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Infrastructure Transitions Research Consortium (ITRC)
www.itrc.org.uk

The Long Term Dynamics of Interdependent Infrastructure Systems: The
Emerging Evidence from Britain.

John Preston.
Civil, Maritime and Environmental Engineering and Science,
University of Southampton.

Presentation to SMART Infrastructure Facility, University of Wollongong, 2 July
2012.
Outline

• Infrastructure in the UK
• Background to the Infrastructure Transitions
  Research Consortium (ITRC)
• ITRC Fast Track Analysis (FTA) and Progress
• Transport FTA
• Transport Capacity Demand and Assessment Model
  (CDAM)
• Conclusions
Infrastructure in the UK
Modest International Performance in terms of
Infrastructure Quality
•World Economic Forum 2011 28th (up from 33rd in
2010).
•World Bank 2010 16th (down from 10th in 2007).
Concern that this impacts on economic performance.
Infrastructure in the UK

         Concerns about under investment
Infrastructure in the UK
Infrastructure UK


   Performance may be increasing but so are costs.
ITRC Motivation
“The stakes are high. Failure to develop and
implement a vision for our infrastructure will
mean the UK falls behinds its competitors,
loses out both economically and socially, and
could miss its carbon reduction targets”

“The Government has identified £200 billion
of public and private infrastructure planned
over the next five years, and the requirement
is likely to grow beyond that to provide the
power, communications and transport links
to underpin a modern, low carbon economy.”

“Britain will not be able to compete in the
modern world unless we improve our
infrastructure.”
ITRC Aim and Ambition

Aim: To develop and demonstrate a new generation of
simulation models and tools to inform the analysis, planning and
design of national infrastructure

Ambition: Enabling a revolution
in the strategic analysis of NI
provision in the UK…
whilst at the same time becoming
an international landmark
programme recognised for
novelty, research excellence and
impact.
Research questions

   • How can infrastructure capacity and demand be balanced
     in an uncertain future?

   • What are the risks of infrastructure failure and how can we
     adapt National Infrastructure to make it more resilient?

   • How do infrastructure systems evolve and interact with
     society and the economy?

   • What should the UK's strategy be for integrated provision
     of NI in the long term?

                                                              9
ITRC Project Structure
Consortium

Lead Universities                       Partnership
• Cardiff University                    Over 40 partners in industry and
• University of Leeds                   government:
• University of Southampton             • Contractors
• Newcastle University                  • Engineering & multi-disciplinary
• University of Oxford                  consultants
                                        • Engineering institutions
• University of Sussex
                                        • Government departments, agencies
• University of Cambridge
                                        & local authorities
Support
                                        • Insurers
• Engineering and Physical Science
                                        • NGOs
Research Council Programme Grant
£4.7 million (2011-2015).               • Utility companies
• University contributions £1 million   On-going collaboration and
• Industry contributions £1.6 million   dissemination arrangements
Key Personnel

•   Jim Hall (Oxford) – PI and Leader WS2
•   Nick Eyre (Oxford) – Leader WS1
•   Seth Bullock (Southampton) – Leader WS3
•   Stuart Barr (Newcastle) – Leader WS4
•   Rob Nicholls (Southampton) – Leader WS5
•   Nick Jenkins (Cardiff) – Energy
•   Chris Kilsby (Newcastle) – Water
•   William Powrie (Southampton) – Waste
•   Cliff Jones (Newcastle) – ICT
•   John Preston (Southampton) - Transport
International Collaborations

•   Gary Bowditch, University of Wollongong.
•   Theresa Brown, Sandia National Laboratories.
•   Yacov Haimes, University of Virginia.
•   Stephane Hallegate, World Bank.
•   Geoffrey Hewings, University of Illinois.
•   Margot Weijnen, TU Delft.
The ITRC Fast Track Analysis

Objectives:
2.Ensure that the ITRC research
programme is building upon existing
knowledge.
3.Refine the scope of the ITRC
research.
4.Pilot and communicate new
analysis concepts.
5.Strengthen the relationship
between the research team and the
consortium’s partners in government
and industry.
Overview of the FTA Methodology




                    Figure 1
                                  15
Developing Scenarios: Drivers of Change                        Scenarios




                                                  Population




                                           HIGH
Primary drivers of change                         growth

•Demographic change
•Energy prices                                                   LO
                                                                    W
                              LO W
•Economic growth

