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Trade Marks
          and Brand
          Stretching
                                   Hemant Goswami
                             hemant@tobaccofreeindia.org
Hemant Goswami – hemant@tobaccofreeindia.org
Brand Stretching

        FOUR COMMON PRACTICES OF BRAND
        STRETCHING IN TOBACCO


       1.] Tobacco to Other Brand
       2.] Tobacco to Services
       3.] Umbrella Brand Extension
       4.] Other Brands to Tobacco

Hemant Goswami – hemant@tobaccofreeindia.org
Examples
      1.] WILLS, MARLBRO CLOTHING
      2.] GODFREY PHILLIPS BRAVERY
        AWARD
      3.] ITC
      4.] JOHN PLAYER (In India)



Hemant Goswami – hemant@tobaccofreeindia.org
FCTC- Article 1: Use of terms

      (a) “Illicit trade” means any practice or
        conduct prohibited by law and which
        relates to production, shipment,
        receipt, possession, distribution, sale
        or purchase including any practice or
        conduct intended to facilitate such
        activity;



Hemant Goswami – hemant@tobaccofreeindia.org
FCTC- Article 1: Use of terms

      (c) “Tobacco advertising and promotion”
         means any form of commercial
         communication, recommendation or
         action with the aim, effect or likely
         effect of promoting a tobacco
         product or tobacco use either directly or
         indirectly;


Hemant Goswami – hemant@tobaccofreeindia.org
FCTC- Article 1: Use of terms


   (g) “Tobacco sponsorship” means any
     form of contribution to any event,
     activity or individual with the aim,
     effect or likely effect of promoting a
     tobacco product or tobacco use
     either directly or indirectly;


Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship

    1. Parties recognize that a
     comprehensive ban on
     advertising, promotion and
     sponsorship would reduce the
     consumption of tobacco
     products.

Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship
  2. Each Party shall, in accordance with its constitution or
     constitutional principles, undertake a comprehensive ban
     of all tobacco advertising, promotion and sponsorship.
     This shall include, subject to the legal environment and
     technical means available to that Party, a comprehensive
     ban on cross-border advertising, promotion and
     sponsorship originating from its territory. In this respect,
     within the period of five years after entry into force of this
     Convention for that Party, each Party shall undertake
     appropriate legislative, executive, administrative and/or
     other measures and report accordingly in conformity with
     Article 21.

Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship
3. A Party that is not in a position to undertake a
   comprehensive ban due to its constitution or constitutional
   principles shall apply restrictions on all tobacco advertising,
   promotion and sponsorship. This shall include, subject to
   the legal environment and technical means available to that
   Party, restrictions or a comprehensive ban on advertising,
   promotion and sponsorship originating from its territory
   with cross-border effects. In this respect, each Party shall
   undertake appropriate legislative, executive, administrative
   and/or other measures and report accordingly in conformity
   with Article 21.


Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship
4. As a minimum, and in accordance with its constitution or
   constitutional principles, each Party shall:
   (a) prohibit all forms of tobacco advertising, promotion and
   sponsorship that promote a tobacco product by any means that
   are false, misleading or deceptive or likely to create an
   erroneous impression about its characteristics, health effects,
   hazards or emissions;
   (b) require that health or other appropriate warnings or messages
   accompany all tobacco advertising and, as appropriate,
   promotion and sponsorship;
   (c) restrict the use of direct or indirect incentives that encourage
   the purchase of tobacco products by the public;
Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship
   (d) require, if it does not have a comprehensive ban, the disclosure to
   relevant governmental authorities of expenditures by the tobacco
   industry on advertising, promotion and sponsorship not yet
   prohibited. Those authorities may decide to make those figures
   available, subject to national law, to the public and to the Conference
   of the Parties, pursuant to Article 21;
   (e) undertake a comprehensive ban or, in the case of a Party that is not
   in a position to undertake a comprehensive ban due to its constitution
   or constitutional principles, restrict tobacco advertising, promotion
   and sponsorship on radio, television, print media and, as appropriate,
   other media, such as the internet, within a period of five years; and
   (f) prohibit, or in the case of a Party that is not in a position to prohibit
   due to its constitution or constitutional principles restrict, tobacco
   sponsorship of international events, activities and/or participants
   therein.
Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship
  5. Parties are encouraged to implement measures beyond the
     obligations set out in paragraph 4.
  6. Parties shall cooperate in the development of technologies
     and other means necessary to facilitate the elimination of
     cross-border advertising.




