This document discusses trial tactics and techniques based on the advice of experienced litigators. It recommends gaining experience through taking on as many trials as possible in one's early career, even if they are minor cases. While advocacy skills can be learned, experience trying many cases, preferably dozens per year, is the best teacher. Different advocates have different styles as well, so one should not slavishly copy others but develop their own approach. Overall, industry, hard work, and experience are more important than innate talent for most advocates to achieve success.
1) Recent reports in England have outlined issues with forensic science evidence and its presentation in courts, including concerns about biases towards prosecution experts.
2) There is a large funding gap between the prosecution and publicly funded defense, undermining the principle of a fair trial.
3) English courts have been reluctant to assess the reliability and validity of novel scientific techniques, allowing potentially unreliable evidence that has contributed to past miscarriages of justice.
This document summarizes the changing role of expert witnesses in court. It discusses how expert witnesses are traditionally expected to say whatever can reasonably support the client's position, rather than provide objective assistance. Courts have taken a more aggressive role in screening out "junk" testimony. One reform is the "gatekeeper" role of judges to exclude dubious expertise, based on criteria like testing and peer review. However, studies show judges rarely discuss these criteria and more often exclude evidence based on relevance or witness qualifications. There is a clash between the legal system's need for settled conclusions and experts' view that some issues have no settled answer. Through screening and cross-examination, the legal process does not always succeed at exposing problematic expert testimony that could lead
The document discusses various topics related to witness preparation by lawyers. It notes that witness preparation is not directly regulated and there is little case law or scholarly literature on the topic. While lawyers have a duty to zealously represent clients, they cannot knowingly assist witnesses to testify falsely or commit perjury. The document discusses challenges around distinguishing proper witness preparation from improper coaching. It also discusses techniques used in witness preparation like "the lecture" and debates around simultaneous witness interviews. Overall, the document examines the ethical boundaries and gray areas of lawyers preparing witnesses for testimony or deposition.
Ethics And The Trial Consultant And Expert WitnessCTIN
The document discusses the roles and responsibilities of trial consultants and expert witnesses. A trial consultant advises the attorney privately and their name and reports are confidential, while an expert witness prepares to testify in court and their name, CV, and reports must be disclosed. The document provides guidance on properly distinguishing between the roles and obligations of a trial consultant versus an expert witness.
The document discusses several issues related to the use of expert scientific evidence in legal cases. It notes that science has become more complex, witnesses remain fallible, and courts and lawyers often lack the tools and skills to properly evaluate scientific evidence. There is a debate around "junk science" and whether tighter standards are needed for admitting scientific evidence in trials. The document also discusses examples of complex scientific evidence used in cases, such as DNA analysis, and social science research on topics like battered woman syndrome and eyewitness identification. It raises concerns about the overvaluation of expert scientific opinions and accuracy problems in some forensic techniques.
The document discusses strategies for deposing opposing expert witnesses. It covers topics like getting the information needed from the deposition, reviewing the expert's file, conducting a Daubert examination, dealing with difficult witnesses, setting up the expert for cross-examination at trial, and laying the groundwork for impeachment. The goal is to undermine the expert's testimony and credibility before trial.
The document discusses expert testimony on gangs in criminal trials. It provides information on qualifying as a gang expert witness, including necessary training, experience and qualifications. It also covers acceptable and unacceptable expert opinions on gang evidence, the use of hearsay in forming opinions, and challenges to expert testimony such as bias.
The document summarizes Bond Solon's witness familiarization services. It discusses how witness familiarization is important to prepare witnesses for legal hearings by familiarizing them with courtroom procedures without coaching. Bond Solon is described as the leading provider of these independent sessions in the UK, with experienced barrister and solicitor trainers. The sessions explain courtroom processes, roles of legal parties, and techniques used in cross-examination. Witnesses practice giving evidence through mock cross-examinations to boost their confidence for real hearings. Feedback is provided to help witnesses improve.
1) Recent reports in England have outlined issues with forensic science evidence and its presentation in courts, including concerns about biases towards prosecution experts.
2) There is a large funding gap between the prosecution and publicly funded defense, undermining the principle of a fair trial.
3) English courts have been reluctant to assess the reliability and validity of novel scientific techniques, allowing potentially unreliable evidence that has contributed to past miscarriages of justice.
This document summarizes the changing role of expert witnesses in court. It discusses how expert witnesses are traditionally expected to say whatever can reasonably support the client's position, rather than provide objective assistance. Courts have taken a more aggressive role in screening out "junk" testimony. One reform is the "gatekeeper" role of judges to exclude dubious expertise, based on criteria like testing and peer review. However, studies show judges rarely discuss these criteria and more often exclude evidence based on relevance or witness qualifications. There is a clash between the legal system's need for settled conclusions and experts' view that some issues have no settled answer. Through screening and cross-examination, the legal process does not always succeed at exposing problematic expert testimony that could lead
The document discusses various topics related to witness preparation by lawyers. It notes that witness preparation is not directly regulated and there is little case law or scholarly literature on the topic. While lawyers have a duty to zealously represent clients, they cannot knowingly assist witnesses to testify falsely or commit perjury. The document discusses challenges around distinguishing proper witness preparation from improper coaching. It also discusses techniques used in witness preparation like "the lecture" and debates around simultaneous witness interviews. Overall, the document examines the ethical boundaries and gray areas of lawyers preparing witnesses for testimony or deposition.
Ethics And The Trial Consultant And Expert WitnessCTIN
The document discusses the roles and responsibilities of trial consultants and expert witnesses. A trial consultant advises the attorney privately and their name and reports are confidential, while an expert witness prepares to testify in court and their name, CV, and reports must be disclosed. The document provides guidance on properly distinguishing between the roles and obligations of a trial consultant versus an expert witness.
The document discusses several issues related to the use of expert scientific evidence in legal cases. It notes that science has become more complex, witnesses remain fallible, and courts and lawyers often lack the tools and skills to properly evaluate scientific evidence. There is a debate around "junk science" and whether tighter standards are needed for admitting scientific evidence in trials. The document also discusses examples of complex scientific evidence used in cases, such as DNA analysis, and social science research on topics like battered woman syndrome and eyewitness identification. It raises concerns about the overvaluation of expert scientific opinions and accuracy problems in some forensic techniques.
The document discusses strategies for deposing opposing expert witnesses. It covers topics like getting the information needed from the deposition, reviewing the expert's file, conducting a Daubert examination, dealing with difficult witnesses, setting up the expert for cross-examination at trial, and laying the groundwork for impeachment. The goal is to undermine the expert's testimony and credibility before trial.
The document discusses expert testimony on gangs in criminal trials. It provides information on qualifying as a gang expert witness, including necessary training, experience and qualifications. It also covers acceptable and unacceptable expert opinions on gang evidence, the use of hearsay in forming opinions, and challenges to expert testimony such as bias.
The document summarizes Bond Solon's witness familiarization services. It discusses how witness familiarization is important to prepare witnesses for legal hearings by familiarizing them with courtroom procedures without coaching. Bond Solon is described as the leading provider of these independent sessions in the UK, with experienced barrister and solicitor trainers. The sessions explain courtroom processes, roles of legal parties, and techniques used in cross-examination. Witnesses practice giving evidence through mock cross-examinations to boost their confidence for real hearings. Feedback is provided to help witnesses improve.
Litigating Disability Insurance Claims - Conference MaterialsRachel Hamilton
This document provides a summary of a presentation by Lee W. Marcus on innovative pretrial practices and procedures for litigating disability insurance claims. The presentation covered topics such as permissible venue in ERISA cases and concerns about forum shopping, when to file a motion to transfer venue, differences between ERISA and non-ERISA cases regarding venue and choice of law, reasons for removing ERISA cases to federal court, and advantages of filing motions under Rule 52 versus Rule 56.
Be prepared and gain a deeper understanding of Arizona civil lawsuits with this simple to understand guide. An in depth explanation of civil lawsuits in Arizona, including the stages of a lawsuit, and common terminology.
Effective Use of Medical Records in Administrative Hearingsannskowronski
This document provides guidance on effectively using medical records in administrative hearings. It discusses understanding the content and organization of medical records, focusing the presentation on relevant records, and addressing potential issues like hearsay, privacy, and summaries. Key points include highlighting important information, explaining inconsistent records, and ensuring legibility while redacting private details. The goal is to concisely present records that prove the case while addressing records that could hurt it.
This document discusses expert witnesses and expert evidence in legal proceedings. It defines who qualifies as an expert, what constitutes expert evidence, and how expert opinions can be used. Some key points:
- An expert is someone with specialized knowledge or experience in a field who can assist the court in determining facts or making inferences. Their role is to provide scientific or technical information to help the judge/jury make an independent judgment.
- Expert evidence allows for opinions on matters of science, foreign law, handwriting analysis, etc. The expert must be qualified and their evidence must be relevant. Though relevant, expert opinions are not conclusive.
- The document outlines sections of Sri Lankan evidence law governing expert testimony
Preparing For The Deposition Of The Opposing ExpertGerry Schulze
This document provides guidance on preparing for the deposition of an opposing expert witness. It discusses determining the goals for the deposition, carefully examining the expert's background and credentials, gathering information to potentially challenge the expert's testimony, exploring what work the expert did on the case, and going after admissions during the deposition. The document provides tips on researching technical issues, understanding the expert's opinions and basis, and preparing for challenges to the expert's testimony.
The document provides an overview of forensic engineering, outlining key topics such as basic definitions, laws and standards, qualifications for forensic engineers, the investigative process, report preparation, and expert testimony. Forensic engineering involves using scientific methodology to assist courts with fact-finding regarding failures, accidents, and hazards. The presentation emphasizes thinking like both a lawyer and an engineer when performing investigations in a rigorous, unbiased manner according to established technical and legal standards.
The document discusses expert testimony and expert witnesses. It begins by introducing the general rule that witness opinions and inferences are inadmissible in court. It then discusses exceptions for lay witness opinions and expert opinions. It defines who an expert is and their functions. The document outlines the history of expert evidence and discusses identifying experts and exclusionary rules for expert testimony. In summary, the document provides an overview of the rules and principles regarding expert testimony and expert witnesses in court.
Reasonable Doubt...and Beyond - the case for defining the standard of proof i...Jonathan Rose
This document discusses the standard of proof of "beyond reasonable doubt" in criminal trials in Victoria. It begins by outlining the common law position that judges should not define "beyond reasonable doubt" for juries, as any doubt a jury entertains is considered reasonable. However, psychological research suggests jurors may not inherently understand this standard as intended. The document then examines the legislative framework in Victoria, which mirrors the common law approach. Finally, it introduces that Part IV will analyze psychological research on juror comprehension of the standard of proof and how different definitions impact verdicts, with implications for whether "beyond reasonable doubt" should be defined for juries in Victoria.
FOR MORE CLASSES VISIT
www.tutorialoutlet.com
2016-17 Case Problem
A civil case of employment discrimination Riley Winter
v.
TBD, Inc.
BY THE AMTA CIVIL CASE COMMITTEE
JUSTIN BERNSTEIN • MICHAEL J. GELFAND • DANIEL HAUGHEY
The document discusses the role and types of expert witnesses. An expert witness is a person with specialized knowledge or experience in a particular field who provides expert testimony. They may provide opinions on matters like injury severity, sanity, machine failures, damages, and authenticating electronic evidence. Expert testimony is important in many civil and criminal cases. Experts have a responsibility to provide unbiased opinions. There are testifying experts who present in court and non-testifying experts who advise lawyers. In ballistics cases, expert opinions on matching bullets to guns involve subjective assessments.
This chapter discusses crime scene investigation and evidence collection. It introduces Locard's exchange principle which states that physical evidence is exchanged between a perpetrator and victim/crime scene. It outlines the goals and team members involved in a crime scene investigation. The key steps are securing the scene, separating witnesses, scanning/documenting the scene, searching for evidence, and collecting/packaging evidence maintaining chain of custody. DNA, fingerprints, trace evidence, and other physical/biological evidence can be analyzed to reconstruct the crime.
Does an arbitrator with subject matter expertise get a better decisionGerald R. (Jerry) Genge
An arbitrator with subject matter expertise may be able to resolve technical disputes more efficiently than a judge without that expertise. They can directly question experts and have them work together to narrow disagreements. In cases the author was involved in, bringing all experts together under an arbitrator's guidance reduced the time to submit evidence by half and sometimes led to same-day settlements. While conventional legal processes uphold due process, cases overseen by an expert arbitrator can find resolutions more quickly with less spent on time and costs, while potentially arriving at better answers on liability and damages issues.
