RI SHUVRQV LQYROYHG LQ WKH PLVKDS
DQG DQ SHUVRQQHO WKDW PD KDYH ZLWQHVVHG WKH PLVKDS
DUHIXOO QRWH ZHDWKHU FRQGLWLRQV URDG FRQGLWLRQV SRVLWLRQ RI WKH YHKLFOH
LQYROYHG DQG RWKHU GHWDLOV
3URYLGH D FOHDU SLFWXUH RI ZKDW DFWXDOO KDSSHQHG 'LDJUDP WKH PLVKDS VKRZLQJ
H[DFWO ZKHUH WKH YHKLFOHV ZHUH EHIRUH DQG DIWHU WKH PLVKDS
'RFXPHQW YLVXDO GDPDJH VXFK DV ³FUXVKHG ULJKW UHDU ZKHHO RU FUXPSOHG IHQGHU´
DQG SURYLGH DQ HVWLPDWH RI WKH DPRXQW RI GDPDJH ,I VRPHRQH FODLPV KH RU VKH
KDV GDPDJHG SURSHUW EXW WKH GDPDJH LV QRW REVHUYDEOH PDNH D QRWH RQ WKH
DFFLGHQW UHSRUW VWDWLQJ WKDW KH RU VKH ³FODLPV EHQW IHQGHU´ HWF )ROORZ WKH VDPH
SURFHGXUHV ZLWK LQMXULHV 'RFXPHQW REVHUYDEOH LQMXULHV LQFOXGLQJ FXWV EXUQV
EURNHQ ERQHV HWF 0DNH D QRWH ZKHQ D SHUVRQ ³FODLPV´ DQ LQMXU ZKHQ WKHUH LV
QR ZD RI NQRZLQJ WKH WUXWK ,I H[DFW LQIRUPDWLRQ LV XQDYDLODEOH IRU D SDUWLFXODU
LWHP ZULWH ³XQNQRZQ´ WR LQGLFDWH LW ZDV QRW RYHUORRNHG
,I VXIILFLHQW VSDFH LV QRW DYDLODEOH IRU DQ LWHP ZULWH ³VHH DWWDFKHG VKHHW´ DQG
DWWDFK DQ H[WUD VKHHW FRQWDLQLQJ WKH DGGLWLRQDO LQIRUPDWLRQ
$IWHU WKH IRUP LV ILQLVKHG FDUHIXOO UHYLHZ WKH UHSRUW DQG HQVXUH LW LV FRPSOHWH
DQG DFFXUDWH :KHQ VDWLVILHG ZLWK WKH FRPSOHWHG UHSRUW VLJQ DQG VXEPLW LW WR WKH
PLVKDS LQYHVWLJDWRU
2SHUDWRU¶V 5HSRUW RI 0RWRU 9HKLFOH 0LVKDS )RUP 6WDQGDUG )RUP

47. 1$9('75$ $

48. )LJXUH $ ' 2SHUDWRU
V 5HSRUW RI 0RWRU 9HKLFOH $FFLGHQW 6WDQGDUG )RUP

49. 1$9('75$ $

50. 1$9('75$ $

51. 1$9('75$ $

52. 7KH $FFLGHQW,GHQWLILFDWLRQ DUG '' )RUP Figure 1-11

53. SURYLGHV DQ SHUVRQ
LQYROYHG LQ D PLVKDS ZLWK D 1DY YHKLFOH ZLWK WKH QDPH DQG RUJDQL]DWLRQDO DVVLJQPHQW
RI WKH 1DY RSHUDWRU $OZDV ILOO RXW WKH '' )RUP DW WKH VFHQH RI WKH PLVKDS DQG
JLYH D FRS WR WKH GULYHU RI WKH RWKHU YHKLFOH ,I WKH PLVKDS LQYROYHV D SDUNHG FDU DQG
WKH RZQHU RU RSHUDWRU LV QRW DYDLODEOH SODFH WKH '' )RUP LQ RU RQ WKH SDUNHG
YHKLFOH 1RWLI WKH SROLFH LPPHGLDWHO DQG UHPDLQ DW WKH VFHQH RI WKH PLVKDS XQWLO WKH
SROLFH DUULYH RU WKH RZQHU RU RSHUDWRU LV ORFDWHG
7HVW RXU .QRZOHGJH 6HOHFW WKH RUUHFW 5HVSRQVH

54. :KDW LV WKH SURSHU DXWKRUL]DWLRQ WR XVH D SLHFH RI HTXLSPHQW
$ *RYHUQPHQW 2SHUDWRU¶V /LFHQVH
% 9DOLG WULS WLFNHW
7UDLQHUV OLFHQVH
' +DUG FDUG
:KLFK RI WKH IROORZLQJ SHUVRQQHO DGPLQLVWHU WKH ZULWWHQ OLFHQVH WHVW
$ 7KH RSHUDWLRQV FKLHI
% 7KH OLFHQVH H[DPLQHU
7KH WHVW PHFKDQLF
' 7KH GLVSDWFKHU
)LJXUH ± $FFLGHQW ,GHQWLILFDWLRQ DUG '' )RUP
$FFLGHQW ,GHQWLILFDWLRQ DUG '' )RUP

55. 1$9('75$ $

56. :KLFK RI WKH IROORZLQJ FRQGLWLRQV FDQ WHUPLQDWH D SHUIRUPDQFH TXDOLILFDWLRQ WHVW
$ /DFN RI VNLOO
% 8QGXH QHUYRXVQHVV
,QDWWHQWLYHQHVV
' $OO RI WKH DERYH
:KHQ GRHV WKH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG H[SLUH
$ $W WKH SURMHFWHG URWDWLRQ GDWH 35'

57. RI WKH RSHUDWRU
% 7KUHH HDUV IURP WKH GDWH RI LVVXH
$W HDU LQWHUYDOV IURP WKH GDWH RI LVVXH
' 2Q WKH ELUWK GDWH RI WKH RSHUDWRU DQG LV YDOLG IRU HDUV
:KLFK RI WKH IROORZLQJ SHUVRQQHO KDYH D EHWWHU RSSRUWXQLW WKDQ DQRQH HOVH WR
GLVFRYHU GHIHFWV RQ HTXLSPHQW EHIRUH WKH EHFRPH VHULRXV SUREOHPV
$ $ PHFKDQLF
% 7KH DUG ERVV
$Q RSHUDWRU
' 7KH ZDVKUDFN DWWHQGDQW
:KLFK RI WKH IROORZLQJ LWHPV VKRXOG EH FDUULHG LQ HYHU 1DY YHKLFOH DW DOO WLPHV
$ RSLHV RI WKH 6)
% 0LVKDS LQVWUXFWLRQV
$ SHQFLO
' $OO RI WKH DERYH
:KDW LV RXU ILUVW UHVSRQVLELOLW LI RX DUH LQYROYHG LQ D PLVKDS
$ 'HWHUPLQH ZKDW SHUVRQ ZDV DW IDXOW
% RPSXWH WKH DPRXQW RI GDPDJH
5HQGHU DLG WR WKH LQMXUHG
' 1RWLI RXU VXSHUYLVRU RI WKH PLVKDS
75$163257$7,21 25*$1,=$7,21 7,7/(6 DQG
'87,(6
7KH WUDQVSRUWDWLRQ RUJDQL]DWLRQ LV FRPSRVHG RI PDQ SRVLWLRQV HDFK DVVLJQHG VSHFLILF
GXWLHV 7KH GXWLHV SHUIRUPHG E HDFK SRVLWLRQ DUH FULWLFDO WR HIILFLHQW WUDQVSRUWDWLRQ
RSHUDWLRQV 7KH SRVLWLRQV GHVFULEHG LQ PRUH GHWDLO EHORZ LQFOXGH 7UDQVSRUWDWLRQ
6XSHUYLVRU 'LVSDWFKHU DUG %RVV /LFHQVH ([DPLQHU ROODWHUDO (TXLSPHQW XVWRGLDQ
$WWDFKPHQW XVWRGLDQ DQG (TXLSPHQW 2SHUDWRU
7UDQVSRUWDWLRQ 6XSHUYLVRU
7KH WUDQVSRUWDWLRQ RIILFHU LQ SXEOLF ZRUNV DQG WKH $OSKD FRPSDQ FRPPDQGHU
GHVLJQDWHG DV WKH HTXLSPHQW RIILFHU LQ DQ 10% DUH GLUHFWO UHVSRQVLEOH WR WKH
FRPPDQGLQJ RIILFHU RI WKH DFWLYLW IRU WKH PDQDJHPHQW DQG PDLQWHQDQFH RI DOO DVVLJQHG
(6( ,Q DQ 10% WKH $OSKD FRPSDQ RSHUDWLRQV FKLHI WUDQVSRUWDWLRQ VXSHUYLVRU DQG
1$9('75$ $

58. VHQLRU SHWW RIILFHUV DUH UHVSRQVLEOH WR WKH HTXLSPHQW RIILFHU IRU WKH DGPLQLVWUDWLRQ
RSHUDWLRQV DQG RSHUDWRU PDLQWHQDQFH RI DOO DVVLJQHG (6(
7KH WUDQVSRUWDWLRQ VXSHUYLVRU LV UHVSRQVLEOH IRU VXSHUYLVLQJ DQG FRQWUROOLQJ RSHUDWLRQV
RSHUDWRU PDLQWHQDQFH DQG WKH FFOH RI DXWRPRWLYH FRQVWUXFWLRQ DQG ZHLJKWKDQGOLQJ
HTXLSPHQW 7KH WUDQVSRUWDWLRQ VXSHUYLVRU DOVR HQVXUHV WKH WUDQVSRUWDWLRQ SRRO VXSSRUWV
WKH WUDQVSRUW RI SHUVRQQHO HTXLSPHQW DQG PDWHULDOV DQG PDLQWDLQV DQG RSHUDWHV DOO
IXHO SHWUROHXP RLO DQG OXEULFDQW VWRUDJH DQG GLVSHQVLQJ IDFLOLWLHV 7KH WUDQVSRUWDWLRQ
VXSHUYLVRU¶V SULPDU JRDOV DUH
x (QVXULQJ VDIH DQG VHUYLFHDEOH HTXLSPHQW LV DYDLODEOH IRU XVH
x 0D[LPL]DWLRQ RI HTXLSPHQW VHUYLFH OLIH
'LVSDWFKHU
7KH SULPDU GXW RI WKH GLVSDWFKHU LV WR PDQDJH WKH DVVLJQHG HTXLSPHQW UHVRXUFHV
HIILFLHQWO ZLWKLQ WKH JHQHUDO SROLFLHV DQG GLUHFWLYHV RI WKH 1DY DQG SROLFLHV VHW IRUWK E
WKH HTXLSPHQW RIILFHU 3ROLFLHV DQG GLUHFWLYHV IRU GLVSDWFK RSHUDWLRQV DUH RXWOLQHG LQ WKH
1$9)$ 3 Management of Transportation; 1$9)$ 3 Equipment
Management Manual; DQG 20),5671',167 $ 6HULHV 1DYDO 0RELOH
RQVWUXFWLRQ %DWWDOLRQ 10%

