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Accountability and Public
Education in Latin America


Jeffrey M. Puryear, Co-director (PREAL)
Kingston, Jamaica – October 2008
Three Questions
I. What is accountability in
   education?


II. How far have we come?
   Experience from Latin America


III. What are relatively successful
   education systems doing?
I. What is accountability in
education?
Accountability in Education

 It means setting goals and holding people
  responsible for achieving them (students,
  parents, teachers, principals, ministries, etc.)

 It establishes clear incentives so that all actors in
  a school system perform at an appropriate level.

 It helps to ensure that schools provide the
  expected level of education.
Three Components

   1. Setting                    3. Rewarding
                  2. Measuring
   clear and                      success and
                 whether goals
   ambitious                        tackling
                 are being met
     goals                           failure



  Latin America has improved in the first two
components, but is lagging behind in the third.
1. Setting clear and ambitious goals



 If we do not specify at what level we want schools to
  perform, it is unlikely that they will reach this level.


 One way of setting expectations in a school system is
  to adopt standards.


 Standards serve as a common framework that sets
  forth our expectations of a school system.
2. Measuring whether goals are being met



 If we do not assess schools’ performance, we have no
  way of knowing whether they are achieving their goals.


 One way of assessing whether schools are meeting
  their goals is through student achievement tests.


 Test scores allow us to see how far we are from
  meeting our goals and how fast are we improving.
3. Rewarding success and tackling failure


 If we do not reward those who achieve goals, and we
  let others get away with not meeting them, it is
  likely that few will try to reach these goals.

 There are at least four ways to ensure that schools
  face consequences for their performance—quality
  contracts, community participation, school choice,
  and teacher management.

 If we intend to hold schools responsible for their
  results, we should make sure they have both the
  authority and the capacity to make key decisions.
II. How far have we
come? Experience from
Latin America
Some countries have begun to specify
     1. Setting
     clear and
                   what they expect of their school systems,
     ambitious
    expectations
                   and others have promised to do so.

 Argentina, Chile, Colombia, and Honduras have made progress
  in designing standards—and so have some states in Mexico and
  Brazil. Central American countries, Belize, and the Dominican
  Republic have committed to developing standards.

 However, no country in Latin America has yet established,
  disseminated, and fully implemented comprehensive national
  standards in education.

 Most countries that have adopted standards still need to make
  them more specific, and align them with the curriculum and
  achievement tests.
Most countries assess their students, but
    2. Measuring
                   not their teachers, and they lack robust
   whether goals
   are being met
                   information systems.

 Almost all countries have student achievement tests, but
  many of them do not disseminate the results, disaggregate
  scores by student, or tie the results to rewards or sanctions
  for schools, teachers, or students.

 Very few countries evaluate teacher performance—only
  Colombia, Chile, Peru and El Salvador have begun to do so.

 There are only a few national or regional statistics systems
  that are complete, up to date, and reliable.

 Countries are increasingly participating in regional and
  international tests.
National
                     Evaluation                                    Lowest Level of        Consequences
                      System      Distribution of Results             Analysis             for Results
Argentina               Yes           Internal/External                Province                No
Bolivia                 Yes           Internal/External           Department/ School           No
Brazil*                                                          Municipality/ School/
                        Yes           Internal/External                                    Some tests
                                                                       Student
Chile*                                                            School/ Classroom/
                        Yes           Internal/External                                       Yes
                                                                       Student
Colombia*                                                        Department/ School/
                        Yes           Internal/External                                    Some tests
                                                                       Student
Costa Rica*             Yes           Internal/External            National/ Student       Some tests
Cuba                    Yes           Internal/External              Municipality              No
Dominican Republic      Yes           Internal/External                Student                 No
Ecuador                 Yes           Internal/External                 Region                 No
El Salvador*            Yes           Internal/External          Department/ Student       Some tests
Guatemala               Yes                External              National/ Department          No
Honduras                Yes                Internal                  Department                No
Mexico*
                        Yes           Internal/External         Region/ School/ Student       Yes

