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Incorporation of Japanese Best
Practices in Forestry into the
Kenyan Forestry System
Name: *Birundu Abednego Osindi
Supervisor: **Associate Professor Yasushi Suzuki
Co-supervisor: ** Professor Jun’ichi Gotou
*Graduate School of Integrated Arts and Sciences, Kochi
University (AAP Program)
**Faculty of Agriculture and Marine Science, Kochi
University
08/04/2016 1Masters Thesis presented for the partial fulfillment of a degree in Masters in Agriculture
Contents
Part 2:
Forest and biomass policies in Kenya and Japan
Conclusions and recommendations
08/04/2016 2
Part 1:
Introduction
Part 3:
Feasibility of mechanized logging in Kenya
Conclusions and recommendations
08/04/2016 3
44 million
•80% dependency on
forestry for energy
127 million
•Most depend on electric
sources of energy
Source: National Geographic
http://prepperscore.nationalgeographic.com/media/images/ddp-population.png
7 %
•Kenyan Constitution-
10%
67 %
•Global requirement of
10 % (CBD COP 9)
KENYA JAPAN
Source: Green Eternity
http://www.greenternity.com/assets/OAK.png
Forests- integral role in daily life
Need for conservation and management
Part 1: Introduction
Both countries exhibit forms of forest and forest product
utilization
Need to investigate the comparative advantage of Japan
08/04/2016 4
Part 2: Forest and biomass policies in Kenya and Japan
Materials and methods
Secondary sources of data:
Governmental Institutions in
Kenyan and Japan
Journals
Corporate organizations
Primary sources of data:
Field visits to assess the situation
of policy implementations and
enforcement
SWOT analysis: to determine
applicability of the observations in
Kenya
Comparative analysis of both
Kenyan and Japanese forest
policies
08/04/2016 5
Results and discussion
I. History of forestry and forest policies
Period Japan Kenya Comment
1890s
-First forest policy
(1897)
- -No forest policies in
Kenya yet
1900-
1950
-Silviculture and
forest cooperative
policies
-Reforestation and
afforestation
-First forestry department
-Introduction of exotic tree
species (e.g. eucalyptus)
-Natural forests cleared
in Kenya
-Forest policies yet to
be in place in Kenya
1950-
2000
-Forestry law (1951)
-Continued
afforestation
-Introduction of
thinning policies
-First forest policy (1957)
Shamba system policy
(1968)
-Forest decentralization and
community participation
-Focus on increasing
forest cover and
conservation in Japan
-Less efforts to promote
Kenyan forest cover
2000-
present
-Continued policy
revision and
implementation
-Lowest forest cover in 2001
(0.98 %)
-Forest Act of 2005
-Increase in forest cover
(currently 7%)
-Major impact of the
Kenyan Forest Act 2005
-Positive impact of
policies on Kenyan
forestry
08/04/2016
6
Natural
Forests
95%
Plantat
ion
Forests
5%
Plantati
on
Forests
41%
Natural
Forests
54%
Others
5%
Source: KFS (2013)
Source: Japan FAO Association (1994)
II. Impact of forest policies on Japanese forestry
A. Plantation forestry and management
B. Biomass utilization and technologies
ii. Biomass training and
collection centers
ii. Biomass plants
KenyaJapan
08/04/2016 7
III. SWOT analysis of Kenyan biomass industry
(FAO 1990)
Strengths
•Introduction of energy
saving stoves (efficiency)
•Investment in research
(KEFRI)
Opportunities
•Presence of funding (e.g.
from JICA)
•Readily available man
power
•Locally available
resources
Threats
•Rapid population growth
•Low forest cover
•Poor governance caused
by corruption and other
malpractices
Weaknesses
•Policy gaps
•Little policy
implementation
•Low energy conversion
rates (10-15%)
Internal
Environment
External
Environment
IV. Non –policy factors that can enhance the
development of Kenyan Forestry
Source: KNBS (2013)
Presence of non-wood energy substitutes were key to forest growth in Japan
Electricity installation has risen by 34% since 2004-2012
Ongoing renewable energy projects
A. Non-wood substitutes
0
500
1000
1500
2000
Megawatts(MW)
Year
source: Energy Regulatory Commission, Kenya.