Secondary drivers
•Climate change                                                HIG
                                                                     H
•Carbon emission targets
                                  GH                       Economic
•EU directives and National     HI                           growth
                                 Energy
standards                        costs
•Others



                                           LOW
                                          Figure 2


                                                                         16
Developing Scenarios                          Scenarios




Low Growth
•Population
•GDP growth: 1.6%
•Energy costs: DECC high*
Medium growth
•Population
•GDP growth: 2.3%
•Energy costs: DECC central*       Figure 3

High Growth
•Population
•GDP growth: 3.0%
•Energy costs: DECC low*

assumptions of fossil fuel price
*



                                                      17
Transition Strategies: Dimensions                        Strategies




Capacity-          High investment in new
intensive          capacity to keep up with
                   demand and maintain
                   good security of supply
                   (except transport)

Decentralisation   Reorientation to more
                   distributed systems
                   involving a combination of
                   supply and demand-side
                   measures

Capacity-          Emphasis on demand
constrained        management measures,
                   low infrastructure
                   investment                   Figure 5




                                                                    18
Progress: Systems modelling framework
Progress: Analysis of risks of infrastructure failure

First steps: spatial integration
of natural hazards and
infrastructure exposure.
ITRC risk analysis framework
  NI network and                                                                                       NI risk
  extreme events                                         NI vulnerability                            evaluation                              Resilience
                                                           evaluation                                                                         options
Interdependent networks




                                                                                                                                   Economic loss
1 2
                                                                      Interdependent
                      1     2    3    4




                                                                                                             NI
                                                                        propagation




                                                                                              NI
                                                                         1 2
                  1

                  2

                  3                                                                            Output loss    Interdependent

4 3
                                                                                                                                                      Cost
                  4                                                                                                 loss


                                                                             4 3




                                                                                                                               Net Benefit
Extreme climate hazard
                                                        Performance




                                                                                                                                                       Cost
          Event




                                                                             Time
                                                                                                     Economic loss
                          Frequency
                                          Probability




                                                                      Load          Service
                                                                                    level
                                                                                               Uncertain & temporal                                 Resource
          Event




                                                                             Failure                                                               management

                          Time



                                                                                                                   21
Progress: National Infrastructure Database




    ITRC       ITRC       ITRC      ITRC       ITRC      ITRC      ITRC
    Admin    Population Economics   Water     Energy   Transport   Waste




      ITRC spatial database
    comprises of 160+ layers
     organised into separate
  databases by sector but with
     single interface via ITRC
              scripts.               ITRC
                                    Scripts
Transport FTA - Key Issues

• Vehicle and fuel technology (EU legislation) and its
  impact on energy requirements
• Taxation and charging (tax on electric vehicles?)
• Infrastructure investment
• ITS (Intelligent Transport Systems) / speed limits
• Personal / corporate behaviour
• Main scenario drivers assumed: GDP, fuel price,
  population
Transport Modal Split and Vehicle Split
  Strategies




Source: DECC, 2011.
Also:
http://www.toscaproject.org/tosca.html
Transport FTA Modelling - Methodology

• Unconstrained demand based on elasticity models
• Supply side constraints reduce demand (Excel, Matlab)
• Three demand growth scenarios (low, medium, high)
                             8,000

                             7,000      road
                                        rail
                             6,000      air
                                        total
                                                                                   Constrained
      billion passenger km




                             5,000                                                 demand,
                             4,000                                                 medium
                             3,000                                                 growth
                             2,000

                             1,000

                                0
                                 2008   2023    2038   2053   2068   2083   2098
FTA Vehicle Kms per Lane Km

                                                 Capacity utilisation of trunk road network

                                 25



                                                                                                               Implies
Million vehicle km per lane km




                                 20        Constrained high growth

                                           Constrained medium growth
                                                                                                               base
                                 15
                                                                                                               provision of
                                           Constrained low growth
                                                                                                               388
                                                                                                               vehicles per
                                 10                                                                            lane per
                                                                                                               hour
                                  5



                                  0
                                   2010   2020     2030   2040       2050   2060   2070   2080   2090   2100
FTA Impact of Electric Vehicles (EVs)
Rail demand per track km

                                                120
train km / track km (thousand kms / track km)




                                                            high growth (constrained)                               Base year
                                                                                                                    provision is
                                                            medium growth (constrained)                             around 1.77
                                                 80
                                                                                                                    trains per hour
                                                            low growth (constrained)
                                                                                                                    per track km.