59. (TXLSPHQW 0DQDJHPHQW ,QVWUXFWLRQ
7KH GLVSDWFKHU LV WKH NH HTXLSPHQW PDQDJHPHQW SRVLWLRQ LQ D XQLW DQG LV WKH KXE RI
FRPPXQLFDWLRQ IRU GDLO HTXLSPHQW RSHUDWLRQV $ FRPSHWHQW GLVSDWFKHU PXVW SRVVHVV
WKH NQRZOHGJH VNLOO DQG DELOLW WR DFFRPSOLVK WKH IROORZLQJ
x RQYH LQIRUPDWLRQ DQG LQVWUXFWLRQ LQ D FRQFLVH DQG WDFWIXO PDQQHU
x ([HUFLVH JRRG MXGJPHQW DQG PDNH GHFLVLRQV TXLFNO
x :RUN HIILFLHQWO XQGHU SUHVVXUH
x RQGXFW DGPLQLVWUDWLYH FOHULFDO DQG UHFRUGNHHSLQJ GXWLHV
x 3RVVHVV NQRZOHGJH RI HTXLSPHQW VL]HV WSHV XVHV DQG OLPLWDWLRQV
,Q DGGLWLRQ WR SRVVHVVLQJ WKH DIRUHPHQWLRQHG NQRZOHGJH VNLOOV DQG DELOLWLHV WKH
GLVSDWFKHU LV UHVSRQVLEOH IRU SHUIRUPLQJ WKH IROORZLQJ MRE UHTXLUHPHQWV
5RXWH LQIRUPDWLRQ 7KH GLVSDWFKHU XQGHUVWDQGV DQG FRQYHV LQIRUPDWLRQ WR
RSHUDWRUV FRQFHUQLQJ ZHDWKHU FRQGLWLRQV URDG FRQGLWLRQV URXWHV WR WUDYHO DQG
HPHUJHQF SURFHGXUHV 7KH GLVSDWFKHU LV NQRZOHGJHDEOH RI ZHLJKW OLPLWV RQ
URDGV DQG EULGJHV ORZ FOHDUDQFHV WUDIILF KD]DUGV DQG ORFDO WUDQVSRUWDWLRQ
VVWHPV VFKHGXOHV DQG URXWHV
(TXLSPHQW VWDWXV 7KH GLVSDWFKHU PXVW NQRZ WKH FXUUHQW VWDWXV DQG ORFDWLRQ RI
HYHU DVVLJQHG LWHP RI HTXLSPHQW
.HV 7KH GLVSDWFKHU FRQWUROV WKH NHV WR DOO YHKLFOH ORFNLQJ GHYLFHV DQG LJQLWLRQ
NHV 6SDUH NHV DUH PDLQWDLQHG LQ WKH HTXLSPHQW KLVWRU MDFNHW
5HFRUGV 7KH GLVSDWFKHU FKHFNV RSHUDWRU OLFHQVHV DQG LVVXHV WKH 2SHUDWRU¶V
'DLO 30 5HSRUW 1$9)$ IRU GRFXPHQWLQJ SUH DQG SRVWRSHUDWLRQDO
FKHFNV RQ FRQVWUXFWLRQ ZHLJKWKDQGOLQJ DQG PDWHULDOKDQGOLQJ HTXLSPHQW 7KH
2SHUDWRU¶V ,QVSHFWLRQ *XLGH DQG 7URXEOH 5HSRUW 1$9)$ DQG WKH
0RWRU (TXLSPHQW 8WLOL]DWLRQ 5HFRUG '' )RUP DUH XVHG IRU GRFXPHQWLQJ
SUH DQG SRVWRSHUDWLRQDO FKHFNV DQG UHFRUGLQJ WKH XWLOL]DWLRQ RI DXWRPRWLYH
HTXLSPHQW $GGLWLRQDOO WKH GLVSDWFKHU HQVXUHV HTXLSPHQW UHTXLUHG WR RSHUDWH
1$9('75$ $

60. RYHU WKH URDG FRQWDLQV PLVKDS UHSRUWLQJ SURFHGXUHV DQG IRUPV 7KH SURSHU IRUPV
DUH D 6WDQGDUG )RUP DQG D GHVFULSWLRQ RI ORFDO PLVKDS UHSRUWLQJ SURFHGXUHV
7KH (TXLSPHQW 6WDWXV %RDUG LV D PHDQV RI OLVWLQJ E 861 QXPEHU DOO HTXLSPHQW
DVVLJQHG WR D XQLW 7KH VWDWXV ERDUG VKRXOG EH FRORUFRGHG WR LGHQWLI WKH FXUUHQW VWDWXV
JHQHUDO DVVLJQPHQW DQG ORFDWLRQ RI HDFK SLHFH RI (6( Figure 1-12

61. 7KH GLVSDWFKHU
LV UHVSRQVLEOH IRU NQRZLQJ WKH FXUUHQW VWDWXV DQG ORFDWLRQ RI HYHU DVVLJQHG SLHFH RI
HTXLSPHQW
7KH GLVSDWFKHU UHFRUGV DOO YHKLFOHV DQG HTXLSPHQW WKDW DUH GLVSDWFKHG RQ WKH
'LVSDWFKHU¶V /RJ 1$9)$ Figure 1-13

62. 7KH ORJ VKHHW LV D UHDG UHIHUHQFH
IRU WKH ORFDWLRQ RI DOO WKH YHKLFOHV DQG HTXLSPHQW GLVSDWFKHG
7KH GLVSDWFKHU QRUPDOO PDLQWDLQV D +HDY (TXLSPHQW 'LVSDWFKHU¶V /RJ D FODVV
DVVLJQHG 'LVSDWFKHU¶V /RJ DQG D FODVV % DVVLJQHG 'LVSDWFKHU¶V /RJ 7KH KHDY
HTXLSPHQW ORJ LV XVHG IRU GLVSDWFKLQJ FRQVWUXFWLRQ DQG ZHLJKWKDQGOLQJ HTXLSPHQW WKH
FODVV ORJ IRU GLVSDWFKLQJ DXWRPRWLYH DQG PDWHULDOKDQGOLQJ HTXLSPHQW DQG WKH FODVV
% DVVLJQHG ORJ WR UHFRUG GLVSDWFKHG FODVV % DVVLJQHG YHKLFOHV
9HKLFOHV DVVLJQPHQWV DUH GLYLGHG LQWR WKUHH GLVSDWFK FDWHJRULHV ODVV $ ODVV % DQG
ODVV
ODVV $ GLVSDWFK FDWHJRU LV WKH IXOOWLPH DVVLJQPHQW RI D YHKLFOH WR DQ LQGLYLGXDO LW LV
RQO DXWKRUL]HG E WKH KLHI RI 1DYDO 2SHUDWLRQV 12

63. )LJXUH ± (TXLSPHQW 6WDWXV %RDUG
'LVSDWFKHU¶V /RJ
2.2.1 Equipment Status Board
1$9('75$ $

64. ODVV % GLVSDWFK FDWHJRU LQ WKH 1) LV WKH RQFH D ZHHN DVVLJQPHQW RI D YHKLFOH WKDW
UHTXLUHV D '' )RUP ODVV % DVVLJQPHQW LQ DQ 10% LV UHFRPPHQGHG E WKH
HTXLSPHQW RIILFHU DQG DSSURYHG E WKH FRPPDQGLQJ RIILFHU
ODVV GLVSDWFK FDWHJRU FRYHUV DOO HTXLSPHQW QRW XQGHU FODVV $ RU FODVV % ODVV
DVVLJQPHQWV DUH PDGH RQ DQ ³DVQHHGHG´ EDVLV +RZHYHU SURMHFW FUHZV DUH QRUPDOO
DVVLJQHG WKH VDPH YHKLFOH HDFK GD
7KH GLVSDWFKHU FORVHV RXW WKH KHDY HTXLSPHQW DQG FODVV ORJV GDLO DQG WKH FODVV %
DVVLJQHG ORJ ZHHNO ORVLQJ RXW D ORJ LV GRQH E DGGLQJ DOO WKH HQGLQJ PLOHDJH DQG
KRXU PHWHU UHDGLQJV DQG HQFORVLQJ WKH UHSRUWV DQG UHFRUGV LQVLGH WKH DSSURSULDWH IROGHG
GLVSDWFKHU¶V ORJ 2Q WKH RXWVLGH RI WKH ORJ WKH GLVSDWFKHU UHFRUGV WKH GDWH WRWDO
PLOHDJH DQG WRWDO RSHUDWLQJ KRXUV RI DOO WKH HTXLSPHQW GLVSDWFKHG
2Q WKH ILUVW ZRUN GD RI HDFK ZHHN WKH WUDQVSRUWDWLRQ VXSHUYLVRU FROOHFWV WKH
GLVSDWFKHU¶V ORJV IRU WKH $OSKD FRPSDQ RSHUDWLRQV VXSHUYLVRU IRU UHYLHZ DV UHTXLUHG E
WKH 206(21' 207+,5'1%,167 6HULHV
,Q WKH 1) WKH GLVSDWFKHU UHWDLQV ORJV RQ ILOH IRU GDV $W D SXEOLF ZRUNV WKH ''
)RUP LV UHWDLQHG IRU GDV DQG WKH GLVSDWFKHU¶V ORJV IRU PRQWKV
1$9('75$ $