08/04/2016 9
B. Continued economic development
Kenya was the 3rd fastest growing
economy in the world in 2015
Among top 10 middle-income
countries in Africa
Outcome= improved livelihood, forest
funding and subsidies in the future
Source: Kenya Vision 2030
Source: Robinson J. (2015).
Kenya
Conclusions and recommendations
(of part 2)
08/04/2016 10
Thorough policy formulations and implementations have helped
develop Japanese forestry, especially in establishment of well-
managed plantation forests, forestry technologies, and
commercialization of its forests.
Necessary adjustments should be made to the Kenyan forestry
policies, especially silviculture, plantation establishment and
commercialization of forests and forestry products.
08/04/2016 11
Part 3: Feasibility of mechanized logging in Kenya
Introduction
Source: Takimoto and Yovi (2003)
Manual tree harvesting in Kenya; chain saw felling and
transportation by human labour
Less costly, but more low productivity
Mechanized logging more costly, but high productivity
Assessing the feasibility of small-scale mechanized
systems in Kenya’s logging operations
08/04/2016 12
Research Methodology
Small-scale logging sites:
1) Mr. Okamoto private
forest (October 2015)
2) Kochi Prefectural Forest
Technology Centre (May
2016)
Mini-forwarder
Data Obtained
Time study of work elements
Log volumes
Machinery and labor hourly
costs
Manual logging productivity
Equations derived to calculate productivity and costs of manual
and mini-forwarder logging systems
08/04/2016 13
Mini-forwarder set up in the field
Rigging up
Rigging down
Carriage
Winch
Forwarding
08/04/2016 14
0 100 200 300 400 500
Site 1
Site 2
Average cycle time (s)
Sites
Move Empty
Lateral Empty
Hooking
Lateral Loaded
Move Loaded
Offloading
Maneuver
Others
I. Average cycle times and productivity
Results and discussion
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
0 20 40 60
Productivity(m3/crewhour)
Main Logging Distance, x1 (m)
Vhi1
Vav1
Vlo1
Vhi2
Vav2
Vlo2
Vhi3
Vav3
Vlo3
Vhi, Vav, Vlo=ranges of mini-forwarder volumes
1,2 and 3=0m, 10m, 20m, lateral logging
distances, x2, respectively
Site 1= Mr. Okamoto forests(17 cycles recorded)
Site 2=Kochi Prefectural Forest Technology Center
(3 cycles recorded)
Regression equations of the field data were obtained and combined with other
formula to calculate the productivity and costs of various logging operations
Productivity for manual logging was obtained from Umeda et. al (1982)
08/04/2016 15
II. Operational efficiency of mechanized and manual
Logging
0
20
40
60
80
100
120
0 2 4 6 8 10
TotalResultantCost(USD/m3)
Labor Cost (USD/ Person-hour)
Mini-forwarder Manual
Intersection Point
At current Kenyan labor cost
of 0.6 USD/person-hour,
resultant costs for manual and
mini-forwarder are 14.8 USD/m3
and 36.5 USD/m3
Resultant cost= cost incurred per operation
B. Relationship between labor cost and resultant cost
08/04/2016 16
z (resultant cost)= x/y
At a labor cost of 5.8
USD/person-hour, resultant
cost for both systems is equal
at 51.3 USD/m3
In both labor cost values,
mini-forwarder productivity
(0.52 m3/crew hour) is higher
than that of manual logging
(0.14 m3/crew hour)
B. Relationship between costs and productivity of the two
systems
0.0
0.2
0.4
0.6
0 10 20 30
Manual
Mini-forwarder
Series2
Hourly cost x (USD/crew-hour)
Productivityy(m3/crew-hour)
z = 51.3
z = 40 USD/m3z = 10 z = 20
z = 80
A
B
Conclusions and recommendations
(of part 3)
08/04/2016 17
Manual logging is still the most feasible logging method in Kenya,
but as the economy grows, it will be favorable to adopt small-scale
mechanized logging such as mini-forwarders in its forestry.