Hemant Goswami – hemant@tobaccofreeindia.org
Article 13: Tobacco advertising,
       promotion and sponsorship
  7. Parties which have a ban on certain forms of tobacco
     advertising, promotion and sponsorship have the
     sovereign right to ban those forms of cross-border tobacco
     advertising, promotion and sponsorship entering their
     territory and to impose equal penalties as those applicable
     to domestic advertising, promotion and sponsorship
     originating from their territory in accordance with their
     national law. This paragraph does not endorse or approve
     of any particular penalty.
  8. Parties shall consider the elaboration of a protocol setting
     out appropriate measures that require international
     collaboration for a comprehensive ban on cross-border
     advertising, promotion and sponsorship.
Hemant Goswami – hemant@tobaccofreeindia.org
Cigarettes and Other Tobacco Products
    (Prohibition of Advertisement and
   Regulation of Trade and Commerce,
   Production, Supply and Distribution)
                 Act, 2003

  3. In this Act, unless the context otherwise requires,—
  (a)"advertisement" includes any visible
    representation by way of notice, circular, label,
    wrapper or other document and also includes any
    announcement made orally or by any means of
    producing or transmitting fight, sound, smoke or
    gas;
Hemant Goswami – hemant@tobaccofreeindia.org
COTPA: Section 5
5. (J) No person engaged in, or purported to be
  engaged in the production, supply or distribution of
  cigarettes or any other tobacco products shall
  advertise and no person having control over a
  medium shall cause to be advertised cigarettes or any
  other tobacco products through that medium and no
  person shall take part in any advertisement which
  directly or indirectly suggests or promotes the use or
  consumption of cigarettes or any other tobacco
  products.

Hemant Goswami – hemant@tobaccofreeindia.org
COTPA: Section 5
  5.(2) No person, for any direct or indirect pecuniary benefit, shall—
  (a) display, cause to display, or permit or authorise to display any
     advertisement of cigarettes or any other tobacco product; or
  (b)sell or cause to sell, or permit or authorise to sell a film or video
     tape contain-ing advertisement of cigarettes or any other tobacco
     product; or
  (c) distribute, cause to distribute, or permit or authorise to distribute to
     the public any leaflet, hand-bill or document which is or which
     contains an advertisement of cigarettes or any other tobacco
     product; or
  (d)erect, exhibit, fix or retain upon or over any land, building, wall,
     hoarding, frame, post or structure or upon or in any vehicle or shall
     display in any manner whatsoever in any place any advertisement
     of cigarettes or any other tobacco prod-uct:
Hemant Goswami – hemant@tobaccofreeindia.org
COTPA: Section 5
  5. (2) …....
  Provided that this sub-section shall not apply in
    relation to—
  (a) an advertisement of cigarettes or any other
    tobacco product in or on a package containing
    cigarettes or any other tobacco product;
  (b) advertisement of cigarettes or any other tobacco
    product which is displayed at the entrance or
    inside a warehouse or a shop where cigarettes and
    any other to-bacco products are offered for
    distribution or sale.
Hemant Goswami – hemant@tobaccofreeindia.org
COTPA: Section 5
  (J) No person, shall, under a contract or otherwise
    promote or agree to promote the use or
    consumption of—
  (a) cigarettes or any other tobacco product; or
  (b) any trade mark or brand name of cigarettes or
    any other tobacco product in exchange for a
    sponsorship, gift, prize or scholarship given or
    agreed to be given by another person.