                                                 40




                                                          Crossrail HS2 HS2+
                                                  0
                                                   2008    2018     2028      2038      2048   2058   2068   2078
FTA Key Results

•   Low growth scenarios seem most consistent with previous trends.
•   Capacity Intensive: High investment and fast uptake of electric vehicles
     – 23.4% more car/van kms in 2050 compared to the reference case
     – 18.9% fewer emissions from cars and vans
     – 25.2% fewer emissions from HGVs
•   Decentralisation: Medium investment/medium uptake of EVs, national
    congestion charging
     – 5% more car/van vehicle kms
     – 10.7% lower CO2 emissions
•   Capacity constrained: Low investment, low uptake of EVs, national
    congestion charging
     – 3% fewer car/van kms
     – 7.3% lower CO2 emissions for car/vans
     – 2.4% lower CO2 emissions for HGVs
FTA Key Results
Transport CDAM: Initial Structure
Transport Models Gap Analysis


Key areas identified:
•Temporal scale – ITRC model extends to 2100
•Spatial scale – Transport CDAM zonal system coarser
than NTM
•Strategic interaction between passengers and freight
•Strategic multimodal treatment of demand and
capacity
•Interaction with other economic sectors
•Explicit integration of national gateway nodes
Transport Models Gap Analysis

• Transport CDAM is intended to complement rather
  than compete with existing models.
• Limited project resources and short(ish) timescale –
  use existing data wherever possible.
• Spatial resolution at a level consistent with other
  ITRC CDAMs (Energy, Water, Solid Waste,
  Wastewater). Strategic modelling with a focus on
  flows within and between Local Authorities (144
  zones).
Transport CDAM Current Status

• Development of model based on open source data
  from range of sources:
  –   DfT AADF data
  –   DfT road statistics
  –   ATOC rail timetable data
  –   ORR station usage data
  –   CAA air statistics
  –   DfT maritime statistics
Transport CDAM: Current Status
Transport CDAM: Current Status

• Standalone road model developed.
• Models for air, rail and sea under
  development.
• Aim is for an integrated multi-modal
  model that is capable of rapid
  simulations.
Transport CDAM: Current Status

• Extensive data collection
  and processing
  undertaken
• Initial road link model
  now working
• Other model elements
  being developed
• Three MSc students
  working on model
Transport CDAM: Added Value

• Strategic analysis of scenarios, strategies and risks up
  to 2100.
• Identification of key interdependencies both within
  the transport sector (local & long distance, passenger
  & freight, air, rail, road & sea) and between
  infrastructure sectors (especially energy and ICT).
• Identification of key interdependencies with
  demographic and economic factors.
• Identification of key pinch points.
Conclusions

• UK faces an infrastructure challenge over the next
  century.
• Current approach on a sector by sector basis.
• A systematic multi-sectoral approach is needed.
• This needs simulation tools that can treat
  infrastructure as a complex adaptive system (of
  systems).
• ITRC aims to develop such tools for the UK, whilst
  building on international experience.

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SMART Seminar Series: The Long Term Dynamics of Interdependent Infrastructure Systems

