1. Which Constitution?
America’s Critical Choice
Presentation to the VALS Winter Board Seminar, January 30, 2016
Gary R. Porter, Executive Director,
Constitution Leadership Initiative, Inc.
2. The Problem
Burdened by $20 Trillion in official national debt and
$100+ Trillion in unfunded obligations, America faces a
critical choice: continue the present course to near-
certain bankruptcy, or make significant, perhaps
monumental changes in how government operates.
Before choosing, it bears reflecting on how we
arrived at this point.
3. What is a Constitution?
Black’s Law Dictionary, 4th Edition:
“The organic and fundamental law of a nation
or state, which may be written or unwritten,
establishing the character and conception of
its government, laying the basic principles to
which its internal life is to be conformed,
organizing the government, and regulating,
distributing, and limiting the functions of its
different departments, and prescribing the
extent and manner of the exercise of
sovereign powers.” (emphasis added)
4. America’s First Constitutions:
The Colonial Charters
Each colony was governed by a charter,
whether proprietary or royal.
The charter was an agreement between the
colonists and the King.
Each charter described how the colony was
to be governed, and the rights the colonists
would enjoy.
Notably, the charters did not mention
Parliament.
5. Virginia’s Charter History
First Charter – 1606
Government by two 13-man councils, one in
“Jamestowne,” one in England.
[The colonists] “shall HAVE and enjoy all Liberties,
Franchises, and Immunities, within any of our other
Dominions, to all Intents and Purposes, as if they
had been abiding and born, within this our Realm
of England, or any other of our said Dominions.”
6. Virginia’s Charter History
Second Charter – 1609
Extended Virginia’s land boundaries “sea to sea.”
A Governor and Governor’s Council was appointed
to rule.
7. Virginia’s Charter History
Third Charter – 1611
Extended Virginia’s jurisdiction eastward to include
islands such as Bermuda
With no profits to share, the Virginia Company
began distributing 50-acre plots of land to settlers
and investors
8. Virginia’s Charter History
A Banner Year – 1619
America’s first representative government instituted:
The Virginia House of Burgesses
Now ruled by a Governor, his council, and 22 elected
representatives
It didn’t take long
before….
9. Parliament Started “Meddling”
1630 – Navigation Acts
1660 – Wool Act
1733 – Molasses Act
1751 – Currency Act
1764 – Sugar Act
1765 – Quartering Act
1765 – Stamp Act
1766 – Declaratory Act: Declared that Parliament's
authority was supreme in making laws binding on the
American colonies.
10. Then Parliament Kept “Meddling”
1773 – The Tea duty, followed by the Tea “Party”
1774 – Boston Port Act
1774 – Quartering Act
1774 – Administration of Justice Act
1774 – Massachusetts Government Act
Feb 1775 – Parliament declares Massachusetts to be
in rebellion.
Apr 1775 – Skirmishes at Lexington and Concord
11. The Colonies React
1765 - The Stamp Act Congress (9 colonies only )
Meets in NYC and issues a “Declaration of Rights and
Grievances.”
Sep 1774 – 1st Continental Congress meets
Issues a “Declaration and Resolves.”
May 1775 – 2nd Continental Congress meets
Issues a "Declaration on the Causes and Necessity of
Their Taking Up Arms.“
May 1776 – 2nd Continental Congress resumes
Issues a “Unanimous Declaration of the thirteen
united States of America”
12. The Declaration of Independence
The Preamble: “When in the Course of human events,…”
The Introduction: “We hold these truths…”
The Complaints: “He has refused his Assent to Laws…”
The Conclusion: “We, therefore, the Representatives of
the united States of America…”
13. Complaint #13
“He has combined with others to subject us to a
jurisdiction foreign to our constitution, and
unacknowledged by our laws; giving his Assent to
their acts of pretended legislation:…”
15. America’s Unwritten Constitution
General principles of government:
The purpose of Government is to secure man’s unalienable,
God-given rights
Government derives its “just” powers from the governed
Government is not permanent, it can be abolished and
replaced by new forms
But, the form of government is unalterable without the
consent of the governed
Government should not incite its citizens to insurrection
16. America’s Unwritten Constitution
• The Executive:
– The Executive (and the government as a whole) must not become
tyrannical
– The Executive must not dissolve Representative bodies
unilaterally
• The Legislature:
– The Legislature’s laws must be implemented, they cannot be
ignored
– Legislative bodies must have the latitude to set their own agenda
and rules, free from constraint or influence from the Executive
– The power to legislate is permanent and devolves to the people
when suspended
– Rules for immigration and naturalization fall under the purview of
the Legislature, not the Executive
17. America’s Unwritten Constitution
The Judiciary and the Law:
Government should have a Judiciary power
Judges should be independent and act free from influence by
the Executive
Military law should be subservient to civil law
Infractions by the military must be punishable in civil court
18. America’s Unwritten Constitution
The People’s Rights:
The right to be secure in their life, liberty and their pursuit of
happiness (or property)
The right of representation in government
The right of habeas corpus and local trial
The right of petition for redress of grievances
The right to be taxed only by consent
The right to first consent to quartering troops
The People’s Duties:
An obligation to make their objections known
The duty to throw off oppressive government
19. America’s Unwritten Constitution
If America had an unwritten Constitution in
1776, could it have one still today?