65. )LJXUH ± 'LVSDWFKHUV /RJ 1$9)$
1$9('75$ $

66. DUG 6XSHUYLVRU DUG %RVV

67. 7KH DUG ERVV DQG WKH GLVSDWFKHU ZRUN DV D WHDP 7KH DUG ERVV SODV D NH SDUW LQ WKH
(TXLSPHQW 0DQDJHPHQW 3URJUDP E HQIRUFLQJ DQG SURYLGLQJ WHFKQLFDO JXLGDQFH IRU
RSHUDWRU SUH DQG SRVWRSHUDWLRQDO FKHFNV DQG PDLQWHQDQFH SURFHGXUHV WKDW UHGXFH
HTXLSPHQW EUHDNGRZQ $GGLWLRQDOO WKH DUG ERVV PDQDJHV WKH HTXLSPHQW DUG DQG WKH
YHKLFOHV SDUNHG LQ LW DQG HVWDEOLVKHV DQG HQIRUFHV WUDIILF FRQWURO WKURXJK WKH DUG
LQFOXGLQJ VWRS VLJQV VSHHG OLPLWV DQG RQHZDWUDIILF IORZ 7KH DUG ERVV LV DOVR LQ
FKDUJH RI DUG PDLQWHQDQFH DQG WKH HVWDEOLVKPHQW RI SDUNLQJ OLQHV DQG DUHDV VXFK DV
D UHDG OLQH DQG DZDLWLQJHQWULQWRVKRS OLQH 7KH DUG ERVV VHHV DQG KHDUV WKH
HTXLSPHQW WKDW GLVSDWFKHUV FDQQRW VHH ZKLOH VLWWLQJ EHKLQG WKHLU GHVNV
7KH DUG ERVV KDV D WRRO NLW ZKLFK SURYLGHV WRROV IRU RSHUDWRU PDLQWHQDQFH SURFHGXUHV
7KH .LW SURYLGHV WKH PLQLPXP WRROV DQG HTXLSPHQW UHVRXUFHV QHFHVVDU WR
VXSSRUW RSHUDWRU PDLQWHQDQFH )RU FRQWURO DQG DFFRXQWDELOLW RI WKH WRROV WKH DUG ERVV
VKRXOG KDYH RSHUDWRUV VLJQ D ORJ ERRN IRU WKH WRROV FKHFNHG RXW ,Q DGGLWLRQ WR WKH NLW
WKH DUG ERVV PXVW SURYLGH JUHDVH JXQV YDOYH FDSV DQG OLJKW EXOEV
7KH DUG ERVV LV DOVR UHVSRQVLEOH IRU FFOLQJ HTXLSPHQW LQ WKH SRRO WKDW LV QRW UHJXODUO
XVHG (TXLSPHQW PXVW EH PDLQWDLQHG LQ D VWDQGE VWDWXV DQG FFOHG RQ D ZHHNO EDVLV
FOLQJ H[HUFLVHV HTXLSPHQW DQG SURWHFWV LW IURP GHWHULRUDWLRQ (TXLSPHQW FFOLQJ PXVW
EH GRFXPHQWHG LQ D FFOH ORJ PDLQWDLQHG E WKH DUG ERVV GRFXPHQWLQJ WKH GDWH 861
QXPEHU GXUDWLRQ RI FFOH DQG GHILFLHQFLHV
/LFHQVH ([DPLQHU
7KH OLFHQVH H[DPLQHU VKRXOG EH WKH EHVW TXDOLILHG OLFHQVHG HTXLSPHQW
RSHUDWRU DYDLODEOH 7KH OLFHQVH H[DPLQHU LV DSSRLQWHG E OHWWHU E WKH FRPPDQGLQJ
RIILFHU 7KH H[DPLQHU LV UHVSRQVLEOH IRU EHLQJ IDPLOLDU ZLWK DQG PDLQWDLQLQJ D OLEUDU RI
WKH IROORZLQJ SXEOLFDWLRQV
x 6WRUDJH DQG 0DWHULDOV +DQGOLQJ '2',167 5
x 0RWRU 9HKLFOHV 0DQDJHPHQW $FTXLVLWLRQ DQG 8VH 231$9,167 $
0RWRU
x 9HKLFOHV 'ULYHU¶V +DQGERRN 1$96($ 23 DQG $PPXQLWLRQ
x ([SORVLYHV DQG 5HODWHG +D]DUGRXV 0DWHULDOV
x 0DQDJHPHQW RI 7UDQVSRUWDWLRQ (TXLSPHQW 1$9)$ 3
x 7HVWLQJ DQG /LFHQVLQJ RI RQVWUXFWLRQ (TXLSPHQW 2SHUDWRUV 1$9)$ 3
x 0DQDJHPHQW RI :HLJKW+DQGOLQJ (TXLSPHQW 0DLQWHQDQFH DQG HUWLILFDWLRQ
1$9)$ 3
x 1DY 'ULYHU¶V +DQGERRN 1$9)$ 02
x 1DYDO RQVWUXFWLRQ )RUFH (TXLSPHQW 0DQDJHPHQW 0DQXDO 1$9)$ 3
x 1DYDO RQVWUXFWLRQ )RUFH 6DIHW 0DQXDO 206(21'207+,5'1%,167
6HULHV
x )HGHUDO 0RWRU DUULHU 6DIHW 5HJXODWLRQV 3DUWV
$GGLWLRQDOO WKH OLFHQVH H[DPLQHU PDLQWDLQV D OLFHQVH ILOH XQGHU ORFN DQG NH IRU HDFK
OLFHQVHG RSHUDWRU LQ WKH FRPPDQG 7KH ILOHV SURYLGH LQIRUPDWLRQ RQ WKH WSHV RI
1$9('75$ $

68. HTXLSPHQW WKH RSHUDWRU LV TXDOLILHG WR RSHUDWH DSSOLFDQWV¶ EDFNJURXQG DQG H[SHULHQFH
H[DPLQDWLRQ ILQGLQJV VSHFLDO UHTXLUHPHQWV WUDIILF YLRODWLRQV DQG DFFLGHQW KLVWRU
7KH OLFHQVH H[DPLQHU PXVW FRPSO ZLWK WKH 3ULYDF $FW RI LQ WKH PDLQWHQDQFH RI
DOO ILOHV RI OLFHQVHG RSHUDWRUV 7KH OLFHQVH H[DPLQHU PDLQWDLQV D WLFNOHU ILOH RI HDFK
RSHUDWRU¶V OLFHQVH H[SLUDWLRQ GDWH DQG HQVXUHV DOO SHUVRQQHO DUH SURSHUO WUDLQHG RQ WKH
HTXLSPHQW EHIRUH LVVXLQJ WKH 2SHUDWRU¶V ,GHQWLILFDWLRQ DUG 2) RU RQVWUXFWLRQ
(TXLSPHQW 2SHUDWRU /LFHQVH 1$9)$
7KH OLFHQVH H[DPLQHU LV WSLFDOO DVVLJQHG WKH UHVSRQVLELOLWLHV RI WKH PRWRU YHKLFOH
PLVKDS LQYHVWLJDWRU 7KH 0LVKDS ,QYHVWLJDWLRQ 5HSRUWLQJ DQG 5HFRUG .HHSLQJ
'2',167 VWDWHV DOO DFFLGHQWV LQYROYLQJ 'R' PRWRU YHKLFOHV LQFOXGLQJ UHQWHG
(6( DUH LQYHVWLJDWHG WR GHWHUPLQH WKH FDXVH DQG FLUFXPVWDQFHV
7KH PRWRU YHKLFOH PLVKDS LQYHVWLJDWRU PDNHV WKRURXJK LQYHVWLJDWLRQV RI DOO DFFLGHQWV
DQG GRFXPHQWV HYLGHQFH SURPSWO IRU XVH LQ WKH HYHQW D FODLP LV ILOHG DJDLQVW WKH
JRYHUQPHQW $FFLGHQWV WKDW DSSHDU WULYLDO PD HYHQWXDOO UHVXOW LQ OHJDO VXLWV 7KHUHIRUH
PLVKDS LQYHVWLJDWRUV PXVW IROORZ WKH PLVKDS LQYHVWLJDWLRQ JXLGHOLQHV VHW IRUWK LQ WKH
0LVKDS ,QYHVWLJDWLQJ DQG 5HSRUWLQJ 231$9,167 ODWHVW HGLWLRQ
$ PLVKDS LQYHVWLJDWRU ZRUNV FORVHO ZLWK WKH FRPPDQG VDIHW FKLHI WR GHYHORS VDIHW
DQG DFFLGHQW SUHYHQWLRQ SURJUDPV IRU WKH FRPPDQG 7KHVH SURJUDPV LQFOXGH WKH VDIH
RSHUDWLRQ RI (6( SURYLVLRQV IRU WKH PDQGDWRU XVH RI VHDW EHOWV DQG WKH SURKLELWLRQ
DJDLQVW VPRNLQJ LQ YHKLFOHV 7KH DOVR SHUIRUP MRLQW LQYHVWLJDWLRQV RI VHULRXV PLVKDSV
WKDW LQFOXGH LQMXU RU IDWDOLWLHV
$FFRUGLQJ WR 231$9,167 JRYHUQPHQW RZQHG RU OHDVHG PRWRU YHKLFOHV
LQYROYHG LQ D IDWDOLW RU LQMXU RU WKDW VXVWDLQV D WRWDO GDPDJH RI RU PRUH UHTXLUH
D 1$9*5$0 VHQW WR WKH 1DYDO 6DIHW HQWHU 7KH FRPPDQG PXVW VHQG WKH 1$9*5$0
ZLWKLQ GDV RI WKH PLVKDS WR WKH RPPDQGHU 1DYDO 6DIHW HQWHU 1DYDO $LU 6WDWLRQ
1RUIRON 9LUJLQLD 2QGXW PRWRU YHKLFOH DFFLGHQWV UHVXOWLQJ LQ KRVSLWDOL]DWLRQ RI ILYH RU
PRUH SHUVRQV DUH UHSRUWHG E SULRULW PHVVDJH RU WHOHSKRQH
,Q PRVW FDVHV WKH OLFHQVH H[DPLQHU LV DVVLJQHG WR VHUYH DV WKH EDWWDOLRQ URDG PDVWHU
7KH URDG PDVWHU HQVXUHV WKH VDIH RSHUDWLRQ RI WKH EDWWDOLRQ¶V HTXLSPHQW DQG HQIRUFHV
UHJXODWLRQV DV GLUHFWHG E WKH $OSKD RPSDQ RPPDQGHU $GGLWLRQDOO WKH URDG PDVWHU
VKRXOG HVFRUW RYHUVL]HG ORDGV DQG FKHFN SURVSHFWLYH URXWHV RI WUDYHO IRU REVWUXFWLRQV
ROODWHUDO (TXLSPHQW XVWRGLDQ
$V D PHPEHU RI WKH WUDQVSRUWDWLRQ SRRO DQ (2 PD EH DVVLJQHG DV WKH FROODWHUDO
HTXLSDJH FXVWRGLDQ 7KH WZR EDVLF WSHV RI FROODWHUDO HTXLSDJH DUH FRPSRQHQW
FROODWHUDO HTXLSDJH DQG WDFWLFDO FROODWHUDO HTXLSDJH
RPSRQHQW FROODWHUDO HTXLSDJH FRQVLVWV RI LWHPV VXFK DV KRVHV IRU SXPSV DQG ELWV IRU
WKH HDUWK DXJHU 7KHVH LWHPV DUH QRUPDOO SURFXUHG RQ WKH VDPH FRQWUDFW DV WKH EDVLF
PDFKLQH 7KH KLVWRU MDFNHW VKRXOG FRQWDLQ D OLVW RI WKH DPRXQW DQG WSHV RI FRPSRQHQW
FROODWHUDO HTXLSDJH
7DFWLFDO FROODWHUDO HTXLSDJH FRQVLVWV RI LWHPV FRPPRQ WR WKH HTXLSPHQW VXFK DV WRS
FDQYDV DQG WDUSDXOLQ ERZV DQG VLGH UDFNV VSDUH WLUH DQG ULP MDFN DQG OXJ ZUHQFK DQG
FKDLQV ZLWK KRRNV DQG ELQGHUV
0LVKDS ,QYHVWLJDWRU
5RDG 0DVWHU
1$9('75$ $

