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PRB 06-12E




Parliamentary Information and Research Service
Library of Parliament                                                                       Wolfgang Koerner
                                                                                                 17 May 2006

                         Security Sector Reform: Defence Diplomacy

INTRODUCTION                                              A NEW DISCOURSE

The aftermath of the Cold War and the tragic events       Today, the world faces equally serious challenges and
of 9/11 have forced western nations to re-examine the     has begun to develop “appropriate” mechanisms and
principles according to which they manage the             concepts for dealing with them. Just as Kennan and
international environment. The conflicts in the Balkans   his generation of visionaries understood, our
during the 1990s taught that ethnic hatred can still be   generation too will need to use a mixture of military
a far stronger motivator than reason. 9/11 taught         and civilian means. Indeed, we have adopted a
North America that its once-vaunted security is far       discourse informed by a broader and more subtle set
more vulnerable than it had thought. In addition, the     of concepts than previously possible. We speak of
world has also had to come to grips with a variety of     human security, capacity building, the sanctity of the
so-called “non-traditional” security threats, including   individual, multilateralism, and the need to hold the
environmental degradation, global warming, potential      authority of states themselves accountable.
pandemics, failed states, transnational crime, etc.
                                                          It is no longer accepted that the pursuit of genuine
                                                          security for human beings, as individuals, is
When George F. Kennan penned “the Long
                                                          necessarily subversive of the foundations of
Telegram” in 1946( 1 ) outlining his views on how best
                                                          international society. Intervention in the behaviour of
to meet the growing Soviet threat, he realized that
                                                          states to protect individuals is now deemed an
military might, although essential, would not in itself
                                                          accepted principle of international relations. In fact,
prove sufficient. While Moscow was “impervious to
                                                          Rwanda has taught that it can, at times, be an
the logic of reason” but “highly sensitive to the logic   obligation. These views entail far more than the
of force,” in the long run the principal tools required   musings of disaffected intellectuals and idealists.
were to be economic, political, cultural and              They are attempts to come to terms with a reality that
diplomatic. In order to be effective, the strategy of     is not fully comprehended or accepted. What is
“containment” would have to comprise much more            certain is that today “security” means coming to terms
than military superiority.                                with forms of domination and insecurities that had
                                                          long been ignored or sacrificed on the altar of
Kennan proved the major architect of U.S. foreign         “realpolitik.”
policy during the Cold War. It was because of his
profound understanding of the complexity of the           The primacy of the state in strategic thinking
strategic environment, and the views of others like       permitted a gap to develop between the meaning of
him, that the post-World War II period saw the            the term security as applied to individuals and its
development and growth of a variety of multilateral       meaning for the state. For security to make sense at
institutions. Along with a strong military, these         the international level, it must make sense at the basic
institutions helped the West confront the moral and       level of the individual human being. Thus, attempts to
strategic challenges of the Cold War.                     understand the complexities of security threats need to
                                                          look not only to the perceptions and histories of
                                                          statesmen and diplomats; they also need to take into
                                                          account the experiences of those rendered insecure by
the present world order. While developed nations            Planners also created two interdepartmental funding
continue to speak of the importance of foreign aid,         pools, the Global Conflict Prevention Pool and the
they now also accept the fact that the principle of state   Africa Conflict Prevention Pool, in order to improve
sovereignty can be breached in order to save those          the United Kingdom’s conflict prevention policy and
victimized by the state and its agents. Human               effectiveness through joint analysis, long-term
security, first and foremost, entails physical security –   strategies, and improved coordination with
the basic security of the individual. Without such          international partners. Much of the U.K. security
security, foreign aid remains little more than a cheap      sector reform work is financed through these
meal on the road to continuing despair.                     two pools, which receive both overseas development
                                                            assistance (ODA) and non-ODA funds for programs
The language of realpolitik is slowly giving way to the     based on agreed Ministry of Defence (MOD),
more nuanced and humanitarian principles of “soft”          Department for International Development (DFID)
power and human security. This new lexicon has              and Foreign and Commonwealth Office (FCO)
enabled the West to widen its horizons and to put on        strategies. In order to promote stronger adherence to
the table security concerns formerly relegated to           the common framework, the U.K. Treasury
subsidiary, if any, relevance. It is, in part, because of   contributes additional resources to the pools beyond
this rethinking that we can seriously ponder the            those committed by the foregoing ministries. The
implications of a variety of so-called non-traditional      Netherlands has also established a “Stability Fund” in
threats for our long-term “common security” interests.      order to provide for coherence through pooled
                                                            funding, as well as an integrated policy-driven
Needless to say, attempts to deal with the dislocations     approach to security and development issues.( 4 )
of the post-Cold War era have not been particularly
successful. When looking at the failures of Rwanda          The consensus seems to be that U.K. interventions
and Somalia, the continuing struggle in Afghanistan,        have proven more effective when based on a shared
failed states like Haiti, and the fiasco in Iraq, western   analysis of a conflict and a joint response. Such an
nations are led to wonder whether events have run           approach also makes for a better synergy between
ahead of our understanding or whether we simply lack        government policy and operations. The conflict
the institutional capabilities for dealing with them. If    prevention pool approach has also been helpful in
our understanding is such that we cannot really grasp       giving the Treasury a better understanding of the
what is transpiring, then our ability either to construct   issues faced by the departments on the ground. Both
or to restructure relevant institutions will be seriously   pools have a peacekeeping and a program component.
hampered.                                                   The peacekeeping component covers the United
                                                            Kingdom’s assessed and voluntary contributions to
A NEW MISSION                                               international peacekeeping and related operations.
                                                            The program component is further subdivided into
Defence diplomacy is one of the organizing principles       country or regional strategies and thematic strategies,
used to help the West come to terms with the new            like security sector reform. A parliamentary vote
international security environment. It has become an        decides the settlement figure given to pools, which
increasingly important component of the “whole of           incorporates an extra top-up amount to encourage
government” approach, and in the United Kingdom             interdepartmental collaboration.( 5 )
defence diplomacy has been made one of the
military’s eight “defence missions.” The United             Money contributed to the Global Pool by the four
Kingdom began work on security sector reform in             departments is managed by the FCO, and funding for
2000. Early in the process, planners realized that new      the Africa Pool is managed by the DFID. Once
policy frameworks would be required if Britain’s            activities are agreed upon, they are examined by the
efforts in conflict prevention were to be effective.        DFID for ODA eligibility. The strength of this
While relevant ministries drew up policy papers, it         approach lies in the fact that “distinct roles remain for
soon became clear that a joint approach to security         development and security sectors, [while] working
sector reform required a common policy framework.( 2 )      under one overarching security system reform policy
The government went on to set up a security sector          in a coherent way with relevant departments.”( 6 ) Also,
reform policy committee and an informal                     under such a scheme, development agencies can better
interdepartmental strategy was then developed.( 3 )         comprehend and have an increased impact on
                                                            security-related issues when they are vital for
                                                            development goals. It is important that development
agencies establish effective partnerships with their
defence and security counterparts, especially when
                                                         (1)   Kennan wrote this telegram while serving as an
operating in areas where their effectiveness might be
                                                               American diplomat in Moscow. He came to call his
restricted because of security issues.( 7 )                    policy “containment” and outlined its principles in an
                                                               article published the next year in Foreign Affairs; he
It is then easy to see how defence diplomacy fits into         signed the article with an X.
the overall policy framework. Its basic aim is
                                                         (2)   The Department for International Development
“to provide forces to meet the varied activities
                                                               developed two policy statements, one for security
undertaken by the MOD to dispel hostility, build and           sector reform and one for Safety, Security and Access
maintain trust and assist in the development of                to justice. The Ministry of Defence developed a
democratically accountable armed forces, thereby               policy paper on defence diplomacy.
making a significant contribution to conflict
prevention and resolution.” Included in the mission      (3)   See David Pratt, Re-tooling for New Challenges:
                                                               Parliaments as Peace Builders, The Parliamentary
are a number of military tasks, e.g.:
                                                               Centre, Ottawa, 2005.