I think so, as do others:
Hold that thought!
20. America’s Next Constitutions:
The State Constitutions
New Hampshire enacted a new state Constitution on 5 Jan
1776.
South Carolina followed on 12 April.
On 10 May Congress encouraged any of the colonies who had
not yet done so to form new governments.
The rest of the colonies followed:
Virginia June 29, 1776
New Jersey July 2, 1776
Delaware September 21, 1776
Pennsylvania September 28, 1776
Maryland November 11, 1776
North Carolina December 18, 1776
Georgia February 5, 1777
New York April 20, 1777
Massachusetts March 2, 1780
(Rhode Island and Connecticut continued under original charters)
21. America’s Next Constitution?
The Articles of Confederation
Drafted June 1776
Not approved by Congress until
Nov 1777
Not ratified until March 1781
More like a treaty than true
Constitution
Didn’t create a “government”
Any changes required unanimity
– impossible to achieve
Congress unable to raise money,
control commerce
22. Bottomline: The Articles Didn’t Work!
April 1787 – James Madison writes: “Vices of the
Political System of the United States”
Defects in the Articles:
Congress given very few powers
No Executive
No Judiciary
No permanent governmental administrative structure
Results of these Defects:
Congress perpetually “broke,” debacle at Valley Forge
No way to settle disputes between the states
State courts became “tyrannical”
Shay’s Rebellion was a “wake-up call”
Talk of separate confederations
23. The States Take Action
Mt Vernon Conference, March 21-28, 1785
Annapolis Conference, September 11–14, 1786
The “Grand Convention,” May 24- September 17,
1787
24. The Constitution of 1788
Fifty-five delegates attended
Forty-two present on final day
Three withheld their signatures
A “sparse” document (only 4543 words in 7 Articles)
Compromises over slavery, representation
Ratification was unlikely without promise of a Bill of
Rights
“Bill of Rights” added December 15, 1791 by Virginia’s
ratification of 10 of 12 proposed amendments
This allowed North Carolina and Rhode Island to ratify.
25. Principles of our Constitution
Limited Government, Enumerated Powers
Federalism
Separation of powers
Checks and balances
26. Limited Government: That Was Then
“[T]he powers of the federal government are
enumerated; it can only operate in certain cases; it
has legislative powers on defined and limited
objects.”
James Madison, Speech in the Virginia Ratifying
Convention, June 6, 1788
27. Limited Government: This is Now
At a townhall meeting in Hayward, California on July 24,
2010, Congressman Peter Stark was asked about the
constitutionality of the Affordable Care Act (aka, Obamacare):
28. Federalism: That Was Then
Federalism is a system of shared power.
As part of the original federalism plan in the
original Constitution, the States also exerted power
in the Senate; each state appointed its Senators,
and could recall them if they did not vote in the
State’s best interest,
i.e., the States could block legislation in Congress
through the votes of their Senators
29. Federalism: This is Now
The 17th Amendment changed appointment of
Senators by State legislatures to election by
popular vote
No longer could State legislatures directly
influence the passage of legislation in the Senate.
States must now use other means to block
unconstitutional federal power (nullification,
interposition, court suits, etc)
30. Separation of powers: Then
The Legislative Branch (Congress) legislates, the
Executive Branch executes and enforces, and the
Judicial Branch settles “cases and controversies.”
“That the legislative and executive powers of the
state should be separate and distinct from the
judiciary; Virginia Declaration of Rights, Section 5.
“All legislative Powers herein granted shall be
vested in a Congress of the United States, which
shall consist of a Senate and House of
Representatives.” Article 1, Section 1
31. Separation of powers: Then
“For it being but a delegated Power from the
People, they, who have it, cannot pass it over to
others. . . . And when the people have said, We will
submit to rules, and be govern'd by Laws made by
such Men, and in such Forms, no Body else can
say other Men shall make Laws for them; nor can
the people be bound by any Laws but such as are
Enacted by those, whom they have Chosen, and
Authorised to make Laws for them.”