69. 2SHUDWRUV RI FODVV % DVVLJQHG (6( VLJQ WKH % IRUP DVVXPLQJ IXOO FXVWRG RI
PRXQWHG FROODWHUDO JHDU 7KH DUG ERVV VLJQV % IRUPV IRU FODVV PRXQWHG
FROODWHUDO JHDU RQ (6( 7KH PRXQWHG FROODWHUDO JHDU LV DQQRWDWHG RQ WKH GDLO WULS
WLFNHW DQG WKH RSHUDWRU ZKR VLJQV WKH WULS WLFNHW DVVXPHV FXVWRG RU WKH FROODWHUDO
HTXLSDJH FDQ EH LVVXHG DQG UHWXUQHG WR FROODWHUDO HDFK WLPH WKH XQLW RI (6( LV
GLVSDWFKHG
7KH HTXLSDJH FXVWRGLDQ XVHV D 1$9683 )RUP Figure 1-15

70. RU D
Figure 1-16

71. IRU ORVW GDPDJHG RU GHWHULRUDWHG FROODWHUDO HTXLSPHQW 7KH PDLQWHQDQFH
VXSHUYLVRU UHYLHZV DQG DSSURYHV 1$9683 )RUP V
)LJXUH ± ROODWHUDO XVWRG 5HFRUG DUG 206(21'
207+,5'1% )RUP
7KH FROODWHUDO HTXLSDJH FXVWRGLDQ PDLQWDLQV D ROODWHUDO XVWRG 5HFRUG DUG
206(21' 207+,5'1% )RUP Figure 1-14

72. IRU HDFK OLQH LWHP RI HTXLSDJH
IRU HDFK XQLW RI HTXLSPHQW 2Q WKH % IRUP WKH HTXLSDJH FXVWRGLDQ HQWHUV DOO
RXWVWDQGLQJ UHTXLVLWLRQV UHFHLSWV LVVXHV ORFDWLRQ DQG ORVVHV DQG DQQRWDWHV WKH
DOORZDQFH RI D SDUWLFXODU OLQH LWHP RI HTXLSDJH IRU HDFK (6( 7KH HTXLSDJH FXVWRGLDQ
PDLQWDLQV WKH % IRUPV LQ IROGHUV IRU HDFK 861QXPEHUHG XQLW RI (6( 7KH %
IRUPV DUH SXOOHG RQ WKH 30 GDWH WR SHUIRUP DQ LQYHQWRU RI PRXQWHG RU VWRUHG FROODWHUDO
HTXLSDJH IRU HDFK XQLW RI (6( HQWHULQJ WKH VKRS
1$9('75$ $

73. 127(
7KH LQYHQWRU SURFHGXUHV DUH DFFRXQWDEOH PDQKRXUV RQ WKH (TXLSPHQW 5HSDLU 2UGHU
)LJXUH ± 6LQJOH/LQH ,WHP RQVXPSWLRQ0DQDJHPHQW 'RFXPHQW 0DQXDO

74. 1$9683 )RUP
1$9('75$ $

75. )LJXUH ± 1RQ161 5HTXLVLWLRQ 1$9683 )RUP
1$9('75$ $

76. $WWDFKPHQW XVWRGLDQ
7KH DWWDFKPHQW FXVWRGLDQ PDLQWDLQV D FDUG ILOH DQG ORJ VKRZLQJ DQ DFFXUDWH LQYHQWRU
RI UHFHLSWV DQG LVVXHV RI DWWDFKPHQWV ZKHQ WKH DWWDFKPHQWV ZHUH ODVW OXEULFDWHG DQG
DQ GDPDJH LQFXUUHG IURP RQH RSHUDWLRQ WR DQRWKHU 7KH DWWDFKPHQW FXVWRGLDQ LV DOVR
UHVSRQVLEOH IRU WKH VHJUHJDWHG VWRUDJH RI DOO DWWDFKPHQWV DQG WKHLU DVVRFLDWHG
DFFHVVRULHV
$WWDFKPHQWV DUH DFFHVVRULHV WR FRQVWUXFWLRQ HTXLSPHQW WKDW HQDEOH WKH EDVLF
HTXLSPHQW WR SHUIRUP LWV IXQFWLRQ RU DGG YHUVDWLOLW $WWDFKPHQWV DUH VWRUHG RQ
KDUGVWDQGV WR NHHS WKH LWHPV RXW RI VDQG PXG DQG ZDWHU +GUDXOLF OLQHV DQG ILWWLQJV
DUH VHDOHG IRU SURWHFWLRQ IURP GLUW DQG PRLVWXUH
$WWDFKPHQW DFFHVVRULHV VXFK DV EXFNHW WHHWK VSURFNHWV GUXP ODJJLQJ DQG ZHGJHV
DUH SODFHG LQ ER[HV RU RQ SDOOHWV DQG PDUNHG IRU WKH DSSURSULDWH HTXLSPHQW :LUH URSH
VKHDYHV DQG EROW WKUHDGV DUH OXEULFDWHG 1XWV DQG EROWV DUH VWRUHG LQ WKHLU UHVSHFWLYH
KROHV RQ WKH DWWDFKPHQWV ZKHQ SRVVLEOH ([SRVHG PDFKLQHG VXUIDFHV DQG RSHQ SDUWV
DUH SUHVHUYHG WR SUHYHQW R[LGDWLRQ DQG GDPDJH 6WRUDJH LV PDLQWDLQHG VR DOO
DWWDFKPHQWV EHORQJLQJ WR RQH 861 QXPEHU DUH VWRUHG WRJHWKHU
7KH DWWDFKPHQW FXVWRGLDQ LV UHVSRQVLEOH IRU WKH $WWDFKPHQWV 6WDWXV %RDUG )LJXUH

77. PDLQWDLQHG LQ WKH GLVSDWFKHU¶V RIILFH 7KH $WWDFKPHQWV 6WDWXV %RDUG UHIOHFWV WKH
DWWDFKPHQW FRGH 1$9)$ LGHQWLILFDWLRQ QXPEHU DEEUHYLDWHG GHVFULSWLRQ WKH 861
QXPEHU RI WKH HTXLSPHQW WR ZKLFK WKH DWWDFKPHQW LV DVVLJQHG WKH 30 JURXS VDPH DV
WKH HTXLSPHQW WKH DWWDFKPHQW LV DVVLJQHG

78. WKH ORFDWLRQ RI WKH DWWDFKPHQW DQG UHPDUNV
7KH FROODWHUDO HTXLSDJH FXVWRGLDQ QRUPDOO SHUIRUPV WKH GXWLHV RI WKH DWWDFKPHQW
FXVWRGLDQ
%XV DQG 7D[L 6HUYLFHV
$Q (2 PXVW EH ERWK NQRZOHGJHDEOH DQG YHUVDWLOH ZLWK PDQ IRUPV RI HTXLSPHQW
RSHUDWLRQV 7KH IROORZLQJ VHFWLRQ EULHIO GHVFULEHV WKH SURFHGXUHV IRU EXV DQG WD[L
VHUYLFHV
[
)LJXUH ± $WWDFKPHQW 6WDWXV %RDUG
$WWDFKPHQW 6WDWXV %RDUG
1$9('75$ $

79. $Q (2 PD EH UHTXLUHG WR VHUYH DV D EXV GULYHU $ EXV GULYHU PXVW EH PDWXUH DQG
UHOLDEOH DQG PXVW HQVXUH D EXV LV VDIH %HVLGHV SHUIRUPLQJ WKH QRUPDO SUHVWDUW
SURFHGXUHV WKH IROORZLQJ DUH LWHPV WKH RSHUDWRU PXVW HQVXUH DUH LQ JRRG ZRUNLQJ RUGHU
x 6HUYLFH EUDNHV
x 3DUNLQJ EUDNH
x 6WHHULQJ PHFKDQLVP
x /LJKWV DQG UHIOHFWRUV
x 7LUHV DQG KRUQ
x :LQGVKLHOG ZLSHUV
x 5HDUYLHZ PLUURU RU PLUURUV
x :KHHOV DQG ULPV
$GGLWLRQDOO FKHFN WKH LQWHULRU RI WKH EXV WR HQVXUH ULGHU VDIHW $LVOHV DQG VWDLUZHOOV
PXVW DOZDV EH FOHDU DQG WKH IROORZLQJ PXVW EH LQ D VDIH ZRUNLQJ FRQGLWLRQ
x (DFK KDQGKROG DQG UDLOLQJ
x )ORRU FRYHULQJ
x 6LJQDO GHYLFHV HPHUJHQF GRRU EX]]HU

80. x (PHUJHQF H[LW KDQGOHV
x (PHUJHQF H[LW VLJQ YLVLEOH
x 6HDWV VHFXUHG WR WKH EXV
127(
7KH EXV PXVW KDYH D ILUH H[WLQJXLVKHU DQG HPHUJHQF UHIOHFWRUV DV RXWOLQHG LQ WKH
Federal Motor Carrier Safety Regulations Pocketbook 256$ 7KH EXV PXVW DOVR
KDYH VSDUH HOHFWULFDO IXVHV XQOHVV HTXLSSHG ZLWK FLUFXLW EUHDNHUV
:KHQ SHUIRUPLQJ WKH QRUPDO SUHVWDUW LQVSHFWLRQ SURFHGXUHV IRU D EXV WKH RSHUDWRU
VKRXOG XVH WKH %XV ,QVSHFWLRQ 0HPRU $LG Figure 1-18

81. %XV 6HUYLFH
1$9('75$ $

82. 7KH EXV GULYHU LV UHVSRQVLEOH IRU WKH RUGHUO EHKDYLRU DQG VDIHW RI DOO SDVVHQJHUV DQG
FDUJR 7KH GULYHU VKRXOG EH QHDW LQ DSSHDUDQFH DQG PDLQWDLQ D FRXUWHRXV DWWLWXGH 7KH
EXV GULYHU PXVW FRPSO ZLWK WKH IROORZLQJ UXOHV ZKHQ RSHUDWLQJ D EXV
'R QRW DOORZ D ULGHU WR VWDQG IRUZDUG RI WKH UHDU RI WKH GULYHU¶V VHDW %XVHV
GHVLJQHG WR DOORZ VWDQGLQJ VKRXOG KDYH D LQFK OLQH RQ WKH IORRU RU VRPH RWKHU
PHDQV VKRZLQJ ULGHUV ZKHUH WKH FDQQRW VWDQG 7KLV OLQH LV FDOOHG WKH VWDQGHH
OLQH DQG DOO SDVVHQJHUV PXVW VWD EHKLQG LW
'R QRW SXW D EXV LQ PRWLRQ ZLWK WKH GRRUV RSHQ DQG GR QRW FORVH WKH GRRUV XQWLO
DOO SDVVHQJHUV DUH FRPSOHWHO FOHDU RI WKH GRRUV
3D DWWHQWLRQ WR WKH URDG ZKHQ GULYLQJ DQG GR QRW FDUU RQ XQQHFHVVDU
FRQYHUVDWLRQ ZLWK SDVVHQJHUV ZKLOH WKH YHKLFOH LV LQ PRWLRQ
6WRS VWDUW DQG RSHUDWH EXVHV VPRRWKO DQG ZLWKRXW MHUNV RU VXGGHQ FKDQJHV LQ
DFFHOHUDWLRQ :KHQ PDNLQJ D WXUQ RU XSRQ DSSURDFKLQJ D VKDUS FXUYH UHGXFH
VSHHG WR DYRLG LQMXULQJ SDVVHQJHUV
:KLOH GULYLQJ VFDQ WKH LQWHULRU RI WKH EXV DV ZHOO DV WKH URDG DKHDG WR WKH VLGHV
DQG WR WKH UHDU ,I QHFHVVDU UHPLQG SDVVHQJHUV WR NHHS DUPV DQG KHDGV LQVLGH
WKH EXV
6WRS WKH EXV EHWZHHQ DQG IHHW EHIRUH UDLOURDG FURVVLQJV /RRN DQG OLVWHQ LQ
ERWK GLUHFWLRQV IRU WUDLQV 2SHQ WKH GRRU LI LW LPSURYHV WKH DELOLW WR VHH RU KHDU DQ
DSSURDFKLQJ WUDLQ %HIRUH FURVVLQJ DIWHU D WUDLQ KDV SDVVHG EH VXUH WKHUH LV QRW
)LJXUH ± %XV 2SHUDWRU ,QVSHFWLRQ 0HPRU $LG
1$9('75$ $