•   arms control, non-proliferation, and confidence      (4)   Ibid., p. 40. See also OECD, Security System Reform
    and security building measures;                            and Governance: Policy and Good Practice, 2004,
                                                               pp. 20-22.
•   outreach (advice and assistance to countries);       (5)   OECD (2004), pp. 21-22.
                                                         (6)   Ibid., p. 24.
•   other defence diplomacy activities.( 8 )
                                                         (7)   Pratt (2005), p. 41.
Recognizing the importance of security sector reform     (8)   United Kingdom, Defence Diplomacy, Ministry of
and defence diplomacy, the United Kingdom also                 Defence Policy Paper No. 1, pp. 2-3.
established what is called the Defence Advisory Team
(DAT) in 2001. Today the DAT provides advice and
assistance on governance and civil military relations,
defence reviews, defence organization, force
structures, procurement and logistics, and change
management, financial and human resource
management and development in the defence sector.
Since the DAT’s inception, the U.K. government has
significantly increased its funding.

The British approach to security reform and defence
diplomacy might prove a useful model for Canadian
policy makers. The integrated policy framework and
pooled funds provide an important degree of
flexibility and efficiency when addressing security
concerns. The type of approach envisaged would, of
course, require both cooperation and coordination
among several government departments and agencies,
including the Canadian International Development
Agency, the Department of National Defence, Foreign
Affairs Canada, Finance, and the Privy Council
Office.

Given     Canada’s   ongoing    commitment    to
peacekeeping and the 3D approach (Defence,
Diplomacy, and Development), policy makers might
do well to look at the British model as a way of
organizing our “whole of government” approach to
security matters.

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Security sector reform defence diplomacy