John Locke, 1690
32. Separation of powers: Now
“Applying this "intelligible principle" test to
congressional delegations, our jurisprudence has
been driven by a practical understanding that in
our increasingly complex society, replete with ever
changing and more technical problems, Congress
simply cannot do its job absent an ability to
delegate power under broad general directives.
Accordingly, this Court has deemed it
"constitutionally sufficient" if Congress clearly
delineates the general policy, the public agency
which is to apply it, and the boundaries of this
delegated authority.” Mistretta v. United States
33. Separation of powers: Now
The result: “Rules” with the force of law.
Executive agencies with rule-making power, rule-
enforcing power, and rule-adjudicating power (i.e.
legislative, executive, and judicial powers are
co-located)
35 executive branch agencies maintain
administrative law judges
Social Security Administration has over 1,400, who
adjudicate over 700,000 cases each year*
* https://en.wikipedia.org/wiki/Administrative_law_judge
34. Checks and Balances: Then
Examples of “check and balances:”
The President appoints senior officers, but the Senate must
confirm them
The President negotiates treaties, but the Senate must ratify
The Congress passes legislation, but the President can veto
The President can veto, but the Congress can override
The Congress can limit the Supreme Court’s appellate
jurisdiction
The Congress can un-fund an executive action it deems
inappropriate
The Congress can impeach and remove from office judges
and senior officers
35. Checks and balances: Now
Even though many Presidents have exceeded their
constitutional powers or sought to enlarge them,
only two Presidents have been impeached in our
history (Andrew Johnson and Bill Clinton)
Congress has used “jurisdiction stripping” at times
but not all Congressmen know of this power
Congress has used the “power of the purse” on
occasion
Veto overrides are impossible to achieve in an
evenly divided Congress
36. Commerce Clause: Then & Now
The Commerce Clause was written to allow Congress to
regulate (i.e., make regular) commerce between the states.
“[The Congress shall have Power] To regulate Commerce
with foreign Nations, and among the several States, and with
the Indian Tribes;”
In “Today’s Constitution”, the Commerce Clause takes 123
pages to explain.
Thanks to numerous rulings, the commerce clause now
provides Congress the power to regulate any aspect of U.S.
business whether goods cross interstate boundaries or not.
Poster child: Wickard v. Filburn. Farmer Filburn was denied
the right to grow wheat for his own animals because to allow
that would affect the interstate market in wheat.
37. General Welfare: Then & Now
The Congress shall have Power To lay and collect Taxes,
Duties, Imposts and Excises, to pay the Debts and provide for
the common Defence and general Welfare of the United States;”
Article 1, Section 8, Clause 1
“If Congress can do whatever in their discretion can be done by
money, and will promote the General Welfare, the Government
is no longer a limited one, possessing enumerated powers, but
an indefinite one, subject to particular exceptions.” James
Madison, letter to Edmund Pendleton, 1792
"The true test is, whether the object be of a local character, and
local use; or, whether it be of general benefit to the states. If it
be purely local, congress cannot constitutionally appropriate
money for the object. But, if the benefit be general, it matters
not, whether in point of locality it be in one state, or several;
whether it be of large, or of small extent." --Joseph Story,
Commentaries on the Constitution, 1833
38. General Welfare: Then & Now
“Congress may spend money in aid of the 'general welfare'...
The discretion belongs to Congress, unless the choice is
clearly wrong, a display of arbitrary power, not an exercise of
judgment.” Helvering v. Davis (which sanctioned Social
Security)
39. The Judicial Power
Article 2, Section 2, Clause 1: “The judicial Power
shall extend to all Cases, in Law and Equity,
arising under this Constitution,…”
These words have become:
“The Constitution is what
the judges say it is”
Future Supreme Court Justice
Charles Evan Hughes.
Remember America’s Unwritten Constitution?
40. The Constitution: Then
Original Constitution: 4543 words (Articles 1-7), 7591 words
counting the 27 amendments
41. The Constitution: Today
Welcome to: “U.S. Constitution, Analysis and
Interpretation.”
Purchase from the Government Printing Office. ($290)
Downloadable in PDF format from .gov websites.
Contains all relevant federal court opinions affecting
Constitutional interpretation.
The official interpretation of the Constitution used by
Congress.
Newly-elected Congressmen are
provided a copy upon arrival in
Washington.
42. So to the Question:
We face a critical choice:
Which Constitution would you prefer to live under:
the one describing carefully limited and
enumerated powers, or the one the Supreme
Court’s rulings has produced?
or
43. How Do We Return to a
Limited Constitution?
1. Elect 435 representatives and 100 Senators who promise
to ignore the near limitless power the Court has granted
and operate only within the original meaning of the
Founder’s Constitution, or…
2. Wait for the Supreme Court to revisit its earlier opinions
and overturn those which granted the federal government
excessive or unwarranted power, or…
3. Amend the wording of key constitutional clauses to remove
the ambiguity the Courts took advantage of in granting the
federal government the “power to do most anything.”