83. DQRWKHU WUDLQ FRPLQJ LQ HLWKHU GLUHFWLRQ RQ RWKHU WUDFNV :KHQ LW LV VDIH WR FURVV
GULYH WKH EXV FRPSOHWHO DFURVV WKH FURVVLQJ ZLWKRXW FKDQJLQJ JHDUV
:KLOH LW LV QRW QHFHVVDU WR FRPSOHWHO VWRS LW LV LPSRUWDQW WR VORZGRZQ DQG FDUHIXOO
FKHFN IRU RWKHU YHKLFOHV LQ WKH IROORZLQJ VLWXDWLRQV
x $W VWUHHWFDU FURVVLQJV
x $W UDLOURDG WUDFNV XVHG RQO IRU LQGXVWULDO VZLWFKLQJ ZLWKLQ D EXVLQHVV GLVWULFW
x :KHUH D SROLFHPDQ RU IODJPDQ LV GLUHFWLQJ WUDIILF
x ,I D WUDIILF VLJQDO VKRZV JUHHQ
x $W FURVVLQJV PDUNHG ³H[HPSW FURVVLQJ´
$GKHUH WR WKH VWDQGDUGV DQG SURFHGXUHV FRQWDLQHG LQ WKH RPPHUFLDO 'ULYHU /LFHQVH
'/

84. +DQGERRN
7KH WD[L VHUYLFH SURYLGHV D PHWKRG RI WUDQVSRUWLQJ SHUVRQQHO WR PHGLFDO DSSRLQWPHQWV
MREVLWHV DLUSRUWV DQG DUHDV GLUHFWHG E WKH WUDQVSRUWDWLRQ VXSHUYLVRU 7KH GLVSDWFK
RIILFH LV QRUPDOO WKH EDVH VWDWLRQ IRU WD[L VHUYLFH $ UDGLR LV XVHG WR FRPPXQLFDWH ZLWK
WKH WD[L GULYHU 7KH GULYHU LV UHVSRQVLEOH IRU SDVVHQJHU VDIHW
7HVW RXU .QRZOHGJH 6HOHFW WKH RUUHFW 5HVSRQVH

85. :KLFK RI WKH IROORZLQJ SHUVRQQHO DUH UHVSRQVLEOH WR WKH HTXLSPHQW RIILFHU IRU WKH
DGPLQLVWUDWLRQ RSHUDWLRQV DQG RSHUDWRU PDLQWHQDQFH RI DOO DVVLJQHG (6(
$ $OSKD FRPSDQ RSHUDWLRQV FKLHI
% 7UDQVSRUWDWLRQ VXSHUYLVRU
6HQLRU SHWW RIILFHUV
' $OO RI WKH DERYH
:KLFK RI WKH IROORZLQJ SRVLWLRQV LV WKH NH HTXLSPHQW PDQDJHPHQW SRVLWLRQ LQ D
XQLW
$ ROODWHUDO HTXLSDJH FXVWRGLDQ
% 'LVSDWFKHU
:DVK UDFN DWWHQGDQW
' 0DVWHU±DW±DUPV
:KLFK RI WKH IROORZLQJ SHUVRQQHO KDV WKH UHVSRQVLELOLW WR NQRZ WKH FXUUHQW VWDWXV
DQG ORFDWLRQ RI HYHU DVVLJQHG SLHFH RI HTXLSPHQW
$ RPSDQ FRPPDQGHU
% RPSDQ FKLHI
'LVSDWFKHU
' DUG ERVV
7D[L 6HUYLFH
1$9('75$ $

86. :KLFK RI WKH IROORZLQJ LV 127 DQ DUHD RI UHVSRQVLELOLW RI WKH DUG ERVV
$ (TXLSPHQW DUG PDQDJHPHQW
% 7UDIILF FRQWURO HQIRUFHPHQW
7LUH VKRS PDQDJHPHQW
' (TXLSPHQW DUG PDLQWHQDQFH
$ VSDUH WLUH DQG ULP LV FODVVLILHG DV ZKDW WSH RI FROODWHUDO HTXLSDJH
$ RPSRQHQW
% $XWRPRWLYH
RQVWUXFWLRQ
' 7DFWLFDO
7UXH RU )DOVH

87. $WWDFKPHQW VWRUDJH LV PDLQWDLQHG VR DOO DWWDFKPHQWV EHORQJLQJ
WR RQH 861 QXPEHU DUH VWRUHG WRJHWKHU
$ 7UXH
% )DOVH
7UXH RU )DOVH

88. $ EXV VKRXOG VWRS EHWZHHQ DQG IHHW EHIRUH D UDLOURDG
FURVVLQJ
$ 7UXH
% )DOVH
(0%$5.$7,21
1DYDO RQVWUXFWLRQ )RUFH XQLWV VXFK DV 10% $PSKLELRXV RQVWUXFWLRQ %DWWDOLRQV
3+,%%V

89. RQVWUXFWLRQ %DWWDOLRQ 0DLQWHQDQFH 8QLWV %08V

90. DUH UHTXLUHG WR PDLQWDLQ
D KLJKW VWDWH RI UHDGLQHVV 7KH XQLWV PXVW EH FDSDEOH RI UDSLGO DQG HIILFLHQWO HPEDUNLQJ
DERDUG DLUFUDIW RU VKLSSLQJ WR SURYLGH FRQWLQJHQF VXSSRUW WR WKH 1DY WKH 0DULQH RUSV
DQG RWKHU IRUFHV 7KH XQLWV PXVW DOVR EH UHDG WR SHUIRUP DQG SDUWLFLSDWH LQ GLVDVWHU
UHFRYHU RSHUDWLRQV DQG ILHOG H[HUFLVHV 'HWDLOHG SURFHGXUHV IRU HPEDUNDWLRQ DUH
RXWOLQHG LQ WKH Naval Construction Force Embarkation Manual,
20),5671',167
(6( DQG 0DWHULDO 3UHSDUDWLRQ
8SRQ QRWLILFDWLRQ IURP KLJKHU DXWKRULW WR PRXQWRXW DQG GHSOR WKH EDWWDOLRQ UH
RUJDQL]HV DQG VHWV XS D PRXQWRXW FRQWURO FHQWHU 02

91. 7KH 02 LV XQGHU WKH
GLUHFWLRQ RI WKH EDWWDOLRQ H[HFXWLYH RIILFHU 7KH 02 FRQWUROV FRRUGLQDWHV DQG
PRQLWRUV WKH PRYHPHQW RI DOO SHUVRQQHO VXSSOLHV DQG HTXLSPHQW WR WKH PDUVKDOLQJ
DUHD 7KH 02 DQG WKH HPEDUNDWLRQ VWDII FRQWURO DOO DVSHFWV RI DQ 10% PRXQWRXW
DQG VHUYH DV WKH FRRUGLQDWLQJ FHQWHU IRU DOO WKH FRPSDQLHV DQG EDWWDOLRQ VWDII
7KH SUHSDUDWLRQ RI (6( IRU HPEDUNDWLRQ LV WKH UHVSRQVLELOLW RI $OSKD FRPSDQ $OO
YHKLFOHV DQG HTXLSPHQW PXVW EH DEVROXWHO FOHDQ RI PXG RLO JUHDVH RU DQ RWKHU
IRUHLJQ PDWWHU $OO OHDNV PXVW EH UHSDLUHG EHIRUH HTXLSPHQW LV HPEDUNHG (PEDUNLQJ RQ
DLUFUDIW UHTXLUHV VSHFLDO ORDGLQJ SURFHGXUHV IRU VHYHUDO WSHV RI (6( DVVLJQHG WR WKH
EDWWDOLRQ 7DEOH RI $OORZDQFH 72$

92. 7KHVH SURFHGXUHV DUH RXWOLQHG LQ WKH NCF
Embarkation Manual, 20),5671',167 6HULHV $OSKD FRPSDQ LV UHVSRQVLEOH IRU WKH
IROORZLQJ SURFHGXUHV UHPRYDO RI GXPS WUXFN KHDGDFKH UDFNV HTXLSPHQW H[KDXVW
1$9('75$ $

93. VWDFNV GR]HU EODGHV FRXQWHU ZHLJKWV HTXLSPHQW UROO RYHU SURWHFWLYH VWUXFWXUH 5236

94. ERZV WDUSV DQG VLGH UDFNV HWF
127(
7KH EROWV QXWV DQG SDUWV IURP WKH GLVDVVHPEOHG HTXLSPHQW PXVW EH SODFHG ZLWK WKH
HTXLSPHQW LQ DQ HDVLO DFFHVVLEOH ORFDWLRQ
$ PRELOH ORDG LV DQ LWHP RQ D YHKLFOH QRW FRQVLGHUHG WR EH D VHFXUHG SDUW RI D YHKLFOH
0RELOHORDGHG LWHPV PXVW EH VHFXUHG WR WKH YHKLFOH E D PLQLPXP RI RQHKDOILQFKWKLFN
URSH RI PDQLOD RU KHPS IURP VLGH WR VLGH DQG IURQW WR UHDU
7KH DPRXQW RI IXHO LQ WKH YHKLFOH IXHO WDQNV PXVW EH FKHFNHG DQG VHUYLFHG SULRU WR
HPEDUNDWLRQ 9HKLFOH IXHO WDQNV PXVW EH DW OHDVW RQHIRXUWK IXOO DQG QRW PRUH WKDQ WKUHH
IRXUWKV IXOO ,I D YHKLFOH LV WR EH SODFHG RQ DQ DLUFUDIW IXHO WDQNV VKRXOG QHYHU EH PRUH
WKDQ RQHKDOI IXOO
)XHO LQ WDQNV IRU WUDLOHUPRXQWHG DQG VLQJOHD[OH XQLWV PXVW QRW H[FHHG RQHIRXUWK IXOO
ZKHQ WKHVH XQLWV DUH GLVFRQQHFWHG IURP WKH SULPH PRYHU ZLWK WKH WRQJXH UHVWLQJ RQ WKH
DLUFUDIW IORRU :KHQ SRVLWLRQHG RQ WKH DLUFUDIW UDPS WKH IXHO WDQNV PXVW EH GUDLQHG EXW
QRW SXUJHG
DUJR WKDW LV WR EH ORDGHG RQ DQ DLUFUDIW LV
SDOOHWL]HG RQ / DLU FHUWLILHG SDOOHWV Figure
1-19