Nicaragua               Yes           Internal/External              Department                No
Panama                  Yes           Internal/External                 Region                 No
Paraguay                Yes           Internal/External            National/ School            No
Peru                    Yes       Internal (External w/delay)          National                No
Uruguay                 Yes            (Mostly) Internal                School                 No
Venezuela               No                 Internal                      State                 No
Trends in                                                         Latin American
               International          Progress in             Program of            Laboratory of
              Mathematics and   International Reading    International Student         Quality
               Science Study        Literacy Study            Assessment             Assessment
                  (TIMSS)               (PIRLS)                  (PISA)                (LLECE)
Argentina       1995, 2003              2001               2000, 2006, (2009)        1998, 2006
Bolivia                                                                                1998
Brazil                                                  2000, 2003, 2006, (2009)     1998, 2006
Chile           1999, 2003                                 2000, 2006, (2009)        1998, 2006
Colombia        1995, 2007              2001                 2006, (2009)            1998, 2006
Costa Rica                                                                           1998, 2006
Cuba                                                                                 1998, 2006
Dom. Rep.                                                       (2009)               1998, 2006
Ecuador                                                                                2006
El Salvador        2007                                                              1998, 2006
Guatemala                                                                              2006
Honduras           2007                                                                1998
Mexico             1995                                 2000, 2003, 2006, (2009)     1998, 2006
Nicaragua                                                                              2006
Panama                                                          (2009)                 2006
Paraguay                                                                             1998, 2006
Peru                                                         2000, (2009)            1998, 2006
Uruguay                                                    2003, 2006, (2009)          2006
Venezuela                                                                              1998
Most Latin American schools do not face
    3. Rewarding
     success and
                   any consequences for under-performing.
       tackling
        failure



 In almost all public schools in the region, good teachers are not
  paid more than bad teachers.

 Teachers who fail to improve student performance are neither
  selected for remedial attention, nor sanctioned or removed from
  the classroom.

 Students are allowed to graduate from high school without
  having to demonstrate their knowledge of core subjects.

 Public and subsidized schools are funded regardless of whether
  they improve student achievement.

 Incentives for good performance are nearly non-existent.
Most Latin American schools do not face
    3. Rewarding
     success and
                   any consequences for under-performing.
       tackling
        failure




  QUALITY CONTRACTS

 The City of Bogotá, Colombia, has 25 charter schools. The
  government gives these privately-run schools the funding to
  provide free schooling to the poor, as long as they keep
  performance above average in the national achievement test.

 The Province of San Luis, Argentina, opened 9 charter schools
  that targeted poor areas in 1999-2002, but following a series
  of protests organized by teachers’ unions, the schools were
  converted into traditional public schools.
Most Latin American schools do not face
    3. Rewarding
     success and
                   any consequences for under-performing.
       tackling
        failure



  COMMUNITY PARTICIPATION

 El Salvador, Nicaragua, Guatemala and Honduras adopted
  programs in the 1990s that allowed school councils to make
  decisions about schools’ budgets, personnel and maintenance.
  These programs led to lower drop-out and repetition rates, and
  similar test results as traditional public schools at lower costs.

 Mexico adopted the program Apoyo a la Gestión Escolar (AGE) in
  1992, which provides funding to parent councils in rural primary
  schools. AGE led to a decline in drop-out and repetition rates,
  and to an increase in cooperation between parents and teachers
  on school assignments.
Most Latin American schools do not face
    3. Rewarding
     success and
                   any consequences for under-performing.
       tackling
        failure




  SCHOOL CHOICE

 Chile has the largest voucher program in the region since
  1980. It allows all parents, regardless of their socio-economic
  status, to receive state funds to send their child to a public or
  private school of their choice if they are unhappy with the
  current one.