  • 1. PRB 06-12E Parliamentary Information and Research Service Library of Parliament Wolfgang Koerner 17 May 2006 Security Sector Reform: Defence Diplomacy INTRODUCTION A NEW DISCOURSE The aftermath of the Cold War and the tragic events Today, the world faces equally serious challenges and of 9/11 have forced western nations to re-examine the has begun to develop “appropriate” mechanisms and principles according to which they manage the concepts for dealing with them. Just as Kennan and international environment. The conflicts in the Balkans his generation of visionaries understood, our during the 1990s taught that ethnic hatred can still be generation too will need to use a mixture of military a far stronger motivator than reason. 9/11 taught and civilian means. Indeed, we have adopted a North America that its once-vaunted security is far discourse informed by a broader and more subtle set more vulnerable than it had thought. In addition, the of concepts than previously possible. We speak of world has also had to come to grips with a variety of human security, capacity building, the sanctity of the so-called “non-traditional” security threats, including individual, multilateralism, and the need to hold the environmental degradation, global warming, potential authority of states themselves accountable. pandemics, failed states, transnational crime, etc. It is no longer accepted that the pursuit of genuine security for human beings, as individuals, is When George F. Kennan penned “the Long necessarily subversive of the foundations of Telegram” in 1946( 1 ) outlining his views on how best international society. Intervention in the behaviour of to meet the growing Soviet threat, he realized that states to protect individuals is now deemed an military might, although essential, would not in itself accepted principle of international relations. In fact, prove sufficient. While Moscow was “impervious to Rwanda has taught that it can, at times, be an the logic of reason” but “highly sensitive to the logic obligation. These views entail far more than the of force,” in the long run the principal tools required musings of disaffected intellectuals and idealists. were to be economic, political, cultural and They are attempts to come to terms with a reality that diplomatic. In order to be effective, the strategy of is not fully comprehended or accepted. What is “containment” would have to comprise much more certain is that today “security” means coming to terms than military superiority. with forms of domination and insecurities that had long been ignored or sacrificed on the altar of Kennan proved the major architect of U.S. foreign “realpolitik.” policy during the Cold War. It was because of his profound understanding of the complexity of the The primacy of the state in strategic thinking strategic environment, and the views of others like permitted a gap to develop between the meaning of him, that the post-World War II period saw the the term security as applied to individuals and its development and growth of a variety of multilateral meaning for the state. For security to make sense at institutions. Along with a strong military, these the international level, it must make sense at the basic institutions helped the West confront the moral and level of the individual human being. Thus, attempts to strategic challenges of the Cold War. understand the complexities of security threats need to look not only to the perceptions and histories of statesmen and diplomats; they also need to take into account the experiences of those rendered insecure by
  • 2. the present world order. While developed nations Planners also created two interdepartmental funding continue to speak of the importance of foreign aid, pools, the Global Conflict Prevention Pool and the they now also accept the fact that the principle of state Africa Conflict Prevention Pool, in order to improve sovereignty can be breached in order to save those the United Kingdom’s conflict prevention policy and victimized by the state and its agents. Human effectiveness through joint analysis, long-term security, first and foremost, entails physical security – strategies, and improved coordination with the basic security of the individual. Without such international partners. Much of the U.K. security security, foreign aid remains little more than a cheap sector reform work is financed through these meal on the road to continuing despair. two pools, which receive both overseas development assistance (ODA) and non-ODA funds for programs The language of realpolitik is slowly giving way to the based on agreed Ministry of Defence (MOD), more nuanced and humanitarian principles of “soft” Department for International Development (DFID) power and human security. This new lexicon has and Foreign and Commonwealth Office (FCO) enabled the West to widen its horizons and to put on strategies. In order to promote stronger adherence to the table security concerns formerly relegated to the common framework, the U.K. Treasury subsidiary, if any, relevance. It is, in part, because of contributes additional resources to the pools beyond this rethinking that we can seriously ponder the those committed by the foregoing ministries. The implications of a variety of so-called non-traditional Netherlands has also established a “Stability Fund” in threats for our long-term “common security” interests. order to provide for coherence through pooled funding, as well as an integrated policy-driven Needless to say, attempts to deal with the dislocations approach to security and development issues.