There should be further studies to propose possible adjustments
that can be made to such logging systems before they are
introduced into Kenyan forestry.
General conclusion: The future of Kenyan forests looks promising if
the above findings and recommendations are effectively put into
practice.
12/04/2015 18
Thank You
ありがとうございます

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Thesis ppt

  • 1. Incorporation of Japanese Best Practices in Forestry into the Kenyan Forestry System Name: *Birundu Abednego Osindi Supervisor: **Associate Professor Yasushi Suzuki Co-supervisor: ** Professor Jun’ichi Gotou *Graduate School of Integrated Arts and Sciences, Kochi University (AAP Program) **Faculty of Agriculture and Marine Science, Kochi University 08/04/2016 1Masters Thesis presented for the partial fulfillment of a degree in Masters in Agriculture
  • 2. Contents Part 2: Forest and biomass policies in Kenya and Japan Conclusions and recommendations 08/04/2016 2 Part 1: Introduction Part 3: Feasibility of mechanized logging in Kenya Conclusions and recommendations
  • 3. 08/04/2016 3 44 million •80% dependency on forestry for energy 127 million •Most depend on electric sources of energy Source: National Geographic http://prepperscore.nationalgeographic.com/media/images/ddp-population.png 7 % •Kenyan Constitution- 10% 67 % •Global requirement of 10 % (CBD COP 9) KENYA JAPAN Source: Green Eternity http://www.greenternity.com/assets/OAK.png Forests- integral role in daily life Need for conservation and management Part 1: Introduction Both countries exhibit forms of forest and forest product utilization Need to investigate the comparative advantage of Japan
  • 4. 08/04/2016 4 Part 2: Forest and biomass policies in Kenya and Japan Materials and methods Secondary sources of data: Governmental Institutions in Kenyan and Japan Journals Corporate organizations Primary sources of data: Field visits to assess the situation of policy implementations and enforcement SWOT analysis: to determine applicability of the observations in Kenya Comparative analysis of both Kenyan and Japanese forest policies
  • 5. 08/04/2016 5 Results and discussion I. History of forestry and forest policies Period Japan Kenya Comment 1890s -First forest policy (1897) - -No forest policies in Kenya yet 1900- 1950 -Silviculture and forest cooperative policies -Reforestation and afforestation -First forestry department -Introduction of exotic tree species (e.g. eucalyptus) -Natural forests cleared in Kenya -Forest policies yet to be in place in Kenya 1950- 2000 -Forestry law (1951) -Continued afforestation -Introduction of thinning policies -First forest policy (1957) Shamba system policy (1968) -Forest decentralization and community participation -Focus on increasing forest cover and conservation in Japan -Less efforts to promote Kenyan forest cover 2000- present -Continued policy revision and implementation -Lowest forest cover in 2001 (0.98 %) -Forest Act of 2005 -Increase in forest cover (currently 7%) -Major impact of the Kenyan Forest Act 2005 -Positive impact of policies on Kenyan forestry
  • 6. 08/04/2016 6 Natural Forests 95% Plantat ion Forests 5% Plantati on Forests 41% Natural Forests 54% Others 5% Source: KFS (2013) Source: Japan FAO Association (1994) II. Impact of forest policies on Japanese forestry A. Plantation forestry and management B. Biomass utilization and technologies ii. Biomass training and collection centers ii. Biomass plants KenyaJapan
  • 7. 08/04/2016 7 III. SWOT analysis of Kenyan biomass industry (FAO 1990) Strengths •Introduction of energy saving stoves (efficiency) •Investment in research (KEFRI) Opportunities •Presence of funding (e.g. from JICA) •Readily available man power •Locally available resources Threats •Rapid population growth •Low forest cover •Poor governance caused by corruption and other malpractices Weaknesses •Policy gaps •Little policy implementation •Low energy conversion rates (10-15%) Internal Environment External Environment
  • 8. IV. Non –policy factors that can enhance the development of Kenyan Forestry Source: KNBS (2013) Presence of non-wood energy substitutes were key to forest growth in Japan Electricity installation has risen by 34% since 2004-2012 Ongoing renewable energy projects A. Non-wood substitutes 0 500 1000 1500 2000 Megawatts(MW) Year source: Energy Regulatory Commission, Kenya.