This document provides tips for journalists covering civil and criminal trials. It discusses:
- The realities of trials compared to legal dramas, noting most lawyers are not like Atticus Finch and trials have three acts, not dramatic moments.
- Key parts of criminal cases like pretrial hearings, evidence presented, and burden of proof being on the prosecution.
- Aspects of civil cases like reading case filings to understand claims, witness testimony, and standard of proof being preponderance of evidence.
- Additional tips for covering different types of cases, parts of trials, and finding the human drama in stories. Appeals are also discussed as potentially changing trial outcomes.
The Supreme Court affirmed the USPTO Board's decision to invalidate claims in Cuozzo's speedometer patent. The Court held that the Board's decision to institute IPR of dependent claims not explicitly challenged in the petition was not appealable. The Court also upheld the Board's use of the "broadest reasonable interpretation" standard for construing claim terms during IPR, rather than the narrower standard used in district court. The decision increases the USPTO's power to reconsider and invalidate issued patents through the IPR process.
Enhanced Damages for Patent Infringement - Workman NydeggerWorkman Nydegger
Enhanced damages in patent infringement suits in recent years have been limited due to the application of the Seagate test. This test was developed as a standard used by courts to determine when to award enhanced damages. The Supreme Court’s recent decision in Halo v. Pulse found the Seagate test to be unduly rigid and inconsistent with the actual statute regarding enhanced damages. The Court restored the process of awarding enhanced damages to its intended scope.
We review the history of enhanced damages in patent infringement suits, including the introduction of the Seagate test. Halo v. Pulse is reviewed and the Supreme Court’s reasoning behind eliminating the Seagate test is described. We also discuss the impact the removal of the Seagate test has on patent infringement suits and potential patent infringers.
http://www.wnlaw.com/blog/enhanced-damages-patent-infringement-halo-v-pulse/
This document discusses different types of evidence used in law, including direct evidence like witness testimony, and physical evidence like tangible objects collected from crime scenes. It explains that evidence can prove a crime was committed, corroborate statements, and help reconstruct events. Both direct and circumstantial evidence can establish facts, but circumstantial evidence implies events rather than directly proving them. The credibility of expert witnesses and admissibility of evidence is determined based on standards like Frye and Daubert.
Follow the tips to get success in the courtroom.Trent Zimmerman
Trent Zimmerman is the well established and well recognized Solicitor and barrister in Canada. Trent Zimmerman is sharing tips to all the young lawyers as well as aspirants the tips that can help them to get success in the courtroom.
The document discusses ethics and civil procedure for Malaysian judges. It summarizes principles from English case law that establish an advocate's duty to the court is paramount and overrides obligations to clients. This duty includes not misleading the court, presenting facts fairly, and citing all relevant law, even if against the client. The document emphasizes that ethical behavior and integrity are important for advocates and judges to maintain trust in the justice system.
A workshop by Dr Imran Waheed, Consultant Psychiatrist, on Giving Evidence in Court delivered in Birmingham, UK on November 14th 2011. The audience was trainee psychiatrists in the West Midlands region.
This document provides an overview of trial procedures and strategies for a negligence case in New York state courts. It begins with a summary of the pretrial conference process, where the parties and judge work to simplify issues, obtain admissions, consider amendments and evidence limitations. The document emphasizes the importance of thorough preparation, including factual investigation and witness preparation. It also stresses developing a clear theory of the case and themes to present the facts in the most favorable light. Finally, it discusses strategies for winning the pretrial conference, including asserting control of discussions, emphasizing case strengths while acknowledging weaknesses, and knowing settlement limits.
This document summarizes key points about testimonial evidence from a seminar presentation. It discusses the competency of witnesses, the personal knowledge requirement, and opinion testimony by lay witnesses. For witness competency, it notes that Alabama Rule of Evidence 601 presumes all persons are competent to testify unless otherwise stated. It discusses how the rule changed previous statutes regarding competency. It also discusses how judges determine competency of child witnesses and witnesses with mental defects. The document then briefly outlines the personal knowledge requirement and exceptions. Finally, it introduces the topic of opinion testimony by lay witnesses being governed by Alabama Rule of Evidence 701.
Litigating Disability Insurance Claims - Conference MaterialsRachel Hamilton
This document provides a summary of a presentation by Lee W. Marcus on innovative pretrial practices and procedures for litigating disability insurance claims. The presentation covered topics such as permissible venue in ERISA cases and concerns about forum shopping, when to file a motion to transfer venue, differences between ERISA and non-ERISA cases regarding venue and choice of law, reasons for removing ERISA cases to federal court, and advantages of filing motions under Rule 52 versus Rule 56.
Be prepared and gain a deeper understanding of Arizona civil lawsuits with this simple to understand guide. An in depth explanation of civil lawsuits in Arizona, including the stages of a lawsuit, and common terminology.
Effective Use of Medical Records in Administrative Hearingsannskowronski
This document provides guidance on effectively using medical records in administrative hearings. It discusses understanding the content and organization of medical records, focusing the presentation on relevant records, and addressing potential issues like hearsay, privacy, and summaries. Key points include highlighting important information, explaining inconsistent records, and ensuring legibility while redacting private details. The goal is to concisely present records that prove the case while addressing records that could hurt it.
This document discusses expert witnesses and expert evidence in legal proceedings. It defines who qualifies as an expert, what constitutes expert evidence, and how expert opinions can be used. Some key points:
- An expert is someone with specialized knowledge or experience in a field who can assist the court in determining facts or making inferences. Their role is to provide scientific or technical information to help the judge/jury make an independent judgment.
- Expert evidence allows for opinions on matters of science, foreign law, handwriting analysis, etc. The expert must be qualified and their evidence must be relevant. Though relevant, expert opinions are not conclusive.
- The document outlines sections of Sri Lankan evidence law governing expert testimony
Preparing For The Deposition Of The Opposing ExpertGerry Schulze
This document provides guidance on preparing for the deposition of an opposing expert witness. It discusses determining the goals for the deposition, carefully examining the expert's background and credentials, gathering information to potentially challenge the expert's testimony, exploring what work the expert did on the case, and going after admissions during the deposition. The document provides tips on researching technical issues, understanding the expert's opinions and basis, and preparing for challenges to the expert's testimony.
The document provides an overview of forensic engineering, outlining key topics such as basic definitions, laws and standards, qualifications for forensic engineers, the investigative process, report preparation, and expert testimony. Forensic engineering involves using scientific methodology to assist courts with fact-finding regarding failures, accidents, and hazards. The presentation emphasizes thinking like both a lawyer and an engineer when performing investigations in a rigorous, unbiased manner according to established technical and legal standards.
The document discusses expert testimony and expert witnesses. It begins by introducing the general rule that witness opinions and inferences are inadmissible in court. It then discusses exceptions for lay witness opinions and expert opinions. It defines who an expert is and their functions. The document outlines the history of expert evidence and discusses identifying experts and exclusionary rules for expert testimony. In summary, the document provides an overview of the rules and principles regarding expert testimony and expert witnesses in court.
Reasonable Doubt...and Beyond - the case for defining the standard of proof i...Jonathan Rose
This document discusses the standard of proof of "beyond reasonable doubt" in criminal trials in Victoria. It begins by outlining the common law position that judges should not define "beyond reasonable doubt" for juries, as any doubt a jury entertains is considered reasonable. However, psychological research suggests jurors may not inherently understand this standard as intended. The document then examines the legislative framework in Victoria, which mirrors the common law approach. Finally, it introduces that Part IV will analyze psychological research on juror comprehension of the standard of proof and how different definitions impact verdicts, with implications for whether "beyond reasonable doubt" should be defined for juries in Victoria.
FOR MORE CLASSES VISIT
www.tutorialoutlet.com
2016-17 Case Problem
A civil case of employment discrimination Riley Winter
v.
TBD, Inc.
BY THE AMTA CIVIL CASE COMMITTEE
JUSTIN BERNSTEIN • MICHAEL J. GELFAND • DANIEL HAUGHEY
The document discusses the role and types of expert witnesses. An expert witness is a person with specialized knowledge or experience in a particular field who provides expert testimony. They may provide opinions on matters like injury severity, sanity, machine failures, damages, and authenticating electronic evidence. Expert testimony is important in many civil and criminal cases. Experts have a responsibility to provide unbiased opinions. There are testifying experts who present in court and non-testifying experts who advise lawyers. In ballistics cases, expert opinions on matching bullets to guns involve subjective assessments.
This chapter discusses crime scene investigation and evidence collection. It introduces Locard's exchange principle which states that physical evidence is exchanged between a perpetrator and victim/crime scene. It outlines the goals and team members involved in a crime scene investigation. The key steps are securing the scene, separating witnesses, scanning/documenting the scene, searching for evidence, and collecting/packaging evidence maintaining chain of custody. DNA, fingerprints, trace evidence, and other physical/biological evidence can be analyzed to reconstruct the crime.
Does an arbitrator with subject matter expertise get a better decisionGerald R. (Jerry) Genge
An arbitrator with subject matter expertise may be able to resolve technical disputes more efficiently than a judge without that expertise. They can directly question experts and have them work together to narrow disagreements. In cases the author was involved in, bringing all experts together under an arbitrator's guidance reduced the time to submit evidence by half and sometimes led to same-day settlements. While conventional legal processes uphold due process, cases overseen by an expert arbitrator can find resolutions more quickly with less spent on time and costs, while potentially arriving at better answers on liability and damages issues.
This document provides tips for journalists covering civil and criminal trials. It discusses:
- The realities of trials compared to legal dramas, noting most lawyers are not like Atticus Finch and trials have three acts, not dramatic moments.
- Key parts of criminal cases like pretrial hearings, evidence presented, and burden of proof being on the prosecution.
- Aspects of civil cases like reading case filings to understand claims, witness testimony, and standard of proof being preponderance of evidence.
- Additional tips for covering different types of cases, parts of trials, and finding the human drama in stories. Appeals are also discussed as potentially changing trial outcomes.
The Supreme Court affirmed the USPTO Board's decision to invalidate claims in Cuozzo's speedometer patent. The Court held that the Board's decision to institute IPR of dependent claims not explicitly challenged in the petition was not appealable. The Court also upheld the Board's use of the "broadest reasonable interpretation" standard for construing claim terms during IPR, rather than the narrower standard used in district court. The decision increases the USPTO's power to reconsider and invalidate issued patents through the IPR process.
Enhanced Damages for Patent Infringement - Workman NydeggerWorkman Nydegger
Enhanced damages in patent infringement suits in recent years have been limited due to the application of the Seagate test. This test was developed as a standard used by courts to determine when to award enhanced damages. The Supreme Court’s recent decision in Halo v. Pulse found the Seagate test to be unduly rigid and inconsistent with the actual statute regarding enhanced damages. The Court restored the process of awarding enhanced damages to its intended scope.
We review the history of enhanced damages in patent infringement suits, including the introduction of the Seagate test. Halo v. Pulse is reviewed and the Supreme Court’s reasoning behind eliminating the Seagate test is described. We also discuss the impact the removal of the Seagate test has on patent infringement suits and potential patent infringers.
http://www.wnlaw.com/blog/enhanced-damages-patent-infringement-halo-v-pulse/
This document discusses different types of evidence used in law, including direct evidence like witness testimony, and physical evidence like tangible objects collected from crime scenes. It explains that evidence can prove a crime was committed, corroborate statements, and help reconstruct events. Both direct and circumstantial evidence can establish facts, but circumstantial evidence implies events rather than directly proving them. The credibility of expert witnesses and admissibility of evidence is determined based on standards like Frye and Daubert.
Follow the tips to get success in the courtroom.Trent Zimmerman
Trent Zimmerman is the well established and well recognized Solicitor and barrister in Canada. Trent Zimmerman is sharing tips to all the young lawyers as well as aspirants the tips that can help them to get success in the courtroom.
The document discusses ethics and civil procedure for Malaysian judges. It summarizes principles from English case law that establish an advocate's duty to the court is paramount and overrides obligations to clients. This duty includes not misleading the court, presenting facts fairly, and citing all relevant law, even if against the client. The document emphasizes that ethical behavior and integrity are important for advocates and judges to maintain trust in the justice system.
A workshop by Dr Imran Waheed, Consultant Psychiatrist, on Giving Evidence in Court delivered in Birmingham, UK on November 14th 2011. The audience was trainee psychiatrists in the West Midlands region.
This document provides an overview of trial procedures and strategies for a negligence case in New York state courts. It begins with a summary of the pretrial conference process, where the parties and judge work to simplify issues, obtain admissions, consider amendments and evidence limitations. The document emphasizes the importance of thorough preparation, including factual investigation and witness preparation. It also stresses developing a clear theory of the case and themes to present the facts in the most favorable light. Finally, it discusses strategies for winning the pretrial conference, including asserting control of discussions, emphasizing case strengths while acknowledging weaknesses, and knowing settlement limits.