Which of these choices stands the best chance of success?
44. So You Want to Amend the
Constitution?
Article V provides two methods of amending the
Constitution:
1. Congress may pass a proposed amendment with a 2/3
vote of each house. They then send the amendment to
the states for ratification, or
2. 2/3 of the states may petition Congress to call a
convention at which amendments may be proposed; these
are then sent to Congress for forwarding to the states for
ratification.
Congress may choose whether amendments are
to be ratified by state legislatures or in state
conventions.
If ¾ of the states ratify, the amendment becomes
part of the Constitution.
45. So You Want to Amend the
Constitution?
Thus far, Congress has proposed all 27
amendments to the Constitution.
Proposals to enact term limits, require a balanced
budget, repeal the 17th Amendment and otherwise
restrict the power of Congress have been
introduced in Congress multiple years and have
failed each time to achieve the required 2/3 vote of
both houses.
Over the years there have been hundreds of state
petitions calling for a convention, thus far
Congress has not felt compelled to call one.
One reason: petitions in the past have requested a
convention for a variety of purposes.
46. So You Want to Amend the
Constitution?
There have been 32 state petitions (2/3 of the states = 34) for
a Balanced Budget Amendment convention, but three states
subsequently retracted their petitions, leaving the count five
short of requiring Congress to call the convention.
The Convention of States Project recommends states not
specify a specific amendment in their call, but instead
request a convention to propose amendments which:
Limit the power and jurisdiction of the federal government
Impose fiscal constraints on the federal government
Limit the terms of office for its officials and for members of
Congress.
Four states have passed, 21 considering this year.
47. Is a Convention Too “Risky?”
Some contend a convention would place the entire
Constitution at risk.
Come contend a convention cannot be limited to certain
types of amendments.
Some contend that Congress, not the states will control the
operations of a convention.
All these concerns are addressed by Convention of States
Project (www.conventionofstates.com)
There does exist a final option…
49. Constitution Leadership Initiative
Saturday Seminars are offered on the U.S. Constitution to
groups and individuals.
Seminars for youth are also available
Signup if you are interested
I write two weekly essays on the Constitution:
Constitutional Corner – on a single Constitutional topic
Constitution’s Week in Review – comments on recent headlines
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Join us live or download the podcast afterwards
federal debt is still projected to increase 50 percent over the next decade
The next President will face some tough choices, tougher than any recent predecessor, over how to deal with the economy
Before choosing how we should proceed as a nation, it bears reflecting on how we arrived at this point
One thing Black leaves out of their definition
Normally Constitutions include Declarations or Bills of Rights
The Declaration of Independence was “evolutionary,” not revolutionary.
“Foreign to our constitution?” What constitution?
Foreign to America’s unwritten constitution, a constitution developed over 150 years of governing themselves, taxing themselves, writing their own laws, etc.
What did this “constitution” include?
We can discern some of its features by examining the rest of Jefferson’s complaints
Shay’s Rebellion – 31 Aug 1786, Jan-Feb 1787
For four long, hot months in Philadelphia the delegates argued about principles as well as specifics
Second Treatise on Government
In essence, the Court said: “John Locke, you’re wrong, things have become too complex to stick with this principle.”
Those are a review of some principles, now let’s compare some features of the Constitution with their original counterparts
Sometimes we hear the refrain, usually among conservatives: Everything would be fine of the government only obeyed the Constitution.
Here’s why that will never happen…
Ask for a show of hands: how many would vote today to return to a more limited Constitution, how many would vote to continue under the “present Constitution?”
You actually only need to elect 290 representatives and 67 senators (to produce a veto-proof Congress)
HJ 3 - Makes application to Congress to call a convention of the states to propose amendments to the United States Constitution to restrain the abuse of power by the federal government.
SJ 42 - Makes application to the United States Congress to call a constitutional convention for the purpose of proposing an amendment to the United States Constitution that pertains to the subject of balancing the federal budget
Passed: Alaska, Florida, Alabama, Georgia
Considering: Washington, Utah, New Mexico, Nebraska, Kansas, Oklahoma, Minnesota, Iowa, Missouri, Illinois, Indiana, Michigan, Ohio, Pennsylvania, Tennessee, Virginia, Deleware, New Jersey, Vermont, New Hampshire, South Carolina
Some counter that the entire Constitution is placed at risk every time the Supreme Court sits
Other say it depends on how the states instruct their delegates, the instructions will describe what the delegates are allowed to do.
Others say the convention, once convened, can control its own operations.
https://en.wikipedia.org/wiki/Convention_to_propose_amendments_to_the_United_States_Constitution