Hemant Goswami – hemant@tobaccofreeindia.org
COTPA: Section 5
 5. (2) …....
 Provided that this sub-section shall not apply in
   relation to—
 (a) an advertisement of cigarettes or any other tobacco
   product in or on a package containing cigarettes or
   any other tobacco product;
 (b) advertisement of cigarettes or any other tobacco
   product which is displayed at the entrance or inside a
   warehouse or a shop where cigarettes and any other
   to-bacco products are offered for distribution or sale.
Hemant Goswami – hemant@tobaccofreeindia.org
COTPA – Section 22
  22. Punishment for advertisement of cigarettes and
    tobacco products.- Whoever contravenes the
    provision of section 5 shall, on conviction, be
    punishable-
  (a) in the case of first conviction, with
    imprisonment for a term which may extend to two
    years or with fine which may extend to one
    thousand rupees or with both, and
   (b) in the case of second or subsequent conviction
     with imprisonment for a term which may extend
     to five years and with fine which may extend to
     five thousand rupees.
Hemant Goswami – hemant@tobaccofreeindia.org
PROBLEM


     ISSUE
     CREATED
        Whether the
       offense under
Hemant Goswami – hemant@tobaccofreeindia.org
Cr.P.C. - Schedule 1: Part II
    Whether an offence other than those prescribed under the
    Indian Penal Code i.e. special acts is cognizable/bailable
    or otherwise has to be decided in accordance with the
    specific provision, if any, under the special act in
    question. In absence of the specific provision, one has to
    look upon the First Schedule appended to the Code of
    Criminal Procedure (Cr.P.C.). Part-II classifies the
    offences against other laws, which are laws other than the
    various categories of crimes enumerated in the Indian
    Penal Code, 1860 (for short ‘the IPC’). This Part-II
    classifies the offences under various special enactments
    into three distinct categories

Hemant Goswami – hemant@tobaccofreeindia.org
Cr.P.C. - Schedule 1: Part II
   OFFENCE                     Cognizable or    Bailable or    By what Court
                               non cognizable   Non-bailable   Triable


   If punishable with death,   Cognizable       Non-bailable Court of Session
   imprisonment for life or
   imprisonment for more
   than 7 years

   If punishable with          Cognizable       Non-bailable Magistrate of 1st
   imprisonment for 3 years                                  Class
   and upwards but more
   than 7 years

   If punishable with         Non-              Bailable       Any Magistrate
   imprisonment for less than Cognizable
   3 years or with fine only



Hemant Goswami – hemant@tobaccofreeindia.org
Trade Marks Act, 1999
 2. (m) "mark" includes a device, brand,
   heading, label, ticket, name, signature,
   word, letter, numeral, shape of goods,
   packaging or combination of colours or
   any combination thereof;

 2. (o) "name" includes any abbreviation of a
   name;

Hemant Goswami – hemant@tobaccofreeindia.org
Trade Marks Act, 1999

 2. (zb) "trade mark" means a mark capable
   of being represented graphically and
   which is capable of distinguishing the
   goods or services of one person from
   those of others and may include shape of
   goods, their packaging and combination of
   colours;

Hemant Goswami – hemant@tobaccofreeindia.org
Trade Marks Act, 1999

 2. (3) For the purposes of this Act, goods
   and services are associated with each other
   if it is likely that those goods might be
   sold or otherwise traded in and those
   services might be provided by the same
   business and so with descriptions of goods
   and descriptions of services.


Hemant Goswami – hemant@tobaccofreeindia.org
Classification under TM Rules
       The Fourth Schedule to Trade Marks Rules, 2002


    Class 34
      Tobacco; smokers' articles; matches. Includes
      lighters for smokers. Services




Hemant Goswami – hemant@tobaccofreeindia.org
PATH TO PROSECUTION
  1.] Identification of Violation
  2.] Collecting all evidence and supporting material
  3.] Compilation of all supporting provisions
  4.] Filing a FIR with mention of complete and details
    as collected at 2. and 3. above. Name the complete
    chain of offenders in the FIR
  5.] Proper seizure and supporting statements
  6.] Following the case in the court to insure it is
    handled properly. Share the law/ FCTC/ etc. with
    the P.P.
Hemant Goswami – hemant@tobaccofreeindia.org
It's still a
       long way to
            GO
Hemant Goswami – hemant@tobaccofreeindia.org
Thank
                You
Hemant Goswami
hemant@tobaccofreeindia.org
Hemant Goswami – hemant@tobaccofreeindia.org