95. $ / SDOOHW KDV WKH IROORZLQJ
FKDUDFWHULVWLFV
x (PSW ZHLJKW SRXQGV
x (PSW ZHLJKW ZLWK WRS DQG VLGH
QHWWLQJ SRXQGV
x 2XWVLGH GLPHQVLRQV ; LQFKHV
x 8VDEOH VSDFH GLPHQVLRQV ;
LQFKHV
x 0D[LPXP ORDGHG SDOOHW KHLJKW
LQFKHV
x *URVV PD[LPXP ZHLJKW
SRXQGV
$ / SDOOHW LV FRPSRVHG RI WLHGRZQ ULQJV VL[ RQ WKH ORQJ VLGH DQG ILYH RQ WKH
VKRUW VLGH

96. WKDW PDWFK XS ZLWK WKH FDUJR QHW IDVWHQHUVFigure 1-20

97. / SDOOHWV ORFN
LQWR WKH DLUFUDIW E D UDLO RQ HDFK VLGH RI WKH DLUFUDIW
;
)LJXUH ± $LU DUJR
3DOOHWL]HG DUJR
3.1.1 Mobile Loads
3.1.2 Onboard Fuel
1$9('75$ $

98. $ WKUHH SRLQW GXQQDJH FRQILJXUDWLRQ LV
XVHG WR ORDG D SDOOHW 7KH GXQQDJH
VKRXOG EH D OHDVW ; E LQFK
WLPEHUV Figure 1-21

99. 7KH WLPEHUV
VKRXOG EH HYHQO VSDFHG ZLWK RQH
WLPEHU LQ WKH FHQWHU DQG RQH HDFK RQ
HGJH RI WKH SDOOHW 7KLV FRQILJXUDWLRQ
UHGXFHV SDOOHW ZDUSLQJ DQG PDNHV
PDWHULDO ORDGLQJ VDIHU DQG KDQGOLQJ E
IRUNOLIW SRVVLEOH
'XULQJ WKH SDOOHWEXLOGLQJ SURFHVV
SODFLQJ FDUJR RQ WKH SDOOHWV

100. SODFH
WKUHH SRLQW GXQQDJH XQGHUQHDWK WKH
SDOOHW 6WDUW ZLWK WKH KHDYLHVW FDUJR DQG
GLVWULEXWH WKH ZHLJKW RXW IURP WKH FHQWHU
Figure 1-22

101. 'RLQJ VR NHHSV WKH FHQWHU
RI EDODQFH LQ WKH FHQWHU RI WKH SDOOHW
;
)LJXUH ± / 3DOOHW ZLWK 7KUHH 3RLQW
'XQQDJH
)LJXUH ± /RDGHG DUJR 3DOOHW ZLWK 2XWVLGH 'LPHQVLRQV
1$9('75$ $

102. /RDG LQ D VTXDUH RU SUDPLG VKDSH ZKHQHYHU SRVVLEOH WR PDNH WKH ORDG VWDEOH Figure
1-23

103. $OO FDUJR ORDGHG RQ D / SDOOHW PXVW EH SODFHG FORVH WRJHWKHU ZLWK QR RSHQ
VSDFH EHWZHHQ WKHP ,I VSDFH LV OHIW EHWZHHQ FDUJR LWHPV LW FDQ VKLIW GXULQJ IOLJKW DQG
FDXVH SRVVLEOH GDPDJH WR RU HYHQ ORVV RI WKH DLUFUDIW
)LJXUH ± 3UDPLG DQG 6TXDUH 3DOOHW /RDG RQILJXUDWLRQ
7R VWRUH HPSW SDOOHWV SODFH RQH VHW RI WKUHH SRLQW GXQQDJH GRZQ DQG WKHQ VWDFN WKH
SDOOHWV QR PRUH WKDQ KLJK ,I PRUH SDOOHWV QHHG VWDFNLQJ SODFH DQRWKHU VHW RI
GXQQDJH RQ WRS RI WKH ILUVW SDOOHWV 7KLV VHTXHQFH FDQ EH UHSHDWHG XS WR D PD[LPXP
RI SDOOHWV %H VXUH WR VWDFN HDFK SDOOHW ZLWK WKH FDUJR ORDGLQJ VXUIDFH IDFLQJ LQ DQ
XSZDUG GLUHFWLRQ
7HVW RXU .QRZOHGJH 6HOHFW WKH RUUHFW 5HVSRQVH

104. :KLFK RI WKH IROORZLQJ XQLWV DUH 127 UHTXLUHG WR PDLQWDLQ D KLJK VWDWH RI
UHDGLQHVV
$ 10%
% 3:
3+,%%
' %08
[
[
)LJXUH ± RUUHFW 3DOOHW :HLJKW 'LVWULEXWLRQ
1$9('75$ $

105. 7KH 02 LV XQGHU WKH GLUHFWLRQ RI ZKDW RIILFHU
$ 2SHUDWLRQV
% ([HFXWLYH
(TXLSPHQW
' 6XSSO
:KDW LV WKH PD[LPXP DPRXQW RI IXHO WKH IXHO WDQN RQ D YHKLFOH FDQ FRQWDLQ LI LW LV
WR EH SODFHG RQ WKH UDPS RI DQ DLUFUDIW
$ 2QHIRXUWK IXOO
% 2QHKDOI IXOO
7KUHHIRXUWKV IXOO
' 7RSSHGRII
$'9$1(' %$6( 3/$11,1*
'XULQJ :RUOG :DU ,, ZKHQ EDVHV ZHUH FRQVWUXFWHG DFURVV WKH LVODQG FKDLQV RI WKH
3DFLILF 2FHDQ LW EHFDPH DSSDUHQW WKDW VLJQLILFDQW WLPH DQG PDWHULDO FRXOG EH VDYHG E
VWDQGDUGL]DWLRQ RI XQLWV RI PDWHULDOV HTXLSPHQW DQG SHUVRQQHO UHTXLUHG WR SHUIRUP
VSHFLILF IXQFWLRQV 7KLV ZDV WKH EHJLQQLQJ RI WKH $GYDQFHG %DVH )XQFWLRQDO
RPSRQHQWV $%)

106. 6VWHP VWLOO LQ XVH WRGD 7KLV VHFWLRQ EULHIO FRYHUV WKH $%)
6VWHP DQG WKH Facilities Planning Guide, 1$9)$ 3 5HIHU WR WKH 1$9)$ 3
9ROXPH IRU PRUH LQIRUPDWLRQ
$GYDQFHG %DVH )XQFWLRQDO RPSRQHQWV 6VWHP
7KH $GYDQFHG %DVH )XQFWLRQDO RPSRQHQWV 6VWHP $%)

107. LV FRYHUHG LQ WKH Naval
Construction Force (NCF) Manual, NAVFAC 3 DQG LQ 9ROXPH RI WKH Facilities
Planning Guide, 1$9)$ 3 7KH RYHUDOO $%) 6VWHP LV FRPSULVHG RI D
SUHSODQQHG FROOHFWLRQ RI LQGLYLGXDO IXQFWLRQDO FRPSRQHQWV HDFK GHVLJQHG DQG RUJDQL]HG
WR SHUIRUP D VSHFLILF IXQFWLRQ DW DQ DGYDQFHG EDVH
% XVLQJ WKH $%) 6VWHP SODQQHUV IRU ORJLVWLFV IDFLOLWLHV DQG FRQVWUXFWLRQ FDQ UHDGLO
LGHQWLI WKH HTXLSPHQW IDFLOLWLHV PDWHULDOV FRQVWUXFWLRQ HIIRUW DQG RWKHU SHUWLQHQW
LQIRUPDWLRQ QHHGHG IRU HDFK FRPSRQHQW 7KH Facilities Planning Guide, 1$9)$ 3
LGHQWLILHV DOO RI WKLV LQIRUPDWLRQ
1$9)$ 3
7KH Facilities Planning Guide, 1$9)$ 3 LV EH XVHG WR DVVLVW LQ SODQQLQJ WKH
FRQVWUXFWLRQ RI DQ DGYDQFHG EDVH 7KH GRFXPHQW LGHQWLILHV WKH VWUXFWXUHV DQG
VXSSRUWLQJ XWLOLWLHV RI WKH 1DY $%) 6VWHP ,W ZDV GHYHORSHG WR PDNH SUHHQJLQHHUHG
IDFLOLW GHVLJQV DQG FRUUHVSRQGLQJ PDWHULDO OLVWV DYDLODEOH WR SODQQHUV DW DOO OHYHOV :KLOH
WKHVH GHVLJQV UHODWH SULPDULO WR H[SHFWHG QHHGV DW DGYDQFHG EDVHV DQG WR WKH 1DY
$%) 6VWHP WKH FDQ DOVR EH XVHG WR VDWLVI SHDFHWLPH UHTXLUHPHQWV )DFLOLWLHV
ORJLVWLFV DQG FRQVWUXFWLRQ SODQQHUV ZLOO ILQG WKH LQIRUPDWLRQ UHTXLUHG WR VHOHFW DQG
GRFXPHQW WKH PDWHULDO QHFHVVDU WR FRQVWUXFW IDFLOLWLHV 1$9)$ 3 FRQVLVWV RI WZR
YROXPHV 9ROXPH LV DGGUHVVHG ILUVW
1$9('75$ $

108. 9ROXPH FRQWDLQV GHWDLOHG GDWD GLVSODV IRU HDFK RPSRQHQW )DFLOLW DQG $VVHPEO
LQ WKH $%) 6VWHP
3DUW RPSRQHQWV

109. FRQWDLQV GDWD GLVSODV IRU HDFK RI WKH $%) FRPSRQHQWV DQG LV
LQGH[HG E FRGH QXPEHU 7KH GDWD GLVSODV OLVW DQG GHVFULEH WKH IDFLOLWLHV WKDW PDNH XS
HDFK $%) FRPSRQHQW Figure 1-24 LV DQ H[DPSOH RI D WSLFDO SDUW GDWD GLVSOD
Figure 1-24 LV IRU D FRPSRQHQW 3 7KH QDPH RI WKH FRPSRQHQW LV 1DYDO 0RELOH
RQVWUXFWLRQ %DWWDOLRQ 7KH VSHFLILF IXQFWLRQ RU SXUSRVH RI WKH FRPSRQHQW LV VKRZQ
GLUHFWO EHORZ WKH FRPSRQHQW QDPH /LVWHG EHORZ WKH IXQFWLRQ DUH DOO RI WKH IDFLOLWLHV WKDW
FRPSULVH FRPSRQHQW 3 (DFK IDFLOLW KDV WKH IROORZLQJ VLQJOHIDFLOLW FDSDFLW WRWDO
TXDQWLW DQG WRWDO IDFLOLW FDSDFLW UHTXLUHG IRU WKH FRPSRQHQW )RU H[DPSOH WKHUH LV D
WRWDO RI WZR ZDWHUVWRUDJH IDFLOLWLHV )DFLOLW 1XPEHU (