  • 9. 08/04/2016 9 B. Continued economic development Kenya was the 3rd fastest growing economy in the world in 2015 Among top 10 middle-income countries in Africa Outcome= improved livelihood, forest funding and subsidies in the future Source: Kenya Vision 2030 Source: Robinson J. (2015). Kenya
  • 10. Conclusions and recommendations (of part 2) 08/04/2016 10 Thorough policy formulations and implementations have helped develop Japanese forestry, especially in establishment of well- managed plantation forests, forestry technologies, and commercialization of its forests. Necessary adjustments should be made to the Kenyan forestry policies, especially silviculture, plantation establishment and commercialization of forests and forestry products.
  • 11. 08/04/2016 11 Part 3: Feasibility of mechanized logging in Kenya Introduction Source: Takimoto and Yovi (2003) Manual tree harvesting in Kenya; chain saw felling and transportation by human labour Less costly, but more low productivity Mechanized logging more costly, but high productivity Assessing the feasibility of small-scale mechanized systems in Kenya’s logging operations
  • 12. 08/04/2016 12 Research Methodology Small-scale logging sites: 1) Mr. Okamoto private forest (October 2015) 2) Kochi Prefectural Forest Technology Centre (May 2016) Mini-forwarder Data Obtained Time study of work elements Log volumes Machinery and labor hourly costs Manual logging productivity Equations derived to calculate productivity and costs of manual and mini-forwarder logging systems
  • 13. 08/04/2016 13 Mini-forwarder set up in the field Rigging up Rigging down Carriage Winch Forwarding
  • 14. 08/04/2016 14 0 100 200 300 400 500 Site 1 Site 2 Average cycle time (s) Sites Move Empty Lateral Empty Hooking Lateral Loaded Move Loaded Offloading Maneuver Others I. Average cycle times and productivity Results and discussion 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 0 20 40 60 Productivity(m3/crewhour) Main Logging Distance, x1 (m) Vhi1 Vav1 Vlo1 Vhi2 Vav2 Vlo2 Vhi3 Vav3 Vlo3 Vhi, Vav, Vlo=ranges of mini-forwarder volumes 1,2 and 3=0m, 10m, 20m, lateral logging distances, x2, respectively Site 1= Mr. Okamoto forests(17 cycles recorded) Site 2=Kochi Prefectural Forest Technology Center (3 cycles recorded) Regression equations of the field data were obtained and combined with other formula to calculate the productivity and costs of various logging operations Productivity for manual logging was obtained from Umeda et. al (1982)
  • 15. 08/04/2016 15 II. Operational efficiency of mechanized and manual Logging 0 20 40 60 80 100 120 0 2 4 6 8 10 TotalResultantCost(USD/m3) Labor Cost (USD/ Person-hour) Mini-forwarder Manual Intersection Point At current Kenyan labor cost of 0.6 USD/person-hour, resultant costs for manual and mini-forwarder are 14.8 USD/m3 and 36.5 USD/m3 Resultant cost= cost incurred per operation B. Relationship between labor cost and resultant cost
  • 16. 08/04/2016 16 z (resultant cost)= x/y At a labor cost of 5.8 USD/person-hour, resultant cost for both systems is equal at 51.3 USD/m3 In both labor cost values, mini-forwarder productivity (0.52 m3/crew hour) is higher than that of manual logging (0.14 m3/crew hour) B. Relationship between costs and productivity of the two systems 0.0 0.2 0.4 0.6 0 10 20 30 Manual Mini-forwarder Series2 Hourly cost x (USD/crew-hour) Productivityy(m3/crew-hour) z = 51.3 z = 40 USD/m3z = 10 z = 20 z = 80 A B
  • 17. Conclusions and recommendations (of part 3) 08/04/2016 17 Manual logging is still the most feasible logging method in Kenya, but as the economy grows, it will be favorable to adopt small-scale mechanized logging such as mini-forwarders in its forestry. There should be further studies to propose possible adjustments that can be made to such logging systems before they are introduced into Kenyan forestry. General conclusion: The future of Kenyan forests looks promising if the above findings and recommendations are effectively put into practice.