This document summarizes key points about testimonial evidence from a seminar presentation. It discusses the competency of witnesses, the personal knowledge requirement, and opinion testimony by lay witnesses. For witness competency, it notes that Alabama Rule of Evidence 601 presumes all persons are competent to testify unless otherwise stated. It discusses how the rule changed previous statutes regarding competency. It also discusses how judges determine competency of child witnesses and witnesses with mental defects. The document then briefly outlines the personal knowledge requirement and exceptions. Finally, it introduces the topic of opinion testimony by lay witnesses being governed by Alabama Rule of Evidence 701.
This document discusses the importance of cross-examination in trial advocacy and winning jury trials. It argues that cross-examination is now more important than speeches and oratory, as modern juries are composed of businesspeople who think critically and are not swayed by passion. It also advocates for specialization in trial law, with a limited number of lawyers focusing solely on conducting trials, as experience is key to skillful cross-examination and efficient handling of cases. The document is an introduction to a book on cross-examination techniques based on the author's 25 years of experience examining over 15,000 witnesses.
Hiring a lawyer is recommended in many legal situations due to their expertise in navigating complex legal procedures and protocols. Lawyers understand how to properly handle evidence, file important documents before deadlines, and negotiate settlements or plea bargains. They can help avoid potential legal issues down the road by understanding contracts and representing clients' interests against other parties that have legal counsel. While legal advice is not always necessary, it is advisable to consult with a lawyer for free initially to assess whether representation would be beneficial for one's specific legal case or situation.
The not so secret service rules for the modern the barrister magazineDouglas McPherson
More and more barristers are engaging in client service review programmes but what do they achieve? What will you learn from talking to your clients? And how will that insight benefit Chambers?
CASE INFORMATIONFind a court case where the company indicated t.docxcowinhelen
CASE INFORMATION:
Find a court case where the company indicated they were surprised the employee charged was a fraudster (use the *KU library (Westlaw) to find the court case).
ANALYSIS REQUIREMENTS:
Based on your readings, literature, and/or the Fraud Examiners Manual analyze the case and include the following in your discussion:
What type of fraud schemes took place in this case?
Analyze the internal controls of this company for "red flags".
Identity why you think the company did not suspect this person was a fraudster and what policies would you put in place for this company to stop this fraud in the future?
WRITING REQUIREMENTS:
· 3-5 pages (not including title page, abstract, or reference page)
· Proper APA format
· Minimum of 3 scholarly sources (not including your textbook)
GRADING REQUIREMENTS:
Click on link to view grading requirements
AUGHT IN THE CROSSFIRE: THE (SUPPOSEDLY) INNOCENT ATTORNEYS WHO REPRESENT ACCUSED FRAUDSTERS
Editor's Note:This article is the second in a series calling for a more aggressive response to bankruptcy and other fraud. The first in the series was initially published in the May 2009 issue, entitled “A Call to Arms: A Bankruptcy Fraud Superfund.”
In law school, we were taught that when representing a person accused of committing a crime, we're never to ask, “did you do it?” From “innocent until proven guilty” to “representation for all,” the axiom was not to know whether the client “did it,” but instead to protect the rights of the accused, even if they did do it. While this ideology is arguably consistent with the will of our forefathers, recall that the context is criminal defense. What's more, the ideology is not without obvious limits in its application, criminally or civilly. Based on my personal experience, many civil lawyers honor the principle of “don't ask, don't tell” to an extreme--and in so doing, have exceeded the limits and crossed the boundary line of ethical conduct.
Before digging too deep into the ethics, though, let's consider a particular criminal defense attorney. The case was an involuntary bankruptcy under §303, and my creditor client successfully obtained the appointment of a gap trustee, more elusive than The Loch Ness Monster herself. The gap trustee and my client then secured an ex parte order for an unannounced inspection of the target's offices. After forcing the target and his staff out the door for a spell, the target hurriedly brought in both bankruptcy and criminal defense counsel. At the conclusion of the hearing that resulted in the denial of a motion to reconsider the judge's order to allow the inspection, the just-hired criminal defense counsel quipped in the hallway outside the courtroom, “sheesh, I guess you guys don't have due process in bankruptcy courts.”
Well, yes, as a matter of fact we do, but when counsel starts going on about how innocent his client is, how we're “making a big mistake” because his client has no money and that.
2010 02 - New Law Journal - Hot-tubbingGraham Hain
Lord Jackson proposed concurrent evidence, also known as "hot tubbing", where multiple experts in a case would provide testimony together. This departs from the traditional adversarial system. While it has been used in Australia and may increase quality by allowing judges to hear differing opinions simultaneously, some experts may be reluctant to engage in cross-examination by other experts. Whether it achieves the goals of reducing costs and improving evidence quality depends on who is asked, as lawyers tend to dislike the less structured approach while experts are generally favorable.
Article: Expert Witness Malpractice: Making the Case for—and Against—Civil Li...LexisNexis
What happens when a hired gun misfires? You know better than anyone that expert witnesses can make your case. But what happens if they break it?
Read Expert Witness Malpractice: Making the Case for—and Against—Civil Liability to find out what happens when experts do more harm than good—and whether or not they can be held accountable for misrepresenting themselves or performing negligently.
The document is the final jury instructions from a criminal trial of Michelle Liard and Rafal Lasota. It provides guidance to the jury on their duties, how to evaluate the evidence, and the legal principles they must follow in reaching a verdict. The judge instructs the jury that they must decide the facts based solely on the evidence presented in court, disregarding any outside information. They are also told to make their decision without bias and to accept the law as explained to them by the judge.
Article: Expert Witness Malpractice: Making the Case for—and Against—Civil Li...LexisNexis
What happens when a hired gun misfires? You know better than anyone that expert witnesses can make your case. But what happens if they break it?
Read Expert Witness Malpractice: Making the Case for—and Against—Civil Liability to find out what happens when experts do more harm than good—and whether or not they can be held accountable for misrepresenting themselves or performing negligently.
The document argues that the term "prudent" in the standard negligence jury instruction should be replaced with the term "careful" for three reasons:
1) Most jurors will not be familiar with the term "prudent" and it can cause confusion, while "careful" is a simple term easily understood by all jurors.
2) Using simpler language helps address the inherent complexity of negligence cases and trials that many jurors struggle with.
3) The term "careful" is clearer and more persuasive for attorneys to use in themes and arguments to the jury, while "prudent" is archaic legal jargon that diminishes persuasive power.
Opposing Cert - A Practitioner's Guide by Public CitizenUmesh Heendeniya
This document provides an overview of resources and strategies for opposing a petition for certiorari in the Supreme Court after winning a case in a lower court. It recommends consulting key reference works like Supreme Court Practice and the Rules of the Supreme Court, as well as the Supreme Court website and Clerk's Office. It also suggests obtaining assistance from experienced Supreme Court practitioners. The document reviews the certiorari process and timeline to understand how to maximize the odds of the Court denying cert.
Auto Injury Litigation From Start to Finish Woodrow Glass
This document discusses the importance of thoroughly investigating potential cases before filing litigation. It recommends conducting a case screening which includes reviewing jury instructions and similar past cases. The initial client interview and questionnaire are important for gathering accurate facts and assessing if the client will be likeable to a potential jury. Pre-suit investigation should include obtaining relevant documents like medical records, accident reports, social media, and background checks. Developing an expense budget is also recommended to evaluate if the likely case value justifies costs. Thorough pre-filing investigation helps maximize case value and increases the chances of a successful outcome for both the client and attorney.
Auto Injury Litigation From Start to FinishWoodrow Glass
This document discusses the importance of thoroughly screening potential cases before accepting representation. It emphasizes reviewing elements and facts needed to prove legal theories, researching recent verdicts, monitoring social media, and carefully evaluating the client's likability and version of events during an initial interview. Conducting pre-suit investigation helps avoid disappointment from adverse rulings or defense verdicts that could result from hastily filed cases without properly screening facts and legal viability first.
Business litigation is usually about numbers. The damages, value, financial analysis and appraisal you need to prove your case will often require the opinion of an independent financial expert such as a business valuator, forensic accountant, economist, appraiser or any of a panoply of other financial experts.
The expert's evidence could make or break the case. So it's important to engage counsel who knows the rules and an expert whose opinion will be accepted by the court.
In this interesting presentation, Igor Ellyn, QC, CS, FCIArb, a senior business litigation and arbitration counsel in Toronto, Canada, discusses the law affecting the use of financial experts and best practices to make their evidence most effective. Mr. Ellyn was assisted by Evelyn Perez Youssoufian, also, a business litigation and arbitration lawyer. Both are members of Ellyn Law LLP.
The following topics are discussed:
- What an expert witness should accomplish
- Determining when to use a financial expert
- What kind of financial expert do you need?
- Types of financial expert witnesses
- Factors to consider when hiring the expert
- New developments in presentation of expert evidence
- Conflicts of interest and disclosure
- Litigation privilege relating to expert reports
- Best practices for qualifying a financial expert
- Limits of admissibility of expert evidence
- Preparing the financial expert to testify at the hearing
- Preparing for cross-examination of the opposing expert
- The Court’s power to appoint an expert
- Counsel’s role in the content of the expert’s report
This presentation was prepared for a legal conference which took place in Toronto on May 30, 2013. The contents are not legal advice. Please contact the author if you have any questions.
How To Brief a Case Confusion often arises over the term le.docxwellesleyterresa
How To Brief a Case
Confusion often arises over the term “legal brief.” There are at least two different senses in which the term is
used.
Appellate brief
An appellate brief is a written legal argument presented to an appellate court. Its purpose is to persuade the
higher court to uphold or reverse the trial court’s decision. Briefs of this kind are therefore geared to presenting
the issues involved in the case from the perspective of one side only.
Appellate briefs from both sides can be very valuable to anyone assessing the legal issues raised in a case.
Unfortunately, they are rarely published. The U.S. Supreme Court is the only court for which briefs are
regularly available in published form. The Landmark Briefs series (REF. LAW KF 101.9 .K8) includes the
full texts of briefs relating to a very few of the many cases heard by this court. In addition, summaries of the
briefs filed on behalf of the plaintiff or defendant for all cases reported are included in the U.S. Supreme Court
Reports. Lawyer’s Ed., 2nd. series (REF. LAW KF 101 .A42).
Student brief
A student brief is a short summary and analysis of the case prepared for use in classroom discussion. It is a set
of notes, presented in a systematic way, in order to sort out the parties, identify the issues, ascertain what was
decided, and analyze the reasoning behind decisions made by the courts.
Although student briefs always include the same items of information, the form in which these items are set out
can vary. Before committing yourself to a particular form for briefing cases, check with your instructor to
ensure that the form you have chosen is acceptable.
THE PARTIES AND HOW TO KEEP TRACK OF THEM
Beginning students often have difficulty identifying relationships between the parties involved in court cases.
The following definitions may help:
Plaintiffs sue defendants in civil suits in trial courts.
The government (state or federal) prosecutes defendants in criminal cases in trial courts.
The losing party in a criminal prosecution or a civil action may ask a higher (appellate) court to review the case
on the ground that the trial court judge made a mistake. If the law gives the loser the right to a higher court
review, his or her lawyers will appeal. If the loser does not have this right, his or her lawyers may ask the court
for a writ of certiorari. Under this procedure, the appellate court is being asked to exercise its lawful discretion
in granting the cases a hearing for review.
For example, a defendant convicted in a federal district court has the right to appeal this decision in the Court of
Appeals of the circuit and this court cannot refuse to hear it. The party losing in this appellate court can request
that the case be reviewed by the Supreme Court, but, unless certain special circumstances apply, has no right to
a hearing.
These two procedures, appeals and petitions for certiorari, are sometimes loosely grouped togeth ...
Chapter 21 - The Investigator and the Legal System1.docxwalterl4
Chapter 21 - The Investigator and the Legal System
1
The decisions investigators must make involve a great deal of discretion.
Investigators must consider what may be termed risk factors.
2
Investigators must consider what may be termed risk factors.
Some police officers and criminal investigators are not fully aware of the order in
3
which a trial is conducted because time often prohibits them from attending a
complete trail from beginning to end. Also, witnesses are often sequestered from
the courtroom before and after giving testimony. This very common practice is used
to minimize the possibility that a witness’s testimony might be affected by other
witnesses’ testimony.
