external and internal conflict

1. or Int@rnill Us@ Only
ranch No. Account No. Financial Advisor No.
rRIDE CONFlRMATIONSl your Financial Advisor for a paper copy of any document that
we deliver electronically under this consent.
o the extent permitted by law, do you want to receive
onfirmation of transactions on or with your monthly statement e. Other ilot:umnn deliveries: Sometimes we may deliver paper
nstead of individual trade confirmations following each copies of documents relating to an account. Also, some documents
ansaction? You will not pay a different fee if you select this that we can deliver electronically are not covered by this consent
ption. Selecting this option is not a condition to entering into (or and have separare procedures for enrollment and unenrollment in
ontinuing to participate in) the Program. electronic delivery and for obtaining paper copies.
ou may choose to receive from us, at no additional cost, ACKNOWLEDGMENTS
rade confirmations for any period in which you elected not to
(1) Any handwritten or other changes made to the form of this
eceive individual trade confirmations. You can also revoke your
Agreement (including by you or by any Morgan Stanley
uthorization at any time by giving us written notice in accordance
Smith Bamey representative) before or at the time the
irh this Agreement.
Agreement is signed byyou and Morgan Stanley Smith Barney
'V' Yes _
~ - No do not apply. After this Agreement is signed, it may be
changed only in accordance with its amendment provision.
OUR CONSENT TO ELECfRONIC DEliVERY OF
ORMS ADV PAIIT 2, PRIVACYNOTICES AND OlHER (2) This Agreement contains a predispute arbitration clause
OCUMENTS. (in Section 8 on page 8) under which you agree to arbitrate
any disputes with us, and your dection on the delivery of
Electronic delivery: You authorize us to deliver any type of
trade confirmations set out above. By signing below, you
document relating to your existing and future investment
acknowledge receiving a copy oftbis Agreement.
advisory accounts and relationships with MSSB (including
MSSB's, Overlay Manager's and each Manager's ADV Parts 2 Bryan L Breuer
and privacy notices), instead of paper copies, either byemail to CLIENT NAME
an email address you give us, by giving you a CD- RO M to read
on a computer, or by referring you to a Web site. SIGNATURE
~b site address: MSSB's, Overlay Manager's and each Manager's 09/04/2012
DATE
ADV Parts 2 and privacy notices, and each Manager's profile, for
Karen A. Koshiol
your Account are available now at www.smithbarney.comlADV
-Ko";J . iJ
_1,<'(L AO/lL!?- ' -l~~-·
CLIENT NAME
Please review them.
Cumputer access: You acknowledge that you have access S~U~-,
r
to a computer which can access these documents (including
09/04/2012
PDF software, available ITeeof charge at Adobe's Web site
www.adobe.com, and a CD-ROM drive), and that you may
incur costs accessing or printing the documents (e.g., online
DATE CIL':t I L~L,--
CAPACITY OF SIGr4rORY (lES)
_
provider fees and printing costs). We are not liable for these
costs or any computer problems (including viruses) you incur in ACCEPTED BY MORGAN STANLEY SMITH BARNEY LLC
accessing the documents.
How to getpapercopies: This consent remains in place until DATE
you give wrirren notice to your Financial Advisor that you are
revoking it. You may also, without revoking this consent, ask
, ot applicable to CGA or TRAK Fund Solution Accounts
2012 Morgan Stanley Smith Barney LLC. Member SIPC.
MORGAN STANLEY SMITH BARNEY SINGLE ADVISORY CONTRACT
CGPMSSAC N0212 (02/2012)
organStanLey
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SmithBarney NY CS 7030953 02/12