 Colombia had a voucher program between 1992-1997, called
  PACES, for poor high school students. The program increased
  graduation rates and improved test results. Yet, it became
  controversial and was discontinued.
Most Latin American schools do not face
    3. Rewarding
     success and
                   any consequences for under-performing.
       tackling
        failure



  TEACHER MANAGEMENT

 Chile gives bonuses to schools that get the top scores on the
  Sistema Nacional de Desempeño de los Establecimientos
  Subvencionados (SNED). Schools that receive these bonuses
  then distribute them among their teaching staff.

 Mexico’s Carrera Magisterial program moves teachers up the
  pay scale if the results of their evaluations are positive.

 Sao Paulo, Brazil, recently began to reward top-performing
  schools that have low teacher absenteeism by giving them
  bonuses, which they can distribute among the teaching staff.
III. What are relatively
successful education
systems doing?
Top-performing school systems have robust
accountability mechanisms in place.

 A McKinsey & Co. study (2007) found that top school
  systems have three things in common: (i) they get the best
  students to become teachers; (ii) they develop them into
  effective instructors; and (iii) they provide immediate help
  to students who are falling behind.

 The 2006 PISA report showed that countries receive better
  results when they have standardized tests and distribute
  results widely. Countries that allow schools to make
  decisions regarding their budgets, staff, and maintenance
  also receive better grades.
In the US, states have their own
     1. Setting
     clear and
                   standards and tests, but there are also
     ambitious
    expectations
                   national standards that are voluntary.

 Each state sets its own goals and has an assessment system to
  measure how much progress it has achieved towards them.

 Standards differ in how rigorous they are, and some states set
  higher expectations than others. States can also align their
  own standards with the national standards.

 Although states have much discretion regarding education,
  the adoption of the No Child Left Behind Act in 2001 has set
  minimum learning standards for certain demographic groups.
  If schools meet these requirements, they have access to funds
  from the federal government; if they fail to do so, states face
  a series of consequences.
There is an emerging consensus in the US
    2. Measuring
                   on the use of value-added models to
   whether goals
   are being met
                   measure schools’ performance.

 Since the 1990s, several states have experimented with ways
  of measuring how much “value” teachers contribute to their
  students’ learning process.

 In 2006, the US government set up a fund for states that
  wanted to use “value-added” models to evaluate the
  performance of their teachers and reward them accordingly.

 Research indicates that value-added models constitute more
  accurate evaluations of teacher performance when they
  include other performance measures aside from test scores,
  when they consider test scores in at least three-year
  intervals, when no data is missing, and when they consider
  how teacher assignment is related to students’ abilities.
The number of charter schools in the US
    3. Rewarding
     success and
                   has increased significantly. These schools
       tackling
        failure
                   have to meet quality goals.

  QUALITY CONTRACTS

 Since 1998, the number of charter schools in the US has
  increased significantly—currently, there are 4,300 charter
  schools in 40 states and the District of Columbia.

 Networks of charter schools have also emerged. These include:
  Green Dot, in Los Angeles, CA; High Tech in San Diego, CA;
  Achievement First in New Haven, CT; and Knowledge is Power
  in San Francisco, CA.
3. Rewarding
                   The US has a strong tradition of parent
     success and
       tackling
                   and community involvement in education.
        failure




  COMMUNITY PARTICIPATION

 Most decisions in education in the US are made at the
  municipal—or even school—level. While the Department of
  Education oversees the system’s overall performance and
  promotes research, local authorities are the ones that make
  decisions about budget, staffing, and pedagogy.

 Parents have a wide range of opportunities to get involved in
  their children’s education, including parent-teacher
  associations and school boards within each district.
3. Rewarding
                   In the United States, vouchers allow
     success and
       tackling
                   parents to choose their child’s school.
        failure




  SCHOOL CHOICE

 About 30 states in the US have voucher programs that give
  state funds to parents of poor children and/or children with
  learning disabilities. This allows families to afford to send their
  children to the public or private school of their choice.