The courtroom process begins with the selection and swearing in of a jury. Jury
selection can last a few hours or a few weeks, depending on the selection process
and the nature of the case. The jury panel from whom the jurors in the trial will
eventually be picked is called a venire.
The steps in the trial process include: direct examination, cross-examination,
redirect examination, re-cross examination, the rebuttal, surrebuttal, and closing
arguments.
Evidence can be defined as anything that tends logically to prove or disprove
a fact at issue in a judicial case or controversy.
4
a fact at issue in a judicial case or controversy.
The rules of evidence are designed primarily to keep a jury from hearing or
seeing improper evidence, and the first rule of evidence is designed to set
parameters on the above definition of evidence.
Proof may be defined as the combination of all those facts—of all the evidence—in
5
determining the guilt or innocence of a person accused of a crime.
The pie chart above illustrates how several different pieces of evidence can
be put together in order to constitute proof of guilt.
6
be put together in order to constitute proof of guilt.
The doctrine of judicial notice is an evidentiary shortcut. Judicial notice is designed
7
to speed up the trial and eliminate the necessity of formally proving the truth of a
particular matter when the truth is not in dispute.
Direct Evidence
8
Direct evidence usually is the testimony of witnesses that ties the defendant
directly to the commission of the crime, such as the testimony of an
eyewitness who can positively state that the defendant committed the crime.
Real Evidence
Sometimes referred to as “physical evidence,” real evidence is connected
with the commission of the crime and can be produced in court.
Demonstrative Evidence
Demonstrative, or illustrative, evidence is not identical to real evidence even
though the items introduced are tangible. It consists of maps, diagrams,
sketches, photographs, tape recordings, videotapes, X-rays, and visual tests
and demonstrations produced to assist witnesses in explaining their
testimony.
Circumstantial Evidence
9
It is a myth that one cannot be convicted of a crime solely o.
1) The study examined the impact of maternal vitamin D status on fetal skeletal development through 3D ultrasound measurements in 424 pregnant women.
2) It found that suboptimal maternal vitamin D status was associated with increased femur cross-sectional area and splaying in utero, resembling signs of rickets.
3) This suggests that ensuring optimal maternal vitamin D levels during pregnancy may be important for proper fetal skeletal development.
Vitamin D Deficiency In Pre Birth Studiesalisonegypt
1) Lower maternal vitamin D status was associated with greater femoral metaphyseal cross-sectional area and higher femoral splaying index in fetuses at 19 weeks and 34 weeks gestation, suggesting maternal vitamin D insufficiency can influence fetal femoral development as early as 19 weeks.
2) Over 30% of mothers had vitamin D levels considered insufficient or deficient. Lower maternal vitamin D levels were related to increased femoral splaying and larger femoral cross-sectional area in fetuses.
3) The findings suggest that improving maternal vitamin D status early in pregnancy through supplementation may help support optimal fetal bone development.
Vita D Perrine Cg Ea At Adherence To Vit D Recommendations Among Us Infants P...alisonegypt
This study examined adherence to vitamin D recommendations among US infants using data from the Infant Feeding Practices Study II from 2005-2007. The researchers estimated the percentage of infants meeting the 2003 and 2008 vitamin D recommendations from the American Academy of Pediatrics at various ages from 1 to 10.5 months. They found that use of oral vitamin D supplements was low, ranging from 1% to 13% regardless of whether infants were breastfed, formula-fed, or mixed-fed. Most infants did not consume adequate amounts of vitamin D according to the 2008 recommendation, suggesting pediatricians should encourage vitamin D supplementation for breastfed and partially breastfed infants.
Vita D Supple Breatfed Infants Pediatrics 2010alisonegypt
This document summarizes a study examining the use of supplemental vitamin D among infants who were breastfed for prolonged periods. The study found that among infants who were predominantly breastfed for at least 6 months, the rate of receiving supplemental vitamin D was only 15.9%. Parental decisions about vitamin D supplementation were significantly associated with whether the parent agreed their pediatrician recommended it and whether they believed breast milk contains all needed nutrition. Educational efforts are needed to increase compliance with guidelines recommending all breastfed infants receive vitamin D supplementation.
Vita D Defic Mothers Newborns Merewood Pediatrics 2010alisonegypt
This study found high rates of vitamin D deficiency in mothers and newborns in Boston, Massachusetts. 58% of infants and 36% of mothers had vitamin D levels below 20 ng/mL. Risk factors for infant deficiency included a deficient mother, winter birth, black race, and a maternal BMI over 35. Prenatal vitamin use was protective against deficiency for both mothers and infants, however 30% of mothers still had low vitamin D levels despite taking prenatal vitamins.
Vita D Defic Insuffic Pregnancy Johnson Am J Perinatol 2010alisonegypt
This study found that vitamin D deficiency and insufficiency are common among pregnant women in the United States, especially for African American and Hispanic women. The study measured vitamin D levels in 154 African American, 194 Hispanic, and 146 Caucasian pregnant women early in their pregnancies. It found that 97% of African American women, 81% of Hispanic women, and 67% of Caucasian women had insufficient or deficient vitamin D levels. African American women were the most likely to have deficiency, while Caucasian women were the most likely to have sufficient levels. Race was identified as the most important risk factor for deficiency or insufficiency.
Vinchon M Sdh In Infants Can It Occur Spontaneously Childs Nerv Sys 2010[1]alisonegypt
This study examines cases of subdural hematoma (SDH) in infants that were considered to have occurred spontaneously rather than from nonaccidental trauma. The study identified 16 cases of spontaneous SDH in infants (SSDHI) from a prospective database that met criteria for lack of trauma history or suspicious findings. Most SSDHI cases involved males and had predisposing factors like macrocephaly, arachnoidomegaly, or obstetric complications. The study aims to better characterize SSDHI and identify risk factors to differentiate it from cases of traumatic SDH caused by nonaccidental injury.
The Next Innocence Project Law Reivew On Sbsalisonegypt
The article discusses shaken baby syndrome (SBS) convictions and new scientific research casting doubt on the forensic significance of the diagnostic triad used to convict hundreds of caregivers. It presents the case of Audrey Edmunds, who was convicted of murder and sentenced to 18 years in prison based solely on expert testimony that an infant suffered from SBS, despite no evidence the caregiver shook the baby. New research has undermined the triad as proof of shaking and removed shaking from the syndrome. However, the criminal justice system has been slow to incorporate this, and triad-based convictions continue regularly. The author argues this constitutes a criminal justice crisis requiring resolution.
Strengthening Forensic Science A Way Station On The Way To Justicealisonegypt
1) The document discusses the need to strengthen forensic science through ongoing validation research to determine which practices are scientifically valid and the limits of their validity.
2) It proposes a series of "validation investigations" be conducted by a respected body like the National Academy of Sciences to determine if certain forensic techniques and theories have already been scientifically validated or not.
3) The validation investigations would examine all prior studies to determine if a technique has been validated, has not been validated, or has been found invalid. This would provide clarity on forensic practices and could reveal issues requiring re-examination of past convictions.
The document discusses the scientific and legal history of shaken baby syndrome. It describes the medical theory behind shaken baby syndrome - that violently shaking an infant can cause subdural hematomas and retinal hemorrhages leading to death. It notes the debate between experts who support the theory and those who are critical of it. The author argues that this is a genuine battle between qualified experts on both sides, and that expert testimony from both sides should be admitted in court under the Daubert and Kumho standards for expert testimony."
This document discusses shaken baby syndrome (SBS) cases and challenges the prevailing assumptions around SBS. It summarizes that shaking alone cannot cause the injuries typically associated with SBS, and that many other causes could result in retinal hemorrhages and subdural hematomas. It provides tips for challenging SBS claims using Daubert motions and expert witnesses in biomechanics, radiology, neurology and pathology that can argue alternative causes. Contact information is given for several medical experts who may be willing to review cases or testify that the injuries were not necessarily caused by shaking.
This case involves a negligence claim brought by L.C. and L.S. against the Ministry of Children and Families regarding their investigation into injuries sustained by L.C.'s infant son, D.C. D.C. was found to have a serious skull fracture and was initially removed from L.C.'s care. The Ministry conducted an investigation but L.C. maintained her innocence. The key issues are whether the Ministry owed a duty of care to L.C. and L.S., whether the Ministry breached the standard of care in its investigation, and whether any breach caused damages.
This document summarizes the growing issue of vitamin D deficiency (DD) in infants and children. It discusses how DD rates have risen significantly in recent decades across diverse populations. Multiple factors are contributing to the problem, including decreased food fortification of vitamin D, more sun avoidance behaviors, increased obesity rates, and longer breastfeeding durations without adequate supplementation. The document outlines how DD can manifest radiographically as softening of the skull and indistinct facial bones in young infants, as well as subtle metaphyseal changes in the long bones that could be mistaken for abuse-related fractures without consideration of the underlying DD.
The Canadian Paediatric Surveillance Program is a national surveillance system that identifies cases of rare diseases in children through the participation of over 2300 pediatricians. A recent study using this program identified over 100 cases of vitamin D deficiency rickets in Canadian children. National surveillance systems are important for collecting epidemiological data on uncommon conditions to answer research questions and guide public health policy. The Canadian Paediatric Surveillance Program provides valuable data and stimulates collaborative research that can improve children's health.
Nutritional rickets, once thought to be conquered, has reemerged as a public health issue in the United States. Recent case reports have highlighted dark-skinned breastfed infants, especially those in northern latitudes without vitamin D supplementation, as being most vulnerable. This article reviews a seminal 1917 study by Alfred Hess on using cod liver oil to prevent rickets in a black community in New York. The study found that cod liver oil effectively prevented and treated rickets in African American infants. Hess's success led to the development of the first rickets clinic and was an important step in overcoming the early 20th century rickets epidemic through vitamin D supplementation.
This document summarizes a court case from the Supreme Court of British Columbia regarding two parents, Muhammad and Muzzammil Rahman, appealing a lower court's decision granting continuing custody of their four children to the Director of Child, Family and Community Service. The case involves the death of the parents' two-year-old niece while in their care. While the mother was initially charged and acquitted of manslaughter, the Director has had custody of the Rahmans' four children since 2005. The Rahmans are appealing to have custody of their four children returned to them.
1. TRIAL TACTICS AND TECHNIQUES
Colin P. Stevenson
Stevensons LLP
OBA Conference April 9, 2010
2. TRIAL TACTICS AND TECHNIQUES
Colin P. Stevenson
Stevensons LLP
OBA Conference April 9, 2010
INTRODUCTION
You can get mixed messages reading too many advocacy manuals and texts 1 . For example,
some will advise you when opening at trial to be thorough and heavy on the documents, and
others will advise you to be short and sweet. In closing some will advise you to make limited
written submissions in a fashion akin to bullet points and others will advise you to file a detailed
written statement both at the beginning and end of trial.
Some people recommend that you make detailed oral and written submissions covering every
material point. Others will recommend that your submissions should be limited in scope so as to
allow the judges to develop the argument for themselves: on the psychological basis that a
judge's own thoughts are more likely than your submissions to be incorporated in the judgment.
The plethora of advocacy-related education courses and programs would suggest that advocacy
skills can be learned. I believe this is true to a certain extent or this paper would not be useful.
Nonetheless, the lifeblood of advocacy is experience. And a lot of experience is a prerequisite to
being a successful advocate.
EXPERIENCE
Most of the advice given by experienced advocates is well-founded and appropriate in the right
case. It is experience which will allow you to judge the appropriate tactics for your particular
case. One size does not fit all.
In 1936, a New York litigator, Francis L. Wellman, in a well-known book, The Art of Cross
Examination 2 scoffed at merchants who preferred to compromise their difficulties or write off
their losses rather than to litigate in the courts 3 but he understood that delays of up to three years
made litigation undesirable in commercial cases. Wellman believed the delays were not
attributable to too few judges or to judges who did not work hard enough. Instead, Wellman
attributed the blame to inexperienced trial lawyers.
"The conduct of a case in court is a peculiar art for which many men, however
learned in the law, are not fitted; and where a lawyer has but one or even a dozen
1
For a helpful list of texts and papers from 2004 see schedule "A".
2
Fourth Edition, 1936.
3
Ibid. pp. 23-23.
3. -2-
experiences in court in each year, he can never become a competent trial lawyer.
I am not addressing myself to clients, who often assume that, because we are duly
qualified as lawyers, we are therefore competent to try their cases; I am speaking
in behalf of our courts, against the congestion of the calendars, and the
consequent crowding out of weighty commercial litigations.