  • 1. Infrastructure Transitions Research Consortium (ITRC) www.itrc.org.uk The Long Term Dynamics of Interdependent Infrastructure Systems: The Emerging Evidence from Britain. John Preston. Civil, Maritime and Environmental Engineering and Science, University of Southampton. Presentation to SMART Infrastructure Facility, University of Wollongong, 2 July 2012.
  • 2. Outline • Infrastructure in the UK • Background to the Infrastructure Transitions Research Consortium (ITRC) • ITRC Fast Track Analysis (FTA) and Progress • Transport FTA • Transport Capacity Demand and Assessment Model (CDAM) • Conclusions
  • 3. Infrastructure in the UK Modest International Performance in terms of Infrastructure Quality •World Economic Forum 2011 28th (up from 33rd in 2010). •World Bank 2010 16th (down from 10th in 2007). Concern that this impacts on economic performance.
  • 4. Infrastructure in the UK Concerns about under investment
  • 6. Infrastructure UK Performance may be increasing but so are costs.
  • 7. ITRC Motivation “The stakes are high. Failure to develop and implement a vision for our infrastructure will mean the UK falls behinds its competitors, loses out both economically and socially, and could miss its carbon reduction targets” “The Government has identified £200 billion of public and private infrastructure planned over the next five years, and the requirement is likely to grow beyond that to provide the power, communications and transport links to underpin a modern, low carbon economy.” “Britain will not be able to compete in the modern world unless we improve our infrastructure.”
  • 8. ITRC Aim and Ambition Aim: To develop and demonstrate a new generation of simulation models and tools to inform the analysis, planning and design of national infrastructure Ambition: Enabling a revolution in the strategic analysis of NI provision in the UK… whilst at the same time becoming an international landmark programme recognised for novelty, research excellence and impact.
  • 9. Research questions • How can infrastructure capacity and demand be balanced in an uncertain future? • What are the risks of infrastructure failure and how can we adapt National Infrastructure to make it more resilient? • How do infrastructure systems evolve and interact with society and the economy? • What should the UK's strategy be for integrated provision of NI in the long term? 9
  • 11. Consortium Lead Universities Partnership • Cardiff University Over 40 partners in industry and • University of Leeds government: • University of Southampton • Contractors • Newcastle University • Engineering & multi-disciplinary • University of Oxford consultants • Engineering institutions • University of Sussex • Government departments, agencies • University of Cambridge & local authorities Support • Insurers • Engineering and Physical Science • NGOs Research Council Programme Grant £4.7 million (2011-2015). • Utility companies • University contributions £1 million On-going collaboration and • Industry contributions £1.6 million dissemination arrangements
  • 12. Key Personnel • Jim Hall (Oxford) – PI and Leader WS2 • Nick Eyre (Oxford) – Leader WS1 • Seth Bullock (Southampton) – Leader WS3 • Stuart Barr (Newcastle) – Leader WS4 • Rob Nicholls (Southampton) – Leader WS5 • Nick Jenkins (Cardiff) – Energy • Chris Kilsby (Newcastle) – Water • William Powrie (Southampton) – Waste • Cliff Jones (Newcastle) – ICT • John Preston (Southampton) - Transport
  • 13. International Collaborations • Gary Bowditch, University of Wollongong. • Theresa Brown, Sandia National Laboratories. • Yacov Haimes, University of Virginia. • Stephane Hallegate, World Bank. • Geoffrey Hewings, University of Illinois. • Margot Weijnen, TU Delft.
  • 14. The ITRC Fast Track Analysis Objectives: 2.Ensure that the ITRC research programme is building upon existing knowledge. 3.Refine the scope of the ITRC research. 4.Pilot and communicate new analysis concepts. 5.Strengthen the relationship between the research team and the consortium’s partners in government and industry.
  • 15. Overview of the FTA Methodology Figure 1 15
  • 16. Developing Scenarios: Drivers of Change Scenarios Population HIGH Primary drivers of change growth •Demographic change •Energy prices LO W LO W •Economic growth Secondary drivers •Climate change HIG H •Carbon emission targets GH Economic •EU directives and National HI growth Energy standards costs •Others LOW Figure 2 16
  • 17. Developing Scenarios Scenarios Low Growth •Population •GDP growth: 1.6% •Energy costs: DECC high* Medium growth •Population •GDP growth: 2.3% •Energy costs: DECC central* Figure 3 High Growth •Population •GDP growth: 3.0% •Energy costs: DECC low* assumptions of fossil fuel price * 17
  • 18. Transition Strategies: Dimensions Strategies Capacity- High investment in new intensive capacity to keep up with demand and maintain good security of supply (except transport) Decentralisation Reorientation to more distributed systems involving a combination of supply and demand-side measures Capacity- Emphasis on demand constrained management measures, low infrastructure investment Figure 5 18