 Recent studies found that vouchers are a more efficient way to
  educate selected students, and that schools improve by having
  to compete with each other.

 However, vouchers remain politicized, and recently have been
  met with resistance in some states.
Some states in the US are starting to
    3. Rewarding
     success and
                   reward teachers and principals who
       tackling
        failure
                   perform well with salary bonuses.

  TEACHER MANAGEMENT

 50 districts are experimenting with value-added models to
  distribute bonuses and reward good performance.

 ProComp, in Denver, CO, and the Teacher Advancement
  Program (TAP) are among the most popular merit-pay
  programs. Last year, New York City launched a similar
  initiative that was financed by private funds.

 The most interesting aspect of these programs is that they
  align the interests of children and those of teachers.
www.preal.org

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Education J. Puryear Accountability And Public Education

  • 1. Accountability and Public Education in Latin America Jeffrey M. Puryear, Co-director (PREAL) Kingston, Jamaica – October 2008
  • 2. Three Questions I. What is accountability in education? II. How far have we come? Experience from Latin America III. What are relatively successful education systems doing?
  • 3. I. What is accountability in education?
  • 4. Accountability in Education  It means setting goals and holding people responsible for achieving them (students, parents, teachers, principals, ministries, etc.)  It establishes clear incentives so that all actors in a school system perform at an appropriate level.  It helps to ensure that schools provide the expected level of education.
  • 5. Three Components 1. Setting 3. Rewarding 2. Measuring clear and success and whether goals ambitious tackling are being met goals failure Latin America has improved in the first two components, but is lagging behind in the third.
  • 6. 1. Setting clear and ambitious goals  If we do not specify at what level we want schools to perform, it is unlikely that they will reach this level.  One way of setting expectations in a school system is to adopt standards.  Standards serve as a common framework that sets forth our expectations of a school system.
  • 7. 2. Measuring whether goals are being met  If we do not assess schools’ performance, we have no way of knowing whether they are achieving their goals.  One way of assessing whether schools are meeting their goals is through student achievement tests.  Test scores allow us to see how far we are from meeting our goals and how fast are we improving.
  • 8. 3. Rewarding success and tackling failure  If we do not reward those who achieve goals, and we let others get away with not meeting them, it is likely that few will try to reach these goals.  There are at least four ways to ensure that schools face consequences for their performance—quality contracts, community participation, school choice, and teacher management.  If we intend to hold schools responsible for their results, we should make sure they have both the authority and the capacity to make key decisions.
  • 9. II. How far have we come? Experience from Latin America
  • 10. Some countries have begun to specify 1. Setting clear and what they expect of their school systems, ambitious expectations and others have promised to do so.  Argentina, Chile, Colombia, and Honduras have made progress in designing standards—and so have some states in Mexico and Brazil. Central American countries, Belize, and the Dominican Republic have committed to developing standards.  However, no country in Latin America has yet established, disseminated, and fully implemented comprehensive national standards in education.  Most countries that have adopted standards still need to make them more specific, and align them with the curriculum and achievement tests.
  • 11. Most countries assess their students, but 2. Measuring not their teachers, and they lack robust whether goals are being met information systems.  Almost all countries have student achievement tests, but many of them do not disseminate the results, disaggregate scores by student, or tie the results to rewards or sanctions for schools, teachers, or students.  Very few countries evaluate teacher performance—only Colombia, Chile, Peru and El Salvador have begun to do so.  There are only a few national or regional statistics systems that are complete, up to date, and reliable.  Countries are increasingly participating in regional and international tests.