110. UHTXLUHG IRU WKH FRPSOHWH
FRPSRQHQW (DFK RI WKHVH VWRUDJH IDFLOLWLHV KDV D FDSDFLW RI JDOORQV DQG WKH
WRWDO ZDWHUVWRUDJH FDSDFLW IRU WKH FRPSRQHQW LV JDOORQV $OVR OLVWHG IRU HDFK
IDFLOLW LV WKH ZHLJKW FXELF IHHW GROODU YDOXH DQG HVWLPDWHG FRQVWUXFWLRQ HIIRUW IRU WKH
WRWDO TXDQWLW RI HDFK IDFLOLW $GGLWLRQDO LQIRUPDWLRQ FRQFHUQLQJ WKH FRPSOHWH FRPSRQHQW
LV ORFDWHG DW WKH ERWWRP RI WKH VKHHW 7KLV LQFOXGHV D EUHDNGRZQ E 6HDEHH UDWLQJ RI
WKH HVWLPDWHG GLUHFWODERU PDQKRXUV UHTXLUHG WR FRQVWUXFW WKH FRPSRQHQW
1$9)$ 39ROXPH

111. 1$9('75$ $

112. 3DUW )DFLOLWLHV

113. LQGH[HG E IDFLOLW QXPEHU LGHQWLILHV WKH DVVHPEOLHV UHTXLUHG IRU HDFK
IDFLOLW )RU WKH 3 FRPSRQHQW ORRN DW WKH GDWD GLVSOD IRU )DFLOLW 1XPEHU 1
7KLV GDWD GLVSOD IRXQG LQ SDUW LV VKRZQ LQ Figure 1-25
$W WKH WRS RI WKLV GDWD GLVSOD LV WKH IDFLOLW QXPEHU DQG QRPHQFODWXUH RI WKH IDFLOLW
%HORZ LV D OLVWLQJ E DVVHPEO QXPEHU RI DOO RI WKH DVVHPEOLHV QHHGHG IRU RQH FRPSOHWH
IDFLOLW 7KH OLVWLQJ LQFOXGHV WKH GHVFULSWLRQ TXDQWLW ZHLJKW FXELF IHHW GROODU YDOXH DQG
WKH HVWLPDWHG FRQVWUXFWLRQ HIIRUW UHTXLUHG IRU HDFK DVVHPEO %HORZ WKH OLVWLQJ RI
DVVHPEOLHV LV LQIRUPDWLRQ UHJDUGLQJ WKH FRPSOHWH IDFLOLW IRU H[DPSOH )DFLOLW 1
UHTXLUHV D ODQG DUHD RI DFUHV DQG WKH HVWLPDWHG (2 GLUHFW ODERU UHTXLUHG WR LQVWDOO
WKLV IDFLOLW LV PDQKRXUV
)LJXUH ± 7SLFDO RPSRQHQWV 'DWD 'LVSOD
1$9('75$ $

114. 3DUW $VVHPEOLHV

115. LV LQGH[HG E DVVHPEO QXPEHU DQG FRQWDLQV GDWD GLVSODV OLVWLQJ
DOO RI WKH PDWHULDOV UHTXLUHG IRU HDFK DVVHPEO )RU DQ H[DPSOH WKH GDWD GLVSOD IRU
$VVHPEO 1XPEHU UHTXLUHG IRU )DFLOLW 1 LV VKRZQ LQ Figure 1-26 7KH
GLVSOD VKRZV WKH QDWLRQDO VWRFN QXPEHU 161

116. GHVFULSWLRQ XQLW RI LVVXH TXDQWLW
ZHLJKW FXELF IHHW DQG GROODU YDOXH IRU HDFK OLQH LWHP RI PDWHULDO UHTXLUHG IRU RQH
FRPSOHWH DVVHPEO 7KH HVWLPDWHG QXPEHU RI PDQKRXUV DQG UHFRPPHQGHG FUHZ VL]H
QHHGHG WR DVVHPEOH DQG LQVWDOO RQH RI WKH DVVHPEOLHV DSSHDUV DW WKH ERWWRP RI GLVSOD
)LJXUH ± 7SLFDO )DFLOLW 'DWD 'LVSOD
1$9('75$ $

117. 9ROXPH FRQWDLQV UHSURGXFLEOH HQJLQHHULQJ GUDZLQJV RUJDQL]HG LQ WKUHH SDUWV
RPSRQHQW 6LWH 3ODQV )DFLOLW 'UDZLQJV DQG 1HWZRUNV DQG $VVHPEO 'UDZLQJV
3DUW RPSRQHQW 6LWH 3ODQV LV LQGH[HG E FRPSRQHQW GHVLJQDWLRQ DQG LQFOXGHV
WSLFDO VLWH SODQV IRU WKH $%) FRPSRQHQWV :KHQ D FRPSRQHQW GRHV QRW KDYH D VLWH
SODQ WKH ZRUG ³None” DSSHDUV RQ WKH GDWD GLVSOD IRU WKH FRPSRQHQW
3DUW )DFLOLW 'UDZLQJV DQG 1HWZRUNV LV LQGH[HG E IDFLOLW QXPEHU DQG FRQWDLQV
GHWDLOHG FRQVWUXFWLRQ GUDZLQJV RI WKH $%) IDFLOLWLHV DV ZHOO DV SUHFRQVWUXFWLRQ
QHWZRUNV $ QHWZRUN LV D GLDJUDP XVHG WR JXLGH DQG PDQDJH D FRQVWUXFWLRQ SURMHFW ,W
LQFOXGHV LQIRUPDWLRQ VXFK DV WKH VHTXHQFH RI FRQVWUXFWLRQ DFWLYLWLHV VWDUW DQG ILQLVK
GDWHV RI HDFK FRQVWUXFWLRQ DFWLYLW GXUDWLRQ RI HDFK DFWLYLW DQG RWKHU LQIRUPDWLRQ
XVHIXO WR FUHZ OHDGHUV VXSHUYLVRUV DQG PDQDJHUV RI D SURMHFW
3DUW $VVHPEO 'UDZLQJV FRQWDLQ ZRUNLQJ GUDZLQJV RI WKH $%) DVVHPEOLHV LQGH[HG
E DVVHPEO QXPEHU
)LJXUH ± 7SLFDO $VVHPEO 'DWD 'LVSOD
1$9)$ 39ROXPH

118. 1$9('75$ $

119. 7HVW RXU .QRZOHGJH 6HOHFW WKH RUUHFW 5HVSRQVH

120. 7KH $%) 6VWHP LV FRYHUHG LQ YROXPH RI ZKLFK RI WKH IROORZLQJ 1$9)$
SXEOLFDWLRQV
$ 3
% 3
3
' 3
7UXH RU )DOVH

121. 7KH RYHUDOO $%) 6VWHP FRPSULVHV RI D SUHSODQQHG FROOHFWLRQ
RI LQGLYLGXDO IXQFWLRQDO FRPSRQHQWV
$ 7UXH
% )DOVH
6XPPDU
7KLV FKDSWHU SUHVHQWHG LQIRUPDWLRQ VSHFLILF WR WUDQVSRUWDWLRQ RSHUDWLRQV LQFOXGLQJ WKH
FRQWURO DQG DFFRXQWDELOLW RI DOO (6( 7KLV FKDSWHU GHWDLOHG WKH PDQGDWHG RSHUDWRU
DSSOLFDWLRQ IRUPV OLFHQVLQJ WHVW DQG IRUPV UHTXLUHG WR RSHUDWH YDULRXV WSHV RI YHKLFOH
DQG HTXLSPHQW
7KLV FKDSWHU DOVR DGGUHVVHG WKH GLIIHUHQW RUJDQL]DWLRQDO WLWOHV DQG GXWLHV DIILOLDWHG ZLWK
WUDQVSRUWDWLRQ RSHUDWLRQV LQFOXGLQJ WKH GLVSDWFKHU DUG ERVV FROODWHUDO HTXLSPHQW
FXVWRGLDQ DQG DWWDFKPHQW FXVWRGLDQ
)LQDOO WKH WRSLFV RI HPEDUNDWLRQ DQG $GYDQFH %DVH 3ODQQLQJ ZHUH GLVFXVVHG
$GGLWLRQDO LQIRUPDWLRQ FDQ EH IRXQG LQ WKH PDQXDOV VSHFLILF WR HDFK WRSLF
1$9('75$ $

122. 5HYLHZ 4XHVWLRQV 6HOHFW WKH RUUHFW 5HVSRQVH

123. :KLFK RI WKH IROORZLQJ SXEOLFDWLRQV VWDWHV WKDW DOO SHUVRQQHO LQ WKH 1DYDO
RQVWUXFWLRQ )RUFH 1)

124. ZKR RSHUDWH JRYHUQPHQW±RZQHG RU UHQWHG HTXLSPHQW
PXVW KDYH D YDOLG 86 *RYHUQPHQW 2SHUDWRU¶V /LFHQVH LQ WKHLU SRVVHVVLRQ
$ 1$9)$ 3±
% 1$9)$ 3±
159)$ 3±
' 1$9)$ 3±
:KLFK RI WKH IROORZLQJ IRUP QXPEHUV LV XVHG DV DQ DSSOLFDWLRQ IRU D YHKLFOH
RSHUDWRU¶V LGHQWLILFDWLRQ FDUG
$ 1$9)$
% 1$9)$
1$9)$
' 1$9)$
,Q WKH 1) LQ ZKDW ORFDWLRQ FDQ RX ILQG LQIRUPDWLRQ SDUWLFXODU WR D SLHFH RI
HTXLSPHQW
$ 7KH HTXLSPHQW JORYH ER[
% 7KH HTXLSPHQW WRROER[
7KH GLVSDWFK RIILFH
' 7KH WHFKQLFDO OLEUDU
:KHQ GRHV WKH RQVWUXFWLRQ (TXLSPHQW 2SHUDWRU /LFHQVH H[SLUH
$ 2Q WKH ELUWK GDWH RI WKH RSHUDWRU DQG LV YDOLG IRU HDUV
% 2Q WKH GDWH RI LVVXH DQG LV YDOLG IRU HDUV
2Q WKH SURMHFWHG URWDWLRQ GDWH 35'

125. RI WKH RSHUDWRU
' $W WKH RSHUDWRU¶V HQG RI DFWLYH REOLJDWHG VHUYLFH ($26

126. GDWH
:KLFK RI WKH IROORZLQJ LQIRUPDWLRQ LV GRFXPHQWHG RQ GLVSDWFK IRUPV
$ 0LOHV RQO
% +RXUV RQO
0DLQWHQDQFH SHUIRUPHG RQO
' 0LOHV PDLQWHQDQFH SHUIRUPHG DQG KRXUV
:KLFK RI WKH IROORZLQJ QXPEHUV LV D IRUP QXPEHU IRU D KDUG FDUG
$ 1$9)$
% 1$9)$
1$9)$
' '' )RUP
1$9('75$ $