One experienced in the trial of causes will not require, at the utmost, more than a
quarter of the time taken by the most learned inexperienced lawyer in developing
his facts. His case will be thoroughly prepared and understood before the trial
begins. His points of law and issues of fact will be clearly defined and presented
to the court and jury in the fewest possible words. He will in this way avoid many
of the erroneous rulings on questions of law and evidence which are now
upsetting so many verdicts on appeal. He will not only complete his trial in
shorter time, but he will be likely to bring about an equitable verdict in the case
which may not be appealed from at all, or, if, appealed, will be sustained by a
higher court, instead of being sent back for a retrial and the consequent
consumption of the time of another judge and jury in doing the work all over
again." 4
Thus, Wellman was of the view that trial lawyers should not only specialize in the courtroom but
that a competent trial lawyer should conduct trials at least a dozen times a year.
This is not going to happen in Canada for any commercial litigator, nor even for most personal
injury litigators. It would appear, therefore, the only real trial lawyers on Wellman's standards
will be the criminal lawyers. And it is true that for young trial lawyers, two or three years in the
criminal trenches—combined with hard work and discipline—will make them eminently better
barristers.
As Wellman states:
"There is no short cut, no royal road to proficiency, in the art of advocacy. It is
experience, and one might almost say experience alone, that brings success. I am
not speaking of that small minority of men in all walks of life who have been
touched by the magic wand and genius, but of men of average endowments and
even special aptitude for the calling of advocacy; with them it is a race of
experience." 5
It is important to take all such advice with a grain of salt. It is difficult to accept all of Wellman's
critique of "office lawyers" who, from his perspective, were the cause of all the delays in the
legal system in his era. I set out another of Wellman's points for your consideration:
4
Ibid. pp. 23-24.
5
Ibid. pp. 24-25.
4. -3-
"When the public realizes that a good trial lawyer is the outcome, one might say,
of generations of witnesses, when clients fully appreciate the dangers they run in
intrusting their litigation to so-called 'office lawyers' with little or no experience
in court, they will insist upon their briefs being intrusted to those who make a
speciality of court practice, advised and assisted, if you will, by their own private
attorneys. One of the chief disadvantages of our present system will be suddenly
swept away; the court calendars will be cleared by speedily conducted trials;
issues will be tried within a reasonable time after they are framed; the commercial
cases, now disadvantageously settled out of court or abandoned altogether, will
return to our courts to the satisfaction both of the legal profession and of the
business community at large; causes will be more skilfully tried—the art of cross-
examination more thoroughly understood." 6
Apart from actually conducting trials, as a general proposition, a young advocate wanting to be a
successful advocate should read widely among the many texts in the area of advocacy; better still
he or she should attend as often as possible to witness trials for themselves. But ultimately,
while one should certainly participate in some trial advocacy programs (although, in my view,
these are overrated and bear little similarity to the real thing) it is vastly more important to take
on as many trials in your younger years as your firm will permit. These may be pro bono
criminal defence, pro bono civil matters, minor personal injury matters (although the latter are
less likely due to the threshold and the deductible).
STYLE
You should not slavishly copy senior counsel that you work with or observe in court. Everyone
has their own style. It is even a peculiarity of the law that eloquence is not a prerequisite to
greatness: although it helps. I have attached as schedule "B" Wellman's description of six of the
well-known barristers in the American courts at the turn of the 20th century (yes, I do mean the
early 1900s). While these are trial lawyers who appeared regularly before juries, it is interesting
to note that each are described as different characters with very different styles. Indeed Wellman
clearly thought little of some of them. Thus, Edward C. James is described as "ponderous and
indefatigable. His cross-examinations were laboured in the extreme." Wellman says that James:
". . . would pound at you incessantly, but seldom reached the mark. He literally
wore out his opponent and could never realize that he was on the wrong side of
the case until the foreman of the jury told him so. Even then he would want the
jury polled to see if there was not some mistake. James never smiled except in
triumph and when his opponent frowned. . . he owed his success to his
industriousness and indefatigable qualities as a fighter; not I think to his art." 7
6
Ibid. pp. 25-26.
7
Ibid. p. 231.
5. -4-
Wellman described William A. Beach, who was known as "the Hamlet of the American Bar" as
a "poor cross-examiner" 8 .
And so I conclude this introduction by recommending to you industry and indefatigability.
Genius is rare; hard work and discipline are the keys to success for the vast majority. I also urge
you not to take it too seriously when some of your colleagues bad mouth other barristers whom
you think to be excellent or very experienced. Wellman was not very complimentary of many of
the best barristers at the American Bar at the turn of the century. What would he have said about
the average barrister?
The great advantage of hard work and more hard work is well-illustrated by Wellman's
description of a formerly well-known barrister, Rosco Conkling, who, in the course of defending
a murder trial, in anticipation of cross-examining the pathologist, himself procured a body and
had it dissected so that his cross-examination would be well-informed. As Wellman reports:
"As the result of [the pathologist's] cross-examination at the trial, the presiding
judge felt compelled to declare the evidence so entirely untrustworthy that he
would decline to submit it to the jury and directed that the prisoner be set at
liberty." 9
As will be seen below, Justice Goudge (the Goudge Inquiry into Pediatric Forensic Pathology in
Ontario) would approve.
While technology changes over time, whether it be the introduction of the telex, photocopier,
fax, computer, e-documents, the fact is that basic litigation skills remain essentially the same
today as they have done for decades. Diligence, shrewdness, precision, confidence, and, most
importantly, experience, make the good advocate great.
TACTICS TIMING: WHEN TO PUSH; WHEN TO SLOW
Given the delays already inherent in the court system, plaintiffs generally want to have a trial as
soon as possible. Justice delayed is indeed justice denied. Furthermore, it is usually less
expensive to get to trial in a short period of time and avoid the expensive, repeated re-education
by counsel as they pick up and set down the file over a period of years.
There are exceptional circumstances which may militate against the plaintiff desiring an early
trial. In personal injury cases one may need to have the injury "mature" so that the extent of the
damages is known and more readily demonstrated to the jury. Experts may need time to conduct
tests. You may want to await the outcome of an analogous case elsewhere.
Defendants rarely want to go to trial. Defendants generally believe that justice delayed is a very
good thing. Even defendants who are confident they will prevail rarely are in a rush to "put their
8
Ibid. p. 232.
9
Ibid. p. 233.
6. -5-
money where the mouth is". This can be in part due to the excessively high cost of a modern
trial. Trials today take far more time than in Wellman's day, for reasons which will not be
debated here. Of course, defendants can also drag their feet because of a nagging doubt about
their prospects (who did you say the trial judge was going to be?).
On the other hand, there can be circumstances where even the defendant will wish to have an
early trial. For example, there may be a concern about whether defence witnesses will be
available or able to testify after some years, perhaps because of infirmity or old age. The
defendant may also have a concern about the impact of the pending claim on their marketplace or
their shareholders. Some people just do not like the stress and uncertainty associated with
litigation and want it over with. Not just experience but proper diligence will allow you to
advise your client how to proceed; whether quickly or slowly.
The following examples of actual cases illustrate some of the conflicting considerations. No two
cases are the same.
For example, we acted for the plaintiffs in a class action alleging the insurers were inadequately
compensating insureds for car repairs based on the value of inferior car parts. The equivalent
U.S. class action had resulted in a $1,000,000,000.00 judgment for the plaintiff class and the
U.S. decision was under appeal. We commenced the action in Canada and offered to have the
outcome of the U.S. proceeding determine the outcome of the Canadian class action. The offer
was rejected. Presumably the insurer wanted the opportunity to defend in Canada, no matter the
outcome in the U.S. We pushed the case hard in Canada and engaged in a myriad of expensive
motions over a period of years.
Ultimately, the U.S. judgment was set aside on appeal and we were left to litigate the claim
(unsuccessfully) in Ontario. In hindsight we should not have been in such a big rush. We should
have simply awaited the outcome of the U.S. case.
We also act in two large class actions against "big pharma". Thus, we continue to litigate against
Eli Lilly (in respect of the drug Zyprexa) and Merck (in respect of the drug Vioxx). Both
companies have settled in the U.S. but they continue to fight in Canada. There is no advantage
to delay on the part of the plaintiffs. There is no advantage to the defendants to get the matter
resolved. Vioxx, in particular, amounts to all out warfare.
Sometimes contrary considerations unexpectedly occur. In one of our "big pharma" class actions
the defendant likely settled in part due to pending merger considerations.
One final example does not involve our firm and I can only surmise as to the tactics and strategy.
When David Kassie and other investment bankers left CIBC in 2004 to form a new investment
brokerage, Genuity, it led to immediate litigation alleging improper competition, solicitation, and
the revelation that many brokers "pin" messages via BlackBerry so that no records are kept. It is
entirely possible that the plaintiff, CIBC, in that case was in no rush with the litigation. The
threat of pending litigation may have been better than actual litigation because the impending
lawsuit might adversely affect Genuity's customers or Genuity's future investment plans. If that
indeed was a thought in the mind of CIBC's lawyers it proved valueless when Genuity prospered
and recently merged to form Genuity Canaccord.
7. -6-
SOME PRACTICAL CONSIDERATIONS WHEN EXPEDITING A TRIAL
1. Make sure you complete your witness interviews as soon as possible and certainly well in
advance of trial.
2. Take into account the age or infirmity of the witnesses and consider whether a rule 36
examination is available or necessary.
3. Retain all necessary experts as soon as possible, taking into account the anticipated delay
in getting to trial and ensure that the relevant experts are going to be around to testify in a
few years time.
4. Do not leave interprovincial summonses (rule 53.05 and the Interprovincial Summonses
Act) to the last minute. You need a court order and this may not necessarily be readily
available just before trial.
5. Make sure all notices are served on a timely basis. See, for example, the 15 day notice
requirement of the notice of constitutional question under s. 109 of the Courts of Justice
Act, as well as the more common seven days under s. 35 of the Evidence Act (business
records), 10 days under s. 55 of the Evidence Act (copies of letters, etc.) and 20 days for a
request to admit (rule 51.02).
OBJECTIONS: JUST BECAUSE YOU CAN, DOES NOT MEAN YOU SHOULD
The reality is that every judge wants to expedite and shorten the trial. Objections are less likely
to be sustained today than 20 or more years ago. Important rules of evidence, such as the rule
against hearsay, are no longer sacrosanct (Ares v. Venner 10 ; R. v. Khan 11 ). In a civil trial without
a jury the judge is much more likely to allow evidence to be admitted "subject to the weight to be
given to it" or allow the evidence to be admitted subject to a ruling to be given when the
testimony has been completed, than to exclude the evidence. Every judge believes they can
identify and disregard unduly prejudicial evidence and that they will not be adversely affected by
hearing it.
Nonetheless, where there is a truly important issue (or perhaps where you are desperate) a timely
objection must be made. If you do not object you will not be able to do so on appeal 12 . In
general you should not object unless:
(a) you are strongly of the view that the evidence will be unduly prejudicial; or
10
Ares v. Venner, [1970] S.C.R. 608.
11
R. v. Khan, [1990] 2 S.C.R. 531.
12
Country Style Food Services Inc. v. 1304271 Ontario Limited, [2005] O.J. No. 2730, paras. 88-91 (O.C.A.,
June 30, 2005).
8. -7-
(b) you are getting desperate and you need to change the direction of the trial (very
unusual circumstances) or need to establish a better record for appeal.
You should generally avoid objections in respect of unimportant issues because:
(a) you will divert the judge from the truly important issues on which you do want an
exclusionary ruling;
(b) you may well deliver the message to the judge that you are desperate and your
case is a losing proposition;
(c) you may lose the objection and focus the judge on the otherwise unimportant
issue; and
(d) you may lose the judge's goodwill by causing unnecessary delay and interruption.
COMMON AREAS FOR OBJECTIONS
(a) Hearsay:
While the rule against hearsay still has life, the "offensiveness" of the evidence
must be fairly clear to warrant an objection. First, if the evidence is relatively
innocuous why object and risk alienating the judge? Secondly, if the evidence
can be introduced properly by another witness relatively easily—and the evidence
is not central to the case—why require the additional witness to be called, thereby
cementing the point in the judge's mind? Nonetheless, in the case of obvious
hearsay on a central point you should certainly object. You will then be met,
assuming the related witness is unavailable, with an argument that the evidence is
reliable and necessary. But at least you may win that point. If you lose it you
have one ground for appeal. 13
(b) Failure to strictly prove the authenticity of documents:
In advance of trial you will have served the appropriate notices under ss. 35
(business records) and 55 (copies of letters, etc.) of the Evidence Act. You will
also have relied on a request to admit (rule 51.02—at least 20 days prior to trial)
or, more likely, an admission at discovery. Note that a positive response to a
request to admit the truth of the fact or authenticity of the document does not
necessarily mean it is admissible or relevant at trial. 14
13
In Wiebe v. Jenkins Indoor Plant Services Inc., 2008 CarswellOnt 8359 (SCJ), a mistrial was granted in a jury
case where the defendant did not call a witness to confirm prior hearsay. See also R. Anand, Hearsay does not
Matter; and B. Legate, Hearsay Evidence: Does it Matter? It's in the Eye of the Beholder, both at 2006 Advocates'
Society Spring Symposium, tab 2.