  • 12. National Evaluation Lowest Level of Consequences System Distribution of Results Analysis for Results Argentina Yes Internal/External Province No Bolivia Yes Internal/External Department/ School No Brazil* Municipality/ School/ Yes Internal/External Some tests Student Chile* School/ Classroom/ Yes Internal/External Yes Student Colombia* Department/ School/ Yes Internal/External Some tests Student Costa Rica* Yes Internal/External National/ Student Some tests Cuba Yes Internal/External Municipality No Dominican Republic Yes Internal/External Student No Ecuador Yes Internal/External Region No El Salvador* Yes Internal/External Department/ Student Some tests Guatemala Yes External National/ Department No Honduras Yes Internal Department No Mexico* Yes Internal/External Region/ School/ Student Yes Nicaragua Yes Internal/External Department No Panama Yes Internal/External Region No Paraguay Yes Internal/External National/ School No Peru Yes Internal (External w/delay) National No Uruguay Yes (Mostly) Internal School No Venezuela No Internal State No
  • 13. Trends in Latin American International Progress in Program of Laboratory of Mathematics and International Reading International Student Quality Science Study Literacy Study Assessment Assessment (TIMSS) (PIRLS) (PISA) (LLECE) Argentina 1995, 2003 2001 2000, 2006, (2009) 1998, 2006 Bolivia 1998 Brazil 2000, 2003, 2006, (2009) 1998, 2006 Chile 1999, 2003 2000, 2006, (2009) 1998, 2006 Colombia 1995, 2007 2001 2006, (2009) 1998, 2006 Costa Rica 1998, 2006 Cuba 1998, 2006 Dom. Rep. (2009) 1998, 2006 Ecuador 2006 El Salvador 2007 1998, 2006 Guatemala 2006 Honduras 2007 1998 Mexico 1995 2000, 2003, 2006, (2009) 1998, 2006 Nicaragua 2006 Panama (2009) 2006 Paraguay 1998, 2006 Peru 2000, (2009) 1998, 2006 Uruguay 2003, 2006, (2009) 2006 Venezuela 1998
  • 14. Most Latin American schools do not face 3. Rewarding success and any consequences for under-performing. tackling failure  In almost all public schools in the region, good teachers are not paid more than bad teachers.  Teachers who fail to improve student performance are neither selected for remedial attention, nor sanctioned or removed from the classroom.  Students are allowed to graduate from high school without having to demonstrate their knowledge of core subjects.  Public and subsidized schools are funded regardless of whether they improve student achievement.  Incentives for good performance are nearly non-existent.
  • 15. Most Latin American schools do not face 3. Rewarding success and any consequences for under-performing. tackling failure QUALITY CONTRACTS  The City of Bogotá, Colombia, has 25 charter schools. The government gives these privately-run schools the funding to provide free schooling to the poor, as long as they keep performance above average in the national achievement test.  The Province of San Luis, Argentina, opened 9 charter schools that targeted poor areas in 1999-2002, but following a series of protests organized by teachers’ unions, the schools were converted into traditional public schools.
  • 16. Most Latin American schools do not face 3. Rewarding success and any consequences for under-performing. tackling failure COMMUNITY PARTICIPATION  El Salvador, Nicaragua, Guatemala and Honduras adopted programs in the 1990s that allowed school councils to make decisions about schools’ budgets, personnel and maintenance. These programs led to lower drop-out and repetition rates, and similar test results as traditional public schools at lower costs.  Mexico adopted the program Apoyo a la Gestión Escolar (AGE) in 1992, which provides funding to parent councils in rural primary schools. AGE led to a decline in drop-out and repetition rates, and to an increase in cooperation between parents and teachers on school assignments.
  • 17. Most Latin American schools do not face 3. Rewarding success and any consequences for under-performing. tackling failure SCHOOL CHOICE  Chile has the largest voucher program in the region since 1980. It allows all parents, regardless of their socio-economic status, to receive state funds to send their child to a public or private school of their choice if they are unhappy with the current one.  Colombia had a voucher program between 1992-1997, called PACES, for poor high school students. The program increased graduation rates and improved test results. Yet, it became controversial and was discontinued.
  • 18. Most Latin American schools do not face 3. Rewarding success and any consequences for under-performing. tackling failure TEACHER MANAGEMENT  Chile gives bonuses to schools that get the top scores on the Sistema Nacional de Desempeño de los Establecimientos Subvencionados (SNED). Schools that receive these bonuses then distribute them among their teaching staff.  Mexico’s Carrera Magisterial program moves teachers up the pay scale if the results of their evaluations are positive.  Sao Paulo, Brazil, recently began to reward top-performing schools that have low teacher absenteeism by giving them bonuses, which they can distribute among the teaching staff.