Editor's Notes

  1. Good morning ladies and gentlemen and welcome to my masters thesis defense under the topic “” My supervisor is Professor Suzuki, assisted by Professor Gotou. Much thanks and appreciation to them.
  2. My presentation is divided into 3 parts, Part 2 is a product of two national conferences that I attended, and its summary was submitted as a journal manuscript under the topic, “Analysis of the Role of Forest, Biomass Policy Legislation and Other Factors that May Affect the Future of Kenya’s Forests: Use of Japanese Forestry as a Model” Part 3 findings will be presented in an international conference in Poland on September 2016, under the topic, “Assessing the possibility of Kenya incorporating Japanese small-scale logging systems into its forest operations”
  3. Forests play an integral part in daily livelihoods of people and the wellbeing of the environment, ranging from provision of fuel, construction materials, and other environmental services. Therefore, there is a need for concerted efforts to manage, conserve and utilize them in a sustainable manner. Kenya has a forest cover of 7% compared to Japan’s 67% This figure is be low the Kenyan constitutional requirement of at least 10% forest cover 80% of Kenya’s 44 million ppl depend of forests as a source of energy, while Japan’s 127 million mostly depend of electric sources of energy. The fact that both countries exhibit various forms of forests utilization call for an investigation to find out what Japan does better, and if Kenyan forestry can learn lessons from it.
  4. Kenya’s forest policies quire recent compared to Japan Japanese policies put more emphasis on increasing forest cover, while Kenyan ones focus mostly on the social aspects Forest Act of 2005 revitalized growth of Kenyan forestry, especially rapid increase from 0.8 to 7 % in a span of about 10 years Policies formulation and implementation have positive impacts on forestry
  5. Since plantations provide a niche for faster and easy growth of various tree species, it is possible for Kenya promote it to avoid overreliance on natural forests.
  6. It might be challenging for Kenya to implement such strategies, but a SWOT analysis of the Kenyan biomass industry indicates a possibility of adopting them in the near future.
  7. Non-wood energy substitutes like coal and petroleum helped Japan shift from depending on forestry Kenya’s electricity installation on the rise, and is meant to even meant to get higher with the current renewable energy projects such as geothermal, solar and wind energy Renewable energy projects will not only help Kenyan shift from depending on forestry as a sole source of energy, but will also contribute to mitigation climate change and global warming
  8. The Kenyan govt. has a mega project called Vision 2030 that aims at transforming the country into a fully middle-income country by the year 2030 Kenya is one of fastest developing economies in the world, in addition to being one of the top 10 middle income countries in Africa. The outcome of this is improved livelihoods, meaning ppl can be able to afford alternative sources of energy like electricity thus avoid depending on forests; and also the forestry sector will benefit from availability of subsidies and other tariffs that enhance forestry operations.
  9. Productivity for manual logging was obtained from Umeda et. Al (1982)
  10. The major focus of this analysis were the costs of the two systems It is evident that at the current Kenyan labour cost of 0.5 USD/man-hour, the resultant cost of manual logging is much lower than that of the mini-forwarder, However, after the intersection point, the resultant cost of manual logging becomes higher than that of the mini-forwarder, As you can notice the cost values of both systems are equal at the intersection point. Therefore, the “solver” function in Microsoft Excel was used to determine these cost values which were 5.8 USD/man-hour for labour cost and 51.3 USD/m3 for resultant cost,
  11. An x-y-z coordinate system was used to better understand the relationship between the obtained costs and productivity, At the equal resultant cost of 51.3 USD/m3, the productivity of mini-forwarder logging is way much higher than that of manual logging, This means that an a mini-forwarder can be comfortably introduced in Kenya at such labour cost of 5.8 USD/man-hour, As explained in part 2, the Kenyan economy is rapidly growing and this might create better conditions for introduction of small-scale mechanization in Kenya forestry.