14
Canpotex Ltd. v. Graham, [1985] 5 C.P.C. (2nd) 233 (Ont.H.C.).
9. -8-
There is also fertile ground for objections in respect of proper proof of emails,
proper proof of website content, and, as a further example, proper proof of Royal
Commission reports 15 .
(c) Contravention of the rule in Browne v. Dunn, i.e., failure to afford a witness
an opportunity to address an issue upon which the cross-examiner intends
later to impeach the witness:
In this famous English case from 1893, plaintiffs' counsel did not cross-examine
defence witnesses, but later alleged that they were not telling the truth. The
House of Lords said this was unfair. It is not the rule, however, that the witness
has to be cross-examined 16 . What is required is that the witness be given
sufficient notice that their credibility is in issue and an opportunity to explain
themselves.
Note, however, that contravention of the rule in Browne v. Dunn, 17 again, will
likely simply be more relevant to the weight to be given to the evidence by the
trial judge rather than result. See schedule "C" for further elaboration of the rule.
(d) Challenges to an expert, the relevance of their evidence and related matters:
The new rules with respect to experts (see especially rule 53.03) are intended to
increase the objectivity and lack of bias on the part of experts and to focus the
scope of the dispute by encouraging them to "meet and confer" 18 . The Civil
Justice Reform Project 19 was concerned about the proliferation of experts
testifying at trials as well as the perception that experts were no longer objective
advisors, as opposed to advocates for their clients. While courts have always
thrown out biased reports which were more in the nature of advocacy (and any
such an objection should be voiced clearly as soon as possible at trial) this will be
particularly true of any experts who cross that line in future.
15
See Robb Estate v. St. Joseph's Healthcare Centre, [1998] 31 C.P.C. (4th) 99 (Ont. Gen. Div.) rejecting the Krever
Report as proof of its contents.
16
See, for example, Hurd v. Hewitt (1994), 20 O.R. (3d) 639, and Stewart v. Canadian Broadcasting Corp. (1997),
150 D.L.R. (4th) 24 per MacDonald J. at paras. 368-371. See also s. 20 of the Ontario Evidence Act re proving
contradictory written statements when examining a witness, s. 21 re proving contradictory oral statements, and s. 23
re discrediting your own witness. The rule in Browne v. Dunn is intended to ensure there is no ambush of a witness.
If the witness knows the issues and that he will be impeached there is no need to cross-examine him on the point: R.
v. MLW, [1995] 82 O.A.C. 397.
17
(1893) 6 R. 67, H.L.
18
See Colin Stevenson, Duty Calls: The New Rules of Experts in the Ontario Civil Justice System, OBA Conference
February 8, 2010 (www.stevensonlaw.net).
19
Justice Osborne's report presented November 2007 is found at
http://www.attorneygeneral.jus.gov.on.ca/english/about/pubs/cjrp/CJRP-Report_EN.pdf.
10. -9-
The Goudge Report (2008) 20 on flaws in Ontario's forensic pathology system had
much broader implications for civil and criminal justice in Ontario. It sets out
fertile ground for objections to expert evidence. In the context of criticizing the
pathologist, Dr. Smith, the Inquiry identified 10 criticisms, all of which can be
relevant in any case:
(i) he failed to understand his role was not to support the crown (or party
retaining him) (this goes to bias and may affect both weight and
admissibility);
(ii) he failed to adequately prepare for court (this would be relevant to the
weight of his evidence);
(iii) he overstated his knowledge in a particular area (this may be relevant to
his qualification as an expert or to weight);
(iv) he gave anecdotal evidence which was inappropriately unscientific (this
goes primarily to the weight of his evidence);
(v) he failed to give a balanced view of the evidence and was dogmatic and
was unduly certain (this again goes more to weight);
(vi) he was unprofessional and gave unwarranted criticism of other
professionals (this again goes more to weight);
(vii) he testified on matters outside his area of expertise (this should be the
subject of an immediate objection);
(viii) he gave opinions which were speculative, unsubstantiated and not based
on (pathology) findings (this goes to weight);
(ix) he used loose and unscientific language (again, this goes to weight); and
(x) he lacked candour and honesty (again, this goes to weight).
The Goudge Inquiry established that the complexities of forensic pathology often
led to ineffective cross-examination. You must be thoroughly prepared in the
particular area of expertise to perform a competent cross-examination.
Remember Wellman's example of Rosco Conkling who arranged for and attended
a dissection prior to trial to ensure he was properly prepared.
One must always recognize, of course, that broad cross-examination on the area
of witnesses' expertise is often inadvisable as you can seldom match the depth of
20
Inquiry into Pediatric Forensic Pathology in Ontario, The Honourable Stephen T. Goudge, Commissioner,
released on October 1, 2008, may be found at http://www.goudgeinquiry.ca/.
11. - 10 -
knowledge of a true expert. The cross-examination must be focussed and
thoroughly prepared in advance.
The Goudge report will be very useful in support of your legal arguments
challenging experts on the various issues summarized above. A copy of relevant
sections of the Goudge report is attached as schedule "D".
There can be no doubt that if you have any reasonable chance of having an
expert's evidence declared inadmissible because they are not properly qualified,
such an objection should be made 21 . On a related but different point, one
regularly sees expert opinions with respect to legal issues. Expert opinions are
admissible, for example, with respect to ethical standards. Expert opinion is not,
however, admissible with respect to legal issues to be determined by the judge 22 .
Thus, while a lawyer who has specialized in corporate governance may properly
opine with respect to standards of corporate governance, they should not be
allowed to stray into giving an opinion on the legal rules and principles that will
determine the case. Some additional advice re filing expert's reports is attached as
schedule "E".
(e) Unfair or unsubstantiated demonstrative evidence:
There are numerous excellent papers and articles on the use of demonstrative
evidence, including properly admissible exhibits or simply demonstrative aids 23 .
In a personal injury action where demonstrative evidence is particularly common,
you must, as plaintiff's counsel, be ready to establish a sound foundation for the
use of the photographs, computer simulations, animations, diagrams or models;
while as defence counsel you must object to any such documents or exhibits
which are not properly established.
(f) Inadequate similar fact evidence:
There is no doubt that similar fact evidence which establishes the improbability of
coincidence is properly admissible 24 . You should, however, be quick to object to
much so-called similar fact evidence as it is often unfairly prejudicial to your case
21
See, for example, Zellagate Holdings Inc. v. Beechlawn Holding Ltd., [1996] O.J. No. 1067, in which an
experienced realtor was found not be qualified to give appraisal evidence.
22
R. v. Century 21 Ramos Realty Inc. (1987), 58 O.R. (2d) 737 (C.A.).
23
See, e.g., The Oatley-McLeish Guide to Demonstrative Evidence, LSUC December 3, 2009 (2 volumes).
24
See Mood Music Publishing Co. v. De Wolfe Ltd., [1976] Ch. 119, [1976] 1 All E.R. 763 (C.A.); and R. v.
Trochyn, [2007] 1 S.C.R. 239.
12. - 11 -
and, equally importantly from the judge's point of view, will unduly delay the
conduct of the trial 25 .
(g) Improper reply (i.e., a party is not allowed to split its case):
As counsel for the plaintiff, you cannot choose to introduce reply evidence which
should have been produced when you were first calling witnesses 26 . Make your
objection forcibly or there is a real risk the trial judge will simply allow the
evidence to be called while affording defence counsel the opportunity not only to
cross-examine but to call rebuttal evidence, if appropriate. For minor matters see
rule 52.10 which allows you, with leave, to prove at a later stage some material
fact or document which was omitted through accident or mistake.
(h) The judge is unduly interfering in the conduct of your case:
The judge should not unduly interfere with the conduct of your case. If things are
going badly you should object. To be prudent you may choose to make your
objection with all counsel present in chambers. A court reporter should be
present.
(i) Spoliation:
This will be a rare objection but potentially fatal to the other side, if successful. If
a successful objection can be mounted—based on evidence which you will have
to lead at the appropriate time—on the basis that the other side has destroyed or
failed properly to preserve relevant documents—you may choose to object to the
introduction of evidence in the related area. Whether the judge will throw out the
evidence entirely is open to serious question but an unsuccessful objection will set
the stage for a reprise in closing argument to the effect that an adverse inference
should be drawn against the party that committed the spoliation (or perhaps, by
way of counterclaim, that the party committed the tort of spoliation) 27 .
(j) The answer will disclose privileged information:
25
Boer v. Cairns (2003), 65 O.R. (3d) 343. See also New Developments: The Law of Evidence in Civil Cases,
Advocates' Society Spring Symposium 2005, Peter Wardle, tab 3.
26
See R. v. Krause, [1986] 2 S.C.R. para. 20-21; Springer v. Aird & Berlis, 2009 CarswellOnt 1307 (SCJ) (when the
plaintiff's evidence is shaken by the defendant, the plaintiff cannot call confirmatory evidence in reply) and B.
Zarnett, Reexamination and Reply, 2004 Advocates' Society Spring Symposium, tab 2.
27
See, e.g., K. Thomson, The Bermuda Triangle of Litigation, 2008 Advocates' Society Spring Symposium, tab 8.
13. - 12 -
Objections here are essential. This is a large topic which is discussed well
elsewhere 28 .
(k) The cross-examination is intimidating your witnesses:
This is a rare objection—some relevant advice is attached as schedule "F".
(l) The questions and proposed answers are irrelevant to the issues:
I.e., unduly prejudicial without adequate probative value. Another rare objection.
You should only object either when you are reasonably satisfied that the objection will be
successful or, where there is significant risk that the objection will not be sustained, the
evidence is crucial to the case. Remember that the answers to collateral questions are
final.
WRITTEN SUBMISSIONS: BEFORE AND AFTER THE EVIDENCE HAS GONE IN.
The opening statement should capture the judge or judge and jury. In a complicated commercial
case written submissions may be helpful, provided they are not turgid and, as with oral
submissions, do not over-promise the case that will be delivered. It is always better to err on the
side of brevity. Obviously, the more complicated the case, the longer the trial and the more
extensive the opening.
As opening statements should not contain argument, the written submissions, if any, should be
confined to providing a roadmap for the court. The written submissions might simply provide a
cast of characters and reference the crucial documents which may be provided in a
compendium—provided there are no authenticity or related issues. Any such issues should be
raised at the outset.
You should certainly hand up a legal brief containing at least the most important authorities.
Make sure you do not put in writing or state orally anything that will not be established by the
evidence. Make sure you start your argument strongly and end strongly. The facts, law and
inferences should be logically organized. You should err on providing less rather than more
information.
There seems to be a common misconception that judges are happy to listen to counsel talk
endlessly or, for that matter, are happy to read page upon page of a detailed brief. This is not
likely to be true. Focus your brief on the key issues. Reduce it and reduce it again until you
have distilled the case to its essence. If you have any doubt about any aspect of the written
submissions, leave them out.
28
See, for example, E. Cherniak and J.L. McDougall, Privilege Issues and the Barrister's Brief, April 2, 2004,
Advocates' Society Spring Symposium, tab 1, and P. Perell, A Privilege Primer, 2006 Advocates' Society Spring
Symposium, tab 5.
14. - 13 -
While Earl Cherniak may say "thorough and heavy on the documents", make sure it is a case in
which such an approach is warranted. As David Scott has said "eliminate the unnecessary".
CLOSING ARGUMENT
There is little doubt that almost every good counsel today will provide written submissions at the
end of the trial. Some great counsel, like David Scott, have the privilege of making such
submissions bullet points with minimal content. When you have David Scott's experience you
can do the same. In the meantime, you should prepare legal argument which is thorough yet
concise. It must incorporate all the crucial documents as well as the important cases.
You will have commenced preparation of your written closing submissions long before the trial
ever began. Those draft submissions will have formed the basis for your trial plan, your opening
and your examinations. They will expand as the trial proceeds and you incorporate additional
details. They will then be edited (not created) just before the time set for closing. In an ideal
world you will provide the written submissions to the judge a day or two prior to oral argument.
You should not worry that this provides the other side an opportunity to respond. They already
intend to do so.