127. 7KH KDUG FDUG SURYLGHV D XQLIRUP OLVW RI VHUYLFHV WR EH SHUIRUPHG RQ HTXLSPHQW
E WKH RSHUDWRU DW ZKLFK RI WKH IROORZLQJ WLPHV
$ %HIRUH RSHUDWLRQ
% 'XULQJ RSHUDWLRQ
$IWHU RSHUDWLRQ
' $OO RI WKH DERYH
:KLFK RI WKH IROORZLQJ IRUPV FRQWDLQV D UHFRUG RI DQ RSHUDWRU¶V GHVWLQDWLRQ WLPH
RI GHSDUWXUH WLPH RI DUULYDO DQG VSHHGRPHWHU UHDGLQJ
$ 6WDQGDUG )RUP
% '' )RUP
'' )RUP
' 1$9)$
:KLFK RI WKH IROORZLQJ IRUPV LV XVHG WR SURYLGH DQ SHUVRQ LQYROYHG LQ D PLVKDS
ZLWK D 1DY YHKLFOH WKH QDPH DQG RUJDQL]DWLRQDO DVVLJQPHQW RI WKH 1DY
RSHUDWRU
$ '' )RUP
% '' )RUP
' 1$9)$
,Q DQ 10% ZKDW SHUVRQ LV GHVLJQDWHG DV WKH HTXLSPHQW RIILFHU
$ $OSKD FRPSDQ FRPPDQGHU
% %UDYR FRPSDQ FRPPDQGHU
KDUOLH FRPSDQ FRPPDQGHU
' 'HOWD FRPSDQ FRPPDQGHU
,Q DQ 10% DW ZKDW ORFDWLRQ DUH WKH VSDUH NHV IRU HDFK SLHFH RI HTXLSPHQW
PDLQWDLQHG
$ ,Q WKH GLVSDWFK VSDUH NH ORFNHU
% ,Q WKH DUG ERVV VSDUH NH ORFNHU
,Q WKH HTXLSPHQW KLVWRU MDFNHW
' ,Q WKH VSDUH NH ORFNHU PDLQWDLQHG DW WKH TXDUWHU GHFN
:KDW FRPSRQHQW SURYLGHV D PHDQV RI OLVWLQJ E 861 QXPEHU DOO WKH HTXLSPHQW
DVVLJQHG WR D XQLW
$ (TXLSPHQW VWDWXV ERDUG
% (TXLSPHQW FKDONERDUG
(TXLSPHQW ORJ ILOH
' (TXLSPHQW ORFDWLRQ ILOH
1$9('75$ $

128. 1) GLVSDWFKHU ORJV DUH UHWDLQHG RQ ILOH IRU ZKDW SHULRG RI WLPH
$ GDV
% GDV
GDV
' GDV
(TXLSPHQW LQ WKH HTXLSPHQW SRRO PXVW EH PDLQWDLQHG LQ D VWDQGE VWDWXV DQG
FFOHG DW ZKDW WLPH SHULRGV
$ 'DLO
% :HHNO
0RQWKO
' HDUO
:KLFK RI WKH IROORZLQJ SHUVRQQHO PDLQWDLQV WKH HTXLSPHQW FFOH ORJ
$ (TXLSPHQW FFOH FXVWRGLDQ
% 'LVSDWFKHU
DUG ERVV
' 6KRS LQVSHFWRU
:KDW DUH WKH WZR EDVLF WSHV RI FROODWHUDO HTXLSDJH
$ RPSRQHQW DQG DXWRPRWLYH
% RQVWUXFWLRQ DQG DXWRPRWLYH
RPSRQHQW DQG WDFWLFDO
' RQVWUXFWLRQ DQG WDFWLFDO
$W ZKDW ORFDWLRQ FDQ D OLVW RI WSHV DQG DPRXQWV RI FRPSRQHQW FROODWHUDO
HTXLSDJH IRU D VLQJOH SLHFH RI HTXLSPHQW EH IRXQG
$ 7KH GLVSDWFKHU ORJ
% 7KH KLVWRU MDFNHW
7KH YHKLFOH GDWD SODWH
' 7KH HTXLSPHQW VWDWXV ERDUG
:KDW LV WKH QXPEHU RI WKH IRUP XVHG WR UHRUGHU ORVW GDPDJHG RU GHWHULRUDWHG
FROODWHUDO HTXLSDJH
$
%
' ±$
:KLFK RI WKH IROORZLQJ SHUVRQQHO KDV WKH UHVSRQVLELOLW IRU WKH VHJUHJDWHG
VWRUDJH RI DOO DWWDFKPHQWV DQG WKHLU DVVRFLDWHG DFFHVVRULHV
$ DUG ERVV
% 30 UXQQHU
$WWDFKPHQW FXVWRGLDQ
' 'LVSDWFKHU
1$9('75$ $

129. 7KH 02 DQG ZKDW RWKHU VWDII FRQWUROV DOO DVSHFWV RI DQ 10% PRXQWRXW
$ (PEDUNDWLRQ
% 6HFXULW
0HGLFDO
' 6XSSO
:KHQ PRELOHORDGHG LWHPV DUH VHFXUHG WR D YHKLFOH E URSH WKH URSH PXVW EH
ZKDW PLQLPXP VL]H
$ 2QHIRXUWK LQFK
% 2QH±KDOI LQFK
7KUHH±IRXUWKV LQFK
' )LYH±HLJKWKV LQFK
:KDW LV WKH ZHLJKW OLPLWDWLRQ IRU D / SDOOHW
$ SRXQGV
% SRXQGV
SRXQGV
' SRXQGV
%HIRUH ORDGLQJ D SDOOHW KRZ PDQ SLHFHV RI GXQQDJH PXVW EH SODFHG XQGHUQHDWK
WKH SDOOHW
$ 7ZR
% 7KUHH
)RXU
' )LYH
:KHQ VWDFNLQJ SDOOHWV SODFH GXQQDJH DW ZKDW KHLJKW LQWHUYDOV
$ $IWHU HYHU SDOOHWV
% SDOOHWV KLJK
SDOOHWV KLJK
' SDOOHWV KLJK
:KDW SDUW RI WKH 3 FRQWDLQV GDWD GLVSODV IRU HDFK RI WKH $%) FRPSRQHQWV
DQG LV LQGH[HG E FRGH QXPEHU
$ 2QH
% 7ZR
7KUHH
' )RXU
1$9('75$ $

130. $GGLWLRQDO 5HVRXUFHV DQG 5HIHUHQFHV
7KLV FKDSWHU LV LQWHQGHG WR SUHVHQW WKRURXJK UHVRXUFHV IRU WDVN WUDLQLQJ 7KH IROORZLQJ
UHIHUHQFH ZRUNV DUH VXJJHVWHG IRU IXUWKHU VWXG 7KLV LV RSWLRQDO PDWHULDO IRU FRQWLQXHG
HGXFDWLRQ UDWKHU WKDQ IRU WDVN WUDLQLQJ
Cargo Specialists’ Handbook, )0 'HSDUWPHQW RI WKH $UP +HDGTXDUWHUV
:DVKLQJWRQ ' )HEUXDU
Embarkation Manual 20),5671',167 1DYDO RQVWUXFWLRQ 'LYLVLRQ
/LWWOH UHHN 9$
Equipment Management 20),5671',167 $ 1DYDO RQVWUXFWLRQ 'LYLVLRQ
/LWWOH UHHN 9$
NCF Equipment Management Manual 1$9)$ 3 1DYDO )DFLOLWLHV (QJLQHHULQJ
RPPDQG 6WRYDOO 6WUHHW $OH[DQGULD 9$
Facilities Planning Guide 1$9)$ 3 1DYDO )DFLOLWLHV (QJLQHHULQJ RPPDQG
6WRYDOO 6WUHHW $OH[DQGULD 9$
Federal Motor Carrier Safety Regulations Pocketbook 256$ 86 'HSDUWPHQW RI
7UDQVSRUWDWLRQ )HGHUDO +LJKZD $GPLQLVWUDWLRQ :DVKLQJWRQ '
MAC Affiliation Training Program 0$ 3DPSKOHW 'HSDUWPHQW RI WKH $LU )RUFH
+HDGTXDUWHUV 0LOLWDU $LUOLIW RPPDQG 6FRWW $LU )RUFH %DVH ,/
0DQDJHPHQW RI 7UDQVSRUWDWLRQ (TXLSPHQW 1$9)$ 3 1DYDO )DFLOLWLHV
(QJLQHHULQJ RPPDQG 6WRYDOO 6WUHHW $OH[DQGULD 9$
Manual for Truck and Bus Drivers RPPHUFLDO 'ULYHUV /LFHQVH )ORULGD 'HSDUWPHQW RI
+LJKZD 6DIHW DQG 0RWRU 9HKLFOHV 7DOODKDVVHH )/
Navy Driver’s Handbook 1$9)$ 02 1DYDO )DFLOLWLHV (QJLQHHULQJ RPPDQG
6WRYDOO 6WUHHW $OH[DQGULD 9$
Safety and Health Requirements Manual (0 86 $UP RUSV RI (QJLQHHUV
:DVKLQJWRQ '
1$9('75$ $

131. 6)( 1RQUHVLGHQW 7UDLQLQJ RXUVH ± 8VHU 8SGDWH
6)( PDNHV HYHU HIIRUW WR NHHS WKHLU PDQXDOV XSWRGDWH DQG IUHH RI WHFKQLFDO HUURUV
:H DSSUHFLDWH RXU KHOS LQ WKLV SURFHVV ,I RX KDYH DQ LGHD IRU LPSURYLQJ WKLV PDQXDO
RU LI RX ILQG DQ HUURU D WSRJUDSKLFDO PLVWDNH RU DQ LQDFFXUDF LQ 6)( PDQXDOV
SOHDVH ZULWH RU HPDLO XV XVLQJ WKLV IRUP RU D SKRWRFRS %H VXUH WR LQFOXGH WKH H[DFW
FKDSWHU QXPEHU WRSLF GHWDLOHG GHVFULSWLRQ DQG FRUUHFWLRQ LI DSSOLFDEOH RXU LQSXW ZLOO
EH EURXJKW WR WKH DWWHQWLRQ RI WKH 7HFKQLFDO 5HYLHZ RPPLWWHH 7KDQN RX IRU RXU
DVVLVWDQFH
:ULWH 6)( 1$
*RRGVSHHG 6W
3RUW +XHQHPH $
)$;
(PDLO 6)(B157#QDYPLO
5DWHBBBB RXUVH 1DPHBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
5HYLVLRQ 'DWHBBBBBBBBBB KDSWHU 1XPEHUBBBB 3DJH 1XPEHUV

132. BBBBBBBBBBBB
'HVFULSWLRQ
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
2SWLRQDO

133. RUUHFWLRQ
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
2SWLRQDO

134. RXU 1DPH DQG $GGUHVV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
1$9('75$ $