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Restriction on Tobacco Advertisement and Promotion (TAPS)

  • 1. Trade Marks and Brand Stretching Hemant Goswami hemant@tobaccofreeindia.org Hemant Goswami – hemant@tobaccofreeindia.org
  • 2. Brand Stretching FOUR COMMON PRACTICES OF BRAND STRETCHING IN TOBACCO 1.] Tobacco to Other Brand 2.] Tobacco to Services 3.] Umbrella Brand Extension 4.] Other Brands to Tobacco Hemant Goswami – hemant@tobaccofreeindia.org
  • 3. Examples 1.] WILLS, MARLBRO CLOTHING 2.] GODFREY PHILLIPS BRAVERY AWARD 3.] ITC 4.] JOHN PLAYER (In India) Hemant Goswami – hemant@tobaccofreeindia.org
  • 4. FCTC- Article 1: Use of terms (a) “Illicit trade” means any practice or conduct prohibited by law and which relates to production, shipment, receipt, possession, distribution, sale or purchase including any practice or conduct intended to facilitate such activity; Hemant Goswami – hemant@tobaccofreeindia.org
  • 5. FCTC- Article 1: Use of terms (c) “Tobacco advertising and promotion” means any form of commercial communication, recommendation or action with the aim, effect or likely effect of promoting a tobacco product or tobacco use either directly or indirectly; Hemant Goswami – hemant@tobaccofreeindia.org
  • 6. FCTC- Article 1: Use of terms (g) “Tobacco sponsorship” means any form of contribution to any event, activity or individual with the aim, effect or likely effect of promoting a tobacco product or tobacco use either directly or indirectly; Hemant Goswami – hemant@tobaccofreeindia.org
  • 7. Article 13: Tobacco advertising, promotion and sponsorship 1. Parties recognize that a comprehensive ban on advertising, promotion and sponsorship would reduce the consumption of tobacco products. Hemant Goswami – hemant@tobaccofreeindia.org
  • 8. Article 13: Tobacco advertising, promotion and sponsorship 2. Each Party shall, in accordance with its constitution or constitutional principles, undertake a comprehensive ban of all tobacco advertising, promotion and sponsorship. This shall include, subject to the legal environment and technical means available to that Party, a comprehensive ban on cross-border advertising, promotion and sponsorship originating from its territory. In this respect, within the period of five years after entry into force of this Convention for that Party, each Party shall undertake appropriate legislative, executive, administrative and/or other measures and report accordingly in conformity with Article 21. Hemant Goswami – hemant@tobaccofreeindia.org
  • 9. Article 13: Tobacco advertising, promotion and sponsorship 3. A Party that is not in a position to undertake a comprehensive ban due to its constitution or constitutional principles shall apply restrictions on all tobacco advertising, promotion and sponsorship. This shall include, subject to the legal environment and technical means available to that Party, restrictions or a comprehensive ban on advertising, promotion and sponsorship originating from its territory with cross-border effects. In this respect, each Party shall undertake appropriate legislative, executive, administrative and/or other measures and report accordingly in conformity with Article 21. Hemant Goswami – hemant@tobaccofreeindia.org
  • 10. Article 13: Tobacco advertising, promotion and sponsorship 4. As a minimum, and in accordance with its constitution or constitutional principles, each Party shall: (a) prohibit all forms of tobacco advertising, promotion and sponsorship that promote a tobacco product by any means that are false, misleading or deceptive or likely to create an erroneous impression about its characteristics, health effects, hazards or emissions; (b) require that health or other appropriate warnings or messages accompany all tobacco advertising and, as appropriate, promotion and sponsorship; (c) restrict the use of direct or indirect incentives that encourage the purchase of tobacco products by the public; Hemant Goswami – hemant@tobaccofreeindia.org