In the unlikely event that you have daily transcripts do not include "chapter and verse". Make
sure you condense your written submissions so they are truly useful to the trial judge.
If you do not have daily transcripts you should consider ordering transcripts during the course of
the trial in respect of a crucial witness, such as an expert.
Remember that your submissions, oral or written, should not be a dry exposition of the facts and
law. You must tell a story, whether it is a criminal case, a personal injury, or a product liability
case. For example, in a product liability case it is not enough simply to summarize the evidence
of the experts. You must explain why the defendants manufactured the defective products and
the harm that they have caused. You are telling a story and you must persuade the judge.
Finally, remember that to be persuaded the judge must still be awake.
PRACTICALITY OF AN AGREED STATEMENT OF FACTS
An agreed statement of facts should shorten a trial. One has to exercise extreme caution with an
agreed statement of facts. Trials are unpredictable. The turn of events may render prior
admissions inappropriate or at least dubious.
In a somewhat analogous situation the Court of Appeal has criticized reliance on a "paper
record" as a basis for determining issues which require evaluating credibility, weighing evidence
and drawing factual inferences. 29 What appeared to be helpful does not always end of up that
way.
29
See, Kilpatrick v. Peterborough Civic Hospital, (1999) 44 O.R. (3d) 321 at paras. 10-14 and 20 relying on the
former provisions of rule 20.
15. - 14 -
In some cases I have proceeded by what is ultimately similar to an agreed statement of facts in
the form of an application: in one particular case, it was an application for partition and sale of a
property. The application judge determined (correctly) that a trial was required to hear the oral
evidence of the experts with respect to where the lands should be partitioned. Ultimately the
case turned not only on that oral evidence but on the oral evidence of one of the parties with
respect to prior use of the property—a point which had not been in the original application
material.
In short, an agreed statement of facts may be appropriate with respect to clearly uncontested
issues, but it will be counterproductive to attempt an agreed statement of facts with respect to
anything remotely contentious. In one particular case I spend some weeks trying to negotiate an
agreed statement of facts with the Ontario Crown with respect to a land transfer tax matter only
to have the Crown refuse to cooperate at the last second. An agreed statement of facts is often
not worth the effort.
It may well be better to submit a detailed request to admit and force the other side to respond
appropriately. In one particular case, I submitted an extremely long request to admit which was
promptly rejected out of hand with a two line denial by one of the defendants. However, the case
settled shortly thereafter, immediately prior to trial, with counsel for the other defendant saying
that the request to admit had focussed his attention on certain contentious issues and facilitated
settlement.
HOW TO CROSS-EXAMINE ON A TRANSCRIPT OR OTHER PRIOR STATEMENT
It is important to emphasize that, as with objections, just because you can cross-examine a
deponent on a prior inconsistent statement does not mean that you should do so. Not all
discrepancies in a transcript of discovery when compared to trial evidence are worth bringing to
the judge's attention. All too often I have sat amusing myself as other counsel attempted
hopelessly to pin a minor or explainable discrepancy on a witness. This generally only allows
the witness to elaborate on their own story to the detriment of the examining counsel. Not only
that but repeated cross-examination on irrelevancies will exasperate your trial judge sooner
rather than later.
When it is worthwhile, however, the proper technique is as follows:
(a) Pin down the witness as to exactly what they said at trial in chief. If they revert to
what they said on discovery, so be it: that is still helpful.
(b) If they maintain their trial evidence and you believe it to be both clearly
inconsistent with prior evidence as well as material to the outcome of the trial
then ask the witness if they recall being examined for discovery on a particular
date.
(c) If the witness does not recall the examination you will have to threaten to seek an
adjournment of the trial to call the court reporter to testify as to the accuracy of
the transcription of the questions and answers. The witness will almost invariably
back down and recall the examination.
16. - 15 -
(d) Either at this stage or later you must establish that the questions and answers on
the prior occasion were given under oath, in the case of discovery.
(e) You will then hand a copy of the examination transcript to the trial judge and to
read the disputed questions and answers to the witness.
(f) You will ask the witness if they gave those answers to those questions on that
occasion.
(g) If the witness denies it you will show them a copy of the transcript and read
through it again. Again, they will almost invariably concede the accuracy of the
questions and answers.
(h) If you have not already done so, you will confirm that their answers were given
under oath.
(i) At this stage the witness will either concede the accuracy of the prior answers, say
that the answers previously given were wrong or more likely attempt to explain
the answers away. (Hopefully you will have contemplated the latter possibility
and dealt with it in your prior questioning of the witness before dealing with the
transcript.)
(j) In any event, you will likely be able to establish with the witness that they
reviewed the transcript when it was first delivered to counsel (likely years prior to
trial) and that they did not provide any correction to the transcript between then
and trial.
(k) Similarly, you will likely confirm that they reviewed the transcript in preparation
for trial and again did not provide any correction to the evidence prior to this day.
(l) Finally, you will likely establish that their memory some years ago at the time of
discovery was likely better than it is today. They will at least concede that
people's memories usually diminish with the passage of time.
This procedure will satisfy the requirements of s. 20 of the Evidence Act. Note that rule 31.11(2)
permits a discovery transcript for impeachment but does not obviate the need to comply with the
Evidence Act. The process will be varied only in minor respects in respect of other prior written
statements, such as affidavits or written statements on other occasions. Proof of contradictory
oral statements must be done in a similar manner so as to satisfy the requirements of s. 21 of the
Evidence Act.
Prior to trial you should check other court proceedings in which a party or witness has been
involved to attempt to find, where appropriate, prior inconsistent statements. You should obtain
certified copies of such documents, where possible, in order to facilitate proof at trial.
19. 2
• Spence, Gerry, How to Argue and Win Every Time (New York: St. Martin's Press,
1995)
• Stuesser, Lee, An Advocacy Primer (Toronto: Carswell, 1997)
• Stuesser, Lee, Trial Practice in Canada (Toronto: Carswell, 1997)
• Wells, Robert V., Successful Trial Techniques ofExpert Practitioners (Toronto:
McGraw-Hill, 1988)
• White, Robert B., The Art of Trial (Aurora: Canada Law Book, 1993)
• White, Robert B., The Art of Using Expert Evidence (Aurora: Canada Law Book,
1997)
•
Selected Articles
• Berry, Dr. Henry, "The Merits of an Opinion and the Diagnosis of Diagnosis:
Assessment of Medical Evidence and Diagnostic Reasoning in Medical-Legal
Practice and Personal Injury Litigation", (1996) 18 Adv. Q. 330.
• Blue, Ian, "Cross-Examining the Expert" (1987) 7 Adv. Q. 13.
• Epp, John A., "Avoiding Rookie Mistakes When Using Experts in Canadian
Courts" (1993) 14 Advocates Quarterly 185
• Eryou, David, "Why Isn't Daubert Being Used in Ontario Civil Cases?" Practical
Strategies for Advocates IX (February 4-5, 2000)
• Ferguson, Fred, "Advocacy in The New Millennium" (2003) 41 Alta. 1. Rev. 527
• McLeish, John A., "Advocacy in Jury Trials" (1996) 15 Advocates Soc. J. 5
• Murphy, Ted J., "Computer Recreations and the Expert Evidence Admissibility
Analysis: A Reconsideration of Current Conceptions of Reliability and Prejudice,
and Their Impact on the Role of the Trier of Fact", (2000) 18 Adv. Q 188.
Other
• Mackauf, Stephen H., "Advanced trial techniques in medical malpractice cases"
New York, N.Y., Practising Law Institute, c. 1987 ( 7 Cassettes - available at
Hamilton Law Assoc.)
Selected OBA Materials & Papers
• Personal Injury Litigation, OBA/YLD Workshop: Saturday May 13,1989
• Pre-trial strategy for the defence by Phillipa G. Samworth
• OBA Institute, 1990 - Friday, February 9, 1990, Civil Litigation: Proving and
Improving Your Case
• Living With Defeat, by Henry G. Miller
20. 3
• The Expert Witness Before Trial, by Gregory P. Kelly, Q.c. and
Lorna Plant
• Rules and Other Provisions Affecting Case Presentation: Business
Records, Bank Records, Medical Reports, Requests to Admit and
Transcripts, by T. David Little and Martha MaCrae Dillon
• OBA Institute, 1991 - Civil Litigation, Civil Jury Trials in Commercial Disputes:
Practical Tactics and Advocacy
• Setting the Stage/Factual Framework, by Mark H. Arnold
• When is a Tury Trial Possible, by David 1. Crocker
• Practical Considerations in Deciding Whether to Serve a Tury
Notice, by Norman B. Lei£f
• Moving to Strike a Iury Notice Before or During the Trial, by M.
Norman Grosman
• Tury List/Selection/Challenges, by E. Eva Frank
• Iury Questions, Transcript Use and Proceedings in Absence of Tury,
by Louis L. Reznick
• How to be Successful at a Iury Trial, by Geoffrey D.E. Adair, Q.c.
• OBA Institute, 1994 - Civil Litigation: Winning With Witnesses, Practical Tips,
Tactics and Techniques, January 27 to 29, 1994.
• Examination in Chief of the Lay Witness, by Bryan Finlay, Q.c.
• Cross-Examination, by Anne M. Mullins
• The Technical Expert, by Rodney L.K. Smith, Q.c.
• Cross-Examination of the Engineer: Strategies and Tactics, by
Jerome R. Morse
• Winning With Witnesses - The Engineer's Perspective, by Keith
Jenkins
• The Forensic Accountant: Direct Examination, When and How by
21. 4
Paul G. Vogel
• Cross-Examining the Forensic Accountant, by Igor Ellyn, Q.C and
Vince A. Pileggi
• The Role of the Forensic Accountant - Tactics and Strategies, by
Derek A.J. Rostant, CA., CB.V.
• OBA Institute, 1996 - Civil Litigation: Evidence in the 90's, January 25-27, 1996
• Evidence and the Supreme Court of Canada - What's New? by the
Honorable Justice Beverly McLachlin
• Computer Generated Visual Evidence in Civil Cases, by David. M.
Robson
• Computer Generated Flash Organized Discovery Read-ins, by
Martin Wunder, Q.C
• Demonstrative Evidence, What Works, What Doesn't? by Roger G.
Oatley
• Evidence at Trial - Exercising Your Own Discretion - What You
Really Need, by D. Kevin Carroll, Q.C
• Behavioural Science Opinion Evidence Concerning Symptoms of
Abuse: A Cautionary Note, by W. Niels Ortved
• The Conduct of a Civil Action, YLD, Thursday September 20,2001
• The Essentials of Pleading, by Paul M. Perell
• Winning Pleadings, by James Caskey, Q.C
• General Comments on the Statement of Claim, by Glen Cohen
• Examination for Discovery: An Overview - Scope and Tactics, by Karen B.
Groulx
• Affidavits of Documents in a Technological Age, by Kevin R. Aalto
• The Rules of Evidence: Examinations of Court, Use of Discovery, Affidavits,
Examination Prior to Trial and the Ill-Witness, by Peter Lewarne
22. 5
• The Benefits of Interlocutory Procedures - an In-Depth Look at Rule 51
Admissions, by John Ormston and Kelly Murray
• The Basics from Pleadings to Trial, by Helen Rady
• Rule 49 Offers to Settle, by John Campbell
• Trial Preparation, by David Broad
• Documents at Trial, by Ellen R. A. Cronk (now Cronk J.A.)
• Effective Trial Organization, by P.A. Nina Gupta
• OBA Institute, 2002, Civil Litigation: Effective Trial Evidence, January 24-26, 2002
• First Steps, by Justice James Chadwick
• Two Evidence Topics, by Ronald G. Slaught, Q.c. and Perry Hancock
• Put Your Best Face Forward: Credibility and Opening Statements Before a
Judge Alone and Judge and Jury, by Giovanna Roccamo (now Roccamo J.)
