Yuko Musha has 8 years of experience as a bilingual supervisory analyst and editor in equity research. She has held roles at SMBC Nikko Securities America, Daiwa Capital Markets America, and Daiwa Institute of Research America where she checked research documents for regulatory compliance, ensured reports met legal guidelines, collected financial data, translated documents, and published reports. She holds the FINRA Series 16 license and Japanese certifications in securities sales and internal controls.

1. YUKO MUSHA
Japanese/English bilingual supervisory analyst with 8 year experience in equity research
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Qualification
 FINRA Series 16 license
 JSDA Certified Securities Sales Representative Class-1
 JSDA Certified Internal Control Manager
Professional Experience
Supervisory Analyst/Translator | SMBC NIKKO SECURITIES AMERICA New York, NY | January 2015-
September 2015
 Check, rewrite and approve English and Japanese research documents written by research analysts
from a regulatory perspective to allow distribution in the US and Japan.
 Ensure research meets all legal and regulatory requirements in both US and Japan, as well as internal
guidelines.
 Make sure all the required disclosure information is attached in the reports.
 Check English and Japanese reports for grammatical errors and redundancies, brought about
consistency to make sure it read naturally.
 Collect financial data and information using QUICK Factset Workstation, financial statements and
other resources. Compare the data with the figures in the research reports.
 Translate Japanese memos into English.
 Publish and distribute research reports and products to the clients.
Supervisory Analyst/Editor | DAIWA CAPITAL MARKETS AMERICA New York, NY | May 2014-
January 2015
 Check and approve research materials written by research analysts from a regulatory perspective to
allow distribution in the US.
 Ensure research meets all legal and regulatory requirements, as well and internal guidelines.
Editor | DAIWA CAPITAL MARKETS AMERICA New York, NY | July 2009-May 2014
 Edit reports written in English and Japanese produced by research analysts, as well as translated
reports.
 Create report, memo and presentation templates using MS Word, Excel and PowerPoint; create
manuals and guidelines writing reports.
 Collect financial data and information using Bloomberg and other online resources.
 Input, update and change disclaimers and disclosures attached to research reports using bluematrix.
 Publish research reports and products, distribute and upload them on the company’s website.
 Work closely with financial analysts, economists, translators, DTPs, SAs and legal/compliance.
Editor | DAIWA INSTITUTE OF RESEARCH AMERICA New York, NY | March 2007-July 2009
Research department of the company transferred to Daiwa Capital Markets of America in July, 2009.
Project Coordinator | SIRIUS CORPORATION Tokyo, Japan | June 2004-June 2006
 Create, translate and edit Japanese and English documents.
Education
 School of Continuing and Professional Studies | New York University | New York, NY | 2013-2014
 Master of Arts in Education | OHIO STATE UNIVERSITY Columbus, OH | Graduation Mar 2002
 Bachelor in Humanities and Social Science | KEIO UNIVERSITY Tokyo, Japan | Graduation Mar
1999