  • 11. Article 13: Tobacco advertising, promotion and sponsorship (d) require, if it does not have a comprehensive ban, the disclosure to relevant governmental authorities of expenditures by the tobacco industry on advertising, promotion and sponsorship not yet prohibited. Those authorities may decide to make those figures available, subject to national law, to the public and to the Conference of the Parties, pursuant to Article 21; (e) undertake a comprehensive ban or, in the case of a Party that is not in a position to undertake a comprehensive ban due to its constitution or constitutional principles, restrict tobacco advertising, promotion and sponsorship on radio, television, print media and, as appropriate, other media, such as the internet, within a period of five years; and (f) prohibit, or in the case of a Party that is not in a position to prohibit due to its constitution or constitutional principles restrict, tobacco sponsorship of international events, activities and/or participants therein. Hemant Goswami – hemant@tobaccofreeindia.org
  • 12. Article 13: Tobacco advertising, promotion and sponsorship 5. Parties are encouraged to implement measures beyond the obligations set out in paragraph 4. 6. Parties shall cooperate in the development of technologies and other means necessary to facilitate the elimination of cross-border advertising. Hemant Goswami – hemant@tobaccofreeindia.org
  • 13. Article 13: Tobacco advertising, promotion and sponsorship 7. Parties which have a ban on certain forms of tobacco advertising, promotion and sponsorship have the sovereign right to ban those forms of cross-border tobacco advertising, promotion and sponsorship entering their territory and to impose equal penalties as those applicable to domestic advertising, promotion and sponsorship originating from their territory in accordance with their national law. This paragraph does not endorse or approve of any particular penalty. 8. Parties shall consider the elaboration of a protocol setting out appropriate measures that require international collaboration for a comprehensive ban on cross-border advertising, promotion and sponsorship. Hemant Goswami – hemant@tobaccofreeindia.org
  • 14. Cigarettes and Other Tobacco Products (Prohibition of Advertisement and Regulation of Trade and Commerce, Production, Supply and Distribution) Act, 2003 3. In this Act, unless the context otherwise requires,— (a)"advertisement" includes any visible representation by way of notice, circular, label, wrapper or other document and also includes any announcement made orally or by any means of producing or transmitting fight, sound, smoke or gas; Hemant Goswami – hemant@tobaccofreeindia.org
  • 15. COTPA: Section 5 5. (J) No person engaged in, or purported to be engaged in the production, supply or distribution of cigarettes or any other tobacco products shall advertise and no person having control over a medium shall cause to be advertised cigarettes or any other tobacco products through that medium and no person shall take part in any advertisement which directly or indirectly suggests or promotes the use or consumption of cigarettes or any other tobacco products. Hemant Goswami – hemant@tobaccofreeindia.org
  • 16. COTPA: Section 5 5.(2) No person, for any direct or indirect pecuniary benefit, shall— (a) display, cause to display, or permit or authorise to display any advertisement of cigarettes or any other tobacco product; or (b)sell or cause to sell, or permit or authorise to sell a film or video tape contain-ing advertisement of cigarettes or any other tobacco product; or (c) distribute, cause to distribute, or permit or authorise to distribute to the public any leaflet, hand-bill or document which is or which contains an advertisement of cigarettes or any other tobacco product; or (d)erect, exhibit, fix or retain upon or over any land, building, wall, hoarding, frame, post or structure or upon or in any vehicle or shall display in any manner whatsoever in any place any advertisement of cigarettes or any other tobacco prod-uct: Hemant Goswami – hemant@tobaccofreeindia.org
  • 17. COTPA: Section 5 5. (2) ….... Provided that this sub-section shall not apply in relation to— (a) an advertisement of cigarettes or any other tobacco product in or on a package containing cigarettes or any other tobacco product; (b) advertisement of cigarettes or any other tobacco product which is displayed at the entrance or inside a warehouse or a shop where cigarettes and any other to-bacco products are offered for distribution or sale. Hemant Goswami – hemant@tobaccofreeindia.org
  • 18. COTPA: Section 5 (J) No person, shall, under a contract or otherwise promote or agree to promote the use or consumption of— (a) cigarettes or any other tobacco product; or (b) any trade mark or brand name of cigarettes or any other tobacco product in exchange for a sponsorship, gift, prize or scholarship given or agreed to be given by another person. Hemant Goswami – hemant@tobaccofreeindia.org