• Bench Booknotes - The Simplified Procedures (Rule 76) by Justice Janet
Wilson
• Professional Witness, by W.H. Peter Madorin, Q.c. and Edward J. Dreyer
• Iudges as Gatekeepers: The Admissibility of Scientific Evidence Based on
Novel Theories, by Justice Sydney Lederman
• Persuasive Storytelling Using Direct Examination by Melvin L. Solmon
• Personal Injury Litigation - Getting Ready For Trial: A Crash Course, Wednesday
November 19, 2003
• Personal Injury Litigation - Preliminary Considerations: It's Never
Too Early to Prepare For Trial, by Adam K. Wagman
• Private Mediation - Dispute Resolution Techniques, by Ivan
Luxenberg
23. 6
• Efficient Hearings at the Financial Services Commission of Ontario,
by Jamie Pollack, and Stanley C. Tessis
• Preparing The Case Against The Tavern, by Robert M. Durante
• Preparing the Case for Bad Faith, by Paul S. Miller
• Preparing a Medical Malpractice Case by Paul E. Harte
• Retaining the Expert and Production of the Experts File in Personal
Injury Litigation, by Neil P. Wheeler
• Preparing your Expert Witness, by Leilah Edroos
• Focus Groups, by Gayle T. Brock
• Opening to a Iury Without Causing a Mistrial, by John A. McLeish
• Examination in Chief: The Building Blocks of Your Case, by Pamela
M. Stevens
• Cross-Examining the Expert Witness, by Sandra A. Forbes and
Colin Grey
25. Methods of 'FambusCross"Exarnll.ers 1,231
transcendent genius as an advocate could nothave15~e.ll
acquired from any tutelage under l1r. Evarts..iIewa.sppt
only easily the leading trial lawyer of the New Y orkJ3ar,
but was by many thought to be the representative la~~r
of the American Bar. Surely no man of his time wa5tlJ,oV~
successful in winning juries. His career was one ullillter-
rupted success~ Not that he shone. especially in anypa.l."""
ticular one of the duties of the trial lawyer, but hy 'Y~s
preeminent in the quality of his humor and the keenn.~.ssqf
his satire. His whole conduct of a case, his treatIl1YI.lt8~
witnesses, of the court, of opposing counsel, andeslDecia~y
of the jury, were 50 irresistibly fascinating and w~ll~~
that he carried everything before him. One would.etln.y~w:~
from a three weeks' contest with Choate' in a state a1l1UQ§t
of mental exhilaration, despite the jury's verdict.. .• • .•
It was not so with the late Edward C. J an1es; a QO~~~~t
with him meant great mental and· physical fatigu~. f9t·~~
opponent. James was ponderous. and indefatigable.·~t~.
cross-examinations were labored in. th~ .. extre1J1Y..·•.•. ~~§ .
manner as an examiner was·. dignified and forc.eful,.{lfti.~
mind always a~ert and center.ed on the sUbjectbefore~~J.1'[.~
but he had none of Mr. Choate'sfascinatiol1' or.briUli~ll;~~ •.
He was dogged, determined, heavy. Hewoujdp()':l~~:~j~
you incessantly, but seldom reached the mark.fIe1.1.t.e~~~~
wore out his opponent, and. could never r~alize tb.a.thy{~~s.
on the wrong side 'of .a case until the . £orema.ll of t1:lej'Q-~
told him so. Even then he would want the jll!YP~ll~~,)~~
see if there was not some mistake. Jame~ neYer.sp1.j'l~~,
except in triumph and when his opponentfr(:ro/ne<l.!~~~
Mr. Choate smiled, you could not help smj]i}.1;~ Wi~~~•.
During the last ten years of his life James' v~.~Ifoull~~~·
side or the other of most of the in1l?0rtallfic~&,~~,~~~~'!('
tried. He owed his success to fiis·. ·indlstrioi.t~>~~~'.·
a
l~jK.<1lldlef(:ltijJ~able qualities as fighter; not, .Ithink,tolli.~~~",
James T. Brady was .called ."the Curran.. ofthe~~~
·:/V,...... I,. Bar." . His success. was .almostentireltd~~t~~~
~()U:fte~;v and the :unusualskillof hiscr9ss~exaD1in~~~~~~;<
a. serene, 'captivatingmcipner in court,a,l1d~@s'~J.)l;~ '.
.
".)' : .
f
. " '~J
26. 2
232 / The· J.>rinciples of Cross-Examination
of the foremost orators of his time. He had the proud
re.cord· of having defended fifty men on trial forlheir lives,
j
j ..
..
and of saving everyone of them from execution.
~
On iheother hand, William A. Beach, "the Hamlet of
.the,American -Bar," was a poor cross-examiner. He treated
all his witnesses alike. He was methodical; but of a
d.omineering manner. He was slow to attune himself to an
lIll.expected turn in a case he might be conducting.· He lost
mallY cases and was not fitted to conduct a despera,te one.
It was as a court orator that he was preeminent. His speech
in the Beecher case alone would have made him a reputa-
Hcm as a consummate orator. His vocabulary was surpris-
mgly rich and his voice wonderfully winning.
It is said of James W. Gerard, the elder, that "he ob-
tained the greatest number of verdicts against evidence
Qfany aIle who ever practised at the Ne'. York. Bar. He
,¥as. full of expedients and possessed .extraordinary tact.
Ip.bisprofound knowledge of human nature and his ready
~qa.ptation, in the conduct of' trials, to the peculiarities,
9li.l.prices,aJ1d whims of the different juries before whom he
a.~peare~ he· was almost without a rival.. . . . Any
who wj-tnes~ed the telling hits made by MY.
C;¥oss",examination, and the sensational incidents sprung
hi111uponhisopponents, the court, and the jury, wClUl~:1.
pa;vethought that he. acted upon the inspiration of
1'l).oment~that all he did and all he said was zm,prcnn.ptl,1(.i
In fact, MLGerard made thoronghpreparation for
yeneraUyhis hits in cross-examination were the
P.liyYJ.ousp~eparation.He made briefs for crc~ss-,ex:aml~
tion. Tqa'lg.rge extent his flashes of wit and his extrao
1J.ary alldgrotesqlle humor were well pondered over>
stlil.c1.iedup beforehand." 1 . , ".
~uJ&tiq~¥iUer said of Roscoe Conkling that "he was
, ()fthe~f:ea.t~&t men intellectuall)T of his time." lie-
mare. than fifty years of age when ·he abandql1c(;r·
~il)d.1101.IS t'ublic service 3,t. Washmgton, and opep~ . .
O'Be. in New YorkCity 0' During. his six years aLtQ...
)"'or-kBar.;such was his SllCCeSS, lpathe is reputed. •
l~'Extrfl:ordinary Cases," Henry Laurall Clinton~
27. 3
Methods of Famous Cross-Examiners 1233
accumulated, for a lawyer, .a very large fortun.e.Recon-
stituted himself a barrister and adopted the plan of acting
only as counsel. He was fluent and eloquent of speech,Jl1ost·
thorough in the preparation of his. cases, and· an 'accom-
plished cross-examiner. Despite his public career, he said '
of himself, "My proper place is to be before, tVl?lveIl,le~
in the box." Conlding used to study for his cross,..examina.,..
II
!
tions, in important cases, with the most painstaking D;Iitl.l1tl:b
ness. In the trial of the Rev. Henry Burge ror murder,
Conkling saw that the case was likely to turn' upon the
cross-examination of Dr. Swinburne, who had perfonneCl
the autopsy. The charge of ,the prosecution was thatMl:s~
Burge had been strangled by her husband, who<had tlif¢fJ.;
cut her throat. In order to disprove this on c!"oss+exam.iila",
tion, Mr. Conkling procured a body ror dissectio1,'l andhacd
dissected, in his presence, the parts of the body· tht:!th~'···
wished to study. As the result of Dr. Swinburne'scf9§§"
examination at the trial, the presiding judge feltc01I1;J?er1¢~
to declare the evidence so entirely untrustworthy tliatiliie '.
wou1a decline to submit it to the jury and directed thattfl~
prisoner be set at lib,erty. - .
This studious preparation ror cross-examination' was.()l1~
or the secrets of the. success or Benjamin F. Butler.'iEfe<
was once known to have spent days in examining a1l'p3crit~
of a steam engine, and even learning to drive one'himsel:.f~
in order to cross:.examine some witnesses in an impbrtail.f
case in which he had been retained. At another tiDie
Butler spent a week in the repairsl10p of arai1rbad"~~ltt /.
the tinle with coat off and hammer inhand,ascertainimg'
capabilities of iron to resist·pressure-.-.apointbn·Yl1i9 •.
1J.
case turned. To use his own langUage: "A laWyer'""l1(';>,
in his office and prepares biscases omy by thestat~4' '
'1l1ents of those who· are brought tohilil, will' beverYli1C~1~
be Deaten. A lawyer in full practice, whocarefullYJj)r~..
.ares his cases, must study almost e,very varietY0f'busiae',~§
lld manyof the sciences." A pleasant lillmoraItd.a,li~e]~;
it, coupled with. wonderIul'th()toughnessand'apll!t¢~~S~j~:
re Butler"s leading. ehantcteristics..:H~"Wa~Lll()ta,'~'~~~~:. 'cc;;
~~. n,,~~v<)'l·"gr<)a.'a<lv<jc*. ·liJl;c~~:.~1l~';;_): }~I
<- .,~".,
28. 4
234 I The Principles of Cross-Examination
yet he would frequently defeat Choate. His cross-examina-
tion was his chief weapon. Here' he was fertile in resource
and stratagem to a degree attained by few others. Choate
had mastered all the little tricks of the trial lawyer, but he
attained also to the grander conceptions and the forensic
powers of' the really great advocate.. Butler's success de-
pended upon zeal, combined with shrewdness and not
ov~rconscientious trickery.
In his autobiography, Butler gives several examples of
what he was pleased to call his legerdemain, and to believe
were illustrations of his skill as a cross..,examiner. They are
quoted from "Butler's Book," but are'not cited as illustra-
tions of the subtler forms of cross-examination, but rather
as indicative of the tricks to which Butler owed much of
his success before country juries.
"When I was quite a young man I was called upon to
defend a manfor homicide. He and his associate had been
enga.ged·in a quarrel which proceeded to blows and at
to stones. My client, with a sharp stone, struck the
ceased ,in the head on that part usually called the temple.
'J'heman went and sat' down on the curbstone, the blood. iii
strea;.mjIig from his face, and shortly afterward fell
deac1~ '.'
"The theory of the government was that he died
the: wound in the temporal artery. My theory was that.t
man died of apoplexy, anq that if he had bled more frQ
the temporal artery, he might have been saved-a wi
enoughdifIerence in the the.ories of the cause of death•.'
"Ofcom;se, to ,be enabled to carry out my propm;itiw
,1 J,Tlust know all about the temporal artery,-its loca(
its ',functions, its capabilities to .allow the blood to,
through.it, and in how short a time a man could blee
death through the tetnporal artery; also, how fare:x:,
mentin a body stirred almost to frenzy in an embit
cOnflict,and largely under the influenceo!. liquor
hot clay, would tend to produce apoplexy, I was'
Quthese·two points, in my subject, but relied wpoU:y
fl1etestiJJ:lol1Y of a surg~onthatthe man bled to
the cut, 011 the temporal artery from a stone in
29. 5
Methods of Famoll.s.Cross,Exammers; I 'g35
my client. That surgeon was one ofthosewhoITlwe<sol11Y"
time~ see on the stand, who' think that whattheydo1l,'t
know, on the subject of, their profession is not w0rth¥P{)'r
ing. He testified positively and distinctly that there was
and could be no other cause for death except the bleeding
from the temporal artery, and he described the action..Qt
the bleeding and the amount of blood discharged.
"Upon all these questions I had thoroughly pr~maI'¢(jl
myself. . .'
((Mr. Butler. 'Doctor, you have talked a great d~al abQl,rt
the temporal artery; now will you please describe it
its functions? I suppose the temporal artery is $0 called
because it supplies the flesh on the outside' of
especially that part we call the temples, with blood.'
"Witness. 'Yes; that is so.'
"Mr. Butler. 'Very well. Where does
takes its rise in the system? Is it at the heart?' ,
((Witness. 'No, the aorta is the only <>rf,'> .... t leaVll).g1jQ.e
heart which carries blood toward the head. .Bnmcnei:; 'l''r,r"ln''
.it carry the blood up through the opening into the
the neck, and the temporal artery branchesf:rom. nn,B'.f'lf
.these.'
((Mr. Butler. 'Doctor, where does it branch off TICllI),l'Kf
on the inside or the outside of the ~ skull?'
((Witness. 'On' the insid~.'
((Mr. Butler. 'Does it have anything to do inside
smmlvlrHJ the brain?'
"14/itJ1es's. 'No.'
((Mr. Butler. 'Well, doctor, how does it get oti1:sicl¢
r'i,,"......... h, the head and' templesT
((Witnes&'Oh, it passes out through its appr~)p17fat(~:
UlclPe]mng in the skull"
((Mr; Butler. 'Is that through the eyes?'
"Witness. 'No. '
"Mr. Butler. 'The ears?"
·'J!ll itJ'1,ej:s. 'No~'
((Mr. Butler. 'It would be inconvenient to
mouth, .woulditnot; doctor?'
"-.l::Lel1¢4. produeed;from~ myg17eehbag;askU1L '1 ()a1Jip'¢j:'