  • 20. Progress: Analysis of risks of infrastructure failure First steps: spatial integration of natural hazards and infrastructure exposure.
  • 21. ITRC risk analysis framework NI network and NI risk extreme events NI vulnerability evaluation Resilience evaluation options Interdependent networks Economic loss 1 2 Interdependent 1 2 3 4 NI propagation NI 1 2 1 2 3 Output loss Interdependent 4 3 Cost 4 loss 4 3 Net Benefit Extreme climate hazard Performance Cost Event Time Economic loss Frequency Probability Load Service level Uncertain & temporal Resource Event Failure management Time 21
  • 22. Progress: National Infrastructure Database ITRC ITRC ITRC ITRC ITRC ITRC ITRC Admin Population Economics Water Energy Transport Waste ITRC spatial database comprises of 160+ layers organised into separate databases by sector but with single interface via ITRC scripts. ITRC Scripts
  • 23. Transport FTA - Key Issues • Vehicle and fuel technology (EU legislation) and its impact on energy requirements • Taxation and charging (tax on electric vehicles?) • Infrastructure investment • ITS (Intelligent Transport Systems) / speed limits • Personal / corporate behaviour • Main scenario drivers assumed: GDP, fuel price, population
  • 24. Transport Modal Split and Vehicle Split Strategies Source: DECC, 2011. Also: http://www.toscaproject.org/tosca.html
  • 25. Transport FTA Modelling - Methodology • Unconstrained demand based on elasticity models • Supply side constraints reduce demand (Excel, Matlab) • Three demand growth scenarios (low, medium, high) 8,000 7,000 road rail 6,000 air total Constrained billion passenger km 5,000 demand, 4,000 medium 3,000 growth 2,000 1,000 0 2008 2023 2038 2053 2068 2083 2098
  • 26. FTA Vehicle Kms per Lane Km Capacity utilisation of trunk road network 25 Implies Million vehicle km per lane km 20 Constrained high growth Constrained medium growth base 15 provision of Constrained low growth 388 vehicles per 10 lane per hour 5 0 2010 2020 2030 2040 2050 2060 2070 2080 2090 2100
  • 27. FTA Impact of Electric Vehicles (EVs)
  • 28. Rail demand per track km 120 train km / track km (thousand kms / track km) high growth (constrained) Base year provision is medium growth (constrained) around 1.77 80 trains per hour low growth (constrained) per track km. 40 Crossrail HS2 HS2+ 0 2008 2018 2028 2038 2048 2058 2068 2078
  • 29. FTA Key Results • Low growth scenarios seem most consistent with previous trends. • Capacity Intensive: High investment and fast uptake of electric vehicles – 23.4% more car/van kms in 2050 compared to the reference case – 18.9% fewer emissions from cars and vans – 25.2% fewer emissions from HGVs • Decentralisation: Medium investment/medium uptake of EVs, national congestion charging – 5% more car/van vehicle kms – 10.7% lower CO2 emissions • Capacity constrained: Low investment, low uptake of EVs, national congestion charging – 3% fewer car/van kms – 7.3% lower CO2 emissions for car/vans – 2.4% lower CO2 emissions for HGVs
  • 32. Transport Models Gap Analysis Key areas identified: •Temporal scale – ITRC model extends to 2100 •Spatial scale – Transport CDAM zonal system coarser than NTM •Strategic interaction between passengers and freight •Strategic multimodal treatment of demand and capacity •Interaction with other economic sectors •Explicit integration of national gateway nodes
  • 33. Transport Models Gap Analysis • Transport CDAM is intended to complement rather than compete with existing models. • Limited project resources and short(ish) timescale – use existing data wherever possible. • Spatial resolution at a level consistent with other ITRC CDAMs (Energy, Water, Solid Waste, Wastewater). Strategic modelling with a focus on flows within and between Local Authorities (144 zones).
  • 34. Transport CDAM Current Status • Development of model based on open source data from range of sources: – DfT AADF data – DfT road statistics – ATOC rail timetable data – ORR station usage data – CAA air statistics – DfT maritime statistics
  • 36. Transport CDAM: Current Status • Standalone road model developed. • Models for air, rail and sea under development. • Aim is for an integrated multi-modal model that is capable of rapid simulations.
  • 37. Transport CDAM: Current Status • Extensive data collection and processing undertaken • Initial road link model now working • Other model elements being developed • Three MSc students working on model
  • 38. Transport CDAM: Added Value • Strategic analysis of scenarios, strategies and risks up to 2100. • Identification of key interdependencies both within the transport sector (local & long distance, passenger & freight, air, rail, road & sea) and between infrastructure sectors (especially energy and ICT). • Identification of key interdependencies with demographic and economic factors. • Identification of key pinch points.
  • 39. Conclusions • UK faces an infrastructure challenge over the next century. • Current approach on a sector by sector basis. • A systematic multi-sectoral approach is needed. • This needs simulation tools that can treat infrastructure as a complex adaptive system (of systems). • ITRC aims to develop such tools for the UK, whilst building on international experience.