  • 19. III. What are relatively successful education systems doing?
  • 20. Top-performing school systems have robust accountability mechanisms in place.  A McKinsey & Co. study (2007) found that top school systems have three things in common: (i) they get the best students to become teachers; (ii) they develop them into effective instructors; and (iii) they provide immediate help to students who are falling behind.  The 2006 PISA report showed that countries receive better results when they have standardized tests and distribute results widely. Countries that allow schools to make decisions regarding their budgets, staff, and maintenance also receive better grades.
  • 21. In the US, states have their own 1. Setting clear and standards and tests, but there are also ambitious expectations national standards that are voluntary.  Each state sets its own goals and has an assessment system to measure how much progress it has achieved towards them.  Standards differ in how rigorous they are, and some states set higher expectations than others. States can also align their own standards with the national standards.  Although states have much discretion regarding education, the adoption of the No Child Left Behind Act in 2001 has set minimum learning standards for certain demographic groups. If schools meet these requirements, they have access to funds from the federal government; if they fail to do so, states face a series of consequences.
  • 22. There is an emerging consensus in the US 2. Measuring on the use of value-added models to whether goals are being met measure schools’ performance.  Since the 1990s, several states have experimented with ways of measuring how much “value” teachers contribute to their students’ learning process.  In 2006, the US government set up a fund for states that wanted to use “value-added” models to evaluate the performance of their teachers and reward them accordingly.  Research indicates that value-added models constitute more accurate evaluations of teacher performance when they include other performance measures aside from test scores, when they consider test scores in at least three-year intervals, when no data is missing, and when they consider how teacher assignment is related to students’ abilities.
  • 23. The number of charter schools in the US 3. Rewarding success and has increased significantly. These schools tackling failure have to meet quality goals. QUALITY CONTRACTS  Since 1998, the number of charter schools in the US has increased significantly—currently, there are 4,300 charter schools in 40 states and the District of Columbia.  Networks of charter schools have also emerged. These include: Green Dot, in Los Angeles, CA; High Tech in San Diego, CA; Achievement First in New Haven, CT; and Knowledge is Power in San Francisco, CA.
  • 24. 3. Rewarding The US has a strong tradition of parent success and tackling and community involvement in education. failure COMMUNITY PARTICIPATION  Most decisions in education in the US are made at the municipal—or even school—level. While the Department of Education oversees the system’s overall performance and promotes research, local authorities are the ones that make decisions about budget, staffing, and pedagogy.  Parents have a wide range of opportunities to get involved in their children’s education, including parent-teacher associations and school boards within each district.
  • 25. 3. Rewarding In the United States, vouchers allow success and tackling parents to choose their child’s school. failure SCHOOL CHOICE  About 30 states in the US have voucher programs that give state funds to parents of poor children and/or children with learning disabilities. This allows families to afford to send their children to the public or private school of their choice.  Recent studies found that vouchers are a more efficient way to educate selected students, and that schools improve by having to compete with each other.  However, vouchers remain politicized, and recently have been met with resistance in some states.
  • 26. Some states in the US are starting to 3. Rewarding success and reward teachers and principals who tackling failure perform well with salary bonuses. TEACHER MANAGEMENT  50 districts are experimenting with value-added models to distribute bonuses and reward good performance.  ProComp, in Denver, CO, and the Teacher Advancement Program (TAP) are among the most popular merit-pay programs. Last year, New York City launched a similar initiative that was financed by private funds.  The most interesting aspect of these programs is that they align the interests of children and those of teachers.