  • 19. COTPA: Section 5 5. (2) ….... Provided that this sub-section shall not apply in relation to— (a) an advertisement of cigarettes or any other tobacco product in or on a package containing cigarettes or any other tobacco product; (b) advertisement of cigarettes or any other tobacco product which is displayed at the entrance or inside a warehouse or a shop where cigarettes and any other to-bacco products are offered for distribution or sale. Hemant Goswami – hemant@tobaccofreeindia.org
  • 20. COTPA – Section 22 22. Punishment for advertisement of cigarettes and tobacco products.- Whoever contravenes the provision of section 5 shall, on conviction, be punishable- (a) in the case of first conviction, with imprisonment for a term which may extend to two years or with fine which may extend to one thousand rupees or with both, and (b) in the case of second or subsequent conviction with imprisonment for a term which may extend to five years and with fine which may extend to five thousand rupees. Hemant Goswami – hemant@tobaccofreeindia.org
  • 21. PROBLEM ISSUE CREATED Whether the offense under Hemant Goswami – hemant@tobaccofreeindia.org
  • 22. Cr.P.C. - Schedule 1: Part II Whether an offence other than those prescribed under the Indian Penal Code i.e. special acts is cognizable/bailable or otherwise has to be decided in accordance with the specific provision, if any, under the special act in question. In absence of the specific provision, one has to look upon the First Schedule appended to the Code of Criminal Procedure (Cr.P.C.). Part-II classifies the offences against other laws, which are laws other than the various categories of crimes enumerated in the Indian Penal Code, 1860 (for short ‘the IPC’). This Part-II classifies the offences under various special enactments into three distinct categories Hemant Goswami – hemant@tobaccofreeindia.org
  • 23. Cr.P.C. - Schedule 1: Part II OFFENCE Cognizable or Bailable or By what Court non cognizable Non-bailable Triable If punishable with death, Cognizable Non-bailable Court of Session imprisonment for life or imprisonment for more than 7 years If punishable with Cognizable Non-bailable Magistrate of 1st imprisonment for 3 years Class and upwards but more than 7 years If punishable with Non- Bailable Any Magistrate imprisonment for less than Cognizable 3 years or with fine only Hemant Goswami – hemant@tobaccofreeindia.org
  • 24. Trade Marks Act, 1999 2. (m) "mark" includes a device, brand, heading, label, ticket, name, signature, word, letter, numeral, shape of goods, packaging or combination of colours or any combination thereof; 2. (o) "name" includes any abbreviation of a name; Hemant Goswami – hemant@tobaccofreeindia.org
  • 25. Trade Marks Act, 1999 2. (zb) "trade mark" means a mark capable of being represented graphically and which is capable of distinguishing the goods or services of one person from those of others and may include shape of goods, their packaging and combination of colours; Hemant Goswami – hemant@tobaccofreeindia.org
  • 26. Trade Marks Act, 1999 2. (3) For the purposes of this Act, goods and services are associated with each other if it is likely that those goods might be sold or otherwise traded in and those services might be provided by the same business and so with descriptions of goods and descriptions of services. Hemant Goswami – hemant@tobaccofreeindia.org
  • 27. Classification under TM Rules The Fourth Schedule to Trade Marks Rules, 2002 Class 34 Tobacco; smokers' articles; matches. Includes lighters for smokers. Services Hemant Goswami – hemant@tobaccofreeindia.org
  • 28. PATH TO PROSECUTION 1.] Identification of Violation 2.] Collecting all evidence and supporting material 3.] Compilation of all supporting provisions 4.] Filing a FIR with mention of complete and details as collected at 2. and 3. above. Name the complete chain of offenders in the FIR 5.] Proper seizure and supporting statements 6.] Following the case in the court to insure it is handled properly. Share the law/ FCTC/ etc. with the P.P. Hemant Goswami – hemant@tobaccofreeindia.org
  • 29. It's still a long way to GO Hemant Goswami – hemant@tobaccofreeindia.org
  • 30. Thank You Hemant Goswami hemant@tobaccofreeindia.org Hemant Goswami – hemant@tobaccofreeindia.org