( 4 ) of the post-Cold War era have not been particularly successful. When looking at the failures of Rwanda The consensus seems to be that U.K. interventions and Somalia, the continuing struggle in Afghanistan, have proven more effective when based on a shared failed states like Haiti, and the fiasco in Iraq, western analysis of a conflict and a joint response. Such an nations are led to wonder whether events have run approach also makes for a better synergy between ahead of our understanding or whether we simply lack government policy and operations. The conflict the institutional capabilities for dealing with them. If prevention pool approach has also been helpful in our understanding is such that we cannot really grasp giving the Treasury a better understanding of the what is transpiring, then our ability either to construct issues faced by the departments on the ground. Both or to restructure relevant institutions will be seriously pools have a peacekeeping and a program component. hampered. The peacekeeping component covers the United Kingdom’s assessed and voluntary contributions to A NEW MISSION international peacekeeping and related operations. The program component is further subdivided into Defence diplomacy is one of the organizing principles country or regional strategies and thematic strategies, used to help the West come to terms with the new like security sector reform. A parliamentary vote international security environment. It has become an decides the settlement figure given to pools, which increasingly important component of the “whole of incorporates an extra top-up amount to encourage government” approach, and in the United Kingdom interdepartmental collaboration.( 5 ) defence diplomacy has been made one of the military’s eight “defence missions.” The United Money contributed to the Global Pool by the four Kingdom began work on security sector reform in departments is managed by the FCO, and funding for 2000. Early in the process, planners realized that new the Africa Pool is managed by the DFID. Once policy frameworks would be required if Britain’s activities are agreed upon, they are examined by the efforts in conflict prevention were to be effective. DFID for ODA eligibility. The strength of this While relevant ministries drew up policy papers, it approach lies in the fact that “distinct roles remain for soon became clear that a joint approach to security development and security sectors, [while] working sector reform required a common policy framework.( 2 ) under one overarching security system reform policy The government went on to set up a security sector in a coherent way with relevant departments.”( 6 ) Also, reform policy committee and an informal under such a scheme, development agencies can better interdepartmental strategy was then developed.( 3 ) comprehend and have an increased impact on security-related issues when they are vital for development goals. It is important that development
  • 3. agencies establish effective partnerships with their defence and security counterparts, especially when (1) Kennan wrote this telegram while serving as an operating in areas where their effectiveness might be American diplomat in Moscow. He came to call his restricted because of security issues.( 7 ) policy “containment” and outlined its principles in an article published the next year in Foreign Affairs; he It is then easy to see how defence diplomacy fits into signed the article with an X. the overall policy framework. Its basic aim is (2) The Department for International Development “to provide forces to meet the varied activities developed two policy statements, one for security undertaken by the MOD to dispel hostility, build and sector reform and one for Safety, Security and Access maintain trust and assist in the development of to justice. The Ministry of Defence developed a democratically accountable armed forces, thereby policy paper on defence diplomacy. making a significant contribution to conflict prevention and resolution.” Included in the mission (3) See David Pratt, Re-tooling for New Challenges: Parliaments as Peace Builders, The Parliamentary are a number of military tasks, e.g.: Centre, Ottawa, 2005. • arms control, non-proliferation, and confidence (4) Ibid., p. 40. See also OECD, Security System Reform and security building measures; and Governance: Policy and Good Practice, 2004, pp. 20-22. • outreach (advice and assistance to countries); (5) OECD (2004), pp. 21-22. (6) Ibid., p. 24. • other defence diplomacy activities.( 8 ) (7) Pratt (2005), p. 41. Recognizing the importance of security sector reform (8) United Kingdom, Defence Diplomacy, Ministry of and defence diplomacy, the United Kingdom also Defence Policy Paper No. 1, pp. 2-3. established what is called the Defence Advisory Team (DAT) in 2001. Today the DAT provides advice and assistance on governance and civil military relations, defence reviews, defence organization, force structures, procurement and logistics, and change management, financial and human resource management and development in the defence sector. Since the DAT’s inception, the U.K. government has significantly increased its funding. The British approach to security reform and defence diplomacy might prove a useful model for Canadian policy makers. The integrated policy framework and pooled funds provide an important degree of flexibility and efficiency when addressing security concerns. The type of approach envisaged would, of course, require both cooperation and coordination among several government departments and agencies, including the Canadian International Development Agency, the Department of National Defence, Foreign Affairs Canada, Finance, and the Privy Council Office. Given Canada’s ongoing commitment to peacekeeping and the 3D approach (Defence, Diplomacy, and Development), policy makers might do well to look at the British model as a way of organizing our “whole of government” approach to security matters.